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SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameSOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN
Plan identification number 003

SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SOUTHWEST AIRLINES COMPANY has sponsored the creation of one or more 401k plans.

Company Name:SOUTHWEST AIRLINES COMPANY
Employer identification number (EIN):741563240
NAIC Classification:481000
NAIC Description: Air Transportation

Additional information about SOUTHWEST AIRLINES COMPANY

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 1967-03-09
Company Identification Number: 0023294100
Legal Registered Office Address: PO BOX 36611 C/O 6TX

DALLAS
United States of America (USA)
75235

More information about SOUTHWEST AIRLINES COMPANY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01MICHAEL HAYNES
0032017-01-01MICHAEL HAYNES
0032016-01-01MICHAEL HAYNES
0032015-01-01MIKE HAYNES
0032014-01-01RICHARD DOHERTY
0032013-01-01RICHARD DOHERTY
0032012-01-01RICHARD DOHERTY RICHARD DOHERTY2013-10-07
0032011-01-01RICHARD DOHERTY RICHARD DOHERTY2012-07-18
0032009-01-01RICHARD DOHERTY

Plan Statistics for SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN

Measure Date Value
2022: SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0110,270
Total number of active participants reported on line 7a of the Form 55002022-01-019,692
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-011,201
Total of all active and inactive participants2022-01-0110,893
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0142
Total participants2022-01-0110,935
Number of participants with account balances2022-01-0110,874
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0110,459
Total number of active participants reported on line 7a of the Form 55002021-01-019,061
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-011,176
Total of all active and inactive participants2021-01-0110,237
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0133
Total participants2021-01-0110,270
Number of participants with account balances2021-01-0110,215
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0110,633
Total number of active participants reported on line 7a of the Form 55002020-01-019,215
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-011,218
Total of all active and inactive participants2020-01-0110,433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0126
Total participants2020-01-0110,459
Number of participants with account balances2020-01-0110,415
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0110,290
Total number of active participants reported on line 7a of the Form 55002019-01-019,943
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01670
Total of all active and inactive participants2019-01-0110,613
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0120
Total participants2019-01-0110,633
Number of participants with account balances2019-01-0110,597
2018: SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-019,587
Total number of active participants reported on line 7a of the Form 55002018-01-019,630
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01642
Total of all active and inactive participants2018-01-0110,272
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0118
Total participants2018-01-0110,290
Number of participants with account balances2018-01-0110,259
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-018,935
Total number of active participants reported on line 7a of the Form 55002017-01-018,967
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01606
Total of all active and inactive participants2017-01-019,573
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0114
Total participants2017-01-019,587
Number of participants with account balances2017-01-019,555
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-018,579
Total number of active participants reported on line 7a of the Form 55002016-01-018,413
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01512
Total of all active and inactive participants2016-01-018,925
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0110
Total participants2016-01-018,935
Number of participants with account balances2016-01-018,830
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-018,183
Total number of active participants reported on line 7a of the Form 55002015-01-018,181
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01398
Total of all active and inactive participants2015-01-018,579
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-018,579
Number of participants with account balances2015-01-018,386
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-017,046
Total number of active participants reported on line 7a of the Form 55002014-01-017,558
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01625
Total of all active and inactive participants2014-01-018,183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-018,183
Number of participants with account balances2014-01-017,988
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-016,755
Total number of active participants reported on line 7a of the Form 55002013-01-016,542
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01504
Total of all active and inactive participants2013-01-017,046
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-017,046
Number of participants with account balances2013-01-016,962
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-016,444
Total number of active participants reported on line 7a of the Form 55002012-01-016,344
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01411
Total of all active and inactive participants2012-01-016,755
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-016,755
Number of participants with account balances2012-01-016,698
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-016,197
Total number of active participants reported on line 7a of the Form 55002011-01-016,105
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01339
Total of all active and inactive participants2011-01-016,444
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-016,444
Number of participants with account balances2011-01-016,402
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-016,291
Total number of active participants reported on line 7a of the Form 55002009-01-015,898
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01394
Total of all active and inactive participants2009-01-016,292
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-016,292
Number of participants with account balances2009-01-016,261
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010
Number of employers contributing to the scheme2009-01-010

Financial Data on SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN

Measure Date Value
2022 : SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-851,458,169
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$305,933,408
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$300,361,918
Expenses. Certain deemed distributions of participant loans2022-12-31$521,936
Value of total corrective distributions2022-12-31$43,080
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$529,736,066
Value of total assets at end of year2022-12-31$7,583,775,965
Value of total assets at beginning of year2022-12-31$8,741,167,542
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$5,006,474
Total interest from all sources2022-12-31$5,164,579
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$198,905,321
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$198,905,321
Administrative expenses professional fees incurred2022-12-31$402,051
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$177,092,925
Participant contributions at end of year2022-12-31$56,562,629
Participant contributions at beginning of year2022-12-31$64,863,596
Assets. Other investments not covered elsewhere at end of year2022-12-31$1,414,388,693
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$1,681,450,141
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$30,157,547
Other income not declared elsewhere2022-12-31$-336,870,899
Administrative expenses (other) incurred2022-12-31$313,085
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,157,391,577
Value of net assets at end of year (total assets less liabilities)2022-12-31$7,583,775,965
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$8,741,167,542
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$4,291,338
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$3,568,700,439
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$5,988,239,541
Interest on participant loans2022-12-31$1,536,568
Value of interest in common/collective trusts at end of year2022-12-31$1,840,917,154
Value of interest in common/collective trusts at beginning of year2022-12-31$428,710,856
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$248,083,961
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$224,281,263
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$224,281,263
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$3,628,011
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$455,011,630
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$353,350,302
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,211,994,342
Net investment gain or loss from common/collective trusts2022-12-31$-36,398,894
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$322,485,594
Employer contributions (assets) at end of year2022-12-31$111,459
Employer contributions (assets) at beginning of year2022-12-31$271,843
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$300,361,918
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31WEAVER AND TIDWELL, L.L.P.
Accountancy firm EIN2022-12-31750786316
2021 : SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$1,623,046,857
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$354,660,144
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$349,374,441
Expenses. Certain deemed distributions of participant loans2021-12-31$509,326
Value of total corrective distributions2021-12-31$46,484
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$507,372,802
Value of total assets at end of year2021-12-31$8,741,167,542
Value of total assets at beginning of year2021-12-31$7,472,780,829
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$4,729,893
Total interest from all sources2021-12-31$2,033,668
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$294,096,563
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$294,096,563
Administrative expenses professional fees incurred2021-12-31$317,380
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$164,868,273
Participant contributions at end of year2021-12-31$64,863,596
Participant contributions at beginning of year2021-12-31$74,272,928
Assets. Other investments not covered elsewhere at end of year2021-12-31$1,681,450,141
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$1,402,013,700
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$40,514,266
Other income not declared elsewhere2021-12-31$164,862,971
Administrative expenses (other) incurred2021-12-31$395,796
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,268,386,713
Value of net assets at end of year (total assets less liabilities)2021-12-31$8,741,167,542
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$7,472,780,829
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$4,016,717
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$5,988,239,541
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$5,101,017,346
Interest on participant loans2021-12-31$2,010,447
Value of interest in common/collective trusts at end of year2021-12-31$428,710,856
Value of interest in common/collective trusts at beginning of year2021-12-31$663,834,017
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$224,281,263
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$231,642,838
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$231,642,838
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$23,221
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$353,350,302
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$552,131,257
Net investment gain or loss from common/collective trusts2021-12-31$102,549,596
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$301,990,263
Employer contributions (assets) at end of year2021-12-31$271,843
Employer contributions (assets) at beginning of year2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$349,374,441
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31WEAVER AND TIDWELL, L.L.P.
Accountancy firm EIN2021-12-31750786316
2020 : SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$1,499,256,260
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$464,120,217
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$459,717,573
Expenses. Certain deemed distributions of participant loans2020-12-31$942,289
Value of total corrective distributions2020-12-31$15,455
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$535,144,547
Value of total assets at end of year2020-12-31$7,472,780,829
Value of total assets at beginning of year2020-12-31$6,437,644,786
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$3,444,900
Total interest from all sources2020-12-31$3,574,104
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$147,649,548
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$147,649,548
Administrative expenses professional fees incurred2020-12-31$336,369
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$173,040,496
Participant contributions at end of year2020-12-31$74,272,928
Participant contributions at beginning of year2020-12-31$53,616,544
Assets. Other investments not covered elsewhere at end of year2020-12-31$1,402,013,700
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$1,012,785,408
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$61,875,499
Other income not declared elsewhere2020-12-31$234,200,830
Administrative expenses (other) incurred2020-12-31$387,468
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,035,136,043
Value of net assets at end of year (total assets less liabilities)2020-12-31$7,472,780,829
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$6,437,644,786
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$2,721,063
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$5,101,017,346
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$4,598,644,003
Interest on participant loans2020-12-31$2,705,633
Value of interest in common/collective trusts at end of year2020-12-31$663,834,017
Value of interest in common/collective trusts at beginning of year2020-12-31$617,161,721
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$231,642,838
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$154,814,553
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$154,814,553
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$868,471
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$562,256,034
Net investment gain or loss from common/collective trusts2020-12-31$16,431,197
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$300,228,552
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$622,557
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$459,717,573
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31WHITLEY PENN LLP
Accountancy firm EIN2020-12-31752393478
2019 : SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,588,200,678
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$220,116,442
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$217,199,105
Expenses. Certain deemed distributions of participant loans2019-12-31$43,710
Value of total corrective distributions2019-12-31$31,003
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$503,245,334
Value of total assets at end of year2019-12-31$6,437,644,786
Value of total assets at beginning of year2019-12-31$5,069,560,550
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$2,842,624
Total interest from all sources2019-12-31$6,038,779
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$158,557,561
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$158,557,561
Administrative expenses professional fees incurred2019-12-31$313,780
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$167,870,853
Participant contributions at end of year2019-12-31$53,616,544
Participant contributions at beginning of year2019-12-31$51,712,971
Assets. Other investments not covered elsewhere at end of year2019-12-31$1,012,785,408
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$772,069,372
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$38,290,107
Other income not declared elsewhere2019-12-31$165,393,639
Administrative expenses (other) incurred2019-12-31$405,685
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,368,084,236
Value of net assets at end of year (total assets less liabilities)2019-12-31$6,437,644,786
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$5,069,560,550
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$2,123,159
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$4,598,644,003
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$3,531,571,528
Interest on participant loans2019-12-31$2,683,000
Value of interest in common/collective trusts at end of year2019-12-31$617,161,721
Value of interest in common/collective trusts at beginning of year2019-12-31$529,204,943
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$154,814,553
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$184,412,310
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$184,412,310
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$3,355,779
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$672,939,269
Net investment gain or loss from common/collective trusts2019-12-31$82,026,096
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$297,084,374
Employer contributions (assets) at end of year2019-12-31$622,557
Employer contributions (assets) at beginning of year2019-12-31$589,426
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$217,199,105
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31WHITLEY PENN LLP
Accountancy firm EIN2019-12-31752393478
2018 : SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$168,529,765
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$190,836,986
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$188,021,034
Expenses. Certain deemed distributions of participant loans2018-12-31$319,923
Value of total corrective distributions2018-12-31$8,062
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$480,625,295
Value of total assets at end of year2018-12-31$5,069,560,550
Value of total assets at beginning of year2018-12-31$5,091,867,771
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$2,487,967
Total interest from all sources2018-12-31$4,726,058
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$147,985,557
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$147,985,557
Administrative expenses professional fees incurred2018-12-31$324,695
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$159,688,805
Participant contributions at end of year2018-12-31$51,712,971
Participant contributions at beginning of year2018-12-31$50,809,227
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$200
Assets. Other investments not covered elsewhere at end of year2018-12-31$772,069,372
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$746,911,986
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$46,961,084
Other income not declared elsewhere2018-12-31$-54,154,636
Administrative expenses (other) incurred2018-12-31$421,260
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-22,307,221
Value of net assets at end of year (total assets less liabilities)2018-12-31$5,069,560,550
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$5,091,867,771
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$1,742,012
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$3,531,571,528
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$3,670,329,341
Interest on participant loans2018-12-31$2,378,616
Value of interest in common/collective trusts at end of year2018-12-31$529,204,943
Value of interest in common/collective trusts at beginning of year2018-12-31$494,787,167
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$184,412,310
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$128,499,382
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$128,499,382
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$2,347,442
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-386,276,484
Net investment gain or loss from common/collective trusts2018-12-31$-24,376,025
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$273,975,406
Employer contributions (assets) at end of year2018-12-31$589,426
Employer contributions (assets) at beginning of year2018-12-31$530,468
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$188,021,034
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31WHITLEY PENN LLP
Accountancy firm EIN2018-12-31752393478
2017 : SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,140,659,860
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$191,286,879
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$187,846,114
Expenses. Certain deemed distributions of participant loans2017-12-31$1,377,917
Value of total corrective distributions2017-12-31$25,915
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$441,842,801
Value of total assets at end of year2017-12-31$5,091,867,771
Value of total assets at beginning of year2017-12-31$4,142,494,790
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$2,036,933
Total interest from all sources2017-12-31$3,322,739
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$101,244,421
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$101,244,421
Administrative expenses professional fees incurred2017-12-31$314,130
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$152,061,446
Participant contributions at end of year2017-12-31$50,809,227
Participant contributions at beginning of year2017-12-31$50,960,785
Participant contributions at end of year2017-12-31$200
Participant contributions at beginning of year2017-12-31$902
Assets. Other investments not covered elsewhere at end of year2017-12-31$746,911,986
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$597,605,071
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$41,296,993
Other income not declared elsewhere2017-12-31$90,608,943
Administrative expenses (other) incurred2017-12-31$388,069
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$949,372,981
Value of net assets at end of year (total assets less liabilities)2017-12-31$5,091,867,771
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$4,142,494,790
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$1,334,734
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$3,670,329,341
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$2,795,677,129
Interest on participant loans2017-12-31$2,219,150
Value of interest in common/collective trusts at end of year2017-12-31$494,787,167
Value of interest in common/collective trusts at beginning of year2017-12-31$536,811,875
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$128,499,382
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$142,764,194
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$142,764,194
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$1,103,589
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$456,874,330
Net investment gain or loss from common/collective trusts2017-12-31$46,766,626
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$248,484,362
Employer contributions (assets) at end of year2017-12-31$530,468
Employer contributions (assets) at beginning of year2017-12-31$18,674,834
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$187,846,114
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WHITLEY PENN LLP
Accountancy firm EIN2017-12-31752393478
2016 : SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$405,888
Total income from all sources (including contributions)2016-12-31$726,612,738
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$209,099,879
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$207,524,717
Value of total corrective distributions2016-12-31$3,572
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$355,585,305
Value of total assets at end of year2016-12-31$4,142,494,790
Value of total assets at beginning of year2016-12-31$3,625,387,819
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$1,571,590
Total interest from all sources2016-12-31$2,442,792
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$84,652,837
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$84,652,837
Administrative expenses professional fees incurred2016-12-31$224,363
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$153,991,091
Participant contributions at end of year2016-12-31$50,960,785
Participant contributions at beginning of year2016-12-31$42,522,758
Participant contributions at end of year2016-12-31$902
Participant contributions at beginning of year2016-12-31$0
Assets. Other investments not covered elsewhere at end of year2016-12-31$597,605,071
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$475,868,484
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$28,432,867
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$426,704,968
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$405,888
Other income not declared elsewhere2016-12-31$88,725,446
Administrative expenses (other) incurred2016-12-31$409,413
Total non interest bearing cash at end of year2016-12-31$0
Total non interest bearing cash at beginning of year2016-12-31$8,015
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$517,512,859
Value of net assets at end of year (total assets less liabilities)2016-12-31$4,142,494,790
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$3,624,981,931
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$937,814
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$2,795,677,129
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,874,061,012
Interest on participant loans2016-12-31$2,219,220
Value of interest in common/collective trusts at end of year2016-12-31$536,811,875
Value of interest in common/collective trusts at beginning of year2016-12-31$658,310,104
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$142,764,194
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$147,912,478
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$147,912,478
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$223,572
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$139,580,594
Net investment gain or loss from common/collective trusts2016-12-31$55,625,764
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$173,161,347
Employer contributions (assets) at end of year2016-12-31$18,674,834
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$207,524,717
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31WHITLEY PENN LLP
Accountancy firm EIN2016-12-31752393478
2015 : SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$442,958,449
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$405,888
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$7,065,768
Total income from all sources (including contributions)2015-12-31$192,864,955
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$132,726,604
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$129,982,292
Expenses. Certain deemed distributions of participant loans2015-12-31$1,106,977
Value of total corrective distributions2015-12-31$3,690
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$295,692,699
Value of total assets at end of year2015-12-31$3,625,387,819
Value of total assets at beginning of year2015-12-31$3,128,950,899
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,633,645
Total interest from all sources2015-12-31$1,880,848
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$62,938,328
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$62,938,328
Administrative expenses professional fees incurred2015-12-31$19,500
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$145,143,073
Participant contributions at end of year2015-12-31$42,522,758
Participant contributions at beginning of year2015-12-31$42,397,150
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$1,997
Assets. Other investments not covered elsewhere at end of year2015-12-31$475,868,484
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$453,706,791
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$19,029,308
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$426,704,968
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$7,322,975
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$405,888
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$7,065,768
Other income not declared elsewhere2015-12-31$-19,862,406
Administrative expenses (other) incurred2015-12-31$1,384,859
Total non interest bearing cash at end of year2015-12-31$8,015
Total non interest bearing cash at beginning of year2015-12-31$115,638
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$60,138,351
Value of net assets at end of year (total assets less liabilities)2015-12-31$3,624,981,931
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$3,121,885,131
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$229,286
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,874,061,012
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,848,278,954
Interest on participant loans2015-12-31$1,788,833
Value of interest in common/collective trusts at end of year2015-12-31$658,310,104
Value of interest in common/collective trusts at beginning of year2015-12-31$631,977,470
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$147,912,478
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$137,783,527
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$137,783,527
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$92,015
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-135,039,290
Net investment gain or loss from common/collective trusts2015-12-31$-12,745,224
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$131,520,318
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$7,366,397
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$129,982,292
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31WAGNER, EUBANK, & NICHOLS, LLP
Accountancy firm EIN2015-12-31752904993
2014 : SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$7,065,768
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$15,716,789
Total income from all sources (including contributions)2014-12-31$391,799,262
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$115,887,547
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$114,260,361
Value of total corrective distributions2014-12-31$7,140
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$262,720,290
Value of total assets at end of year2014-12-31$3,128,950,899
Value of total assets at beginning of year2014-12-31$2,861,690,205
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,620,046
Total interest from all sources2014-12-31$1,789,284
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$69,148,122
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$69,148,122
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$124,211,811
Participant contributions at end of year2014-12-31$42,397,150
Participant contributions at beginning of year2014-12-31$43,074,573
Participant contributions at end of year2014-12-31$1,997
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$453,706,791
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$411,092,500
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$17,314,410
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$7,322,975
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$15,621,475
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$7,065,768
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$15,716,742
Other income not declared elsewhere2014-12-31$19,910,216
Administrative expenses (other) incurred2014-12-31$807,562
Liabilities. Value of operating payables at end of year2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$47
Total non interest bearing cash at end of year2014-12-31$115,638
Total non interest bearing cash at beginning of year2014-12-31$171,324
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$275,911,715
Value of net assets at end of year (total assets less liabilities)2014-12-31$3,121,885,131
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,845,973,416
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$280,798
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,848,278,954
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$2,080,347,461
Interest on participant loans2014-12-31$1,753,276
Value of interest in common/collective trusts at end of year2014-12-31$631,977,470
Value of interest in common/collective trusts at beginning of year2014-12-31$163,198,189
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$137,783,527
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$143,029,357
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$143,029,357
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$36,008
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-823,824
Net investment gain or loss from common/collective trusts2014-12-31$39,055,174
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$121,194,069
Employer contributions (assets) at end of year2014-12-31$7,366,397
Employer contributions (assets) at beginning of year2014-12-31$5,155,326
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$114,260,361
Contract administrator fees2014-12-31$531,686
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WAGNER, EUBANK, & NICHOLS, LLP
Accountancy firm EIN2014-12-31752904993
2013 : SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$266
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$15,716,789
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$19,857,519
Total income from all sources (including contributions)2013-12-31$595,166,830
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$122,038,866
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$120,613,587
Expenses. Certain deemed distributions of participant loans2013-12-31$14,869
Value of total corrective distributions2013-12-31$1,923
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$248,290,989
Value of total assets at end of year2013-12-31$2,861,690,205
Value of total assets at beginning of year2013-12-31$2,392,702,705
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,408,487
Total interest from all sources2013-12-31$1,874,395
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$85,447,595
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$85,447,595
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$113,369,483
Participant contributions at end of year2013-12-31$43,074,573
Participant contributions at beginning of year2013-12-31$40,790,526
Assets. Other investments not covered elsewhere at end of year2013-12-31$411,092,500
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$337,126,603
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$27,243,851
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$15,621,475
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$22,206,498
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$15,716,742
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$45,126,888
Administrative expenses (other) incurred2013-12-31$646,105
Liabilities. Value of operating payables at end of year2013-12-31$47
Liabilities. Value of operating payables at beginning of year2013-12-31$19,857,519
Total non interest bearing cash at end of year2013-12-31$171,324
Total non interest bearing cash at beginning of year2013-12-31$1,695,441
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$473,127,964
Value of net assets at end of year (total assets less liabilities)2013-12-31$2,845,973,416
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,372,845,186
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$262,788
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$2,080,347,461
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,648,760,570
Interest on participant loans2013-12-31$1,786,930
Value of interest in common/collective trusts at end of year2013-12-31$163,198,189
Value of interest in common/collective trusts at beginning of year2013-12-31$153,239,363
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$143,029,357
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$182,957,983
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$182,957,983
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$87,465
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$215,072,214
Net investment gain or loss from common/collective trusts2013-12-31$-645,251
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$107,677,655
Employer contributions (assets) at end of year2013-12-31$5,155,326
Employer contributions (assets) at beginning of year2013-12-31$5,925,721
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$120,613,587
Contract administrator fees2013-12-31$499,594
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31WAGNER, EUBANK, & NICHOLS, LLP
Accountancy firm EIN2013-12-31752904993
2012 : SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$19,857,519
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$11,780,644
Total income from all sources (including contributions)2012-12-31$431,288,073
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$78,001,023
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$76,856,228
Expenses. Certain deemed distributions of participant loans2012-12-31$281,362
Value of total corrective distributions2012-12-31$1,045
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$216,113,371
Value of total assets at end of year2012-12-31$2,392,702,705
Value of total assets at beginning of year2012-12-31$2,031,338,780
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$862,388
Total interest from all sources2012-12-31$1,902,144
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$70,265,886
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$70,265,886
Administrative expenses professional fees incurred2012-12-31$206,252
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$105,758,273
Participant contributions at end of year2012-12-31$40,790,526
Participant contributions at beginning of year2012-12-31$37,270,188
Assets. Other investments not covered elsewhere at end of year2012-12-31$337,126,603
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$278,259,076
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$7,872,074
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$22,206,498
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$8,170,340
Other income not declared elsewhere2012-12-31$14,347,980
Liabilities. Value of operating payables at end of year2012-12-31$19,857,519
Liabilities. Value of operating payables at beginning of year2012-12-31$11,780,644
Total non interest bearing cash at end of year2012-12-31$1,695,441
Total non interest bearing cash at beginning of year2012-12-31$309,659
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$353,287,050
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,372,845,186
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,019,558,136
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$152,379
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,648,760,570
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,405,924,163
Interest on participant loans2012-12-31$1,669,541
Value of interest in common/collective trusts at end of year2012-12-31$153,239,363
Value of interest in common/collective trusts at beginning of year2012-12-31$150,164,399
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$182,957,983
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$144,103,041
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$144,103,041
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$232,603
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$125,416,273
Net investment gain or loss from common/collective trusts2012-12-31$3,242,419
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$102,483,024
Employer contributions (assets) at end of year2012-12-31$5,925,721
Employer contributions (assets) at beginning of year2012-12-31$7,137,914
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$76,856,228
Contract administrator fees2012-12-31$503,757
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31WAGNER, EUBANKS, & NICHOLS, LLP
Accountancy firm EIN2012-12-31752904993
2011 : SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$11,780,644
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$10,647,948
Total income from all sources (including contributions)2011-12-31$148,618,009
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$63,290,177
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$62,459,912
Value of total corrective distributions2011-12-31$6,202
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$204,911,450
Value of total assets at end of year2011-12-31$2,031,338,780
Value of total assets at beginning of year2011-12-31$1,944,878,252
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$824,063
Total interest from all sources2011-12-31$1,803,033
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$65,884,134
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$65,884,134
Administrative expenses professional fees incurred2011-12-31$164,235
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$99,097,300
Participant contributions at end of year2011-12-31$37,270,188
Participant contributions at beginning of year2011-12-31$33,362,201
Assets. Other investments not covered elsewhere at end of year2011-12-31$278,259,076
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$204,130,857
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$7,285,341
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$8,170,340
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$9,775,808
Other income not declared elsewhere2011-12-31$-12,574,235
Liabilities. Value of operating payables at end of year2011-12-31$11,780,644
Liabilities. Value of operating payables at beginning of year2011-12-31$10,647,948
Total non interest bearing cash at end of year2011-12-31$309,659
Total non interest bearing cash at beginning of year2011-12-31$1,814
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$85,327,832
Value of net assets at end of year (total assets less liabilities)2011-12-31$2,019,558,136
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,934,230,304
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$147,595
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,405,924,163
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,480,126,606
Interest on participant loans2011-12-31$1,630,112
Value of interest in common/collective trusts at end of year2011-12-31$150,164,399
Value of interest in common/collective trusts at beginning of year2011-12-31$117,793,585
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$144,103,041
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$91,917,670
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$91,917,670
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$172,921
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-115,482,277
Net investment gain or loss from common/collective trusts2011-12-31$4,075,904
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$98,528,809
Employer contributions (assets) at end of year2011-12-31$7,137,914
Employer contributions (assets) at beginning of year2011-12-31$7,769,711
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$62,459,912
Contract administrator fees2011-12-31$512,233
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31WAGNER, EUBANK & NICHOLS, LLP
Accountancy firm EIN2011-12-31752904993
2010 : SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$10,647,948
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$4,964,751
Total income from all sources (including contributions)2010-12-31$383,283,023
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$56,279,555
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$55,533,767
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$199,710,349
Value of total assets at end of year2010-12-31$1,944,878,252
Value of total assets at beginning of year2010-12-31$1,612,191,587
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$745,788
Total interest from all sources2010-12-31$1,997,586
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$34,368,141
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$34,368,141
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$95,955,020
Participant contributions at end of year2010-12-31$33,362,201
Participant contributions at beginning of year2010-12-31$30,629,636
Assets. Other investments not covered elsewhere at end of year2010-12-31$204,130,857
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$66,269,090
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$7,234,779
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$9,775,808
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$5,074,800
Other income not declared elsewhere2010-12-31$952,553
Liabilities. Value of operating payables at end of year2010-12-31$10,647,948
Liabilities. Value of operating payables at beginning of year2010-12-31$4,964,751
Total non interest bearing cash at end of year2010-12-31$1,814
Total non interest bearing cash at beginning of year2010-12-31$308,555
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$327,003,468
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,934,230,304
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,607,226,836
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$1,480,126,606
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,311,123,751
Interest on participant loans2010-12-31$1,761,359
Value of interest in common/collective trusts at end of year2010-12-31$117,793,585
Value of interest in common/collective trusts at beginning of year2010-12-31$130,363,457
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$91,917,670
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$67,075,819
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$67,075,819
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$236,227
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$140,940,601
Net investment gain or loss from common/collective trusts2010-12-31$5,313,793
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$96,520,550
Employer contributions (assets) at end of year2010-12-31$7,769,711
Employer contributions (assets) at beginning of year2010-12-31$1,346,479
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$55,533,767
Contract administrator fees2010-12-31$745,788
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31WAGNER, EUBANK & NICHOLS, LLP
Accountancy firm EIN2010-12-31752904993
2009 : SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN

2022: SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entityMulitple employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entityMulitple employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entityMulitple employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entityMulitple employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entityMulitple employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entityMulitple employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SOUTHWEST AIRLINES PILOTS RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entityMulitple employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberFDA00063TR
Policy instance 7
Insurance contract or identification numberFDA00063TR
Number of Individuals Covered2161
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number064328
Policy instance 6
Insurance contract or identification number064328
Number of Individuals Covered2161
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STATE STREET BANK & TRUST COMPANY (National Association of Insurance Commissioners NAIC id number: 0000 )
Policy contract number210014
Policy instance 5
Insurance contract or identification number210014
Number of Individuals Covered2161
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )
Policy contract numberG-27861.01.0001
Policy instance 4
Insurance contract or identification numberG-27861.01.0001
Number of Individuals Covered2161
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA-29310
Policy instance 3
Insurance contract or identification numberGA-29310
Number of Individuals Covered2161
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METLIFE, INC (National Association of Insurance Commissioners NAIC id number: 97136 )
Policy contract number38160
Policy instance 2
Insurance contract or identification number38160
Number of Individuals Covered2161
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60488 )
Policy contract numberGM-IM-0499-2100
Policy instance 1
Insurance contract or identification numberGM-IM-0499-2100
Number of Individuals Covered2161
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract numberFDA00063TR
Policy instance 7
Insurance contract or identification numberFDA00063TR
Number of Individuals Covered1911
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number064328
Policy instance 6
Insurance contract or identification number064328
Number of Individuals Covered1911
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STATE STREET BANK & TRUST COMPANY (National Association of Insurance Commissioners NAIC id number: 0000 )
Policy contract number210014
Policy instance 5
Insurance contract or identification number210014
Number of Individuals Covered1911
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PACIFIC LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 67466 )
Policy contract numberG-27861.01.0001
Policy instance 4
Insurance contract or identification numberG-27861.01.0001
Number of Individuals Covered1911
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA-29310
Policy instance 3
Insurance contract or identification numberGA-29310
Number of Individuals Covered1911
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METLIFE, INC (National Association of Insurance Commissioners NAIC id number: 97136 )
Policy contract number38160
Policy instance 2
Insurance contract or identification number38160
Number of Individuals Covered1911
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN GENERAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60488 )
Policy contract numberGM-IM-0499-2100
Policy instance 1
Insurance contract or identification numberGM-IM-0499-2100
Number of Individuals Covered1911
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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