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AUSTIN DIAGNOSTIC CLINIC ASSOCIATION 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameAUSTIN DIAGNOSTIC CLINIC ASSOCIATION 401(K) PROFIT SHARING PLAN
Plan identification number 001

AUSTIN DIAGNOSTIC CLINIC ASSOCIATION 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Life insurance

401k Sponsoring company profile

AUSTIN DIAGNOSTIC CLINIC has sponsored the creation of one or more 401k plans.

Company Name:AUSTIN DIAGNOSTIC CLINIC
Employer identification number (EIN):741625143
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AUSTIN DIAGNOSTIC CLINIC ASSOCIATION 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012017-01-01PATRICIA HAJDIK
0012016-01-01DAVID BRADER
0012015-01-01JOHN RATCLIFF
0012014-01-01JOHN RATCLIFF
0012013-01-01JOHN RATCLIFF
0012012-01-01JOHN RATCLIFF
0012011-01-01PAT JUPE
0012009-01-01PATRICK T. JUPE PATRICK T JUPE2010-10-11

Plan Statistics for AUSTIN DIAGNOSTIC CLINIC ASSOCIATION 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for AUSTIN DIAGNOSTIC CLINIC ASSOCIATION 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: AUSTIN DIAGNOSTIC CLINIC ASSOCIATION 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01346
Total number of active participants reported on line 7a of the Form 55002022-01-0196
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01223
Total of all active and inactive participants2022-01-01319
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-014
Total participants2022-01-01323
Number of participants with account balances2022-01-01318
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2017: AUSTIN DIAGNOSTIC CLINIC ASSOCIATION 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01705
Total number of active participants reported on line 7a of the Form 55002017-01-01582
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01192
Total of all active and inactive participants2017-01-01774
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-013
Total participants2017-01-01777
Number of participants with account balances2017-01-01575
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-011
2016: AUSTIN DIAGNOSTIC CLINIC ASSOCIATION 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01697
Total number of active participants reported on line 7a of the Form 55002016-01-01506
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01196
Total of all active and inactive participants2016-01-01702
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-013
Total participants2016-01-01705
Number of participants with account balances2016-01-01539
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: AUSTIN DIAGNOSTIC CLINIC ASSOCIATION 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01764
Total number of active participants reported on line 7a of the Form 55002015-01-01529
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01165
Total of all active and inactive participants2015-01-01694
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-013
Total participants2015-01-01697
Number of participants with account balances2015-01-01521
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: AUSTIN DIAGNOSTIC CLINIC ASSOCIATION 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01787
Total number of active participants reported on line 7a of the Form 55002014-01-01583
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01181
Total of all active and inactive participants2014-01-01764
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01764
Number of participants with account balances2014-01-01567
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: AUSTIN DIAGNOSTIC CLINIC ASSOCIATION 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01806
Total number of active participants reported on line 7a of the Form 55002013-01-01612
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01175
Total of all active and inactive participants2013-01-01787
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01787
Number of participants with account balances2013-01-01566
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: AUSTIN DIAGNOSTIC CLINIC ASSOCIATION 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01811
Total number of active participants reported on line 7a of the Form 55002012-01-01635
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01171
Total of all active and inactive participants2012-01-01806
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01806
Number of participants with account balances2012-01-01595
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: AUSTIN DIAGNOSTIC CLINIC ASSOCIATION 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01787
Total number of active participants reported on line 7a of the Form 55002011-01-01643
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01168
Total of all active and inactive participants2011-01-01811
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01811
Number of participants with account balances2011-01-01608
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: AUSTIN DIAGNOSTIC CLINIC ASSOCIATION 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01814
Total number of active participants reported on line 7a of the Form 55002009-01-01593
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01213
Total of all active and inactive participants2009-01-01806
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01806
Number of participants with account balances2009-01-01629
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on AUSTIN DIAGNOSTIC CLINIC ASSOCIATION 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : AUSTIN DIAGNOSTIC CLINIC ASSOCIATION 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-11,264,677
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$10,075,895
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$9,993,351
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,978,618
Value of total assets at end of year2022-12-31$71,418,433
Value of total assets at beginning of year2022-12-31$92,759,005
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$82,544
Total interest from all sources2022-12-31$3,986
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,314,897
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,314,897
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,944,677
Participant contributions at end of year2022-12-31$57,428
Participant contributions at beginning of year2022-12-31$76,771
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$57,513
Administrative expenses (other) incurred2022-12-31$82,544
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-21,340,572
Value of net assets at end of year (total assets less liabilities)2022-12-31$71,418,433
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$92,759,005
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$37,872,490
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$47,394,763
Interest on participant loans2022-12-31$3,986
Value of interest in common/collective trusts at end of year2022-12-31$32,512,087
Value of interest in common/collective trusts at beginning of year2022-12-31$44,313,337
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-8,320,613
Net investment gain or loss from common/collective trusts2022-12-31$-7,241,565
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$976,428
Employer contributions (assets) at end of year2022-12-31$976,428
Employer contributions (assets) at beginning of year2022-12-31$974,134
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$9,993,351
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31ATCHLEY & ASSOCIATES, L.L.P.
Accountancy firm EIN2022-12-31742920819
2017 : AUSTIN DIAGNOSTIC CLINIC ASSOCIATION 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$16,014
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$11,779
Total income from all sources (including contributions)2017-12-31$15,932,618
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$5,400,155
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$5,287,336
Value of total corrective distributions2017-12-31$16,014
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$4,197,092
Value of total assets at end of year2017-12-31$81,845,301
Value of total assets at beginning of year2017-12-31$71,308,603
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$96,805
Total interest from all sources2017-12-31$23,085
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,490,841
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,490,841
Administrative expenses professional fees incurred2017-12-31$4,056
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,713,867
Participant contributions at end of year2017-12-31$414,511
Participant contributions at beginning of year2017-12-31$411,576
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$103,887
Administrative expenses (other) incurred2017-12-31$77,844
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$10,532,463
Value of net assets at end of year (total assets less liabilities)2017-12-31$81,829,287
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$71,296,824
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$14,905
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$41,975,823
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$33,276,566
Interest on participant loans2017-12-31$23,085
Value of interest in common/collective trusts at end of year2017-12-31$39,176,629
Value of interest in common/collective trusts at beginning of year2017-12-31$37,378,458
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$5,336,633
Net investment gain or loss from common/collective trusts2017-12-31$4,884,967
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,379,338
Employer contributions (assets) at end of year2017-12-31$278,338
Employer contributions (assets) at beginning of year2017-12-31$242,003
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$5,287,336
Liabilities. Value of benefit claims payable at end of year2017-12-31$16,014
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$11,779
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ATCHLEY & ASSOCIATES, L.L.P.
Accountancy firm EIN2017-12-31742920817
2016 : AUSTIN DIAGNOSTIC CLINIC ASSOCIATION 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$11,779
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$9,949,926
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$4,823,403
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$4,721,497
Value of total corrective distributions2016-12-31$17,932
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,931,461
Value of total assets at end of year2016-12-31$71,308,603
Value of total assets at beginning of year2016-12-31$66,170,301
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$83,974
Total interest from all sources2016-12-31$21,056
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,128,934
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,128,934
Administrative expenses professional fees incurred2016-12-31$3,271
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,535,879
Participant contributions at end of year2016-12-31$411,576
Participant contributions at beginning of year2016-12-31$469,101
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$74,515
Administrative expenses (other) incurred2016-12-31$70,479
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$5,126,523
Value of net assets at end of year (total assets less liabilities)2016-12-31$71,296,824
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$66,170,301
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$10,224
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$33,276,566
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$30,942,888
Interest on participant loans2016-12-31$21,056
Value of interest in common/collective trusts at end of year2016-12-31$37,378,458
Value of interest in common/collective trusts at beginning of year2016-12-31$34,480,494
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,590,011
Net investment gain or loss from common/collective trusts2016-12-31$2,278,464
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,321,067
Employer contributions (assets) at end of year2016-12-31$242,003
Employer contributions (assets) at beginning of year2016-12-31$277,818
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$4,721,497
Liabilities. Value of benefit claims payable at end of year2016-12-31$11,779
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ATCHLEY & ASSOCIATES, L.L.P.
Accountancy firm EIN2016-12-31742920817
2015 : AUSTIN DIAGNOSTIC CLINIC ASSOCIATION 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$107,629
Total income from all sources (including contributions)2015-12-31$3,731,585
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$6,049,063
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$5,919,417
Value of total corrective distributions2015-12-31$5,120
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,925,610
Value of total assets at end of year2015-12-31$66,170,301
Value of total assets at beginning of year2015-12-31$68,595,408
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$124,526
Total interest from all sources2015-12-31$24,404
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,230,734
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,230,734
Administrative expenses professional fees incurred2015-12-31$17,626
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,522,294
Participant contributions at end of year2015-12-31$469,101
Participant contributions at beginning of year2015-12-31$554,368
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$59,822
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$40,320
Other income not declared elsewhere2015-12-31$-213,951
Administrative expenses (other) incurred2015-12-31$106,900
Liabilities. Value of operating payables at end of year2015-12-31$0
Liabilities. Value of operating payables at beginning of year2015-12-31$107,629
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$98,565
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-2,317,478
Value of net assets at end of year (total assets less liabilities)2015-12-31$66,170,301
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$68,487,779
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$30,942,888
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$64,312,894
Interest on participant loans2015-12-31$24,362
Value of interest in common/collective trusts at end of year2015-12-31$34,480,494
Value of interest in common/collective trusts at beginning of year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$3,314,073
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$3,314,073
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$42
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$4,843
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,389,562
Net investment gain or loss from common/collective trusts2015-12-31$154,350
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,343,494
Employer contributions (assets) at end of year2015-12-31$277,818
Employer contributions (assets) at beginning of year2015-12-31$275,188
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$5,914,574
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ATCHLEY & ASSOCIATES, L.L.P.
Accountancy firm EIN2015-12-31742920817
2014 : AUSTIN DIAGNOSTIC CLINIC ASSOCIATION 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$107,629
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$7,747,632
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$8,557,320
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$8,436,527
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,973,470
Value of total assets at end of year2014-12-31$68,595,408
Value of total assets at beginning of year2014-12-31$69,297,467
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$120,793
Total interest from all sources2014-12-31$24,330
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$4,169,522
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$4,169,522
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,495,422
Participant contributions at end of year2014-12-31$554,368
Participant contributions at beginning of year2014-12-31$402,913
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$151,277
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$40,320
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$7,085
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$54,453
Liabilities. Value of operating payables at end of year2014-12-31$107,629
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Total non interest bearing cash at end of year2014-12-31$98,565
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-809,688
Value of net assets at end of year (total assets less liabilities)2014-12-31$68,487,779
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$69,297,467
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$3,464
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$64,312,894
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$63,994,836
Interest on participant loans2014-12-31$23,982
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$3,314,073
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$4,630,899
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$4,630,899
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$348
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$4,843
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-474,143
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,326,771
Employer contributions (assets) at end of year2014-12-31$275,188
Employer contributions (assets) at beginning of year2014-12-31$261,734
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$8,431,684
Contract administrator fees2014-12-31$117,329
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ATCHLEY & ASSOCIATES, L.L.P.
Accountancy firm EIN2014-12-31742920817
2013 : AUSTIN DIAGNOSTIC CLINIC ASSOCIATION 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$14,414,774
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$3,853,309
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,847,666
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,811,638
Value of total assets at end of year2013-12-31$69,297,467
Value of total assets at beginning of year2013-12-31$58,736,002
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$5,643
Total interest from all sources2013-12-31$24,122
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$2,856,292
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$2,856,292
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,527,925
Participant contributions at end of year2013-12-31$402,913
Participant contributions at beginning of year2013-12-31$510,633
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$2,998
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$7,085
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$248
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$7,871
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$10,561,465
Value of net assets at end of year (total assets less liabilities)2013-12-31$69,297,467
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$58,736,002
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$63,994,836
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$54,017,847
Interest on participant loans2013-12-31$23,722
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$4,630,899
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$3,931,747
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$3,931,747
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$400
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$4,843
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$7,714,851
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,280,715
Employer contributions (assets) at end of year2013-12-31$261,734
Employer contributions (assets) at beginning of year2013-12-31$275,527
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,842,823
Contract administrator fees2013-12-31$5,643
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ATCHLEY & ASSOCIATES, L.L.P.
Accountancy firm EIN2013-12-31742920817
2012 : AUSTIN DIAGNOSTIC CLINIC ASSOCIATION 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$10,940,683
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$3,957,528
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,953,293
Value of total corrective distributions2012-12-31$153
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$4,193,647
Value of total assets at end of year2012-12-31$58,736,002
Value of total assets at beginning of year2012-12-31$51,752,847
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$4,082
Total interest from all sources2012-12-31$27,499
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,999,051
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,999,051
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,522,751
Participant contributions at end of year2012-12-31$510,633
Participant contributions at beginning of year2012-12-31$506,251
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$88,825
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$248
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$52
Other income not declared elsewhere2012-12-31$4,062
Total non interest bearing cash at end of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$6,983,155
Value of net assets at end of year (total assets less liabilities)2012-12-31$58,736,002
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$51,752,847
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$210
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$54,017,847
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$45,869,315
Interest on participant loans2012-12-31$27,199
Value of interest in common/collective trusts at end of year2012-12-31$0
Value of interest in common/collective trusts at beginning of year2012-12-31$5,377,229
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$3,931,747
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$300
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$4,843
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$4,725,827
Net investment gain or loss from common/collective trusts2012-12-31$-9,403
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,582,071
Employer contributions (assets) at end of year2012-12-31$275,527
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$3,948,450
Contract administrator fees2012-12-31$3,872
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ATCHLEY & ASSOCIATES, L.L.P.
Accountancy firm EIN2012-12-31742920817
2011 : AUSTIN DIAGNOSTIC CLINIC ASSOCIATION 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,965,060
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$3,144,132
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$3,125,599
Expenses. Certain deemed distributions of participant loans2011-12-31$3,877
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$3,425,063
Value of total assets at end of year2011-12-31$51,752,847
Value of total assets at beginning of year2011-12-31$51,931,919
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$14,656
Total interest from all sources2011-12-31$25,399
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,125,964
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,125,964
Administrative expenses professional fees incurred2011-12-31$10,250
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,438,231
Participant contributions at end of year2011-12-31$506,251
Participant contributions at beginning of year2011-12-31$456,210
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$28,087
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$52
Other income not declared elsewhere2011-12-31$4,698
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-179,072
Value of net assets at end of year (total assets less liabilities)2011-12-31$51,752,847
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$51,931,919
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$20
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$45,869,315
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$46,463,184
Interest on participant loans2011-12-31$25,399
Value of interest in common/collective trusts at end of year2011-12-31$5,377,229
Value of interest in common/collective trusts at beginning of year2011-12-31$4,876,074
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$4,843
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,736,423
Net investment gain or loss from common/collective trusts2011-12-31$120,359
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$958,745
Employer contributions (assets) at beginning of year2011-12-31$136,451
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$3,120,756
Contract administrator fees2011-12-31$4,386
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ATCHLEY & ASSOCIATES, L.L.P.
Accountancy firm EIN2011-12-31742920817
2010 : AUSTIN DIAGNOSTIC CLINIC ASSOCIATION 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$9,471,701
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$4,344,238
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$4,340,676
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,829,384
Value of total assets at end of year2010-12-31$51,931,919
Value of total assets at beginning of year2010-12-31$46,804,456
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$3,562
Total interest from all sources2010-12-31$23,605
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,021,953
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,021,953
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,315,325
Participant contributions at end of year2010-12-31$456,210
Participant contributions at beginning of year2010-12-31$365,167
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$53,452
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$5,127,463
Value of net assets at end of year (total assets less liabilities)2010-12-31$51,931,919
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$46,804,456
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$46,463,184
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$42,136,229
Interest on participant loans2010-12-31$23,605
Value of interest in common/collective trusts at end of year2010-12-31$4,876,074
Value of interest in common/collective trusts at beginning of year2010-12-31$4,187,575
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$4,843
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$5,393,974
Net investment gain or loss from common/collective trusts2010-12-31$202,785
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$460,607
Employer contributions (assets) at end of year2010-12-31$136,451
Employer contributions (assets) at beginning of year2010-12-31$115,485
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$4,335,833
Contract administrator fees2010-12-31$3,562
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ATCHLEY & ASSOCIATES, LLP
Accountancy firm EIN2010-12-31742920819
2009 : AUSTIN DIAGNOSTIC CLINIC ASSOCIATION 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for AUSTIN DIAGNOSTIC CLINIC ASSOCIATION 401(K) PROFIT SHARING PLAN

2022: AUSTIN DIAGNOSTIC CLINIC ASSOCIATION 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedYes
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2017: AUSTIN DIAGNOSTIC CLINIC ASSOCIATION 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: AUSTIN DIAGNOSTIC CLINIC ASSOCIATION 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: AUSTIN DIAGNOSTIC CLINIC ASSOCIATION 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: AUSTIN DIAGNOSTIC CLINIC ASSOCIATION 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: AUSTIN DIAGNOSTIC CLINIC ASSOCIATION 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: AUSTIN DIAGNOSTIC CLINIC ASSOCIATION 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: AUSTIN DIAGNOSTIC CLINIC ASSOCIATION 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: AUSTIN DIAGNOSTIC CLINIC ASSOCIATION 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AMERICAN EQUITY INVESTMENT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61689 )
Policy contract number1027021 1081973
Policy instance 1
Insurance contract or identification number1027021 1081973
Number of Individuals Covered1
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?1
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN EQUITY INVESTMENT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61689 )
Policy contract number1027021 1081973
Policy instance 1
Insurance contract or identification number1027021 1081973
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN EQUITY INVESTMENT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61689 )
Policy contract number1027021 1081973
Policy instance 1
Insurance contract or identification number1027021 1081973
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN EQUITY INVESTMENT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61689 )
Policy contract number1027021 1081973
Policy instance 1
Insurance contract or identification number1027021 1081973
Number of Individuals Covered1
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AMERICAN EQUITY INVESTMENT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61689 )
Policy contract number1027021 1081973
Policy instance 1
Insurance contract or identification number1027021 1081973
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $0
Insurance broker organization code?3
Insurance broker nameMAURICE OLIAN
AMERICAN EQUITY INVESTMENT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61689 )
Policy contract number1027021 1081973
Policy instance 1
Insurance contract or identification number1027021 1081973
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $97
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
AMERICAN EQUITY INVESTMENT LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61689 )
Policy contract number1027021 1081973
Policy instance 1
Insurance contract or identification number1027021 1081973
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $97
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $97
Insurance broker organization code?3
Insurance broker nameMAURICE OLIAN

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