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ASSOCIATION ANESTHESIOLOGISTS 401(K) PLAN 401k Plan overview

Plan NameASSOCIATION ANESTHESIOLOGISTS 401(K) PLAN
Plan identification number 001

ASSOCIATION ANESTHESIOLOGISTS 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ASSOCIATION ANESTHESIOLOGISTS has sponsored the creation of one or more 401k plans.

Company Name:ASSOCIATION ANESTHESIOLOGISTS
Employer identification number (EIN):741805480
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Additional information about ASSOCIATION ANESTHESIOLOGISTS

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 1974-09-30
Company Identification Number: 0080210603
Legal Registered Office Address: 1500 CITYWEST BLVD STE 300

HOUSTON
United States of America (USA)
77042

More information about ASSOCIATION ANESTHESIOLOGISTS

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASSOCIATION ANESTHESIOLOGISTS 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01
0012018-01-01DANIEL M. SYKES, MD2019-10-10
0012017-01-01
0012017-01-01DANIEL M. SYKES, MD2019-10-10
0012017-01-01DANIEL M. SYKES, JR2019-06-27
0012016-01-01
0012016-01-01DANIEL M. SYKES, MD2017-10-11
0012015-01-01
0012014-01-01DANIEL M. SYKES, M.D
0012014-01-01DANIEL M. SYKES
0012013-01-01DANIEL M. SYKES, M.D
0012012-01-01DANIEL M. SYKES, M.D
0012011-01-01DANIEL SYKES, M.D.2013-03-20
0012010-01-01DANIEL M. SYKES2011-10-07

Plan Statistics for ASSOCIATION ANESTHESIOLOGISTS 401(K) PLAN

401k plan membership statisitcs for ASSOCIATION ANESTHESIOLOGISTS 401(K) PLAN

Measure Date Value
2018: ASSOCIATION ANESTHESIOLOGISTS 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-019
Total number of active participants reported on line 7a of the Form 55002018-01-017
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-012
Total of all active and inactive participants2018-01-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-019
Number of participants with account balances2018-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: ASSOCIATION ANESTHESIOLOGISTS 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0134
Total number of active participants reported on line 7a of the Form 55002017-01-011
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-016
Total of all active and inactive participants2017-01-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-017
Number of participants with account balances2017-01-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: ASSOCIATION ANESTHESIOLOGISTS 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0136
Total number of active participants reported on line 7a of the Form 55002016-01-0113
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-0120
Total of all active and inactive participants2016-01-0134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0134
Number of participants with account balances2016-01-0134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: ASSOCIATION ANESTHESIOLOGISTS 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0133
Total number of active participants reported on line 7a of the Form 55002015-01-0113
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0123
Total of all active and inactive participants2015-01-0136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0136
Number of participants with account balances2015-01-0136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: ASSOCIATION ANESTHESIOLOGISTS 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0129
Total number of active participants reported on line 7a of the Form 55002014-01-0126
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-017
Total of all active and inactive participants2014-01-0133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0133
Number of participants with account balances2014-01-0133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: ASSOCIATION ANESTHESIOLOGISTS 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0121
Total number of active participants reported on line 7a of the Form 55002013-01-0122
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-017
Total of all active and inactive participants2013-01-0129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0129
Number of participants with account balances2013-01-0129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: ASSOCIATION ANESTHESIOLOGISTS 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0121
Total number of active participants reported on line 7a of the Form 55002012-01-0115
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-016
Total of all active and inactive participants2012-01-0121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0121
Number of participants with account balances2012-01-0121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010

Financial Data on ASSOCIATION ANESTHESIOLOGISTS 401(K) PLAN

Measure Date Value
2018 : ASSOCIATION ANESTHESIOLOGISTS 401(K) PLAN 2018 401k financial data
Transfers to/from the plan2018-12-31$-657,076
Total plan liabilities at end of year2018-12-31$0
Total plan liabilities at beginning of year2018-12-31$0
Total income from all sources2018-12-31$-66,055
Expenses. Total of all expenses incurred2018-12-31$136,179
Benefits paid (including direct rollovers)2018-12-31$135,954
Total plan assets at end of year2018-12-31$7
Total plan assets at beginning of year2018-12-31$859,317
Total contributions received or receivable from participants2018-12-31$0
Other income received2018-12-31$-66,055
Noncash contributions received2018-12-31$0
Net income (gross income less expenses)2018-12-31$-202,234
Net plan assets at end of year (total assets less liabilities)2018-12-31$7
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$859,317
Assets. Value of assets in partnership/joint-venture interests2018-12-31$0
Total contributions received or receivable from employer(s)2018-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$225
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : ASSOCIATION ANESTHESIOLOGISTS 401(K) PLAN 2017 401k financial data
Transfers to/from the plan2017-12-31$-7,134,230
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$642
Total income from all sources2017-12-31$2,072,785
Expenses. Total of all expenses incurred2017-12-31$12,929,341
Benefits paid (including direct rollovers)2017-12-31$12,921,887
Total plan assets at end of year2017-12-31$135,254
Total plan assets at beginning of year2017-12-31$18,126,682
Total contributions received or receivable from participants2017-12-31$0
Expenses. Other expenses not covered elsewhere2017-12-31$0
Contributions received from other sources (not participants or employers)2017-12-31$0
Other income received2017-12-31$2,072,785
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$-10,856,556
Net plan assets at end of year (total assets less liabilities)2017-12-31$135,254
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$18,126,040
Assets. Value of participant loans2017-12-31$0
Assets. Value of assets in partnership/joint-venture interests2017-12-31$0
Total contributions received or receivable from employer(s)2017-12-31$0
Value of certain deemed distributions of participant loans2017-12-31$0
Value of corrective distributions2017-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$7,454
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : ASSOCIATION ANESTHESIOLOGISTS 401(K) PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$2,030
Total plan liabilities at beginning of year2016-12-31$10,603
Total income from all sources2016-12-31$1,138,532
Expenses. Total of all expenses incurred2016-12-31$623,665
Benefits paid (including direct rollovers)2016-12-31$614,837
Total plan assets at end of year2016-12-31$18,113,931
Total plan assets at beginning of year2016-12-31$17,607,637
Total contributions received or receivable from participants2016-12-31$0
Expenses. Other expenses not covered elsewhere2016-12-31$8,828
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$1,138,532
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$514,867
Net plan assets at end of year (total assets less liabilities)2016-12-31$18,111,901
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$17,597,034
Assets. Value of participant loans2016-12-31$132,172
Assets. Value of assets in partnership/joint-venture interests2016-12-31$732,851
Total contributions received or receivable from employer(s)2016-12-31$0
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : ASSOCIATION ANESTHESIOLOGISTS 401(K) PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$10,603
Total plan liabilities at beginning of year2015-12-31$8,644
Total income from all sources2015-12-31$427,784
Expenses. Total of all expenses incurred2015-12-31$27,733
Benefits paid (including direct rollovers)2015-12-31$17,559
Total plan assets at end of year2015-12-31$17,607,637
Total plan assets at beginning of year2015-12-31$17,205,627
Total contributions received or receivable from participants2015-12-31$261,610
Expenses. Other expenses not covered elsewhere2015-12-31$10,174
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$-342,981
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$400,051
Net plan assets at end of year (total assets less liabilities)2015-12-31$17,597,034
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$17,196,983
Assets. Value of participant loans2015-12-31$118,170
Assets. Value of assets in partnership/joint-venture interests2015-12-31$738,017
Total contributions received or receivable from employer(s)2015-12-31$509,155
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : ASSOCIATION ANESTHESIOLOGISTS 401(K) PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$8,644
Total plan liabilities at beginning of year2014-12-31$6,934
Total income from all sources2014-12-31$1,910,956
Expenses. Total of all expenses incurred2014-12-31$23,088
Benefits paid (including direct rollovers)2014-12-31$16,860
Total plan assets at end of year2014-12-31$17,008,558
Total plan assets at beginning of year2014-12-31$15,118,980
Total contributions received or receivable from participants2014-12-31$203,284
Expenses. Other expenses not covered elsewhere2014-12-31$6,228
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$1,397,250
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$1,887,868
Net plan assets at end of year (total assets less liabilities)2014-12-31$16,999,914
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$15,112,046
Assets. Value of participant loans2014-12-31$58,767
Assets. Value of assets in partnership/joint-venture interests2014-12-31$748,785
Total contributions received or receivable from employer(s)2014-12-31$310,422
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : ASSOCIATION ANESTHESIOLOGISTS 401(K) PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$6,934
Total plan liabilities at beginning of year2013-12-31$5,546
Total income from all sources2013-12-31$2,862,553
Expenses. Total of all expenses incurred2013-12-31$40,837
Benefits paid (including direct rollovers)2013-12-31$34,044
Total plan assets at end of year2013-12-31$15,118,980
Total plan assets at beginning of year2013-12-31$12,295,876
Total contributions received or receivable from participants2013-12-31$232,405
Expenses. Other expenses not covered elsewhere2013-12-31$6,793
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$2,153,756
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$2,821,716
Net plan assets at end of year (total assets less liabilities)2013-12-31$15,112,046
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$12,290,330
Assets. Value of participant loans2013-12-31$52,299
Assets. Value of assets in partnership/joint-venture interests2013-12-31$69,578
Total contributions received or receivable from employer(s)2013-12-31$476,392
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : ASSOCIATION ANESTHESIOLOGISTS 401(K) PLAN 2012 401k financial data
Transfers to/from the plan2012-12-31$0
Total plan liabilities at end of year2012-12-31$5,546
Total plan liabilities at beginning of year2012-12-31$701
Total income from all sources2012-12-31$1,859,032
Expenses. Total of all expenses incurred2012-12-31$2,321,285
Benefits paid (including direct rollovers)2012-12-31$2,317,652
Total plan assets at end of year2012-12-31$12,295,876
Total plan assets at beginning of year2012-12-31$12,753,284
Total contributions received or receivable from participants2012-12-31$184,000
Expenses. Other expenses not covered elsewhere2012-12-31$3,633
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$1,235,300
Noncash contributions received2012-12-31$0
Net income (gross income less expenses)2012-12-31$-462,253
Net plan assets at end of year (total assets less liabilities)2012-12-31$12,290,330
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$12,752,583
Assets. Value of participant loans2012-12-31$68,117
Assets. Value of assets in partnership/joint-venture interests2012-12-31$75,707
Total contributions received or receivable from employer(s)2012-12-31$439,732
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0

Form 5500 Responses for ASSOCIATION ANESTHESIOLOGISTS 401(K) PLAN

2018: ASSOCIATION ANESTHESIOLOGISTS 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ASSOCIATION ANESTHESIOLOGISTS 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ASSOCIATION ANESTHESIOLOGISTS 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ASSOCIATION ANESTHESIOLOGISTS 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ASSOCIATION ANESTHESIOLOGISTS 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ASSOCIATION ANESTHESIOLOGISTS 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ASSOCIATION ANESTHESIOLOGISTS 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes

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