401k Plan data: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST plan

HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 401k Plan overview

Plan Name	HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST
Plan identification number	002

HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HOUSTON ASTROS LLC has sponsored the creation of one or more 401k plans.

Company Name: HOUSTON ASTROS LLC

Employer identification number (EIN): 742051157

NAIC Classification: 711210
NAIC Description: Spectator Sports

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01
002 2021-01-01
002 2020-01-01
002 2019-01-01
002 2018-01-01
002 2017-01-01 DOUGLAS SECKEL
002 2016-01-01 DOUGLAS SECKEL
002 2015-01-01 DOUGLAS SECKEL
002 2014-01-01 DOUGLAS SECKEL
002 2013-01-01 DOUGLAS SECKEL
002 2012-01-01 DOUG SECKEL
002 2011-01-01 LARRY STOKES
002 2010-01-01 JACKIE TRAYWICK
002 2009-01-01 JACKIE TRAYWICK

Plan Statistics for HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST

401k plan membership statisitcs for HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST

Measure Date Value
2022: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2022 401k membership
Total participants, beginning-of-year 2022-01-01 518
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 434
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 175
Total of all active and inactive participants 2022-01-01 609
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 3
Total participants 2022-01-01 612
Number of participants with account balances 2022-01-01 558
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 16
2021: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year 2021-01-01 554
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 337
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 177
Total of all active and inactive participants 2021-01-01 514
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 4
Total participants 2021-01-01 518
Number of participants with account balances 2021-01-01 485
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 27
2020: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year 2020-01-01 497
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 379
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 143
Total of all active and inactive participants 2020-01-01 522
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 3
Total participants 2020-01-01 525
Number of participants with account balances 2020-01-01 504
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 29
2019: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year 2019-01-01 443
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 363
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 132
Total of all active and inactive participants 2019-01-01 495
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 2
Total participants 2019-01-01 497
Number of participants with account balances 2019-01-01 493
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 27
2018: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year 2018-01-01 434
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 334
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 109
Total of all active and inactive participants 2018-01-01 443
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 443
Number of participants with account balances 2018-01-01 441
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 17
2017: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 397
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 338
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 95
Total of all active and inactive participants 2017-01-01 433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 434
Number of participants with account balances 2017-01-01 431
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 31
2016: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 401
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 321
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 76
Total of all active and inactive participants 2016-01-01 397
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 397
Number of participants with account balances 2016-01-01 389
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 26
2015: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 372
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 349
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 52
Total of all active and inactive participants 2015-01-01 401
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 401
Number of participants with account balances 2015-01-01 381
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 16
2014: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 358
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 324
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 47
Total of all active and inactive participants 2014-01-01 371
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 372
Number of participants with account balances 2014-01-01 314
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 234
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 315
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 43
Total of all active and inactive participants 2013-01-01 358
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 358
Number of participants with account balances 2013-01-01 305
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 215
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 198
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 36
Total of all active and inactive participants 2012-01-01 234
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 234
Number of participants with account balances 2012-01-01 105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 230
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 192
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 23
Total of all active and inactive participants 2011-01-01 215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 215
Number of participants with account balances 2011-01-01 114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year 2010-01-01 223
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 211
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 19
Total of all active and inactive participants 2010-01-01 230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 230
Number of participants with account balances 2010-01-01 119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 188
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 205
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 18
Total of all active and inactive participants 2009-01-01 223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 223
Number of participants with account balances 2009-01-01 113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2022: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2022 401k membership
Total participants, beginning-of-year	2022-01-01	518
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	434
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	175
Total of all active and inactive participants	2022-01-01	609
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	3
Total participants	2022-01-01	612
Number of participants with account balances	2022-01-01	558
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	16
2021: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year	2021-01-01	554
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	337
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	177
Total of all active and inactive participants	2021-01-01	514
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	4
Total participants	2021-01-01	518
Number of participants with account balances	2021-01-01	485
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	27
2020: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year	2020-01-01	497
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	379
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	143
Total of all active and inactive participants	2020-01-01	522
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	3
Total participants	2020-01-01	525
Number of participants with account balances	2020-01-01	504
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	29
2019: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year	2019-01-01	443
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	363
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	132
Total of all active and inactive participants	2019-01-01	495
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	2
Total participants	2019-01-01	497
Number of participants with account balances	2019-01-01	493
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	27
2018: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year	2018-01-01	434
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	334
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	109
Total of all active and inactive participants	2018-01-01	443
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	443
Number of participants with account balances	2018-01-01	441
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	17
2017: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	397
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	338
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	95
Total of all active and inactive participants	2017-01-01	433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	434
Number of participants with account balances	2017-01-01	431
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	31
2016: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	401
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	321
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	76
Total of all active and inactive participants	2016-01-01	397
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	397
Number of participants with account balances	2016-01-01	389
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	26
2015: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	372
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	349
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	52
Total of all active and inactive participants	2015-01-01	401
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	401
Number of participants with account balances	2015-01-01	381
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	16
2014: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	358
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	324
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	47
Total of all active and inactive participants	2014-01-01	371
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	372
Number of participants with account balances	2014-01-01	314
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	234
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	315
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	43
Total of all active and inactive participants	2013-01-01	358
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	358
Number of participants with account balances	2013-01-01	305
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	215
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	198
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	36
Total of all active and inactive participants	2012-01-01	234
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	234
Number of participants with account balances	2012-01-01	105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	230
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	192
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	23
Total of all active and inactive participants	2011-01-01	215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	215
Number of participants with account balances	2011-01-01	114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year	2010-01-01	223
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	211
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	19
Total of all active and inactive participants	2010-01-01	230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	230
Number of participants with account balances	2010-01-01	119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	188
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	205
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	18
Total of all active and inactive participants	2009-01-01	223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	223
Number of participants with account balances	2009-01-01	113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST

Measure	Date	Value
2022 : HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-880,690
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$4,275,564
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$4,222,424
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$5,900,628
Value of total assets at end of year	2022-12-31	$37,355,557
Value of total assets at beginning of year	2022-12-31	$42,511,811
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$53,140
Total interest from all sources	2022-12-31	$12,317
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$898,645
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$898,645
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$2,668,219
Participant contributions at end of year	2022-12-31	$244,999
Participant contributions at beginning of year	2022-12-31	$305,982
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$49,468
Administrative expenses (other) incurred	2022-12-31	$53,140
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-5,156,254
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$37,355,557
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$42,511,811
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$34,832,578
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$40,560,763
Interest on participant loans	2022-12-31	$12,317
Value of interest in common/collective trusts at end of year	2022-12-31	$1,170,827
Value of interest in common/collective trusts at beginning of year	2022-12-31	$727,415
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-7,711,929
Net investment gain or loss from common/collective trusts	2022-12-31	$19,649
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$3,182,941
Employer contributions (assets) at end of year	2022-12-31	$1,107,153
Employer contributions (assets) at beginning of year	2022-12-31	$917,651
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$4,222,424
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	RILEY & COMPANY PLLC
Accountancy firm EIN	2022-12-31	760560371
2021 : HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$9,898,434
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$2,933,908
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$2,889,021
Value of total corrective distributions	2021-12-31	$50
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$4,520,940
Value of total assets at end of year	2021-12-31	$42,511,811
Value of total assets at beginning of year	2021-12-31	$35,547,285
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$44,837
Total interest from all sources	2021-12-31	$15,511
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$2,652,838
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$2,652,838
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$17,500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$2,159,675
Participant contributions at end of year	2021-12-31	$305,982
Participant contributions at beginning of year	2021-12-31	$362,974
Participant contributions at end of year	2021-12-31	$0
Participant contributions at beginning of year	2021-12-31	$506
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$141,449
Administrative expenses (other) incurred	2021-12-31	$44,837
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$6,964,526
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$42,511,811
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$35,547,285
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$40,560,763
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$34,366,884
Interest on participant loans	2021-12-31	$15,511
Value of interest in common/collective trusts at end of year	2021-12-31	$727,415
Value of interest in common/collective trusts at beginning of year	2021-12-31	$751,530
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$2,276,139
Net investment gain or loss from common/collective trusts	2021-12-31	$433,006
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$2,219,816
Employer contributions (assets) at end of year	2021-12-31	$917,651
Employer contributions (assets) at beginning of year	2021-12-31	$65,391
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$2,889,021
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	RILEY & COMPANY PLLC
Accountancy firm EIN	2021-12-31	760560371
2020 : HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$11,199,377
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$4,531,984
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$4,490,848
Value of total corrective distributions	2020-12-31	$2,371
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$5,843,782
Value of total assets at end of year	2020-12-31	$35,547,285
Value of total assets at beginning of year	2020-12-31	$28,879,892
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$38,765
Total interest from all sources	2020-12-31	$15,427
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$1,595,769
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$1,595,769
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$17,500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$1,797,832
Participant contributions at end of year	2020-12-31	$362,974
Participant contributions at beginning of year	2020-12-31	$275,656
Participant contributions at end of year	2020-12-31	$506
Participant contributions at beginning of year	2020-12-31	$46
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$2,581,826
Administrative expenses (other) incurred	2020-12-31	$38,765
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$6,667,393
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$35,547,285
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$28,879,892
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$34,366,884
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$26,626,548
Interest on participant loans	2020-12-31	$15,427
Value of interest in common/collective trusts at end of year	2020-12-31	$751,530
Value of interest in common/collective trusts at beginning of year	2020-12-31	$901,934
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$3,723,651
Net investment gain or loss from common/collective trusts	2020-12-31	$20,748
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$1,464,124
Employer contributions (assets) at end of year	2020-12-31	$65,391
Employer contributions (assets) at beginning of year	2020-12-31	$1,075,708
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$4,490,848
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	RILEY & COMPANY PLLC
Accountancy firm EIN	2020-12-31	760560371
2019 : HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$10,362,398
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$1,696,585
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$1,656,665
Expenses. Certain deemed distributions of participant loans	2019-12-31	$6,131
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$5,637,946
Value of total assets at end of year	2019-12-31	$28,879,892
Value of total assets at beginning of year	2019-12-31	$20,214,079
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$33,789
Total interest from all sources	2019-12-31	$12,903
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$1,591,393
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$1,591,393
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$20,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$2,326,078
Participant contributions at end of year	2019-12-31	$275,656
Participant contributions at beginning of year	2019-12-31	$236,112
Participant contributions at end of year	2019-12-31	$46
Participant contributions at beginning of year	2019-12-31	$40,250
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$352,038
Administrative expenses (other) incurred	2019-12-31	$33,789
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$8,665,813
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$28,879,892
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$20,214,079
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$26,626,548
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$17,951,447
Interest on participant loans	2019-12-31	$12,903
Value of interest in common/collective trusts at end of year	2019-12-31	$901,934
Value of interest in common/collective trusts at beginning of year	2019-12-31	$941,805
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$3,098,725
Net investment gain or loss from common/collective trusts	2019-12-31	$21,431
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$2,959,830
Employer contributions (assets) at end of year	2019-12-31	$1,075,708
Employer contributions (assets) at beginning of year	2019-12-31	$1,044,465
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$1,656,665
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	RILEY & COMPANY PLLC
Accountancy firm EIN	2019-12-31	760560371
2018 : HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$4,062,774
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$1,508,841
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,478,923
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$5,201,232
Value of total assets at end of year	2018-12-31	$20,214,079
Value of total assets at beginning of year	2018-12-31	$17,660,146
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$29,918
Total interest from all sources	2018-12-31	$10,659
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$1,168,179
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$1,168,179
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$17,500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$2,157,242
Participant contributions at end of year	2018-12-31	$236,112
Participant contributions at beginning of year	2018-12-31	$277,230
Participant contributions at end of year	2018-12-31	$40,250
Participant contributions at beginning of year	2018-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$324,014
Administrative expenses (other) incurred	2018-12-31	$29,918
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$2,553,933
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$20,214,079
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$17,660,146
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$17,951,447
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$15,468,278
Interest on participant loans	2018-12-31	$10,659
Value of interest in common/collective trusts at end of year	2018-12-31	$941,805
Value of interest in common/collective trusts at beginning of year	2018-12-31	$775,430
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-2,339,462
Net investment gain or loss from common/collective trusts	2018-12-31	$22,166
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$2,719,976
Employer contributions (assets) at end of year	2018-12-31	$1,044,465
Employer contributions (assets) at beginning of year	2018-12-31	$1,139,208
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,478,923
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	RILEY & COMPANY PLLC
Accountancy firm EIN	2018-12-31	760560371
2017 : HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$7,009,385
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$1,206,936
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$1,167,060
Value of total corrective distributions	2017-12-31	$3,677
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$4,933,412
Value of total assets at end of year	2017-12-31	$17,660,146
Value of total assets at beginning of year	2017-12-31	$11,857,697
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$36,199
Total interest from all sources	2017-12-31	$11,129
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$580,238
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$580,238
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$17,500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$2,144,284
Participant contributions at end of year	2017-12-31	$277,230
Participant contributions at beginning of year	2017-12-31	$263,165
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$57,338
Administrative expenses (other) incurred	2017-12-31	$36,199
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$5,802,449
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$17,660,146
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$11,857,697
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$15,468,278
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$10,045,878
Interest on participant loans	2017-12-31	$11,129
Value of interest in common/collective trusts at end of year	2017-12-31	$775,430
Value of interest in common/collective trusts at beginning of year	2017-12-31	$848,843
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,465,389
Net investment gain or loss from common/collective trusts	2017-12-31	$19,217
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$2,731,790
Employer contributions (assets) at end of year	2017-12-31	$1,139,208
Employer contributions (assets) at beginning of year	2017-12-31	$699,811
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$1,167,060
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	RILEY & COMPANY PLLC
Accountancy firm EIN	2017-12-31	760560371
2016 : HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$4,988,565
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,306,861
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,279,271
Value of total corrective distributions	2016-12-31	$1,359
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$4,235,528
Value of total assets at end of year	2016-12-31	$11,857,697
Value of total assets at beginning of year	2016-12-31	$8,175,993
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$26,231
Total interest from all sources	2016-12-31	$8,440
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$365,115
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$365,115
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$17,500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,555,385
Participant contributions at end of year	2016-12-31	$263,165
Participant contributions at beginning of year	2016-12-31	$159,208
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$581,039
Administrative expenses (other) incurred	2016-12-31	$26,231
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$3,681,704
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$11,857,697
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$8,175,993
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$10,045,878
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$6,159,863
Interest on participant loans	2016-12-31	$8,440
Value of interest in common/collective trusts at end of year	2016-12-31	$848,843
Value of interest in common/collective trusts at beginning of year	2016-12-31	$1,004,147
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$362,470
Net investment gain or loss from common/collective trusts	2016-12-31	$17,012
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$2,099,104
Employer contributions (assets) at end of year	2016-12-31	$699,811
Employer contributions (assets) at beginning of year	2016-12-31	$852,775
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,279,271
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	RILEY & COMPANY PLLC
Accountancy firm EIN	2016-12-31	760560371
2015 : HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$3,154,148
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,059,649
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,057,120
Value of total corrective distributions	2015-12-31	$1,315
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$3,180,823
Value of total assets at end of year	2015-12-31	$8,175,993
Value of total assets at beginning of year	2015-12-31	$6,081,494
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$1,214
Total interest from all sources	2015-12-31	$5,182
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$338,713
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$338,713
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$17,500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,312,177
Participant contributions at end of year	2015-12-31	$159,208
Participant contributions at beginning of year	2015-12-31	$129,167
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$83,412
Administrative expenses (other) incurred	2015-12-31	$1,214
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$2,094,499
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$8,175,993
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$6,081,494
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$6,159,863
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$5,400,310
Interest on participant loans	2015-12-31	$5,182
Value of interest in common/collective trusts at end of year	2015-12-31	$1,004,147
Value of interest in common/collective trusts at beginning of year	2015-12-31	$551,508
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-384,556
Net investment gain or loss from common/collective trusts	2015-12-31	$13,986
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$1,785,234
Employer contributions (assets) at end of year	2015-12-31	$852,775
Employer contributions (assets) at beginning of year	2015-12-31	$509
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,057,120
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	RILEY & COMPANY PLLC
Accountancy firm EIN	2015-12-31	760560371
2014 : HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,280,187
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,431,179
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,417,432
Expenses. Certain deemed distributions of participant loans	2014-12-31	$0
Value of total corrective distributions	2014-12-31	$13,118
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$874,572
Value of total assets at end of year	2014-12-31	$6,081,494
Value of total assets at beginning of year	2014-12-31	$6,232,486
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$629
Total interest from all sources	2014-12-31	$962
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$222,012
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$222,012
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$862,167
Participant contributions at end of year	2014-12-31	$129,167
Participant contributions at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$9,833
Administrative expenses (other) incurred	2014-12-31	$629
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-150,992
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$6,081,494
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$6,232,486
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$5,400,310
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$5,541,663
Interest on participant loans	2014-12-31	$962
Value of interest in common/collective trusts at end of year	2014-12-31	$551,508
Value of interest in common/collective trusts at beginning of year	2014-12-31	$690,823
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$168,389
Net investment gain or loss from common/collective trusts	2014-12-31	$14,252
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$2,572
Employer contributions (assets) at end of year	2014-12-31	$509
Employer contributions (assets) at beginning of year	2014-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,417,432
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	RILEY & COMPANY PLLC
Accountancy firm EIN	2014-12-31	760560371
2013 : HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,517,553
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$716,023
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$695,618
Value of total corrective distributions	2013-12-31	$18,405
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$575,266
Value of total assets at end of year	2013-12-31	$6,232,486
Value of total assets at beginning of year	2013-12-31	$5,430,956
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$2,000
Total interest from all sources	2013-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$158,308
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$158,308
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$534,818
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$40,448
Administrative expenses (other) incurred	2013-12-31	$2,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$801,530
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$6,232,486
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$5,430,956
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$5,541,663
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$4,709,152
Value of interest in common/collective trusts at end of year	2013-12-31	$690,823
Value of interest in common/collective trusts at beginning of year	2013-12-31	$721,804
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$769,207
Net investment gain or loss from common/collective trusts	2013-12-31	$14,772
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$695,618
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	RILEY & COMPANY PLLC
Accountancy firm EIN	2013-12-31	760560371
2012 : HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,017,672
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,044,741
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,044,716
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$455,051
Value of total assets at end of year	2012-12-31	$5,430,956
Value of total assets at beginning of year	2012-12-31	$5,458,025
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$25
Total interest from all sources	2012-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$136,092
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$136,092
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$455,051
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$1,930
Administrative expenses (other) incurred	2012-12-31	$25
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-27,069
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$5,430,956
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$5,458,025
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$4,709,152
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$4,796,854
Value of interest in common/collective trusts at end of year	2012-12-31	$721,804
Value of interest in common/collective trusts at beginning of year	2012-12-31	$659,241
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$413,457
Net investment gain or loss from common/collective trusts	2012-12-31	$13,072
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,044,716
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	RILEY & COMPANY PLLC
Accountancy firm EIN	2012-12-31	760560371
2011 : HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$616,399
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$274,739
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$274,689
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$622,208
Value of total assets at end of year	2011-12-31	$5,458,025
Value of total assets at beginning of year	2011-12-31	$5,116,365
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$50
Total interest from all sources	2011-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$101,746
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$101,746
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$595,317
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$26,891
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$1,930
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$2,277
Administrative expenses (other) incurred	2011-12-31	$50
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$341,660
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$5,458,025
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$5,116,365
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$4,796,854
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$4,668,206
Value of interest in common/collective trusts at end of year	2011-12-31	$659,241
Value of interest in common/collective trusts at beginning of year	2011-12-31	$445,882
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-126,846
Net investment gain or loss from common/collective trusts	2011-12-31	$19,291
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$274,689
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	RILEY & COMPANY PLLC
Accountancy firm EIN	2011-12-31	760560371
2010 : HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,138,514
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$213,101
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$191,738
Value of total corrective distributions	2010-12-31	$20,363
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$615,271
Value of total assets at end of year	2010-12-31	$5,116,365
Value of total assets at beginning of year	2010-12-31	$4,190,952
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,000
Total interest from all sources	2010-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$90,733
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$90,733
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$561,234
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$54,037
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$2,277
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$1,632
Administrative expenses (other) incurred	2010-12-31	$1,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$925,413
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$5,116,365
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$4,190,952
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$4,668,206
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$3,630,574
Value of interest in common/collective trusts at end of year	2010-12-31	$445,882
Value of interest in common/collective trusts at beginning of year	2010-12-31	$558,746
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$411,647
Net investment gain or loss from common/collective trusts	2010-12-31	$20,863
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$191,738
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	HEIN & ASSOCIATE, L.L.P.
Accountancy firm EIN	2010-12-31	840749233
2009 : HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST

2022: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: HOUSTON ASTROS, LLC 401K SAVINGS PLAN AND TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	HOUSTON ASTROS LLC
Employer identification number (EIN):	742051157
NAIC Classification:	711210
NAIC Description:	Spectator Sports