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BROWN SIMS, P.C. 401(K) PLAN 401k Plan overview

Plan NameBROWN SIMS, P.C. 401(K) PLAN
Plan identification number 002

BROWN SIMS, P.C. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

BROWN SIMS, P.C. has sponsored the creation of one or more 401k plans.

Company Name:BROWN SIMS, P.C.
Employer identification number (EIN):742073784
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Additional information about BROWN SIMS, P.C.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 1979-10-25
Company Identification Number: 0090431202
Legal Registered Office Address: 1177 WEST LOOP S STE 1000

HOUSTON
United States of America (USA)
77027

More information about BROWN SIMS, P.C.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BROWN SIMS, P.C. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022015-01-01MICHAEL KALLMETER
0022014-01-01MIKE KALLMEYER
0022013-01-01KRISTINA DE LA TORRE
0022012-01-01PATRICIA BYNUM
0022011-01-01PATRICIA BYNUM

Plan Statistics for BROWN SIMS, P.C. 401(K) PLAN

401k plan membership statisitcs for BROWN SIMS, P.C. 401(K) PLAN

Measure Date Value
2015: BROWN SIMS, P.C. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01142
Total number of active participants reported on line 7a of the Form 55002015-01-01107
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0143
Total of all active and inactive participants2015-01-01150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01150
Number of participants with account balances2015-01-01125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: BROWN SIMS, P.C. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01157
Total number of active participants reported on line 7a of the Form 55002014-01-0198
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0144
Total of all active and inactive participants2014-01-01142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01142
Number of participants with account balances2014-01-01119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: BROWN SIMS, P.C. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01157
Total number of active participants reported on line 7a of the Form 55002013-01-01115
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0137
Total of all active and inactive participants2013-01-01152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01152
Number of participants with account balances2013-01-01118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: BROWN SIMS, P.C. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01128
Total number of active participants reported on line 7a of the Form 55002012-01-01112
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0129
Total of all active and inactive participants2012-01-01141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01141
Number of participants with account balances2012-01-01107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: BROWN SIMS, P.C. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01131
Total number of active participants reported on line 7a of the Form 55002011-01-0190
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0127
Total of all active and inactive participants2011-01-01117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01117
Number of participants with account balances2011-01-0193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010

Financial Data on BROWN SIMS, P.C. 401(K) PLAN

Measure Date Value
2015 : BROWN SIMS, P.C. 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$751,973
Total of all expenses incurred2015-12-31$512,348
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$491,884
Expenses. Certain deemed distributions of participant loans2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$760,100
Value of total assets at end of year2015-12-31$8,259,202
Value of total assets at beginning of year2015-12-31$8,019,577
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$20,464
Total interest from all sources2015-12-31$5,689
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$474,469
Participant contributions at end of year2015-12-31$151,350
Participant contributions at beginning of year2015-12-31$127,681
Participant contributions at end of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Other income not declared elsewhere2015-12-31$14,880
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$239,625
Value of net assets at end of year (total assets less liabilities)2015-12-31$8,259,202
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$8,019,577
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$20,464
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$7,598,311
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$7,385,428
Interest on participant loans2015-12-31$5,689
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$509,541
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$506,468
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-28,696
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$285,631
Employer contributions (assets) at end of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$491,884
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31FRIERSON SOLA SIMONTON & KUTAC, PLL
Accountancy firm EIN2015-12-31461379281
2014 : BROWN SIMS, P.C. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,346,493
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,426,585
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,408,999
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$817,936
Value of total assets at end of year2014-12-31$8,019,577
Value of total assets at beginning of year2014-12-31$8,099,669
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$17,586
Total interest from all sources2014-12-31$5,443
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$498,191
Participant contributions at end of year2014-12-31$127,681
Participant contributions at beginning of year2014-12-31$158,839
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$20,041
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-80,092
Value of net assets at end of year (total assets less liabilities)2014-12-31$8,019,577
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$8,099,669
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$7,385,428
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$7,581,617
Interest on participant loans2014-12-31$5,443
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$506,468
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$359,213
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$523,114
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$299,704
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,408,999
Contract administrator fees2014-12-31$17,586
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31SIMONTON & KUTAC, L.L.P.
Accountancy firm EIN2014-12-31760523829
2013 : BROWN SIMS, P.C. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,988,332
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$143,443
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$128,935
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$871,633
Value of total assets at end of year2013-12-31$8,099,669
Value of total assets at beginning of year2013-12-31$6,254,780
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$14,508
Total interest from all sources2013-12-31$5,836
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$14,508
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$542,360
Participant contributions at end of year2013-12-31$158,839
Participant contributions at beginning of year2013-12-31$133,389
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$9,427
Other income not declared elsewhere2013-12-31$10,471
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,844,889
Value of net assets at end of year (total assets less liabilities)2013-12-31$8,099,669
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$6,254,780
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$7,581,617
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$5,775,392
Interest on participant loans2013-12-31$5,836
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$359,213
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$345,999
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,100,392
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$319,846
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$128,935
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SIMONTON & KUTAC, L.L.P.
Accountancy firm EIN2013-12-31760523829
2012 : BROWN SIMS, P.C. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,499,079
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$168,763
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$155,192
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$854,893
Value of total assets at end of year2012-12-31$6,254,780
Value of total assets at beginning of year2012-12-31$4,924,464
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$13,571
Total interest from all sources2012-12-31$4,339
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$458,983
Participant contributions at end of year2012-12-31$133,389
Participant contributions at beginning of year2012-12-31$74,591
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$141,297
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,330,316
Value of net assets at end of year (total assets less liabilities)2012-12-31$6,254,780
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,924,464
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$13,571
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$5,775,392
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$4,583,179
Income. Interest from loans (other than to participants)2012-12-31$4,339
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$345,999
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$266,694
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$639,847
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$254,613
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$155,192
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31SIMONTON & KUTAC, L.L.P.
Accountancy firm EIN2012-12-31760523829
2011 : BROWN SIMS, P.C. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$663,216
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$169,638
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$157,770
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$712,072
Value of total assets at end of year2011-12-31$4,924,464
Value of total assets at beginning of year2011-12-31$4,430,886
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$11,868
Total interest from all sources2011-12-31$5,431
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$456,517
Participant contributions at end of year2011-12-31$74,591
Participant contributions at beginning of year2011-12-31$98,670
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$3,201
Total non interest bearing cash at end of year2011-12-31$0
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$493,578
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,924,464
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,430,886
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$4,583,179
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$4,109,668
Interest on participant loans2011-12-31$5,431
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$266,694
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$222,548
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-54,287
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$252,354
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$157,770
Contract administrator fees2011-12-31$11,868
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31SIMONTON & KUTAC, L.L.P.
Accountancy firm EIN2011-12-31760523829
2010 : BROWN SIMS, P.C. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,175,790
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$188,065
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$178,621
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$713,583
Value of total assets at end of year2010-12-31$4,430,886
Value of total assets at beginning of year2010-12-31$3,443,161
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$9,444
Total interest from all sources2010-12-31$7,510
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$461,564
Participant contributions at end of year2010-12-31$98,670
Participant contributions at beginning of year2010-12-31$125,197
Total non interest bearing cash at end of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$575
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$987,725
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,430,886
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,443,161
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$4,109,668
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$3,140,472
Interest on participant loans2010-12-31$7,510
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$222,548
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$176,917
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$454,697
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$252,019
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$178,621
Contract administrator fees2010-12-31$9,444
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31SIMONTON & KUTAC, L.L.P.
Accountancy firm EIN2010-12-31760523829

Form 5500 Responses for BROWN SIMS, P.C. 401(K) PLAN

2015: BROWN SIMS, P.C. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: BROWN SIMS, P.C. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: BROWN SIMS, P.C. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: BROWN SIMS, P.C. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: BROWN SIMS, P.C. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes

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