BRIN & BRIN, P.C. has sponsored the creation of one or more 401k plans.
Additional information about BRIN & BRIN, P.C.
Submission information for form 5500 for 401k plan BRIN & BRIN, P.C. 401(K) PROFIT SHARING PLAN
401k plan membership statisitcs for BRIN & BRIN, P.C. 401(K) PROFIT SHARING PLAN
| Measure | Date | Value |
|---|
| 2016: BRIN & BRIN, P.C. 401(K) PROFIT SHARING PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 41 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 28 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 7 |
| Total of all active and inactive participants | 2016-01-01 | 35 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
| Total participants | 2016-01-01 | 35 |
| Number of participants with account balances | 2016-01-01 | 30 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
| 2015: BRIN & BRIN, P.C. 401(K) PROFIT SHARING PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 40 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 31 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 6 |
| Total of all active and inactive participants | 2015-01-01 | 37 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
| Total participants | 2015-01-01 | 37 |
| Number of participants with account balances | 2015-01-01 | 32 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
| 2014: BRIN & BRIN, P.C. 401(K) PROFIT SHARING PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 41 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 31 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 6 |
| Total of all active and inactive participants | 2014-01-01 | 37 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| Total participants | 2014-01-01 | 37 |
| Number of participants with account balances | 2014-01-01 | 32 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 1 |
| 2013: BRIN & BRIN, P.C. 401(K) PROFIT SHARING PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 39 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 31 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 7 |
| Total of all active and inactive participants | 2013-01-01 | 38 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
| Total participants | 2013-01-01 | 38 |
| Number of participants with account balances | 2013-01-01 | 29 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
| 2012: BRIN & BRIN, P.C. 401(K) PROFIT SHARING PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 45 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 28 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 12 |
| Total of all active and inactive participants | 2012-01-01 | 40 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
| Total participants | 2012-01-01 | 40 |
| Number of participants with account balances | 2012-01-01 | 36 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 1 |
| 2011: BRIN & BRIN, P.C. 401(K) PROFIT SHARING PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 47 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 29 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 21 |
| Total of all active and inactive participants | 2011-01-01 | 50 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
| Total participants | 2011-01-01 | 50 |
| Number of participants with account balances | 2011-01-01 | 39 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 1 |
| 2010: BRIN & BRIN, P.C. 401(K) PROFIT SHARING PLAN 2010 401k membership |
|---|
| Total participants, beginning-of-year | 2010-01-01 | 56 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 28 |
| Number of retired or separated participants receiving benefits | 2010-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 18 |
| Total of all active and inactive participants | 2010-01-01 | 46 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 0 |
| Total participants | 2010-01-01 | 46 |
| Number of participants with account balances | 2010-01-01 | 45 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 2 |
| 2009: BRIN & BRIN, P.C. 401(K) PROFIT SHARING PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 33 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 31 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 26 |
| Total of all active and inactive participants | 2009-01-01 | 57 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
| Total participants | 2009-01-01 | 57 |
| Number of participants with account balances | 2009-01-01 | 62 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 5 |
| Measure | Date | Value |
|---|
| 2016 : BRIN & BRIN, P.C. 401(K) PROFIT SHARING PLAN 2016 401k financial data |
|---|
| Total income from all sources | 2016-12-31 | $573,133 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $130,588 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $112,084 |
| Total plan assets at end of year | 2016-12-31 | $4,921,427 |
| Total plan assets at beginning of year | 2016-12-31 | $4,478,882 |
| Value of fidelity bond covering the plan | 2016-12-31 | $450,000 |
| Total contributions received or receivable from participants | 2016-12-31 | $196,334 |
| Other income received | 2016-12-31 | $297,297 |
| Net income (gross income less expenses) | 2016-12-31 | $442,545 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $4,921,427 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $4,478,882 |
| Assets. Value of participant loans | 2016-12-31 | $46,966 |
| Total contributions received or receivable from employer(s) | 2016-12-31 | $79,502 |
| Value of certain deemed distributions of participant loans | 2016-12-31 | $3,116 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2016-12-31 | $15,388 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| 2015 : BRIN & BRIN, P.C. 401(K) PROFIT SHARING PLAN 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $271,272 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $126,524 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $110,954 |
| Total plan assets at end of year | 2015-12-31 | $4,478,882 |
| Total plan assets at beginning of year | 2015-12-31 | $4,334,134 |
| Value of fidelity bond covering the plan | 2015-12-31 | $450,000 |
| Total contributions received or receivable from participants | 2015-12-31 | $225,998 |
| Other income received | 2015-12-31 | $-60,886 |
| Net income (gross income less expenses) | 2015-12-31 | $144,748 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $4,478,882 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $4,334,134 |
| Assets. Value of participant loans | 2015-12-31 | $52,857 |
| Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102 | 2015-12-31 | $5 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $106,160 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $15,570 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| 2014 : BRIN & BRIN, P.C. 401(K) PROFIT SHARING PLAN 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $577,591 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $152,021 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $151,253 |
| Total plan assets at end of year | 2014-12-31 | $4,334,134 |
| Total plan assets at beginning of year | 2014-12-31 | $3,908,564 |
| Value of fidelity bond covering the plan | 2014-12-31 | $450,000 |
| Total contributions received or receivable from participants | 2014-12-31 | $208,768 |
| Contributions received from other sources (not participants or employers) | 2014-12-31 | $72,603 |
| Other income received | 2014-12-31 | $204,837 |
| Net income (gross income less expenses) | 2014-12-31 | $425,570 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $4,334,134 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $3,908,564 |
| Assets. Value of participant loans | 2014-12-31 | $35,277 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $91,383 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $768 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| 2013 : BRIN & BRIN, P.C. 401(K) PROFIT SHARING PLAN 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $657,389 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $177,127 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $164,721 |
| Total plan assets at end of year | 2013-12-31 | $3,908,564 |
| Total plan assets at beginning of year | 2013-12-31 | $3,428,302 |
| Value of fidelity bond covering the plan | 2013-12-31 | $450,000 |
| Total contributions received or receivable from participants | 2013-12-31 | $206,956 |
| Other income received | 2013-12-31 | $368,095 |
| Net income (gross income less expenses) | 2013-12-31 | $480,262 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $3,908,564 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $3,428,302 |
| Assets. Value of participant loans | 2013-12-31 | $33,388 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $82,338 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $12,406 |
| 2012 : BRIN & BRIN, P.C. 401(K) PROFIT SHARING PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $538,777 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $423,400 |
| Total plan assets at end of year | 2012-12-31 | $3,428,302 |
| Total plan assets at beginning of year | 2012-12-31 | $3,312,925 |
| Value of fidelity bond covering the plan | 2012-12-31 | $450,000 |
| Total contributions received or receivable from participants | 2012-12-31 | $189,931 |
| Other income received | 2012-12-31 | $285,206 |
| Net income (gross income less expenses) | 2012-12-31 | $115,377 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $3,428,302 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $3,312,925 |
| Assets. Value of participant loans | 2012-12-31 | $59,284 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $63,640 |
| Value of corrective distributions | 2012-12-31 | $412,085 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2012-12-31 | $11,315 |
| 2011 : BRIN & BRIN, P.C. 401(K) PROFIT SHARING PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $179,155 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $333,434 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $321,383 |
| Total plan assets at end of year | 2011-12-31 | $3,312,925 |
| Total plan assets at beginning of year | 2011-12-31 | $3,467,204 |
| Value of fidelity bond covering the plan | 2011-12-31 | $450,000 |
| Total contributions received or receivable from participants | 2011-12-31 | $165,375 |
| Other income received | 2011-12-31 | $-66,994 |
| Net income (gross income less expenses) | 2011-12-31 | $-154,279 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $3,312,925 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $3,467,204 |
| Assets. Value of participant loans | 2011-12-31 | $63,891 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $80,774 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $12,051 |
| 2010 : BRIN & BRIN, P.C. 401(K) PROFIT SHARING PLAN 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $720,939 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $77,555 |
| Benefits paid (including direct rollovers) | 2010-12-31 | $62,642 |
| Total plan assets at end of year | 2010-12-31 | $3,467,204 |
| Total plan assets at beginning of year | 2010-12-31 | $2,823,820 |
| Value of fidelity bond covering the plan | 2010-12-31 | $450,000 |
| Total contributions received or receivable from participants | 2010-12-31 | $161,108 |
| Contributions received from other sources (not participants or employers) | 2010-12-31 | $54,864 |
| Other income received | 2010-12-31 | $306,243 |
| Net income (gross income less expenses) | 2010-12-31 | $643,384 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $3,467,204 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $2,823,820 |
| Assets. Value of participant loans | 2010-12-31 | $65,762 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $198,724 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2010-12-31 | $14,913 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| 2009 : BRIN & BRIN, P.C. 401(K) PROFIT SHARING PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
| 2016: BRIN & BRIN, P.C. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Submission has been amended | No |
| 2016-01-01 | This submission is the final filing | No |
| 2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-01-01 | Plan is a collectively bargained plan | No |
| 2016-01-01 | Plan funding arrangement – Insurance | Yes |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: BRIN & BRIN, P.C. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Submission has been amended | No |
| 2015-01-01 | This submission is the final filing | No |
| 2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-01-01 | Plan is a collectively bargained plan | No |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: BRIN & BRIN, P.C. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Submission has been amended | No |
| 2014-01-01 | This submission is the final filing | No |
| 2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-01-01 | Plan is a collectively bargained plan | No |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: BRIN & BRIN, P.C. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Submission has been amended | No |
| 2013-01-01 | This submission is the final filing | No |
| 2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-01-01 | Plan is a collectively bargained plan | No |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: BRIN & BRIN, P.C. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Submission has been amended | No |
| 2012-01-01 | This submission is the final filing | No |
| 2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-01-01 | Plan is a collectively bargained plan | No |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: BRIN & BRIN, P.C. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Submission has been amended | No |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan is a collectively bargained plan | No |
| 2011-01-01 | Plan funding arrangement – Insurance | Yes |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2010: BRIN & BRIN, P.C. 401(K) PROFIT SHARING PLAN 2010 form 5500 responses |
|---|
| 2010-01-01 | Type of plan entity | Single employer plan |
| 2010-01-01 | Submission has been amended | No |
| 2010-01-01 | This submission is the final filing | No |
| 2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2010-01-01 | Plan is a collectively bargained plan | No |
| 2010-01-01 | Plan funding arrangement – Insurance | Yes |
| 2010-01-01 | Plan funding arrangement – Trust | Yes |
| 2010-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2010-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: BRIN & BRIN, P.C. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses |
|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | No |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-01-01 | Plan is a collectively bargained plan | No |
| 2009-01-01 | Plan funding arrangement – Insurance | Yes |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 106421 |
| Policy instance | 1 |
| Insurance contract or identification number | 106421 | | Number of Individuals Covered | 29 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $12,861 | | Total amount of fees paid to insurance company | USD $708 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $12,861 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 600 | | Additional information about fees paid to insurance broker | TPA FEES | | Insurance broker name | MORGAN STANLEY SMITH BARNEY |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 106421 |
| Policy instance | 1 |
| Insurance contract or identification number | 106421 | | Number of Individuals Covered | 29 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $12,135 | | Total amount of fees paid to insurance company | USD $600 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $12,027 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 600 | | Additional information about fees paid to insurance broker | TPA FEES | | Insurance broker name | MORGAN STANLEY SMITH BARNEY |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 106421 |
| Policy instance | 1 |
| Insurance contract or identification number | 106421 | | Number of Individuals Covered | 31 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $3,661 | | Total amount of fees paid to insurance company | USD $1,842 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Commission paid to Insurance Broker | USD $3,551 | | Insurance broker organization code? | 3 | | Additional information about fees paid to insurance broker | OTHER ALLOWANCES | | Amount paid for insurance broker fees | 1842 | | Insurance broker name | DAVID K. YOUNG CONSULTING, LLC |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 106421 |
| Policy instance | 1 |
| Insurance contract or identification number | 106421 | | Number of Individuals Covered | 29 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $24,600 | | Total amount of fees paid to insurance company | USD $5,082 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Commission paid to Insurance Broker | USD $12,300 | | Additional information about fees paid to insurance broker | BROKER COMMISSION. | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 500 | | Insurance broker name | MORGAN STANLEY SMITH BARNE |
|
| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-710802 |
| Policy instance | 2 |
| Insurance contract or identification number | GA-710802 | | Number of Individuals Covered | 0 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $5,754 | | Total amount of fees paid to insurance company | USD $340 | | Amount paid for insurance broker fees | 290 | | Additional information about fees paid to insurance broker | ADMINISTRATIVE ALLOWANCE. | | Insurance broker organization code? | 5 | | Commission paid to Insurance Broker | USD $5,754 | | Insurance broker name | SBHU LIFE AGENCY INC |
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| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-710802 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-710802 | | Number of Individuals Covered | 35 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $7,647 | | Total amount of fees paid to insurance company | USD $1,297 |
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| HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) |
| Policy contract number | GA-710802 |
| Policy instance | 1 |
| Insurance contract or identification number | GA-710802 | | Number of Individuals Covered | 39 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $6,046 | | Total amount of fees paid to insurance company | USD $1,074 |
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