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INTERVENTION INC. 401(K) PLAN 401k Plan overview

Plan NameINTERVENTION INC. 401(K) PLAN
Plan identification number 001

INTERVENTION INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan not intended to be qualified - A plan not intended to be qualified under Code sections 401, 403, or 408.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

INTERVENTION INC. has sponsored the creation of one or more 401k plans.

Company Name:INTERVENTION INC.
Employer identification number (EIN):742433259
NAIC Classification:541190

Form 5500 Filing Information

Submission information for form 5500 for 401k plan INTERVENTION INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-04-01
0012021-04-01KELLY SENGENBERGER2023-01-08
0012020-04-01LAURA BALLENGER2021-10-14
0012019-04-01LAURA BALLENGER2020-08-04
0012018-04-01LAURA BALLENGER2019-12-05
0012017-04-01
0012016-04-01LAURA BALLENGER
0012015-04-01LAURA BALLENGER
0012014-04-01LAURA BALLENGER KELLY SENGENBERGER2015-11-30
0012013-04-01GARY HEENEY
0012012-04-01GARY HEENEY KELLY SENGENBERGER2013-09-11
0012011-04-01GARY HEENEY KELLY SENGENBERGER2012-12-12
0012010-04-01GARY HEENEY
0012009-04-01JENNIFER DEBRULER
0012009-04-01JENNIFER DEBRULER

Plan Statistics for INTERVENTION INC. 401(K) PLAN

401k plan membership statisitcs for INTERVENTION INC. 401(K) PLAN

Measure Date Value
2022: INTERVENTION INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-04-01283
Total number of active participants reported on line 7a of the Form 55002022-04-01239
Number of retired or separated participants receiving benefits2022-04-010
Number of other retired or separated participants entitled to future benefits2022-04-0137
Total of all active and inactive participants2022-04-01276
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-04-011
Total participants2022-04-01277
Number of participants with account balances2022-04-01126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-04-010
2021: INTERVENTION INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-04-01301
Total number of active participants reported on line 7a of the Form 55002021-04-01234
Number of retired or separated participants receiving benefits2021-04-010
Number of other retired or separated participants entitled to future benefits2021-04-010
Total of all active and inactive participants2021-04-01234
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-04-010
Total participants2021-04-01234
Number of participants with account balances2021-04-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-04-010
2020: INTERVENTION INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-04-01281
Total number of active participants reported on line 7a of the Form 55002020-04-01246
Number of retired or separated participants receiving benefits2020-04-010
Number of other retired or separated participants entitled to future benefits2020-04-0148
Total of all active and inactive participants2020-04-01294
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-04-010
Total participants2020-04-01294
Number of participants with account balances2020-04-01140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-04-010
2019: INTERVENTION INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-04-01281
Total number of active participants reported on line 7a of the Form 55002019-04-01225
Number of retired or separated participants receiving benefits2019-04-010
Number of other retired or separated participants entitled to future benefits2019-04-0143
Total of all active and inactive participants2019-04-01268
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-04-010
Total participants2019-04-01268
Number of participants with account balances2019-04-01120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-04-010
2018: INTERVENTION INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-04-01271
Total number of active participants reported on line 7a of the Form 55002018-04-01217
Number of retired or separated participants receiving benefits2018-04-010
Number of other retired or separated participants entitled to future benefits2018-04-0151
Total of all active and inactive participants2018-04-01268
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-04-010
Total participants2018-04-01268
Number of participants with account balances2018-04-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-04-010
2017: INTERVENTION INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-04-01276
Total number of active participants reported on line 7a of the Form 55002017-04-01219
Number of retired or separated participants receiving benefits2017-04-010
Number of other retired or separated participants entitled to future benefits2017-04-0142
Total of all active and inactive participants2017-04-01261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-04-010
Total participants2017-04-01261
Number of participants with account balances2017-04-01122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-04-010
2016: INTERVENTION INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-04-01367
Total number of active participants reported on line 7a of the Form 55002016-04-01228
Number of retired or separated participants receiving benefits2016-04-010
Number of other retired or separated participants entitled to future benefits2016-04-0140
Total of all active and inactive participants2016-04-01268
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-04-011
Total participants2016-04-01269
Number of participants with account balances2016-04-01115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-04-010
2015: INTERVENTION INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-04-01355
Total number of active participants reported on line 7a of the Form 55002015-04-01323
Number of retired or separated participants receiving benefits2015-04-010
Number of other retired or separated participants entitled to future benefits2015-04-0131
Total of all active and inactive participants2015-04-01354
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-04-010
Total participants2015-04-01354
Number of participants with account balances2015-04-01122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-04-010
2014: INTERVENTION INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-04-01290
Total number of active participants reported on line 7a of the Form 55002014-04-01278
Number of retired or separated participants receiving benefits2014-04-010
Number of other retired or separated participants entitled to future benefits2014-04-0144
Total of all active and inactive participants2014-04-01322
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-04-010
Total participants2014-04-01322
Number of participants with account balances2014-04-01110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-04-010
2013: INTERVENTION INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-04-01267
Total number of active participants reported on line 7a of the Form 55002013-04-01202
Number of retired or separated participants receiving benefits2013-04-010
Number of other retired or separated participants entitled to future benefits2013-04-0153
Total of all active and inactive participants2013-04-01255
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-04-010
Total participants2013-04-01255
Number of participants with account balances2013-04-01118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-04-010
2012: INTERVENTION INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-04-01239
Total number of active participants reported on line 7a of the Form 55002012-04-01179
Number of retired or separated participants receiving benefits2012-04-010
Number of other retired or separated participants entitled to future benefits2012-04-0163
Total of all active and inactive participants2012-04-01242
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-04-010
Total participants2012-04-01242
Number of participants with account balances2012-04-01130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-04-015
2011: INTERVENTION INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-04-01237
Total number of active participants reported on line 7a of the Form 55002011-04-01165
Number of retired or separated participants receiving benefits2011-04-010
Number of other retired or separated participants entitled to future benefits2011-04-0150
Total of all active and inactive participants2011-04-01215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-04-010
Total participants2011-04-01215
Number of participants with account balances2011-04-01129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-04-016
2010: INTERVENTION INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-04-01220
Total number of active participants reported on line 7a of the Form 55002010-04-01167
Number of retired or separated participants receiving benefits2010-04-010
Number of other retired or separated participants entitled to future benefits2010-04-0150
Total of all active and inactive participants2010-04-01217
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-04-010
Total participants2010-04-01217
Number of participants with account balances2010-04-01133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-04-0111
2009: INTERVENTION INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-04-01185
Total number of active participants reported on line 7a of the Form 55002009-04-01169
Number of retired or separated participants receiving benefits2009-04-010
Number of other retired or separated participants entitled to future benefits2009-04-0129
Total of all active and inactive participants2009-04-01198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-04-010
Total participants2009-04-01198
Number of participants with account balances2009-04-01131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-04-0112

Financial Data on INTERVENTION INC. 401(K) PLAN

Measure Date Value
2023 : INTERVENTION INC. 401(K) PLAN 2023 401k financial data
Total unrealized appreciation/depreciation of assets2023-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2023-03-31$0
Total income from all sources (including contributions)2023-03-31$619,950
Total loss/gain on sale of assets2023-03-31$0
Total of all expenses incurred2023-03-31$589,793
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-03-31$561,330
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-03-31$730,891
Value of total assets at end of year2023-03-31$7,308,844
Value of total assets at beginning of year2023-03-31$7,278,687
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-03-31$28,463
Total interest from all sources2023-03-31$42,367
Total dividends received (eg from common stock, registered investment company shares)2023-03-31$110,133
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-03-31$110,133
Was this plan covered by a fidelity bond2023-03-31Yes
Value of fidelity bond cover2023-03-31$500,000
If this is an individual account plan, was there a blackout period2023-03-31Yes
Were there any nonexempt tranactions with any party-in-interest2023-03-31No
Contributions received from participants2023-03-31$433,335
Participant contributions at end of year2023-03-31$74,975
Participant contributions at beginning of year2023-03-31$115,131
Income. Received or receivable in cash from other sources (including rollovers)2023-03-31$13,765
Other income not declared elsewhere2023-03-31$1
Total non interest bearing cash at beginning of year2023-03-31$7,163,556
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-03-31No
Value of net income/loss2023-03-31$30,157
Value of net assets at end of year (total assets less liabilities)2023-03-31$7,308,844
Value of net assets at beginning of year (total assets less liabilities)2023-03-31$7,278,687
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-03-31No
Were any leases to which the plan was party in default or uncollectible2023-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-03-31$3,715,772
Value of interest in pooled separate accounts at end of year2023-03-31$805,277
Interest on participant loans2023-03-31$3,421
Interest earned on other investments2023-03-31$38,946
Value of interest in common/collective trusts at end of year2023-03-31$76,880
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-03-31$2,635,940
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-03-31$-201,910
Net investment gain/loss from pooled separate accounts2023-03-31$-62,999
Net investment gain or loss from common/collective trusts2023-03-31$1,467
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-03-31No
Was there a failure to transmit to the plan any participant contributions2023-03-31No
Has the plan failed to provide any benefit when due under the plan2023-03-31No
Contributions received in cash from employer2023-03-31$283,791
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-03-31$561,330
Contract administrator fees2023-03-31$28,463
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32023-03-31Yes
Did the plan have assets held for investment2023-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-03-31No
Opinion of an independent qualified public accountant for this plan2023-03-31Unqualified
Accountancy firm name2023-03-31WATSON COON RYAN
Accountancy firm EIN2023-03-31823543701
2022 : INTERVENTION INC. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-03-31$0
Total income from all sources (including contributions)2022-03-31$900,815
Total loss/gain on sale of assets2022-03-31$0
Total of all expenses incurred2022-03-31$547,382
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-03-31$509,599
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-03-31$656,112
Value of total assets at end of year2022-03-31$7,278,687
Value of total assets at beginning of year2022-03-31$6,925,254
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-03-31$37,783
Total interest from all sources2022-03-31$29,961
Total dividends received (eg from common stock, registered investment company shares)2022-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-03-31No
Was this plan covered by a fidelity bond2022-03-31Yes
Value of fidelity bond cover2022-03-31$500,000
If this is an individual account plan, was there a blackout period2022-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2022-03-31$0
Were there any nonexempt tranactions with any party-in-interest2022-03-31No
Contributions received from participants2022-03-31$387,653
Participant contributions at end of year2022-03-31$115,131
Participant contributions at beginning of year2022-03-31$95,399
Total non interest bearing cash at end of year2022-03-31$7,163,556
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-03-31No
Value of net income/loss2022-03-31$353,433
Value of net assets at end of year (total assets less liabilities)2022-03-31$7,278,687
Value of net assets at beginning of year (total assets less liabilities)2022-03-31$6,925,254
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-03-31No
Were any leases to which the plan was party in default or uncollectible2022-03-31No
Value of interest in pooled separate accounts at end of year2022-03-31$0
Value of interest in pooled separate accounts at beginning of year2022-03-31$5,484,436
Interest on participant loans2022-03-31$3,571
Interest earned on other investments2022-03-31$26,390
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-03-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-03-31$1,345,419
Net investment gain/loss from pooled separate accounts2022-03-31$214,742
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-03-31No
Was there a failure to transmit to the plan any participant contributions2022-03-31No
Has the plan failed to provide any benefit when due under the plan2022-03-31No
Contributions received in cash from employer2022-03-31$268,459
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-03-31$509,599
Contract administrator fees2022-03-31$37,783
Did the plan have assets held for investment2022-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-03-31No
Opinion of an independent qualified public accountant for this plan2022-03-31Unqualified
Accountancy firm name2022-03-31WATSON COON RYAN, LLC
Accountancy firm EIN2022-03-31823543701
2021 : INTERVENTION INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-03-31$0
Total income from all sources (including contributions)2021-03-31$2,179,508
Total loss/gain on sale of assets2021-03-31$0
Total of all expenses incurred2021-03-31$190,859
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-03-31$158,827
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-03-31$612,794
Value of total assets at end of year2021-03-31$6,925,254
Value of total assets at beginning of year2021-03-31$4,936,605
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-03-31$32,032
Total interest from all sources2021-03-31$27,010
Total dividends received (eg from common stock, registered investment company shares)2021-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-03-31No
Was this plan covered by a fidelity bond2021-03-31Yes
Value of fidelity bond cover2021-03-31$500,000
If this is an individual account plan, was there a blackout period2021-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-03-31$0
Were there any nonexempt tranactions with any party-in-interest2021-03-31No
Contributions received from participants2021-03-31$345,114
Participant contributions at end of year2021-03-31$95,399
Participant contributions at beginning of year2021-03-31$94,454
Participant contributions at end of year2021-03-31$0
Participant contributions at beginning of year2021-03-31$12,764
Income. Received or receivable in cash from other sources (including rollovers)2021-03-31$32,212
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-03-31No
Value of net income/loss2021-03-31$1,988,649
Value of net assets at end of year (total assets less liabilities)2021-03-31$6,925,254
Value of net assets at beginning of year (total assets less liabilities)2021-03-31$4,936,605
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-03-31No
Were any leases to which the plan was party in default or uncollectible2021-03-31No
Value of interest in pooled separate accounts at end of year2021-03-31$5,484,436
Value of interest in pooled separate accounts at beginning of year2021-03-31$3,570,909
Interest on participant loans2021-03-31$4,177
Interest earned on other investments2021-03-31$22,833
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-03-31$1,345,419
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-03-31$1,250,239
Net investment gain/loss from pooled separate accounts2021-03-31$1,539,704
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-03-31No
Was there a failure to transmit to the plan any participant contributions2021-03-31No
Has the plan failed to provide any benefit when due under the plan2021-03-31No
Contributions received in cash from employer2021-03-31$235,468
Employer contributions (assets) at end of year2021-03-31$0
Employer contributions (assets) at beginning of year2021-03-31$8,239
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-03-31$158,827
Contract administrator fees2021-03-31$32,032
Did the plan have assets held for investment2021-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-03-31No
Opinion of an independent qualified public accountant for this plan2021-03-31Disclaimer
Accountancy firm name2021-03-31WATSON COON RYAN, LLC
Accountancy firm EIN2021-03-31823543701
2020 : INTERVENTION INC. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-03-31$0
Total income from all sources (including contributions)2020-03-31$202,448
Total loss/gain on sale of assets2020-03-31$0
Total of all expenses incurred2020-03-31$548,017
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-03-31$516,800
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-03-31$518,342
Value of total assets at end of year2020-03-31$4,936,605
Value of total assets at beginning of year2020-03-31$5,282,174
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-03-31$31,217
Total interest from all sources2020-03-31$25,227
Total dividends received (eg from common stock, registered investment company shares)2020-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-03-31No
Was this plan covered by a fidelity bond2020-03-31Yes
Value of fidelity bond cover2020-03-31$500,000
If this is an individual account plan, was there a blackout period2020-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-03-31$0
Were there any nonexempt tranactions with any party-in-interest2020-03-31No
Contributions received from participants2020-03-31$297,195
Participant contributions at end of year2020-03-31$94,454
Participant contributions at beginning of year2020-03-31$46,687
Participant contributions at end of year2020-03-31$12,764
Participant contributions at beginning of year2020-03-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-03-31$17,034
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-03-31No
Value of net income/loss2020-03-31$-345,569
Value of net assets at end of year (total assets less liabilities)2020-03-31$4,936,605
Value of net assets at beginning of year (total assets less liabilities)2020-03-31$5,282,174
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-03-31No
Were any leases to which the plan was party in default or uncollectible2020-03-31No
Value of interest in pooled separate accounts at end of year2020-03-31$3,570,909
Value of interest in pooled separate accounts at beginning of year2020-03-31$4,295,060
Interest on participant loans2020-03-31$2,587
Interest earned on other investments2020-03-31$22,640
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-03-31$1,250,239
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-03-31$940,427
Net investment gain/loss from pooled separate accounts2020-03-31$-341,121
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-03-31No
Was there a failure to transmit to the plan any participant contributions2020-03-31No
Has the plan failed to provide any benefit when due under the plan2020-03-31No
Contributions received in cash from employer2020-03-31$204,113
Employer contributions (assets) at end of year2020-03-31$8,239
Employer contributions (assets) at beginning of year2020-03-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-03-31$516,800
Contract administrator fees2020-03-31$31,217
Did the plan have assets held for investment2020-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-03-31Yes
Opinion of an independent qualified public accountant for this plan2020-03-31Disclaimer
Accountancy firm name2020-03-31WATSON COON RYAN, LLC
Accountancy firm EIN2020-03-31823543701
2019 : INTERVENTION INC. 401(K) PLAN 2019 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-03-31$0
2018 : INTERVENTION INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-03-31$0
Total income from all sources (including contributions)2018-03-31$914,724
Total loss/gain on sale of assets2018-03-31$0
Total of all expenses incurred2018-03-31$253,797
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-03-31$226,973
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-03-31$463,060
Value of total assets at end of year2018-03-31$4,986,184
Value of total assets at beginning of year2018-03-31$4,325,257
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-03-31$26,824
Total interest from all sources2018-03-31$10,634
Total dividends received (eg from common stock, registered investment company shares)2018-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-03-31No
Was this plan covered by a fidelity bond2018-03-31Yes
Value of fidelity bond cover2018-03-31$500,000
If this is an individual account plan, was there a blackout period2018-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-03-31$0
Were there any nonexempt tranactions with any party-in-interest2018-03-31No
Contributions received from participants2018-03-31$277,574
Participant contributions at end of year2018-03-31$34,645
Participant contributions at beginning of year2018-03-31$45,349
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-03-31No
Value of net income/loss2018-03-31$660,927
Value of net assets at end of year (total assets less liabilities)2018-03-31$4,986,184
Value of net assets at beginning of year (total assets less liabilities)2018-03-31$4,325,257
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-03-31No
Were any leases to which the plan was party in default or uncollectible2018-03-31No
Value of interest in pooled separate accounts at end of year2018-03-31$4,203,660
Value of interest in pooled separate accounts at beginning of year2018-03-31$4,279,908
Interest on participant loans2018-03-31$1,454
Interest earned on other investments2018-03-31$9,180
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-03-31$747,879
Net investment gain/loss from pooled separate accounts2018-03-31$441,030
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-03-31No
Was there a failure to transmit to the plan any participant contributions2018-03-31No
Has the plan failed to provide any benefit when due under the plan2018-03-31No
Contributions received in cash from employer2018-03-31$185,486
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-03-31$226,973
Contract administrator fees2018-03-31$26,824
Did the plan have assets held for investment2018-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-03-31Yes
Opinion of an independent qualified public accountant for this plan2018-03-31Disclaimer
Accountancy firm name2018-03-31RICHEY MAY AND COMPANY
Accountancy firm EIN2018-03-31710911208
2017 : INTERVENTION INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-03-31$0
Total income from all sources (including contributions)2017-03-31$837,386
Total loss/gain on sale of assets2017-03-31$0
Total of all expenses incurred2017-03-31$307,815
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-03-31$283,773
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-03-31$491,805
Value of total assets at end of year2017-03-31$4,325,257
Value of total assets at beginning of year2017-03-31$3,795,686
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-03-31$24,042
Total interest from all sources2017-03-31$1,624
Total dividends received (eg from common stock, registered investment company shares)2017-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-03-31No
Was this plan covered by a fidelity bond2017-03-31Yes
Value of fidelity bond cover2017-03-31$500,000
If this is an individual account plan, was there a blackout period2017-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-03-31$0
Were there any nonexempt tranactions with any party-in-interest2017-03-31No
Contributions received from participants2017-03-31$264,012
Participant contributions at end of year2017-03-31$45,349
Participant contributions at beginning of year2017-03-31$56,492
Income. Received or receivable in cash from other sources (including rollovers)2017-03-31$40,280
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-03-31No
Value of net income/loss2017-03-31$529,571
Value of net assets at end of year (total assets less liabilities)2017-03-31$4,325,257
Value of net assets at beginning of year (total assets less liabilities)2017-03-31$3,795,686
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-03-31No
Were any leases to which the plan was party in default or uncollectible2017-03-31No
Value of interest in pooled separate accounts at end of year2017-03-31$4,279,908
Value of interest in pooled separate accounts at beginning of year2017-03-31$3,739,194
Interest on participant loans2017-03-31$1,624
Net investment gain/loss from pooled separate accounts2017-03-31$343,957
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-03-31No
Was there a failure to transmit to the plan any participant contributions2017-03-31No
Has the plan failed to provide any benefit when due under the plan2017-03-31No
Contributions received in cash from employer2017-03-31$187,513
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-03-31$283,773
Contract administrator fees2017-03-31$24,042
Did the plan have assets held for investment2017-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-03-31Yes
Opinion of an independent qualified public accountant for this plan2017-03-31Disclaimer
Accountancy firm name2017-03-31RICHEY MAY AND COMPANY
Accountancy firm EIN2017-03-31710911208
2016 : INTERVENTION INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-03-31$0
Total income from all sources (including contributions)2016-03-31$419,923
Total loss/gain on sale of assets2016-03-31$0
Total of all expenses incurred2016-03-31$254,093
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-03-31$235,765
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-03-31$502,880
Value of total assets at end of year2016-03-31$3,795,686
Value of total assets at beginning of year2016-03-31$3,629,856
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-03-31$18,328
Total interest from all sources2016-03-31$1,978
Total dividends received (eg from common stock, registered investment company shares)2016-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-03-31No
Was this plan covered by a fidelity bond2016-03-31Yes
Value of fidelity bond cover2016-03-31$360,000
If this is an individual account plan, was there a blackout period2016-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-03-31$0
Were there any nonexempt tranactions with any party-in-interest2016-03-31No
Contributions received from participants2016-03-31$284,121
Participant contributions at end of year2016-03-31$56,492
Participant contributions at beginning of year2016-03-31$63,339
Income. Received or receivable in cash from other sources (including rollovers)2016-03-31$15,950
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-03-31No
Value of net income/loss2016-03-31$165,830
Value of net assets at end of year (total assets less liabilities)2016-03-31$3,795,686
Value of net assets at beginning of year (total assets less liabilities)2016-03-31$3,629,856
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-03-31No
Were any leases to which the plan was party in default or uncollectible2016-03-31No
Value of interest in pooled separate accounts at end of year2016-03-31$3,739,194
Value of interest in pooled separate accounts at beginning of year2016-03-31$3,566,517
Interest on participant loans2016-03-31$1,978
Net investment gain/loss from pooled separate accounts2016-03-31$-84,935
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-03-31No
Was there a failure to transmit to the plan any participant contributions2016-03-31No
Has the plan failed to provide any benefit when due under the plan2016-03-31No
Contributions received in cash from employer2016-03-31$202,809
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-03-31$235,765
Contract administrator fees2016-03-31$18,328
Did the plan have assets held for investment2016-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-03-31Yes
Opinion of an independent qualified public accountant for this plan2016-03-31Disclaimer
Accountancy firm name2016-03-31RICHEY MAY AND COMPANY
Accountancy firm EIN2016-03-31710911208
2015 : INTERVENTION INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-03-31$0
Total income from all sources (including contributions)2015-03-31$744,168
Total loss/gain on sale of assets2015-03-31$0
Total of all expenses incurred2015-03-31$407,636
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-03-31$403,621
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-03-31$566,827
Value of total assets at end of year2015-03-31$3,629,856
Value of total assets at beginning of year2015-03-31$3,293,324
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-03-31$4,015
Total interest from all sources2015-03-31$2,781
Total dividends received (eg from common stock, registered investment company shares)2015-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-03-31No
Was this plan covered by a fidelity bond2015-03-31Yes
Value of fidelity bond cover2015-03-31$360,000
If this is an individual account plan, was there a blackout period2015-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-03-31$0
Were there any nonexempt tranactions with any party-in-interest2015-03-31No
Contributions received from participants2015-03-31$254,979
Participant contributions at end of year2015-03-31$63,339
Participant contributions at beginning of year2015-03-31$105,780
Income. Received or receivable in cash from other sources (including rollovers)2015-03-31$167,598
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-03-31No
Value of net income/loss2015-03-31$336,532
Value of net assets at end of year (total assets less liabilities)2015-03-31$3,629,856
Value of net assets at beginning of year (total assets less liabilities)2015-03-31$3,293,324
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-03-31No
Were any leases to which the plan was party in default or uncollectible2015-03-31No
Value of interest in pooled separate accounts at end of year2015-03-31$3,566,517
Value of interest in pooled separate accounts at beginning of year2015-03-31$3,187,544
Interest on participant loans2015-03-31$2,781
Net investment gain/loss from pooled separate accounts2015-03-31$174,560
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-03-31No
Was there a failure to transmit to the plan any participant contributions2015-03-31No
Has the plan failed to provide any benefit when due under the plan2015-03-31No
Contributions received in cash from employer2015-03-31$144,250
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-03-31$403,621
Contract administrator fees2015-03-31$4,015
Did the plan have assets held for investment2015-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-03-31Yes
Opinion of an independent qualified public accountant for this plan2015-03-31Disclaimer
Accountancy firm name2015-03-31RICHEY MAY AND COMPANY
Accountancy firm EIN2015-03-31710911208
2014 : INTERVENTION INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-03-31$0
Total income from all sources (including contributions)2014-03-31$791,830
Total loss/gain on sale of assets2014-03-31$0
Total of all expenses incurred2014-03-31$302,824
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-03-31$300,103
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-03-31$486,949
Value of total assets at end of year2014-03-31$3,293,324
Value of total assets at beginning of year2014-03-31$2,804,318
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-03-31$2,721
Total interest from all sources2014-03-31$3,118
Total dividends received (eg from common stock, registered investment company shares)2014-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-03-31No
Was this plan covered by a fidelity bond2014-03-31Yes
Value of fidelity bond cover2014-03-31$195,000
If this is an individual account plan, was there a blackout period2014-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-03-31$0
Were there any nonexempt tranactions with any party-in-interest2014-03-31No
Contributions received from participants2014-03-31$228,992
Participant contributions at end of year2014-03-31$105,780
Participant contributions at beginning of year2014-03-31$102,291
Participant contributions at beginning of year2014-03-31$9,297
Income. Received or receivable in cash from other sources (including rollovers)2014-03-31$104,721
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-03-31No
Value of net income/loss2014-03-31$489,006
Value of net assets at end of year (total assets less liabilities)2014-03-31$3,293,324
Value of net assets at beginning of year (total assets less liabilities)2014-03-31$2,804,318
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-03-31No
Were any leases to which the plan was party in default or uncollectible2014-03-31No
Value of interest in pooled separate accounts at end of year2014-03-31$3,187,544
Value of interest in pooled separate accounts at beginning of year2014-03-31$2,687,206
Interest on participant loans2014-03-31$3,118
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-03-31$0
Net investment gain/loss from pooled separate accounts2014-03-31$301,763
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-03-31No
Was there a failure to transmit to the plan any participant contributions2014-03-31No
Has the plan failed to provide any benefit when due under the plan2014-03-31No
Contributions received in cash from employer2014-03-31$153,236
Employer contributions (assets) at beginning of year2014-03-31$5,524
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-03-31$300,103
Contract administrator fees2014-03-31$2,721
Did the plan have assets held for investment2014-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-03-31Yes
Opinion of an independent qualified public accountant for this plan2014-03-31Disclaimer
Accountancy firm name2014-03-31RICHEY MAY AND COMPANY
Accountancy firm EIN2014-03-31710911208
2013 : INTERVENTION INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-03-31$0
Total income from all sources (including contributions)2013-03-31$589,372
Total loss/gain on sale of assets2013-03-31$0
Total of all expenses incurred2013-03-31$106,019
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-03-31$97,897
Value of total corrective distributions2013-03-31$4,050
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-03-31$402,232
Value of total assets at end of year2013-03-31$2,804,318
Value of total assets at beginning of year2013-03-31$2,320,965
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-03-31$4,072
Total interest from all sources2013-03-31$2,057
Total dividends received (eg from common stock, registered investment company shares)2013-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-03-31No
Was this plan covered by a fidelity bond2013-03-31Yes
Value of fidelity bond cover2013-03-31$195,000
If this is an individual account plan, was there a blackout period2013-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-03-31$0
Were there any nonexempt tranactions with any party-in-interest2013-03-31No
Contributions received from participants2013-03-31$251,381
Participant contributions at end of year2013-03-31$102,291
Participant contributions at beginning of year2013-03-31$50,064
Participant contributions at end of year2013-03-31$9,297
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-03-31No
Value of net income/loss2013-03-31$483,353
Value of net assets at end of year (total assets less liabilities)2013-03-31$2,804,318
Value of net assets at beginning of year (total assets less liabilities)2013-03-31$2,320,965
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-03-31No
Were any leases to which the plan was party in default or uncollectible2013-03-31No
Value of interest in pooled separate accounts at end of year2013-03-31$2,687,206
Value of interest in pooled separate accounts at beginning of year2013-03-31$2,270,901
Interest on participant loans2013-03-31$2,057
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-03-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-03-31$0
Net investment gain/loss from pooled separate accounts2013-03-31$185,083
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-03-31No
Was there a failure to transmit to the plan any participant contributions2013-03-31No
Has the plan failed to provide any benefit when due under the plan2013-03-31No
Contributions received in cash from employer2013-03-31$150,851
Employer contributions (assets) at end of year2013-03-31$5,524
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-03-31$97,897
Contract administrator fees2013-03-31$4,072
Did the plan have assets held for investment2013-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-03-31Yes
Opinion of an independent qualified public accountant for this plan2013-03-31Disclaimer
Accountancy firm name2013-03-31RICHEY MAY AND COMPANY
Accountancy firm EIN2013-03-31710911208
2012 : INTERVENTION INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-03-31$0
Total income from all sources (including contributions)2012-03-31$480,172
Total loss/gain on sale of assets2012-03-31$0
Total of all expenses incurred2012-03-31$165,982
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-03-31$162,055
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-03-31$415,978
Value of total assets at end of year2012-03-31$2,320,965
Value of total assets at beginning of year2012-03-31$2,006,775
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-03-31$3,927
Total interest from all sources2012-03-31$1,556
Total dividends received (eg from common stock, registered investment company shares)2012-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-03-31No
Was this plan covered by a fidelity bond2012-03-31Yes
Value of fidelity bond cover2012-03-31$90,000
If this is an individual account plan, was there a blackout period2012-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-03-31$0
Were there any nonexempt tranactions with any party-in-interest2012-03-31No
Contributions received from participants2012-03-31$219,650
Participant contributions at end of year2012-03-31$50,064
Participant contributions at beginning of year2012-03-31$42,838
Income. Received or receivable in cash from other sources (including rollovers)2012-03-31$21,581
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-03-31No
Value of net income/loss2012-03-31$314,190
Value of net assets at end of year (total assets less liabilities)2012-03-31$2,320,965
Value of net assets at beginning of year (total assets less liabilities)2012-03-31$2,006,775
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-03-31No
Were any leases to which the plan was party in default or uncollectible2012-03-31No
Value of interest in pooled separate accounts at end of year2012-03-31$2,270,901
Value of interest in pooled separate accounts at beginning of year2012-03-31$1,963,937
Interest on participant loans2012-03-31$1,556
Net investment gain/loss from pooled separate accounts2012-03-31$62,638
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-03-31No
Was there a failure to transmit to the plan any participant contributions2012-03-31No
Has the plan failed to provide any benefit when due under the plan2012-03-31No
Contributions received in cash from employer2012-03-31$174,747
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-03-31$162,055
Contract administrator fees2012-03-31$3,927
Did the plan have assets held for investment2012-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-03-31Yes
Opinion of an independent qualified public accountant for this plan2012-03-31Disclaimer
Accountancy firm name2012-03-31RICHEY MAY AND COMPANY
Accountancy firm EIN2012-03-31710911208
2011 : INTERVENTION INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-03-31$0
Total income from all sources (including contributions)2011-03-31$654,945
Total loss/gain on sale of assets2011-03-31$0
Total of all expenses incurred2011-03-31$119,814
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-03-31$112,672
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-03-31$452,122
Value of total assets at end of year2011-03-31$2,006,775
Value of total assets at beginning of year2011-03-31$1,471,644
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-03-31$7,142
Total interest from all sources2011-03-31$1,148
Total dividends received (eg from common stock, registered investment company shares)2011-03-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-03-31No
Was this plan covered by a fidelity bond2011-03-31Yes
Value of fidelity bond cover2011-03-31$90,000
If this is an individual account plan, was there a blackout period2011-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-03-31$0
Were there any nonexempt tranactions with any party-in-interest2011-03-31No
Contributions received from participants2011-03-31$250,620
Participant contributions at end of year2011-03-31$42,838
Participant contributions at beginning of year2011-03-31$20,890
Income. Received or receivable in cash from other sources (including rollovers)2011-03-31$4,410
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-03-31No
Value of net income/loss2011-03-31$535,131
Value of net assets at end of year (total assets less liabilities)2011-03-31$2,006,775
Value of net assets at beginning of year (total assets less liabilities)2011-03-31$1,471,644
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-03-31No
Were any leases to which the plan was party in default or uncollectible2011-03-31No
Value of interest in pooled separate accounts at end of year2011-03-31$1,963,937
Value of interest in pooled separate accounts at beginning of year2011-03-31$1,450,754
Interest on participant loans2011-03-31$1,148
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-03-31$0
Net investment gain/loss from pooled separate accounts2011-03-31$201,675
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-03-31No
Was there a failure to transmit to the plan any participant contributions2011-03-31No
Has the plan failed to provide any benefit when due under the plan2011-03-31No
Contributions received in cash from employer2011-03-31$197,092
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-03-31$112,672
Contract administrator fees2011-03-31$7,142
Did the plan have assets held for investment2011-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-03-31Yes
Opinion of an independent qualified public accountant for this plan2011-03-31Disclaimer
Accountancy firm name2011-03-31RICHEY MAY AND COMPANY
Accountancy firm EIN2011-03-31710911208
2010 : INTERVENTION INC. 401(K) PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-03-31$0

Form 5500 Responses for INTERVENTION INC. 401(K) PLAN

2022: INTERVENTION INC. 401(K) PLAN 2022 form 5500 responses
2022-04-01Type of plan entitySingle employer plan
2022-04-01This submission is the final filingNo
2022-04-01This return/report is a short plan year return/report (less than 12 months)No
2022-04-01Plan is a collectively bargained planNo
2022-04-01Plan funding arrangement – InsuranceYes
2022-04-01Plan funding arrangement – TrustYes
2022-04-01Plan benefit arrangement – InsuranceYes
2022-04-01Plan benefit arrangement - TrustYes
2021: INTERVENTION INC. 401(K) PLAN 2021 form 5500 responses
2021-04-01Type of plan entitySingle employer plan
2021-04-01Submission has been amendedNo
2021-04-01This submission is the final filingNo
2021-04-01This return/report is a short plan year return/report (less than 12 months)No
2021-04-01Plan is a collectively bargained planNo
2021-04-01Plan funding arrangement – InsuranceYes
2021-04-01Plan funding arrangement – TrustYes
2021-04-01Plan benefit arrangement – InsuranceYes
2021-04-01Plan benefit arrangement - TrustYes
2020: INTERVENTION INC. 401(K) PLAN 2020 form 5500 responses
2020-04-01Type of plan entitySingle employer plan
2020-04-01Submission has been amendedNo
2020-04-01This submission is the final filingNo
2020-04-01This return/report is a short plan year return/report (less than 12 months)No
2020-04-01Plan is a collectively bargained planNo
2020-04-01Plan funding arrangement – InsuranceYes
2020-04-01Plan funding arrangement – TrustYes
2020-04-01Plan benefit arrangement – InsuranceYes
2020-04-01Plan benefit arrangement - TrustYes
2019: INTERVENTION INC. 401(K) PLAN 2019 form 5500 responses
2019-04-01Type of plan entitySingle employer plan
2019-04-01Submission has been amendedNo
2019-04-01This submission is the final filingNo
2019-04-01This return/report is a short plan year return/report (less than 12 months)No
2019-04-01Plan is a collectively bargained planNo
2019-04-01Plan funding arrangement – InsuranceYes
2019-04-01Plan funding arrangement – TrustYes
2019-04-01Plan benefit arrangement – InsuranceYes
2019-04-01Plan benefit arrangement - TrustYes
2018: INTERVENTION INC. 401(K) PLAN 2018 form 5500 responses
2018-04-01Type of plan entitySingle employer plan
2018-04-01Submission has been amendedNo
2018-04-01This submission is the final filingNo
2018-04-01This return/report is a short plan year return/report (less than 12 months)No
2018-04-01Plan is a collectively bargained planNo
2018-04-01Plan funding arrangement – InsuranceYes
2018-04-01Plan funding arrangement – TrustYes
2018-04-01Plan benefit arrangement – InsuranceYes
2018-04-01Plan benefit arrangement - TrustYes
2017: INTERVENTION INC. 401(K) PLAN 2017 form 5500 responses
2017-04-01Type of plan entitySingle employer plan
2017-04-01Submission has been amendedNo
2017-04-01This submission is the final filingNo
2017-04-01This return/report is a short plan year return/report (less than 12 months)No
2017-04-01Plan is a collectively bargained planNo
2017-04-01Plan funding arrangement – InsuranceYes
2017-04-01Plan funding arrangement – TrustYes
2017-04-01Plan benefit arrangement – InsuranceYes
2017-04-01Plan benefit arrangement - TrustYes
2016: INTERVENTION INC. 401(K) PLAN 2016 form 5500 responses
2016-04-01Type of plan entitySingle employer plan
2016-04-01Submission has been amendedNo
2016-04-01This submission is the final filingNo
2016-04-01This return/report is a short plan year return/report (less than 12 months)No
2016-04-01Plan is a collectively bargained planNo
2016-04-01Plan funding arrangement – InsuranceYes
2016-04-01Plan funding arrangement – TrustYes
2016-04-01Plan benefit arrangement – InsuranceYes
2016-04-01Plan benefit arrangement - TrustYes
2015: INTERVENTION INC. 401(K) PLAN 2015 form 5500 responses
2015-04-01Type of plan entitySingle employer plan
2015-04-01Submission has been amendedNo
2015-04-01This submission is the final filingNo
2015-04-01This return/report is a short plan year return/report (less than 12 months)No
2015-04-01Plan is a collectively bargained planNo
2015-04-01Plan funding arrangement – InsuranceYes
2015-04-01Plan funding arrangement – TrustYes
2015-04-01Plan benefit arrangement – InsuranceYes
2015-04-01Plan benefit arrangement - TrustYes
2014: INTERVENTION INC. 401(K) PLAN 2014 form 5500 responses
2014-04-01Type of plan entitySingle employer plan
2014-04-01Submission has been amendedNo
2014-04-01This submission is the final filingNo
2014-04-01This return/report is a short plan year return/report (less than 12 months)No
2014-04-01Plan is a collectively bargained planNo
2014-04-01Plan funding arrangement – InsuranceYes
2014-04-01Plan funding arrangement – TrustYes
2014-04-01Plan benefit arrangement – InsuranceYes
2014-04-01Plan benefit arrangement - TrustYes
2013: INTERVENTION INC. 401(K) PLAN 2013 form 5500 responses
2013-04-01Type of plan entitySingle employer plan
2013-04-01Submission has been amendedNo
2013-04-01This submission is the final filingNo
2013-04-01This return/report is a short plan year return/report (less than 12 months)No
2013-04-01Plan is a collectively bargained planNo
2013-04-01Plan funding arrangement – InsuranceYes
2013-04-01Plan funding arrangement – TrustYes
2013-04-01Plan benefit arrangement – InsuranceYes
2013-04-01Plan benefit arrangement - TrustYes
2012: INTERVENTION INC. 401(K) PLAN 2012 form 5500 responses
2012-04-01Type of plan entitySingle employer plan
2012-04-01Submission has been amendedNo
2012-04-01This submission is the final filingNo
2012-04-01This return/report is a short plan year return/report (less than 12 months)No
2012-04-01Plan is a collectively bargained planNo
2012-04-01Plan funding arrangement – InsuranceYes
2012-04-01Plan funding arrangement – TrustYes
2012-04-01Plan benefit arrangement – InsuranceYes
2012-04-01Plan benefit arrangement - TrustYes
2011: INTERVENTION INC. 401(K) PLAN 2011 form 5500 responses
2011-04-01Type of plan entitySingle employer plan
2011-04-01Submission has been amendedNo
2011-04-01This submission is the final filingNo
2011-04-01This return/report is a short plan year return/report (less than 12 months)No
2011-04-01Plan is a collectively bargained planNo
2011-04-01Plan funding arrangement – InsuranceYes
2011-04-01Plan funding arrangement – TrustYes
2011-04-01Plan benefit arrangement – InsuranceYes
2011-04-01Plan benefit arrangement - TrustYes
2010: INTERVENTION INC. 401(K) PLAN 2010 form 5500 responses
2010-04-01Type of plan entitySingle employer plan
2010-04-01Submission has been amendedNo
2010-04-01This submission is the final filingNo
2010-04-01This return/report is a short plan year return/report (less than 12 months)No
2010-04-01Plan is a collectively bargained planNo
2010-04-01Plan funding arrangement – InsuranceYes
2010-04-01Plan funding arrangement – TrustYes
2010-04-01Plan benefit arrangement – InsuranceYes
2010-04-01Plan benefit arrangement - TrustYes
2009: INTERVENTION INC. 401(K) PLAN 2009 form 5500 responses
2009-04-01Type of plan entitySingle employer plan
2009-04-01Submission has been amendedYes
2009-04-01This submission is the final filingNo
2009-04-01This return/report is a short plan year return/report (less than 12 months)No
2009-04-01Plan is a collectively bargained planNo
2009-04-01Plan funding arrangement – InsuranceYes
2009-04-01Plan funding arrangement – TrustYes
2009-04-01Plan benefit arrangement – InsuranceYes
2009-04-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number633156
Policy instance 2
Insurance contract or identification number633156
Number of Individuals Covered277
Insurance policy start date2022-04-01
Insurance policy end date2023-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered277
Insurance policy start date2022-04-01
Insurance policy end date2023-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number807541
Policy instance 1
Insurance contract or identification number807541
Number of Individuals Covered234
Insurance policy start date2021-04-01
Insurance policy end date2022-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number807541
Policy instance 1
Insurance contract or identification number807541
Number of Individuals Covered294
Insurance policy start date2020-04-01
Insurance policy end date2021-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number807541
Policy instance 1
Insurance contract or identification number807541
Number of Individuals Covered268
Insurance policy start date2019-04-01
Insurance policy end date2020-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number807541
Policy instance 1
Insurance contract or identification number807541
Number of Individuals Covered268
Insurance policy start date2018-04-01
Insurance policy end date2019-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number807541
Policy instance 1
Insurance contract or identification number807541
Number of Individuals Covered261
Insurance policy start date2017-04-01
Insurance policy end date2018-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number807541
Policy instance 1
Insurance contract or identification number807541
Number of Individuals Covered354
Insurance policy start date2015-04-01
Insurance policy end date2016-03-31
Total amount of commissions paid to insurance brokerUSD $940
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $940
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL LLC
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number807541
Policy instance 1
Insurance contract or identification number807541
Number of Individuals Covered322
Insurance policy start date2014-04-01
Insurance policy end date2015-03-31
Total amount of commissions paid to insurance brokerUSD $26,360
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $26,360
Insurance broker organization code?3
Insurance broker nameLINSCO PRIVATE LEDGER CORP
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number807541
Policy instance 1
Insurance contract or identification number807541
Number of Individuals Covered255
Insurance policy start date2013-04-01
Insurance policy end date2014-03-31
Total amount of commissions paid to insurance brokerUSD $23,670
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $23,670
Insurance broker organization code?3
Insurance broker nameJHW FINANCIAL SERVICES, INC.
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number807541
Policy instance 1
Insurance contract or identification number807541
Number of Individuals Covered242
Insurance policy start date2012-04-01
Insurance policy end date2013-03-31
Total amount of commissions paid to insurance brokerUSD $18,285
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $18,285
Insurance broker organization code?3
Insurance broker nameJHW FINANCIAL SERVICES, INC.
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number807541
Policy instance 1
Insurance contract or identification number807541
Number of Individuals Covered215
Insurance policy start date2011-04-01
Insurance policy end date2012-03-31
Total amount of commissions paid to insurance brokerUSD $15,634
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract number807541
Policy instance 1
Insurance contract or identification number807541
Number of Individuals Covered217
Insurance policy start date2010-04-01
Insurance policy end date2011-03-31
Total amount of commissions paid to insurance brokerUSD $8,656
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,656
Insurance broker organization code?3
Insurance broker nameJHW FINANCIAL SERVICES, INC.

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