401k Plan data: SURPLUS LINES STAMPING OFFICE OF TEXAS 401K PLAN plan

SURPLUS LINES STAMPING OFFICE OF TEXAS 401K PLAN 401k Plan overview

Plan Name	SURPLUS LINES STAMPING OFFICE OF TEXAS 401K PLAN
Plan identification number	001

SURPLUS LINES STAMPING OFFICE OF TEXAS 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SURPLUS LINES STAMPING OFFICE OF TEXAS has sponsored the creation of one or more 401k plans.

Company Name: SURPLUS LINES STAMPING OFFICE OF TEXAS

Employer identification number (EIN): 742484441

NAIC Classification: 524290

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SURPLUS LINES STAMPING OFFICE OF TEXAS 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 DONNA AUG 2023-10-09
001 2021-01-01 DONNA AUG 2022-05-12 DONNA AUG 2022-05-12
001 2020-01-01 DONNA AUG 2021-09-08 DONNA AUG 2021-09-08
001 2019-01-01 DONNA AUG 2020-07-09
001 2018-01-01 KYLE BOLLS 2019-05-20 KYLE BOLLS 2019-05-20
001 2017-01-01 KYLE BOLLS 2018-05-21 KYLE BOLLS 2018-05-21
001 2016-01-01 KYLE BOLLS 2017-07-11 KYLE BOLLS 2017-07-11
001 2015-01-01 KYLE BOLLS 2016-07-26 KYLE BOLLS 2016-07-26
001 2014-01-01 STEPHANIE LAURICH 2015-07-22 STEPHANIE LAURICH 2015-07-22
001 2013-01-01 STEPHANIE LAURICH 2014-10-02 PHILIP BALLINGER 2014-10-02
001 2012-01-01 STEPHANIE A. NOESSER PHILIP R. BALLINGER 2013-07-25
001 2011-01-01 STEPHANIE A. NOESSER PHILIP R. BALLINGER 2012-07-18
001 2010-01-01 STEPHANIE A. NOESSER PHILIP R. BALLINGER 2011-09-01
001 2009-01-01 STEPHANIE A. NOESSER PHILIP R. BALLINGER 2010-09-27

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	DONNA AUG	2023-10-09
001	2021-01-01	DONNA AUG	2022-05-12	DONNA AUG	2022-05-12
001	2020-01-01	DONNA AUG	2021-09-08	DONNA AUG	2021-09-08
001	2019-01-01	DONNA AUG	2020-07-09
001	2018-01-01	KYLE BOLLS	2019-05-20	KYLE BOLLS	2019-05-20
001	2017-01-01	KYLE BOLLS	2018-05-21	KYLE BOLLS	2018-05-21
001	2016-01-01	KYLE BOLLS	2017-07-11	KYLE BOLLS	2017-07-11
001	2015-01-01	KYLE BOLLS	2016-07-26	KYLE BOLLS	2016-07-26
001	2014-01-01	STEPHANIE LAURICH	2015-07-22	STEPHANIE LAURICH	2015-07-22
001	2013-01-01	STEPHANIE LAURICH	2014-10-02	PHILIP BALLINGER	2014-10-02
001	2012-01-01	STEPHANIE A. NOESSER		PHILIP R. BALLINGER	2013-07-25
001	2011-01-01	STEPHANIE A. NOESSER		PHILIP R. BALLINGER	2012-07-18
001	2010-01-01	STEPHANIE A. NOESSER		PHILIP R. BALLINGER	2011-09-01
001	2009-01-01	STEPHANIE A. NOESSER		PHILIP R. BALLINGER	2010-09-27

Plan Statistics for SURPLUS LINES STAMPING OFFICE OF TEXAS 401K PLAN

401k plan membership statisitcs for SURPLUS LINES STAMPING OFFICE OF TEXAS 401K PLAN

Measure Date Value
2012: SURPLUS LINES STAMPING OFFICE OF TEXAS 401K PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 14
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 16
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 1
Total of all active and inactive participants 2012-01-01 17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 17
Number of participants with account balances 2012-01-01 17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: SURPLUS LINES STAMPING OFFICE OF TEXAS 401K PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 19
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 13
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 1
Total of all active and inactive participants 2011-01-01 14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 14
Number of participants with account balances 2011-01-01 14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: SURPLUS LINES STAMPING OFFICE OF TEXAS 401K PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 20
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 18
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 1
Total of all active and inactive participants 2010-01-01 19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 19
Number of participants with account balances 2010-01-01 19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: SURPLUS LINES STAMPING OFFICE OF TEXAS 401K PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 22
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 19
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 1
Total of all active and inactive participants 2009-01-01 20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 20
Number of participants with account balances 2009-01-01 20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 1

Measure	Date	Value
2012: SURPLUS LINES STAMPING OFFICE OF TEXAS 401K PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	14
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	16
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	1
Total of all active and inactive participants	2012-01-01	17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	17
Number of participants with account balances	2012-01-01	17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: SURPLUS LINES STAMPING OFFICE OF TEXAS 401K PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	19
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	13
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	1
Total of all active and inactive participants	2011-01-01	14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	14
Number of participants with account balances	2011-01-01	14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: SURPLUS LINES STAMPING OFFICE OF TEXAS 401K PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	20
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	18
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	1
Total of all active and inactive participants	2010-01-01	19
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	19
Number of participants with account balances	2010-01-01	19
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: SURPLUS LINES STAMPING OFFICE OF TEXAS 401K PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	22
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	19
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	1
Total of all active and inactive participants	2009-01-01	20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	20
Number of participants with account balances	2009-01-01	20
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	1

Financial Data on SURPLUS LINES STAMPING OFFICE OF TEXAS 401K PLAN

Measure	Date	Value
2012 : SURPLUS LINES STAMPING OFFICE OF TEXAS 401K PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$392,425
Expenses. Total of all expenses incurred	2012-12-31	$427
Benefits paid (including direct rollovers)	2012-12-31	$279
Total plan assets at end of year	2012-12-31	$2,048,818
Total plan assets at beginning of year	2012-12-31	$1,656,820
Value of fidelity bond covering the plan	2012-12-31	$500,000
Total contributions received or receivable from participants	2012-12-31	$86,119
Other income received	2012-12-31	$238,797
Net income (gross income less expenses)	2012-12-31	$391,998
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$2,048,818
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,656,820
Assets. Value of participant loans	2012-12-31	$30,144
Total contributions received or receivable from employer(s)	2012-12-31	$67,509
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$148
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
2011 : SURPLUS LINES STAMPING OFFICE OF TEXAS 401K PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$95,450
Expenses. Total of all expenses incurred	2011-12-31	$125,066
Benefits paid (including direct rollovers)	2011-12-31	$124,799
Total plan assets at end of year	2011-12-31	$1,656,820
Total plan assets at beginning of year	2011-12-31	$1,686,436
Value of fidelity bond covering the plan	2011-12-31	$500,000
Total contributions received or receivable from participants	2011-12-31	$86,738
Expenses. Other expenses not covered elsewhere	2011-12-31	$267
Other income received	2011-12-31	$-61,109
Net income (gross income less expenses)	2011-12-31	$-29,616
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,656,820
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,686,436
Assets. Value of participant loans	2011-12-31	$44,634
Total contributions received or receivable from employer(s)	2011-12-31	$69,821
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : SURPLUS LINES STAMPING OFFICE OF TEXAS 401K PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$342,940
Expenses. Total of all expenses incurred	2010-12-31	$1,371
Benefits paid (including direct rollovers)	2010-12-31	$1,120
Total plan assets at end of year	2010-12-31	$1,686,436
Total plan assets at beginning of year	2010-12-31	$1,344,867
Value of fidelity bond covering the plan	2010-12-31	$500,000
Total contributions received or receivable from participants	2010-12-31	$86,660
Expenses. Other expenses not covered elsewhere	2010-12-31	$251
Other income received	2010-12-31	$183,531
Net income (gross income less expenses)	2010-12-31	$341,569
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,686,436
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,344,867
Assets. Value of participant loans	2010-12-31	$67,613
Total contributions received or receivable from employer(s)	2010-12-31	$72,749
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : SURPLUS LINES STAMPING OFFICE OF TEXAS 401K PLAN 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year	2009-12-31	$0
Minimum employer required contribution for this plan year	2009-12-31	$0
Amount contributed by the employer to the plan for this plan year	2009-12-31	$0

Form 5500 Responses for SURPLUS LINES STAMPING OFFICE OF TEXAS 401K PLAN

2012: SURPLUS LINES STAMPING OFFICE OF TEXAS 401K PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SURPLUS LINES STAMPING OFFICE OF TEXAS 401K PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: SURPLUS LINES STAMPING OFFICE OF TEXAS 401K PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: SURPLUS LINES STAMPING OFFICE OF TEXAS 401K PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-711639

Policy instance

Insurance contract or identification number	GA-711639
Number of Individuals Covered	17
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $4,049
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $4,049
Insurance broker organization code?	3
Insurance broker name	NFP SECURITIES INC

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-711639

Policy instance

Insurance contract or identification number	GA-711639
Number of Individuals Covered	14
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $3,928
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-711639

Policy instance

Insurance contract or identification number	GA-711639
Number of Individuals Covered	19
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $3,246
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3,246
Insurance broker organization code?	3
Insurance broker name	NFP SECURITIES INC

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Company Name:	SURPLUS LINES STAMPING OFFICE OF TEXAS
Employer identification number (EIN):	742484441
NAIC Classification:	524290