401k Plan data: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST plan

GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 401k Plan overview

Plan Name	GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST
Plan identification number	004

GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

GRAVES, DOUGHERTY, HEARON & MOODY A PROFESSIONAL CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: GRAVES, DOUGHERTY, HEARON & MOODY A PROFESSIONAL CORPORATION

Employer identification number (EIN): 742587674

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
004 2022-01-01
004 2021-01-01
004 2020-01-01
004 2019-01-01
004 2018-01-01
004 2017-01-01 JAMES A. HEMPHILL JAMES A. HEMPHILL 2018-10-12
004 2016-01-01 ERIC G. BEHRENS ERIC G. BEHRENS 2017-10-04
004 2015-01-01 ERIC BEHRENS ERIC BEHRENS 2016-08-08
004 2014-01-01 SUSAN BURTON SUSAN BURTON 2015-08-18
004 2013-01-01 SUSAN BURTON SUSAN BURTON 2014-10-10
004 2012-01-01 SUSAN BURTON SUSAN BURTON 2013-09-05
004 2011-01-01 EDWARD MCHORSE EDWARD MCHORSE 2012-07-20
004 2010-01-01 EDWARD MCHORSE EDWARD MCHORSE 2011-08-29
004 2009-01-01 EDWARD MCHORSE

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
004	2022-01-01
004	2021-01-01
004	2020-01-01
004	2019-01-01
004	2018-01-01
004	2017-01-01	JAMES A. HEMPHILL	JAMES A. HEMPHILL	2018-10-12
004	2016-01-01	ERIC G. BEHRENS	ERIC G. BEHRENS	2017-10-04
004	2015-01-01	ERIC BEHRENS	ERIC BEHRENS	2016-08-08
004	2014-01-01	SUSAN BURTON	SUSAN BURTON	2015-08-18
004	2013-01-01	SUSAN BURTON	SUSAN BURTON	2014-10-10
004	2012-01-01	SUSAN BURTON	SUSAN BURTON	2013-09-05
004	2011-01-01	EDWARD MCHORSE	EDWARD MCHORSE	2012-07-20
004	2010-01-01	EDWARD MCHORSE	EDWARD MCHORSE	2011-08-29
004	2009-01-01	EDWARD MCHORSE

Plan Statistics for GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST

401k plan membership statisitcs for GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST

Measure Date Value
2022: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2022 401k membership
Total participants, beginning-of-year 2022-01-01 129
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 65
Number of retired or separated participants receiving benefits 2022-01-01 6
Number of other retired or separated participants entitled to future benefits 2022-01-01 56
Total of all active and inactive participants 2022-01-01 127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 2
Total participants 2022-01-01 129
Number of participants with account balances 2022-01-01 123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 1
2021: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year 2021-01-01 132
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 64
Number of retired or separated participants receiving benefits 2021-01-01 6
Number of other retired or separated participants entitled to future benefits 2021-01-01 57
Total of all active and inactive participants 2021-01-01 127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 2
Total participants 2021-01-01 129
Number of participants with account balances 2021-01-01 123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 3
2020: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year 2020-01-01 146
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 64
Number of retired or separated participants receiving benefits 2020-01-01 5
Number of other retired or separated participants entitled to future benefits 2020-01-01 60
Total of all active and inactive participants 2020-01-01 129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 3
Total participants 2020-01-01 132
Number of participants with account balances 2020-01-01 126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year 2019-01-01 153
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 69
Number of retired or separated participants receiving benefits 2019-01-01 8
Number of other retired or separated participants entitled to future benefits 2019-01-01 68
Total of all active and inactive participants 2019-01-01 145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 1
Total participants 2019-01-01 146
Number of participants with account balances 2019-01-01 140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 1
2018: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year 2018-01-01 169
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 68
Number of retired or separated participants receiving benefits 2018-01-01 9
Number of other retired or separated participants entitled to future benefits 2018-01-01 75
Total of all active and inactive participants 2018-01-01 152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 1
Total participants 2018-01-01 153
Number of participants with account balances 2018-01-01 149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 13
2017: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 173
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 110
Number of retired or separated participants receiving benefits 2017-01-01 6
Number of other retired or separated participants entitled to future benefits 2017-01-01 52
Total of all active and inactive participants 2017-01-01 168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 169
Number of participants with account balances 2017-01-01 165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 17
2016: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 167
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 138
Number of retired or separated participants receiving benefits 2016-01-01 4
Number of other retired or separated participants entitled to future benefits 2016-01-01 30
Total of all active and inactive participants 2016-01-01 172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 1
Total participants 2016-01-01 173
Number of participants with account balances 2016-01-01 169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 5
2015: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year 2015-01-01 165
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 135
Number of retired or separated participants receiving benefits 2015-01-01 3
Number of other retired or separated participants entitled to future benefits 2015-01-01 28
Total of all active and inactive participants 2015-01-01 166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 167
Number of participants with account balances 2015-01-01 164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 5
2014: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 165
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 133
Number of retired or separated participants receiving benefits 2014-01-01 3
Number of other retired or separated participants entitled to future benefits 2014-01-01 29
Total of all active and inactive participants 2014-01-01 165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 165
Number of participants with account balances 2014-01-01 165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 4
2013: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 162
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 130
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 35
Total of all active and inactive participants 2013-01-01 165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 165
Number of participants with account balances 2013-01-01 164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 3
2012: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 169
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 120
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 42
Total of all active and inactive participants 2012-01-01 162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 162
Number of participants with account balances 2012-01-01 161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 7
2011: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 171
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 124
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 45
Total of all active and inactive participants 2011-01-01 169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 169
Number of participants with account balances 2011-01-01 167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 3
2010: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year 2010-01-01 195
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 124
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 51
Total of all active and inactive participants 2010-01-01 175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 175
Number of participants with account balances 2010-01-01 171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 5
2009: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 187
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 133
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 62
Total of all active and inactive participants 2009-01-01 195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 195
Number of participants with account balances 2009-01-01 193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 2

Measure	Date	Value
2022: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2022 401k membership
Total participants, beginning-of-year	2022-01-01	129
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	65
Number of retired or separated participants receiving benefits	2022-01-01	6
Number of other retired or separated participants entitled to future benefits	2022-01-01	56
Total of all active and inactive participants	2022-01-01	127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	2
Total participants	2022-01-01	129
Number of participants with account balances	2022-01-01	123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	1
2021: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year	2021-01-01	132
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	64
Number of retired or separated participants receiving benefits	2021-01-01	6
Number of other retired or separated participants entitled to future benefits	2021-01-01	57
Total of all active and inactive participants	2021-01-01	127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	2
Total participants	2021-01-01	129
Number of participants with account balances	2021-01-01	123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	3
2020: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year	2020-01-01	146
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	64
Number of retired or separated participants receiving benefits	2020-01-01	5
Number of other retired or separated participants entitled to future benefits	2020-01-01	60
Total of all active and inactive participants	2020-01-01	129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	3
Total participants	2020-01-01	132
Number of participants with account balances	2020-01-01	126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year	2019-01-01	153
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	69
Number of retired or separated participants receiving benefits	2019-01-01	8
Number of other retired or separated participants entitled to future benefits	2019-01-01	68
Total of all active and inactive participants	2019-01-01	145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	1
Total participants	2019-01-01	146
Number of participants with account balances	2019-01-01	140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	1
2018: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year	2018-01-01	169
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	68
Number of retired or separated participants receiving benefits	2018-01-01	9
Number of other retired or separated participants entitled to future benefits	2018-01-01	75
Total of all active and inactive participants	2018-01-01	152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	1
Total participants	2018-01-01	153
Number of participants with account balances	2018-01-01	149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	13
2017: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	173
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	110
Number of retired or separated participants receiving benefits	2017-01-01	6
Number of other retired or separated participants entitled to future benefits	2017-01-01	52
Total of all active and inactive participants	2017-01-01	168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	169
Number of participants with account balances	2017-01-01	165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	17
2016: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	167
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	138
Number of retired or separated participants receiving benefits	2016-01-01	4
Number of other retired or separated participants entitled to future benefits	2016-01-01	30
Total of all active and inactive participants	2016-01-01	172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	1
Total participants	2016-01-01	173
Number of participants with account balances	2016-01-01	169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	5
2015: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year	2015-01-01	165
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	135
Number of retired or separated participants receiving benefits	2015-01-01	3
Number of other retired or separated participants entitled to future benefits	2015-01-01	28
Total of all active and inactive participants	2015-01-01	166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	167
Number of participants with account balances	2015-01-01	164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	5
2014: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	165
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	133
Number of retired or separated participants receiving benefits	2014-01-01	3
Number of other retired or separated participants entitled to future benefits	2014-01-01	29
Total of all active and inactive participants	2014-01-01	165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	165
Number of participants with account balances	2014-01-01	165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	4
2013: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	162
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	130
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	35
Total of all active and inactive participants	2013-01-01	165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	165
Number of participants with account balances	2013-01-01	164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	3
2012: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	169
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	120
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	42
Total of all active and inactive participants	2012-01-01	162
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	162
Number of participants with account balances	2012-01-01	161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	7
2011: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	171
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	124
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	45
Total of all active and inactive participants	2011-01-01	169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	169
Number of participants with account balances	2011-01-01	167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	3
2010: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year	2010-01-01	195
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	124
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	51
Total of all active and inactive participants	2010-01-01	175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	175
Number of participants with account balances	2010-01-01	171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	5
2009: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	187
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	133
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	62
Total of all active and inactive participants	2009-01-01	195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	195
Number of participants with account balances	2009-01-01	193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	2

Financial Data on GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST

Measure	Date	Value
2022 : GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-7,759,623
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$5,499,167
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$5,469,710
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$967,185
Value of total assets at end of year	2022-12-31	$45,891,742
Value of total assets at beginning of year	2022-12-31	$59,150,532
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$29,457
Total interest from all sources	2022-12-31	$4,616
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$1,392,528
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$1,392,528
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$736,335
Participant contributions at end of year	2022-12-31	$88,639
Participant contributions at beginning of year	2022-12-31	$152,110
Other income not declared elsewhere	2022-12-31	$447
Administrative expenses (other) incurred	2022-12-31	$29,457
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-13,258,790
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$45,891,742
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$59,150,532
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$43,755,856
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$56,763,338
Interest on participant loans	2022-12-31	$4,616
Value of interest in common/collective trusts at end of year	2022-12-31	$1,766,397
Value of interest in common/collective trusts at beginning of year	2022-12-31	$1,600,162
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-10,143,500
Net investment gain or loss from common/collective trusts	2022-12-31	$19,101
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$230,850
Employer contributions (assets) at end of year	2022-12-31	$280,850
Employer contributions (assets) at beginning of year	2022-12-31	$634,922
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$5,469,710
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	CROWE LLP
Accountancy firm EIN	2022-12-31	350921680
2021 : GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$8,126,794
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$4,389,860
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$4,367,299
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$1,318,003
Value of total assets at end of year	2021-12-31	$59,150,532
Value of total assets at beginning of year	2021-12-31	$55,413,598
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$22,561
Total interest from all sources	2021-12-31	$5,957
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$5,733,035
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$5,733,035
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$683,081
Participant contributions at end of year	2021-12-31	$152,110
Participant contributions at beginning of year	2021-12-31	$149,311
Participant contributions at end of year	2021-12-31	$0
Participant contributions at beginning of year	2021-12-31	$18,576
Other income not declared elsewhere	2021-12-31	$3,500
Administrative expenses (other) incurred	2021-12-31	$22,561
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$3,736,934
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$59,150,532
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$55,413,598
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$56,763,338
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$53,386,156
Interest on participant loans	2021-12-31	$5,957
Value of interest in common/collective trusts at end of year	2021-12-31	$1,600,162
Value of interest in common/collective trusts at beginning of year	2021-12-31	$1,140,396
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$1,046,321
Net investment gain or loss from common/collective trusts	2021-12-31	$19,978
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$634,922
Employer contributions (assets) at end of year	2021-12-31	$634,922
Employer contributions (assets) at beginning of year	2021-12-31	$719,159
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$4,367,299
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	CROWE LLP
Accountancy firm EIN	2021-12-31	350921680
2020 : GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$7,890,643
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$8,678,904
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$8,637,085
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,455,014
Value of total assets at end of year	2020-12-31	$55,413,598
Value of total assets at beginning of year	2020-12-31	$56,201,859
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$41,819
Total interest from all sources	2020-12-31	$10,252
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$1,866,791
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$1,866,791
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$735,344
Participant contributions at end of year	2020-12-31	$149,311
Participant contributions at beginning of year	2020-12-31	$189,692
Participant contributions at end of year	2020-12-31	$18,576
Participant contributions at beginning of year	2020-12-31	$19,792
Administrative expenses (other) incurred	2020-12-31	$41,819
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$-788,261
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$55,413,598
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$56,201,859
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$53,386,156
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$54,408,511
Interest on participant loans	2020-12-31	$10,252
Value of interest in common/collective trusts at end of year	2020-12-31	$1,140,396
Value of interest in common/collective trusts at beginning of year	2020-12-31	$972,214
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$4,539,154
Net investment gain or loss from common/collective trusts	2020-12-31	$19,432
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$719,670
Employer contributions (assets) at end of year	2020-12-31	$719,159
Employer contributions (assets) at beginning of year	2020-12-31	$611,650
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$8,637,085
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	BRIGGS & VESELKA CO.
Accountancy firm EIN	2020-12-31	741769118
2019 : GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$10,936,456
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$3,515,372
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$3,493,316
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,427,826
Value of total assets at end of year	2019-12-31	$56,201,859
Value of total assets at beginning of year	2019-12-31	$48,780,775
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$22,056
Total interest from all sources	2019-12-31	$10,385
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$1,487,809
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$1,487,809
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$747,835
Participant contributions at end of year	2019-12-31	$189,692
Participant contributions at beginning of year	2019-12-31	$225,075
Participant contributions at end of year	2019-12-31	$19,792
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$60,825
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$143,334
Other income not declared elsewhere	2019-12-31	$22,902
Administrative expenses (other) incurred	2019-12-31	$22,056
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$7,421,084
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$56,201,859
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$48,780,775
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$54,408,511
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$46,755,850
Interest on participant loans	2019-12-31	$10,385
Value of interest in common/collective trusts at end of year	2019-12-31	$972,214
Value of interest in common/collective trusts at beginning of year	2019-12-31	$1,128,893
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$7,963,774
Net investment gain or loss from common/collective trusts	2019-12-31	$23,760
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$536,657
Employer contributions (assets) at end of year	2019-12-31	$611,650
Employer contributions (assets) at beginning of year	2019-12-31	$610,132
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$3,493,316
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	GLASS & COMPANY CPAS, P.C.
Accountancy firm EIN	2019-12-31	742587727
2018 : GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$-1,320,185
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$9,396,426
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$9,376,118
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,316,379
Value of total assets at end of year	2018-12-31	$48,780,775
Value of total assets at beginning of year	2018-12-31	$59,497,386
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$20,308
Total interest from all sources	2018-12-31	$10,465
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$1,568,943
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$1,568,943
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$730,246
Participant contributions at end of year	2018-12-31	$225,075
Participant contributions at beginning of year	2018-12-31	$268,433
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$60,825
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$61,162
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$16,001
Other income not declared elsewhere	2018-12-31	$-7,912
Administrative expenses (other) incurred	2018-12-31	$20,308
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-10,716,611
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$48,780,775
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$59,497,386
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$46,755,850
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$55,614,365
Interest on participant loans	2018-12-31	$10,465
Value of interest in common/collective trusts at end of year	2018-12-31	$1,128,893
Value of interest in common/collective trusts at beginning of year	2018-12-31	$2,779,783
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-4,234,193
Net investment gain or loss from common/collective trusts	2018-12-31	$26,133
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$570,132
Employer contributions (assets) at end of year	2018-12-31	$610,132
Employer contributions (assets) at beginning of year	2018-12-31	$773,643
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$9,376,118
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	GLASS & COMPANY CPAS, P.C.
Accountancy firm EIN	2018-12-31	742587727
2017 : GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$10,467,323
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$5,325,124
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$5,307,208
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$2,620,398
Value of total assets at end of year	2017-12-31	$59,497,386
Value of total assets at beginning of year	2017-12-31	$54,355,187
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$17,916
Total interest from all sources	2017-12-31	$12,166
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$1,389,335
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$1,389,335
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,213,575
Participant contributions at end of year	2017-12-31	$268,433
Participant contributions at beginning of year	2017-12-31	$306,043
Participant contributions at beginning of year	2017-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$61,162
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$216,996
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$634,132
Other income not declared elsewhere	2017-12-31	$50,821
Administrative expenses (other) incurred	2017-12-31	$17,916
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$5,142,199
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$59,497,386
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$54,355,187
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$55,614,365
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$50,036,985
Interest on participant loans	2017-12-31	$12,166
Value of interest in common/collective trusts at end of year	2017-12-31	$2,779,783
Value of interest in common/collective trusts at beginning of year	2017-12-31	$2,603,198
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$6,351,943
Net investment gain or loss from common/collective trusts	2017-12-31	$42,660
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$772,691
Employer contributions (assets) at end of year	2017-12-31	$773,643
Employer contributions (assets) at beginning of year	2017-12-31	$1,191,965
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$5,307,208
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	GLASS & COMPANY CPAS, P.C.
Accountancy firm EIN	2017-12-31	742587727
2016 : GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$7,821,327
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,276,275
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,249,861
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$4,084,996
Value of total assets at end of year	2016-12-31	$54,355,187
Value of total assets at beginning of year	2016-12-31	$47,810,135
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$26,414
Total interest from all sources	2016-12-31	$12,910
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$1,271,616
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$1,271,616
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,411,337
Participant contributions at end of year	2016-12-31	$306,043
Participant contributions at beginning of year	2016-12-31	$335,904
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$216,996
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$1,481,694
Other income not declared elsewhere	2016-12-31	$8,305
Administrative expenses (other) incurred	2016-12-31	$26,414
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$6,545,052
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$54,355,187
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$47,810,135
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$50,036,985
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$45,302,889
Interest on participant loans	2016-12-31	$12,910
Value of interest in common/collective trusts at end of year	2016-12-31	$2,603,198
Value of interest in common/collective trusts at beginning of year	2016-12-31	$1,137,373
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$2,420,390
Net investment gain or loss from common/collective trusts	2016-12-31	$23,110
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$1,191,965
Employer contributions (assets) at end of year	2016-12-31	$1,191,965
Employer contributions (assets) at beginning of year	2016-12-31	$1,033,969
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,249,861
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	GLASS & COMPANY, CPAS, P.C.
Accountancy firm EIN	2016-12-31	742587727
2015 : GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$2,150,476
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,076,596
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,056,248
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$2,570,438
Value of total assets at end of year	2015-12-31	$47,810,135
Value of total assets at beginning of year	2015-12-31	$46,736,255
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$20,348
Total interest from all sources	2015-12-31	$13,794
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$1,575,093
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$1,575,093
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,417,791
Participant contributions at end of year	2015-12-31	$335,904
Participant contributions at beginning of year	2015-12-31	$214,836
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$1,505
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$117,163
Other income not declared elsewhere	2015-12-31	$6,223
Administrative expenses (other) incurred	2015-12-31	$20,348
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$1,073,880
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$47,810,135
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$46,736,255
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$45,302,889
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$44,150,070
Interest on participant loans	2015-12-31	$13,794
Value of interest in common/collective trusts at end of year	2015-12-31	$1,137,373
Value of interest in common/collective trusts at beginning of year	2015-12-31	$1,403,593
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-2,021,121
Net investment gain or loss from common/collective trusts	2015-12-31	$6,049
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$1,035,484
Employer contributions (assets) at end of year	2015-12-31	$1,033,969
Employer contributions (assets) at beginning of year	2015-12-31	$966,251
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,056,248
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	GLASS & COMPANY, CPAS, P.C.
Accountancy firm EIN	2015-12-31	742587727
2014 : GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$5,696,900
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,702,202
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,681,874
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$2,525,899
Value of total assets at end of year	2014-12-31	$46,736,255
Value of total assets at beginning of year	2014-12-31	$42,741,557
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$20,328
Total interest from all sources	2014-12-31	$11,464
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$957,255
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$957,255
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,305,002
Participant contributions at end of year	2014-12-31	$214,836
Participant contributions at beginning of year	2014-12-31	$259,197
Participant contributions at end of year	2014-12-31	$1,505
Participant contributions at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$254,428
Other income not declared elsewhere	2014-12-31	$3,881
Administrative expenses (other) incurred	2014-12-31	$20,328
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$3,994,698
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$46,736,255
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$42,741,557
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$44,150,070
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$40,439,044
Interest on participant loans	2014-12-31	$11,464
Value of interest in common/collective trusts at end of year	2014-12-31	$1,403,593
Value of interest in common/collective trusts at beginning of year	2014-12-31	$1,419,949
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$2,181,581
Net investment gain or loss from common/collective trusts	2014-12-31	$16,820
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$966,469
Employer contributions (assets) at end of year	2014-12-31	$966,251
Employer contributions (assets) at beginning of year	2014-12-31	$623,367
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,681,874
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	GLASS & COMPANY, CPAS, P.C.
Accountancy firm EIN	2014-12-31	742587727
2013 : GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$50,566
Total income from all sources (including contributions)	2013-12-31	$8,186,107
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,327,045
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,286,661
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,964,701
Value of total assets at end of year	2013-12-31	$42,741,557
Value of total assets at beginning of year	2013-12-31	$35,933,061
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$40,384
Total interest from all sources	2013-12-31	$11,789
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$675,734
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$675,734
Administrative expenses professional fees incurred	2013-12-31	$21,841
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,181,559
Participant contributions at end of year	2013-12-31	$259,197
Participant contributions at beginning of year	2013-12-31	$241,420
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$159,775
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$566
Administrative expenses (other) incurred	2013-12-31	$6,913
Liabilities. Value of operating payables at end of year	2013-12-31	$0
Liabilities. Value of operating payables at beginning of year	2013-12-31	$50,566
Total non interest bearing cash at end of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$50,566
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$6,859,062
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$42,741,557
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$35,882,495
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$40,439,044
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$30,270,736
Interest on participant loans	2013-12-31	$11,789
Value of interest in common/collective trusts at end of year	2013-12-31	$1,419,949
Value of interest in common/collective trusts at beginning of year	2013-12-31	$5,069,472
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$5,619,661
Net investment gain or loss from common/collective trusts	2013-12-31	$-85,778
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$623,367
Employer contributions (assets) at end of year	2013-12-31	$623,367
Employer contributions (assets) at beginning of year	2013-12-31	$300,301
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,286,661
Contract administrator fees	2013-12-31	$11,630
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	GLASS & COMPANY, CPAS, P.C.
Accountancy firm EIN	2013-12-31	742587727
2012 : GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$50,566
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$44,076
Total income from all sources (including contributions)	2012-12-31	$5,367,351
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$1,679,993
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$1,662,880
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,508,888
Value of total assets at end of year	2012-12-31	$35,933,061
Value of total assets at beginning of year	2012-12-31	$32,239,213
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$17,113
Total interest from all sources	2012-12-31	$12,352
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$813,870
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$813,870
Administrative expenses professional fees incurred	2012-12-31	$10,300
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,208,587
Participant contributions at end of year	2012-12-31	$241,420
Participant contributions at beginning of year	2012-12-31	$247,132
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$566
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$574
Other income not declared elsewhere	2012-12-31	$31,756
Liabilities. Value of operating payables at end of year	2012-12-31	$50,566
Liabilities. Value of operating payables at beginning of year	2012-12-31	$44,076
Total non interest bearing cash at end of year	2012-12-31	$50,566
Total non interest bearing cash at beginning of year	2012-12-31	$44,076
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$3,687,358
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$35,882,495
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$32,195,137
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$1,125
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$30,270,736
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$26,679,425
Interest on participant loans	2012-12-31	$12,352
Value of interest in common/collective trusts at end of year	2012-12-31	$5,069,472
Value of interest in common/collective trusts at beginning of year	2012-12-31	$4,565,255
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$2,975,080
Net investment gain or loss from common/collective trusts	2012-12-31	$25,405
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$300,301
Employer contributions (assets) at end of year	2012-12-31	$300,301
Employer contributions (assets) at beginning of year	2012-12-31	$702,751
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$1,662,880
Contract administrator fees	2012-12-31	$5,688
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	GLASS & COMPANY, CPAS, P.C.
Accountancy firm EIN	2012-12-31	742587727
2011 : GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$44,076
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$57,852
Total income from all sources (including contributions)	2011-12-31	$2,415,883
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$513,256
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$494,410
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,903,691
Value of total assets at end of year	2011-12-31	$32,239,213
Value of total assets at beginning of year	2011-12-31	$30,350,362
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$18,846
Total interest from all sources	2011-12-31	$14,668
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$656,641
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$656,641
Administrative expenses professional fees incurred	2011-12-31	$10,510
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,190,163
Participant contributions at end of year	2011-12-31	$247,132
Participant contributions at beginning of year	2011-12-31	$272,673
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$10,777
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$574
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$775
Other income not declared elsewhere	2011-12-31	$19,069
Liabilities. Value of operating payables at end of year	2011-12-31	$44,076
Liabilities. Value of operating payables at beginning of year	2011-12-31	$57,852
Total non interest bearing cash at end of year	2011-12-31	$44,076
Total non interest bearing cash at beginning of year	2011-12-31	$63,129
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,902,627
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$32,195,137
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$30,292,510
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$2,800
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$26,679,425
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$26,317,208
Interest on participant loans	2011-12-31	$14,668
Value of interest in common/collective trusts at end of year	2011-12-31	$4,565,255
Value of interest in common/collective trusts at beginning of year	2011-12-31	$3,323,380
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-294,571
Net investment gain or loss from common/collective trusts	2011-12-31	$116,385
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$702,751
Employer contributions (assets) at end of year	2011-12-31	$702,751
Employer contributions (assets) at beginning of year	2011-12-31	$373,197
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$494,410
Contract administrator fees	2011-12-31	$5,536
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	GLASS & COMPANY, CPS, P.C.
Accountancy firm EIN	2011-12-31	742587727
2010 : GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$57,852
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$75,446
Total income from all sources (including contributions)	2010-12-31	$4,947,936
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$3,097,592
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$3,078,195
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,630,805
Value of total assets at end of year	2010-12-31	$30,350,362
Value of total assets at beginning of year	2010-12-31	$28,517,612
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$19,397
Total interest from all sources	2010-12-31	$16,559
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$656,836
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$656,836
Administrative expenses professional fees incurred	2010-12-31	$10,025
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,257,608
Participant contributions at end of year	2010-12-31	$272,673
Participant contributions at beginning of year	2010-12-31	$257,376
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$775
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$2,772
Other income not declared elsewhere	2010-12-31	$18,159
Liabilities. Value of operating payables at end of year	2010-12-31	$57,852
Liabilities. Value of operating payables at beginning of year	2010-12-31	$72,674
Total non interest bearing cash at end of year	2010-12-31	$63,129
Total non interest bearing cash at beginning of year	2010-12-31	$76,129
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,850,344
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$30,292,510
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$28,442,166
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$3,937
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$26,317,208
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$24,951,415
Interest on participant loans	2010-12-31	$16,559
Value of interest in common/collective trusts at end of year	2010-12-31	$3,323,380
Value of interest in common/collective trusts at beginning of year	2010-12-31	$2,863,875
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$2,508,875
Net investment gain or loss from common/collective trusts	2010-12-31	$116,702
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$373,197
Employer contributions (assets) at end of year	2010-12-31	$373,197
Employer contributions (assets) at beginning of year	2010-12-31	$368,817
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$3,078,195
Contract administrator fees	2010-12-31	$5,435
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	GLASS & COMPANY, CPA, P.C.
Accountancy firm EIN	2010-12-31	742587727
2009 : GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST

2022: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	Yes
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: GRAVES, DOUGHERTY, HEARON & MOODY 401(K) PLAN AND TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	GRAVES, DOUGHERTY, HEARON & MOODY A PROFESSIONAL CORPORATION
Employer identification number (EIN):	742587674
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers