401k Plan data: GLOBALSCAPE, INC. 401(K) PROFIT SHARING PLAN plan

GLOBALSCAPE, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	GLOBALSCAPE, INC. 401(K) PROFIT SHARING PLAN
Plan identification number	001

GLOBALSCAPE, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

GLOBALSCAPE, INC. has sponsored the creation of one or more 401k plans.

Company Name: GLOBALSCAPE, INC.

Employer identification number (EIN): 742785449

NAIC Classification: 511210
NAIC Description: Software Publishers

Additional information about GLOBALSCAPE, INC.

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 1996-06-26

Company Identification Number: 0011052206

Legal Registered Office Address: 6455 CITY WEST PKWY

EDEN PRAIRIE
United States of America (USA)
55344

More information about GLOBALSCAPE, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GLOBALSCAPE, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2020-01-01 NICKI CERMAK 2021-10-11
001 2019-01-01 LEAH WEBB 2020-09-29
001 2018-01-01 LEAH WEBB 2019-10-06
001 2017-01-01
001 2016-01-01 ANDREA FARMER
001 2015-01-01 ANDREA FARMER 2016-06-08
001 2014-01-01 ANDREA FARMER 2015-06-08
001 2013-01-01 ANDREA FARMER 2014-05-19
001 2012-01-01 ANDREA FARMER 2013-06-17
001 2011-01-01 ANDREA FARMER 2012-06-07

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2020-01-01	NICKI CERMAK	2021-10-11
001	2019-01-01	LEAH WEBB	2020-09-29
001	2018-01-01	LEAH WEBB	2019-10-06
001	2017-01-01
001	2016-01-01	ANDREA FARMER
001	2015-01-01	ANDREA FARMER	2016-06-08
001	2014-01-01	ANDREA FARMER	2015-06-08
001	2013-01-01	ANDREA FARMER	2014-05-19
001	2012-01-01	ANDREA FARMER	2013-06-17
001	2011-01-01	ANDREA FARMER	2012-06-07

Plan Statistics for GLOBALSCAPE, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for GLOBALSCAPE, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2020: GLOBALSCAPE, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 141
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 0
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 0
Total of all active and inactive participants 2020-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 0
Number of participants with account balances 2020-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: GLOBALSCAPE, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 137
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 100
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 41
Total of all active and inactive participants 2019-01-01 141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 141
Number of participants with account balances 2019-01-01 121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: GLOBALSCAPE, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 163
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 90
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 46
Total of all active and inactive participants 2018-01-01 136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 136
Number of participants with account balances 2018-01-01 112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: GLOBALSCAPE, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 164
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 130
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 27
Total of all active and inactive participants 2017-01-01 157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 157
Number of participants with account balances 2017-01-01 122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: GLOBALSCAPE, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 143
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 127
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 32
Total of all active and inactive participants 2016-01-01 159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 159
Number of participants with account balances 2016-01-01 116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0

Measure	Date	Value
2020: GLOBALSCAPE, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	141
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	0
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	0
Total of all active and inactive participants	2020-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	0
Number of participants with account balances	2020-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: GLOBALSCAPE, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	137
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	100
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	41
Total of all active and inactive participants	2019-01-01	141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	141
Number of participants with account balances	2019-01-01	121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: GLOBALSCAPE, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	163
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	90
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	46
Total of all active and inactive participants	2018-01-01	136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	136
Number of participants with account balances	2018-01-01	112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: GLOBALSCAPE, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	164
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	130
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	27
Total of all active and inactive participants	2017-01-01	157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	157
Number of participants with account balances	2017-01-01	122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: GLOBALSCAPE, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	143
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	127
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	32
Total of all active and inactive participants	2016-01-01	159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	159
Number of participants with account balances	2016-01-01	116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0

Financial Data on GLOBALSCAPE, INC. 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2020 : GLOBALSCAPE, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-28	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-28	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-28	$0
Total income from all sources (including contributions)	2020-12-28	$813,922
Total loss/gain on sale of assets	2020-12-28	$0
Total of all expenses incurred	2020-12-28	$5,894,751
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-28	$5,870,076
Expenses. Certain deemed distributions of participant loans	2020-12-28	$-17,300
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-28	$561,529
Value of total assets at end of year	2020-12-28	$0
Value of total assets at beginning of year	2020-12-28	$5,080,829
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-28	$41,975
Total interest from all sources	2020-12-28	$5,646
Total dividends received (eg from common stock, registered investment company shares)	2020-12-28	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-28	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2020-12-28	$0
Was this plan covered by a fidelity bond	2020-12-28	Yes
Value of fidelity bond cover	2020-12-28	$1,000,000
If this is an individual account plan, was there a blackout period	2020-12-28	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-28	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-28	No
Contributions received from participants	2020-12-28	$457,513
Participant contributions at end of year	2020-12-28	$0
Participant contributions at beginning of year	2020-12-28	$18,648
Total non interest bearing cash at beginning of year	2020-12-28	$3
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-28	No
Value of net income/loss	2020-12-28	$-5,080,829
Value of net assets at end of year (total assets less liabilities)	2020-12-28	$0
Value of net assets at beginning of year (total assets less liabilities)	2020-12-28	$5,080,829
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-28	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-28	No
Were any leases to which the plan was party in default or uncollectible	2020-12-28	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-28	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-28	$4,880,227
Interest on participant loans	2020-12-28	$3,208
Interest earned on other investments	2020-12-28	$2,438
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-28	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-28	$181,951
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-28	$246,747
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-28	No
Was there a failure to transmit to the plan any participant contributions	2020-12-28	No
Has the plan failed to provide any benefit when due under the plan	2020-12-28	No
Contributions received in cash from employer	2020-12-28	$104,016
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-28	$5,870,076
Contract administrator fees	2020-12-28	$41,975
Did the plan have assets held for investment	2020-12-28	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-28	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-28	Yes
Opinion of an independent qualified public accountant for this plan	2020-12-28	Disclaimer
Accountancy firm name	2020-12-28	HOLTZMAN PARTNERS
Accountancy firm EIN	2020-12-28	743121060
2019 : GLOBALSCAPE, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$1,533,598
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$446,326
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$416,055
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$679,973
Value of total assets at end of year	2019-12-31	$5,080,829
Value of total assets at beginning of year	2019-12-31	$3,993,557
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$30,271
Total interest from all sources	2019-12-31	$5,609
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$534,720
Participant contributions at end of year	2019-12-31	$18,648
Participant contributions at beginning of year	2019-12-31	$16,920
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$11,448
Total non interest bearing cash at end of year	2019-12-31	$3
Total non interest bearing cash at beginning of year	2019-12-31	$19,711
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$1,087,272
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$5,080,829
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$3,993,557
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$4,880,227
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$3,788,685
Interest on participant loans	2019-12-31	$982
Interest earned on other investments	2019-12-31	$4,627
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$181,951
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$168,241
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$848,016
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$133,805
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$416,055
Contract administrator fees	2019-12-31	$30,271
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	HOLTZMAN PARTNERS
Accountancy firm EIN	2019-12-31	743121060
2018 : GLOBALSCAPE, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$706,282
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$1,698,882
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,645,531
Expenses. Certain deemed distributions of participant loans	2018-12-31	$17,300
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$922,421
Value of total assets at end of year	2018-12-31	$3,993,557
Value of total assets at beginning of year	2018-12-31	$4,986,157
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$36,051
Total interest from all sources	2018-12-31	$6,900
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$605,759
Participant contributions at end of year	2018-12-31	$16,920
Participant contributions at beginning of year	2018-12-31	$44,911
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$183,897
Total non interest bearing cash at end of year	2018-12-31	$19,711
Total non interest bearing cash at beginning of year	2018-12-31	$28,240
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-992,600
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$3,993,557
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$4,986,157
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$3,788,685
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$4,696,836
Interest on participant loans	2018-12-31	$1,518
Interest earned on other investments	2018-12-31	$5,382
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$168,241
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$216,170
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-223,039
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$132,765
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,645,531
Contract administrator fees	2018-12-31	$36,051
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	HOLTZMAN PARTNERS
Accountancy firm EIN	2018-12-31	743121060
2017 : GLOBALSCAPE, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$2,130,465
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$1,490,511
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$1,500,149
Expenses. Certain deemed distributions of participant loans	2017-12-31	$-17,300
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,399,324
Value of total assets at end of year	2017-12-31	$4,986,157
Value of total assets at beginning of year	2017-12-31	$4,346,203
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$7,662
Total interest from all sources	2017-12-31	$4,408
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$668,373
Participant contributions at end of year	2017-12-31	$44,911
Participant contributions at beginning of year	2017-12-31	$18,832
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$579,599
Total non interest bearing cash at end of year	2017-12-31	$28,240
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$639,954
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$4,986,157
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$4,346,203
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$4,696,836
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$4,327,371
Interest on participant loans	2017-12-31	$1,532
Interest earned on other investments	2017-12-31	$2,876
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$216,170
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$726,733
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$151,352
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$1,500,149
Contract administrator fees	2017-12-31	$7,662
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	Yes
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	HOLTZMAN PARTNERS
Accountancy firm EIN	2017-12-31	743121060
2016 : GLOBALSCAPE, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$1,513,847
Total of all expenses incurred	2016-12-31	$583,562
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$542,034
Expenses. Certain deemed distributions of participant loans	2016-12-31	$38,538
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,237,193
Value of total assets at end of year	2016-12-31	$4,346,203
Value of total assets at beginning of year	2016-12-31	$3,415,918
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$2,990
Total interest from all sources	2016-12-31	$1,005
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$108,256
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$108,256
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$596,529
Participant contributions at end of year	2016-12-31	$18,832
Participant contributions at beginning of year	2016-12-31	$36,339
Participant contributions at end of year	2016-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$502,498
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$930,285
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$4,346,203
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$3,415,918
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$2,990
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$4,327,371
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$3,379,579
Interest on participant loans	2016-12-31	$1,005
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2016-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$167,393
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$138,166
Employer contributions (assets) at end of year	2016-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$542,034
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	HOLTZMAN PARTNERS
Accountancy firm EIN	2016-12-31	743121060

Form 5500 Responses for GLOBALSCAPE, INC. 401(K) PROFIT SHARING PLAN

2020: GLOBALSCAPE, INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	Yes
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: GLOBALSCAPE, INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: GLOBALSCAPE, INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: GLOBALSCAPE, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: GLOBALSCAPE, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )

Policy contract number

811552

Policy instance

Insurance contract or identification number	811552
Number of Individuals Covered	0
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-28
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )

Policy contract number

811552

Policy instance

Insurance contract or identification number	811552
Number of Individuals Covered	141
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )

Policy contract number

811552

Policy instance

Insurance contract or identification number	811552
Number of Individuals Covered	136
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )

Policy contract number

811552

Policy instance

Insurance contract or identification number	811552
Number of Individuals Covered	157
Insurance policy start date	2017-08-09
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

GA-827230

Policy instance

Insurance contract or identification number	GA-827230
Number of Individuals Covered	0
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $7,145
Total amount of fees paid to insurance company	USD $1,985
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $7,145
Insurance broker organization code?	3
Amount paid for insurance broker fees	1985
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker name	NOVA 401(K) ASSOCIATES

Potentially related plans

GLOBALSCAPE, INC. 401(K) PROFIT SHARING PLAN [EIN = 223888178]

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	GLOBALSCAPE, INC.
Employer identification number (EIN):	742785449
NAIC Classification:	511210
NAIC Description:	Software Publishers

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	1996-06-26
Company Identification Number:	0011052206
Legal Registered Office Address:	6455 CITY WEST PKWY EDEN PRAIRIE United States of America (USA) 55344