NEWGISTICS, INC. has sponsored the creation of one or more 401k plans.
Additional information about NEWGISTICS, INC.
Submission information for form 5500 for 401k plan BENEFITGUARD RETIREMENT INCOME SECURITY PLAN
| Measure | Date | Value |
|---|
| 2019 : BENEFITGUARD RETIREMENT INCOME SECURITY PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-01-02 | $0 |
| Total transfer of assets from this plan | 2019-01-02 | $27,619,021 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-01-02 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-01-02 | $0 |
| Total income from all sources (including contributions) | 2019-01-02 | $0 |
| Total loss/gain on sale of assets | 2019-01-02 | $0 |
| Total of all expenses incurred | 2019-01-02 | $0 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-01-02 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-01-02 | $0 |
| Value of total assets at end of year | 2019-01-02 | $0 |
| Value of total assets at beginning of year | 2019-01-02 | $27,619,021 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-01-02 | $0 |
| Total interest from all sources | 2019-01-02 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-01-02 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-01-02 | No |
| Was this plan covered by a fidelity bond | 2019-01-02 | Yes |
| Value of fidelity bond cover | 2019-01-02 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2019-01-02 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2019-01-02 | No |
| Participant contributions at end of year | 2019-01-02 | $0 |
| Participant contributions at beginning of year | 2019-01-02 | $588,932 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-01-02 | No |
| Value of net income/loss | 2019-01-02 | $0 |
| Value of net assets at end of year (total assets less liabilities) | 2019-01-02 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-01-02 | $27,619,021 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-01-02 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-01-02 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-01-02 | No |
| Assets. Value of investments in 103.12 investment entities at end of year | 2019-01-02 | $0 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2019-01-02 | $27,030,089 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-01-02 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-01-02 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-01-02 | No |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-01-02 | Yes |
| Did the plan have assets held for investment | 2019-01-02 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-01-02 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-01-02 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-01-02 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-01-02 | Disclaimer |
| Accountancy firm name | 2019-01-02 | BAS PARTNERS |
| Accountancy firm EIN | 2019-01-02 | 208779390 |
| 2018 : BENEFITGUARD RETIREMENT INCOME SECURITY PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $1,785,856 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $2,948,709 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $2,756,234 |
| Value of total corrective distributions | 2018-12-31 | $159 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $3,889,132 |
| Value of total assets at end of year | 2018-12-31 | $27,619,021 |
| Value of total assets at beginning of year | 2018-12-31 | $28,781,874 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $192,316 |
| Total interest from all sources | 2018-12-31 | $23,510 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $2,400,783 |
| Participant contributions at end of year | 2018-12-31 | $588,932 |
| Participant contributions at beginning of year | 2018-12-31 | $436,898 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $322,781 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-1,162,853 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $27,619,021 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $28,781,874 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Investment advisory and management fees | 2018-12-31 | $98,329 |
| Income. Interest from loans (other than to participants) | 2018-12-31 | $23,510 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2018-12-31 | $27,030,089 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2018-12-31 | $28,344,976 |
| Net gain/loss from 103.12 investment entities | 2018-12-31 | $-2,126,786 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $1,165,568 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $2,756,234 |
| Contract administrator fees | 2018-12-31 | $93,987 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | Yes |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | BAS PARTNERS |
| Accountancy firm EIN | 2018-12-31 | 208779390 |
| 2017 : BENEFITGUARD RETIREMENT INCOME SECURITY PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $7,713,490 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $2,081,488 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $1,947,115 |
| Value of total corrective distributions | 2017-12-31 | $1,821 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $3,714,796 |
| Value of total assets at end of year | 2017-12-31 | $28,781,874 |
| Value of total assets at beginning of year | 2017-12-31 | $23,149,872 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $132,552 |
| Total interest from all sources | 2017-12-31 | $16,822 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $2,297,119 |
| Participant contributions at end of year | 2017-12-31 | $436,898 |
| Participant contributions at beginning of year | 2017-12-31 | $355,046 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $263,998 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $5,632,002 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $28,781,874 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $23,149,872 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Investment advisory and management fees | 2017-12-31 | $60,657 |
| Interest on participant loans | 2017-12-31 | $16,822 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2017-12-31 | $28,344,976 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2017-12-31 | $22,794,826 |
| Net gain/loss from 103.12 investment entities | 2017-12-31 | $3,981,872 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $1,153,679 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $1,947,115 |
| Contract administrator fees | 2017-12-31 | $71,895 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | BAS PARTNERS |
| Accountancy firm EIN | 2017-12-31 | 208779390 |
| 2016 : BENEFITGUARD RETIREMENT INCOME SECURITY PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $6,991,253 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $2,900,970 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $2,770,622 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $4,805,583 |
| Value of total assets at end of year | 2016-12-31 | $23,149,872 |
| Value of total assets at beginning of year | 2016-12-31 | $19,059,589 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $130,348 |
| Total interest from all sources | 2016-12-31 | $13,417 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Administrative expenses professional fees incurred | 2016-12-31 | $60,373 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $2,485,667 |
| Participant contributions at end of year | 2016-12-31 | $355,046 |
| Participant contributions at beginning of year | 2016-12-31 | $342,840 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $1,089,960 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $4,090,283 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $23,149,872 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $19,059,589 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Interest on participant loans | 2016-12-31 | $13,417 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2016-12-31 | $22,794,826 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2016-12-31 | $18,716,749 |
| Net gain/loss from 103.12 investment entities | 2016-12-31 | $2,172,253 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $1,229,956 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $2,770,622 |
| Contract administrator fees | 2016-12-31 | $69,975 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | BAS PARTNERS |
| Accountancy firm EIN | 2016-12-31 | 272087793 |
| 2015 : BENEFITGUARD RETIREMENT INCOME SECURITY PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total transfer of assets to this plan | 2015-12-31 | $1,272,063 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $4,006,008 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $3,188,199 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $3,073,275 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $4,227,858 |
| Value of total assets at end of year | 2015-12-31 | $19,059,589 |
| Value of total assets at beginning of year | 2015-12-31 | $16,969,717 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $114,924 |
| Total interest from all sources | 2015-12-31 | $11,460 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $2,360,219 |
| Participant contributions at end of year | 2015-12-31 | $342,840 |
| Participant contributions at beginning of year | 2015-12-31 | $298,159 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $713,119 |
| Total non interest bearing cash at end of year | 2015-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2015-12-31 | $4 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $817,809 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $19,059,589 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $16,969,717 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Investment advisory and management fees | 2015-12-31 | $52,153 |
| Interest on participant loans | 2015-12-31 | $11,460 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2015-12-31 | $18,716,749 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2015-12-31 | $16,669,327 |
| Net gain/loss from 103.12 investment entities | 2015-12-31 | $-233,310 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $1,154,520 |
| Employer contributions (assets) at end of year | 2015-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $2,227 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $3,073,275 |
| Contract administrator fees | 2015-12-31 | $62,771 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | SCOTT SKIBBIE, INC. |
| Accountancy firm EIN | 2015-12-31 | 270851321 |
| 2014 : BENEFITGUARD RETIREMENT INCOME SECURITY PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $3,757,749 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $1,512,754 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $1,426,857 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $2,825,085 |
| Value of total assets at end of year | 2014-12-31 | $16,969,717 |
| Value of total assets at beginning of year | 2014-12-31 | $14,724,722 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $85,897 |
| Total interest from all sources | 2014-12-31 | $9,545 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $1,754,238 |
| Participant contributions at end of year | 2014-12-31 | $298,159 |
| Participant contributions at beginning of year | 2014-12-31 | $224,472 |
| Participant contributions at end of year | 2014-12-31 | $0 |
| Participant contributions at beginning of year | 2014-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $198,766 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $0 |
| Other income not declared elsewhere | 2014-12-31 | $743 |
| Total non interest bearing cash at end of year | 2014-12-31 | $4 |
| Total non interest bearing cash at beginning of year | 2014-12-31 | $70 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $2,244,995 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $16,969,717 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $14,724,722 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Investment advisory and management fees | 2014-12-31 | $58,629 |
| Interest on participant loans | 2014-12-31 | $9,507 |
| Interest earned on other investments | 2014-12-31 | $38 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2014-12-31 | $16,669,327 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2014-12-31 | $14,497,835 |
| Net gain/loss from 103.12 investment entities | 2014-12-31 | $922,376 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $872,081 |
| Employer contributions (assets) at end of year | 2014-12-31 | $2,227 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $2,345 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $1,426,857 |
| Contract administrator fees | 2014-12-31 | $27,268 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | SCOTT SKIBBIE, INC. |
| Accountancy firm EIN | 2014-12-31 | 200851321 |
| 2013 : BENEFITGUARD RETIREMENT INCOME SECURITY PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $5,190,602 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $4,571,450 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $4,481,496 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $2,445,886 |
| Value of total assets at end of year | 2013-12-31 | $14,724,722 |
| Value of total assets at beginning of year | 2013-12-31 | $14,105,570 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $89,954 |
| Total interest from all sources | 2013-12-31 | $9,214 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $1,500,396 |
| Participant contributions at end of year | 2013-12-31 | $224,472 |
| Participant contributions at beginning of year | 2013-12-31 | $424,650 |
| Participant contributions at end of year | 2013-12-31 | $0 |
| Participant contributions at beginning of year | 2013-12-31 | $1,098 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $196,306 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $1,871 |
| Other income not declared elsewhere | 2013-12-31 | $70 |
| Total non interest bearing cash at end of year | 2013-12-31 | $70 |
| Total non interest bearing cash at beginning of year | 2013-12-31 | $14,978 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $619,152 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $14,724,722 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $14,105,570 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Investment advisory and management fees | 2013-12-31 | $39,591 |
| Interest on participant loans | 2013-12-31 | $9,214 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2013-12-31 | $14,497,835 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2013-12-31 | $13,662,127 |
| Net gain/loss from 103.12 investment entities | 2013-12-31 | $2,735,432 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $749,184 |
| Employer contributions (assets) at end of year | 2013-12-31 | $2,345 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $846 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $4,481,496 |
| Contract administrator fees | 2013-12-31 | $50,363 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | SCOTT SKIBBIE, INC. |
| Accountancy firm EIN | 2013-12-31 | 200851321 |
| 2012 : BENEFITGUARD RETIREMENT INCOME SECURITY PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total transfer of assets to this plan | 2012-12-31 | $13,588,640 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $1,158,942 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $642,012 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $631,931 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $809,706 |
| Value of total assets at end of year | 2012-12-31 | $14,105,570 |
| Value of total assets at beginning of year | 2012-12-31 | $0 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $10,081 |
| Total interest from all sources | 2012-12-31 | $3,904 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $495,329 |
| Participant contributions at end of year | 2012-12-31 | $424,650 |
| Participant contributions at beginning of year | 2012-12-31 | $0 |
| Participant contributions at end of year | 2012-12-31 | $1,098 |
| Participant contributions at beginning of year | 2012-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $77,587 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $516,930 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $14,105,570 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $0 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Investment advisory and management fees | 2012-12-31 | $3,818 |
| Interest on participant loans | 2012-12-31 | $3,904 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2012-12-31 | $13,678,976 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2012-12-31 | $0 |
| Net gain/loss from 103.12 investment entities | 2012-12-31 | $345,332 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $236,790 |
| Employer contributions (assets) at end of year | 2012-12-31 | $846 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $631,931 |
| Contract administrator fees | 2012-12-31 | $6,263 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | Yes |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
