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NORTHEAST ORTHOPAEDICS & SPORTS MEDICINE LLP 401K 401k Plan overview

Plan NameNORTHEAST ORTHOPAEDICS & SPORTS MEDICINE LLP 401K
Plan identification number 001

NORTHEAST ORTHOPAEDICS & SPORTS MEDICINE LLP 401K Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

NORTHEAST ORTHOPAEDICS & SPORTS MEDICINE, LLP has sponsored the creation of one or more 401k plans.

Company Name:NORTHEAST ORTHOPAEDICS & SPORTS MEDICINE, LLP
Employer identification number (EIN):743025288
NAIC Classification:621498
NAIC Description:All Other Outpatient Care Centers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTHEAST ORTHOPAEDICS & SPORTS MEDICINE LLP 401K

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01DAVID FOX2023-08-09
0012021-01-01DAVID FOX2022-10-13
0012020-01-01DAVID FOX2021-08-11
0012019-01-01DAVID FOX2020-08-19
0012018-01-01DAVID FOX2019-09-12
0012017-01-01DAVID FOX2018-07-05
0012016-01-01DONNA MARIE BARRY
0012015-01-01DONNA MARIE BARRY
0012014-01-01MARSHALL O'DOWD
0012013-01-01MARSHALL O'DOWD
0012012-01-01MARSHALL O'DOWD MARSHALL O'DOWD2013-07-24
0012011-01-01MARSHALL O'DOWD
0012010-01-01MARSHALL O'DOWD
0012009-01-01MARSHALL O'DOWD MARSHALL O'DOWD2010-10-14
0012009-01-01 MARSHALL O'DOWD2010-10-14

Plan Statistics for NORTHEAST ORTHOPAEDICS & SPORTS MEDICINE LLP 401K

401k plan membership statisitcs for NORTHEAST ORTHOPAEDICS & SPORTS MEDICINE LLP 401K

Measure Date Value
2016: NORTHEAST ORTHOPAEDICS & SPORTS MEDICINE LLP 401K 2016 401k membership
Total participants, beginning-of-year2016-01-0165
Total number of active participants reported on line 7a of the Form 55002016-01-0158
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0111
Total of all active and inactive participants2016-01-0169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0169
Number of participants with account balances2016-01-0150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-015
2015: NORTHEAST ORTHOPAEDICS & SPORTS MEDICINE LLP 401K 2015 401k membership
Total participants, beginning-of-year2015-01-0147
Total number of active participants reported on line 7a of the Form 55002015-01-0163
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-012
Total of all active and inactive participants2015-01-0165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0165
Number of participants with account balances2015-01-0139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-015
2014: NORTHEAST ORTHOPAEDICS & SPORTS MEDICINE LLP 401K 2014 401k membership
Total participants, beginning-of-year2014-01-0141
Total number of active participants reported on line 7a of the Form 55002014-01-0141
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-016
Total of all active and inactive participants2014-01-0147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0147
Number of participants with account balances2014-01-0137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-013
2013: NORTHEAST ORTHOPAEDICS & SPORTS MEDICINE LLP 401K 2013 401k membership
Total participants, beginning-of-year2013-01-0140
Total number of active participants reported on line 7a of the Form 55002013-01-0138
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0111
Total of all active and inactive participants2013-01-0149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0149
Number of participants with account balances2013-01-0135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: NORTHEAST ORTHOPAEDICS & SPORTS MEDICINE LLP 401K 2012 401k membership
Total participants, beginning-of-year2012-01-0137
Total number of active participants reported on line 7a of the Form 55002012-01-0128
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0112
Total of all active and inactive participants2012-01-0140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0140
Number of participants with account balances2012-01-0138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: NORTHEAST ORTHOPAEDICS & SPORTS MEDICINE LLP 401K 2011 401k membership
Total participants, beginning-of-year2011-01-0135
Total number of active participants reported on line 7a of the Form 55002011-01-0127
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0110
Total of all active and inactive participants2011-01-0137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0137
Number of participants with account balances2011-01-0135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2010: NORTHEAST ORTHOPAEDICS & SPORTS MEDICINE LLP 401K 2010 401k membership
Total participants, beginning-of-year2010-01-0144
Total number of active participants reported on line 7a of the Form 55002010-01-0131
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-017
Total of all active and inactive participants2010-01-0138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0138
Number of participants with account balances2010-01-0131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0119
2009: NORTHEAST ORTHOPAEDICS & SPORTS MEDICINE LLP 401K 2009 401k membership
Total participants, beginning-of-year2009-01-0148
Total number of active participants reported on line 7a of the Form 55002009-01-0134
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0110
Total of all active and inactive participants2009-01-0144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0144
Number of participants with account balances2009-01-0136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-013

Financial Data on NORTHEAST ORTHOPAEDICS & SPORTS MEDICINE LLP 401K

Measure Date Value
2016 : NORTHEAST ORTHOPAEDICS & SPORTS MEDICINE LLP 401K 2016 401k financial data
Total income from all sources2016-12-31$930,295
Expenses. Total of all expenses incurred2016-12-31$82,247
Benefits paid (including direct rollovers)2016-12-31$78,087
Total plan assets at end of year2016-12-31$4,297,658
Total plan assets at beginning of year2016-12-31$3,449,610
Value of fidelity bond covering the plan2016-12-31$400,000
Total contributions received or receivable from participants2016-12-31$243,181
Other income received2016-12-31$333,568
Net income (gross income less expenses)2016-12-31$848,048
Net plan assets at end of year (total assets less liabilities)2016-12-31$4,297,658
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$3,449,610
Assets. Value of participant loans2016-12-31$84,939
Total contributions received or receivable from employer(s)2016-12-31$353,546
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$4,160
2015 : NORTHEAST ORTHOPAEDICS & SPORTS MEDICINE LLP 401K 2015 401k financial data
Total income from all sources2015-12-31$356,491
Expenses. Total of all expenses incurred2015-12-31$191,458
Benefits paid (including direct rollovers)2015-12-31$184,082
Total plan assets at end of year2015-12-31$3,449,610
Total plan assets at beginning of year2015-12-31$3,284,577
Value of fidelity bond covering the plan2015-12-31$400,000
Total contributions received or receivable from participants2015-12-31$154,756
Other income received2015-12-31$-85,784
Net income (gross income less expenses)2015-12-31$165,033
Net plan assets at end of year (total assets less liabilities)2015-12-31$3,449,610
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$3,284,577
Assets. Value of participant loans2015-12-31$89,986
Total contributions received or receivable from employer(s)2015-12-31$287,519
Value of corrective distributions2015-12-31$4,849
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$2,527
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : NORTHEAST ORTHOPAEDICS & SPORTS MEDICINE LLP 401K 2014 401k financial data
Total income from all sources2014-12-31$481,719
Expenses. Total of all expenses incurred2014-12-31$84,200
Benefits paid (including direct rollovers)2014-12-31$64,687
Total plan assets at end of year2014-12-31$3,284,577
Total plan assets at beginning of year2014-12-31$2,887,058
Value of fidelity bond covering the plan2014-12-31$400,000
Total contributions received or receivable from participants2014-12-31$124,553
Other income received2014-12-31$183,081
Net income (gross income less expenses)2014-12-31$397,519
Net plan assets at end of year (total assets less liabilities)2014-12-31$3,284,577
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$2,887,058
Assets. Value of participant loans2014-12-31$62,092
Total contributions received or receivable from employer(s)2014-12-31$174,085
Value of corrective distributions2014-12-31$18,713
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$800
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : NORTHEAST ORTHOPAEDICS & SPORTS MEDICINE LLP 401K 2013 401k financial data
Total income from all sources2013-12-31$722,697
Expenses. Total of all expenses incurred2013-12-31$62,456
Benefits paid (including direct rollovers)2013-12-31$61,881
Total plan assets at end of year2013-12-31$2,887,058
Total plan assets at beginning of year2013-12-31$2,226,817
Value of fidelity bond covering the plan2013-12-31$400,000
Total contributions received or receivable from participants2013-12-31$137,106
Contributions received from other sources (not participants or employers)2013-12-31$3,381
Other income received2013-12-31$501,229
Net income (gross income less expenses)2013-12-31$660,241
Net plan assets at end of year (total assets less liabilities)2013-12-31$2,887,058
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$2,226,817
Assets. Value of participant loans2013-12-31$59,904
Total contributions received or receivable from employer(s)2013-12-31$80,981
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$575
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : NORTHEAST ORTHOPAEDICS & SPORTS MEDICINE LLP 401K 2012 401k financial data
Total income from all sources2012-12-31$543,357
Expenses. Total of all expenses incurred2012-12-31$31,903
Benefits paid (including direct rollovers)2012-12-31$31,348
Total plan assets at end of year2012-12-31$2,226,817
Total plan assets at beginning of year2012-12-31$1,715,363
Value of fidelity bond covering the plan2012-12-31$250,000
Total contributions received or receivable from participants2012-12-31$77,365
Other income received2012-12-31$315,570
Net income (gross income less expenses)2012-12-31$511,454
Net plan assets at end of year (total assets less liabilities)2012-12-31$2,226,817
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,715,363
Assets. Value of participant loans2012-12-31$61,924
Total contributions received or receivable from employer(s)2012-12-31$150,422
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$555
2011 : NORTHEAST ORTHOPAEDICS & SPORTS MEDICINE LLP 401K 2011 401k financial data
Total income from all sources2011-12-31$174,234
Expenses. Total of all expenses incurred2011-12-31$463,107
Benefits paid (including direct rollovers)2011-12-31$462,547
Total plan assets at end of year2011-12-31$1,715,363
Total plan assets at beginning of year2011-12-31$2,004,236
Value of fidelity bond covering the plan2011-12-31$250,000
Total contributions received or receivable from participants2011-12-31$87,589
Expenses. Other expenses not covered elsewhere2011-12-31$560
Other income received2011-12-31$-80,691
Net income (gross income less expenses)2011-12-31$-288,873
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,715,363
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$2,004,236
Assets. Value of participant loans2011-12-31$40,089
Total contributions received or receivable from employer(s)2011-12-31$167,336
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : NORTHEAST ORTHOPAEDICS & SPORTS MEDICINE LLP 401K 2010 401k financial data
Total income from all sources2010-12-31$383,457
Expenses. Total of all expenses incurred2010-12-31$453,818
Benefits paid (including direct rollovers)2010-12-31$453,168
Total plan assets at end of year2010-12-31$2,004,236
Total plan assets at beginning of year2010-12-31$2,074,597
Value of fidelity bond covering the plan2010-12-31$250,000
Total contributions received or receivable from participants2010-12-31$90,543
Other income received2010-12-31$230,345
Net income (gross income less expenses)2010-12-31$-70,361
Net plan assets at end of year (total assets less liabilities)2010-12-31$2,004,236
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$2,074,597
Assets. Value of participant loans2010-12-31$71,099
Total contributions received or receivable from employer(s)2010-12-31$62,569
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$650

Form 5500 Responses for NORTHEAST ORTHOPAEDICS & SPORTS MEDICINE LLP 401K

2016: NORTHEAST ORTHOPAEDICS & SPORTS MEDICINE LLP 401K 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NORTHEAST ORTHOPAEDICS & SPORTS MEDICINE LLP 401K 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NORTHEAST ORTHOPAEDICS & SPORTS MEDICINE LLP 401K 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NORTHEAST ORTHOPAEDICS & SPORTS MEDICINE LLP 401K 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NORTHEAST ORTHOPAEDICS & SPORTS MEDICINE LLP 401K 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NORTHEAST ORTHOPAEDICS & SPORTS MEDICINE LLP 401K 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: NORTHEAST ORTHOPAEDICS & SPORTS MEDICINE LLP 401K 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: NORTHEAST ORTHOPAEDICS & SPORTS MEDICINE LLP 401K 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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