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SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameSA RECYCLING, LLC 401(K) PROFIT SHARING PLAN
Plan identification number 001

SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

SA RECYCLING, LLC has sponsored the creation of one or more 401k plans.

Company Name:SA RECYCLING, LLC
Employer identification number (EIN):743222369
NAIC Classification:562000

Additional information about SA RECYCLING, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date: 2007-06-04
Company Identification Number: 4357991
Legal Registered Office Address: 2711 Centerville Rd
Suite 400
Wilmington
United States of America (USA)
19808

More information about SA RECYCLING, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01MARK SWEETMAN
0012016-01-01MARK SWEETMAN MARK SWEETMAN2017-07-31
0012015-01-01MARK SWEETMAN MARK SWEETMAN2016-07-29
0012014-01-01MARK SWEETMAN MARK SWEETMAN2015-07-28
0012013-01-01MARK SWEETMAN MARK SWEETMAN2014-07-30
0012012-01-01MARK SWEETMAN MARK SWEETMAN2013-07-19
0012011-01-01MARK SWEETMAN MARK SWEETMAN2012-07-25
0012009-01-01MARK SWEETMAN MARK SWEETMAN2010-10-14

Plan Statistics for SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-012,498
Total number of active participants reported on line 7a of the Form 55002022-01-012,660
Number of retired or separated participants receiving benefits2022-01-0112
Number of other retired or separated participants entitled to future benefits2022-01-01642
Total of all active and inactive participants2022-01-013,314
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0114
Total participants2022-01-013,328
Number of participants with account balances2022-01-013,296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-012,186
Total number of active participants reported on line 7a of the Form 55002021-01-011,938
Number of retired or separated participants receiving benefits2021-01-016
Number of other retired or separated participants entitled to future benefits2021-01-01489
Total of all active and inactive participants2021-01-012,433
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0115
Total participants2021-01-012,448
Number of participants with account balances2021-01-012,426
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-012,163
Total number of active participants reported on line 7a of the Form 55002020-01-011,749
Number of retired or separated participants receiving benefits2020-01-015
Number of other retired or separated participants entitled to future benefits2020-01-01411
Total of all active and inactive participants2020-01-012,165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0111
Total participants2020-01-012,176
Number of participants with account balances2020-01-012,176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-012,020
Total number of active participants reported on line 7a of the Form 55002019-01-011,851
Number of retired or separated participants receiving benefits2019-01-015
Number of other retired or separated participants entitled to future benefits2019-01-01273
Total of all active and inactive participants2019-01-012,129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-019
Total participants2019-01-012,138
Number of participants with account balances2019-01-012,113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,494
Total number of active participants reported on line 7a of the Form 55002018-01-011,811
Number of retired or separated participants receiving benefits2018-01-014
Number of other retired or separated participants entitled to future benefits2018-01-01198
Total of all active and inactive participants2018-01-012,013
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-017
Total participants2018-01-012,020
Number of participants with account balances2018-01-011,914
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,033
Total number of active participants reported on line 7a of the Form 55002017-01-011,312
Number of retired or separated participants receiving benefits2017-01-012
Number of other retired or separated participants entitled to future benefits2017-01-01126
Total of all active and inactive participants2017-01-011,440
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-016
Total participants2017-01-011,446
Number of participants with account balances2017-01-011,062
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,334
Total number of active participants reported on line 7a of the Form 55002016-01-01883
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01125
Total of all active and inactive participants2016-01-011,008
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-018
Total participants2016-01-011,016
Number of participants with account balances2016-01-01996
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0141
2015: SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,145
Total number of active participants reported on line 7a of the Form 55002015-01-01897
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01163
Total of all active and inactive participants2015-01-011,060
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-011,062
Number of participants with account balances2015-01-011,059
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0132
2014: SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,162
Total number of active participants reported on line 7a of the Form 55002014-01-011,053
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01100
Total of all active and inactive participants2014-01-011,153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-011,155
Number of participants with account balances2014-01-011,148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0120
2013: SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,217
Total number of active participants reported on line 7a of the Form 55002013-01-011,069
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0184
Total of all active and inactive participants2013-01-011,153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-011,154
Number of participants with account balances2013-01-011,150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0129
2012: SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,233
Total number of active participants reported on line 7a of the Form 55002012-01-011,033
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0195
Total of all active and inactive participants2012-01-011,128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-011,129
Number of participants with account balances2012-01-011,114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01190
2011: SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,196
Total number of active participants reported on line 7a of the Form 55002011-01-011,147
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0155
Total of all active and inactive participants2011-01-011,202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-011,203
Number of participants with account balances2011-01-011,182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0160
2009: SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,394
Total number of active participants reported on line 7a of the Form 55002009-01-011,190
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01433
Total of all active and inactive participants2009-01-011,623
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-011,624
Number of participants with account balances2009-01-011,213
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01304

Financial Data on SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total transfer of assets to this plan2022-12-31$19,763,955
Total income from all sources (including contributions)2022-12-31$2,089,556
Total of all expenses incurred2022-12-31$9,357,525
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$8,934,969
Expenses. Certain deemed distributions of participant loans2022-12-31$54,854
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$19,362,769
Value of total assets at end of year2022-12-31$127,791,686
Value of total assets at beginning of year2022-12-31$115,295,700
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$367,702
Total interest from all sources2022-12-31$470,476
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$2,153,514
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$2,153,514
Administrative expenses professional fees incurred2022-12-31$8,963
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$11,897,907
Participant contributions at end of year2022-12-31$6,148,151
Participant contributions at beginning of year2022-12-31$4,903,340
Participant contributions at end of year2022-12-31$436,211
Participant contributions at beginning of year2022-12-31$365,513
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$297,154
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$10,804
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$16,447
Administrative expenses (other) incurred2022-12-31$318,656
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-7,267,969
Value of net assets at end of year (total assets less liabilities)2022-12-31$127,791,686
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$115,295,700
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$40,083
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$109,530,815
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$102,104,022
Interest on participant loans2022-12-31$299,679
Interest earned on other investments2022-12-31$170,797
Value of interest in common/collective trusts at end of year2022-12-31$2,731,033
Value of interest in common/collective trusts at beginning of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$8,664,791
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$7,673,968
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-19,930,403
Net investment gain or loss from common/collective trusts2022-12-31$33,200
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$7,167,708
Employer contributions (assets) at end of year2022-12-31$269,881
Employer contributions (assets) at beginning of year2022-12-31$232,410
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$8,934,969
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31HAYNIE & COMPANY
Accountancy firm EIN2022-12-31330541034
2021 : SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total transfer of assets to this plan2021-12-31$52,915
Total income from all sources (including contributions)2021-12-31$28,435,598
Total of all expenses incurred2021-12-31$4,777,849
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$4,406,745
Expenses. Certain deemed distributions of participant loans2021-12-31$51,923
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$15,535,936
Value of total assets at end of year2021-12-31$115,295,700
Value of total assets at beginning of year2021-12-31$91,585,036
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$319,181
Total interest from all sources2021-12-31$416,893
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$2,330,674
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$2,330,674
Administrative expenses professional fees incurred2021-12-31$16,825
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$9,145,616
Participant contributions at end of year2021-12-31$4,903,340
Participant contributions at beginning of year2021-12-31$4,488,683
Participant contributions at end of year2021-12-31$365,513
Participant contributions at beginning of year2021-12-31$98,975
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$799,438
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$16,447
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$10,540
Administrative expenses (other) incurred2021-12-31$267,356
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$23,657,749
Value of net assets at end of year (total assets less liabilities)2021-12-31$115,295,700
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$91,585,036
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$35,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$102,104,022
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$80,136,496
Interest on participant loans2021-12-31$264,522
Interest earned on other investments2021-12-31$152,371
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$7,673,968
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$6,787,289
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$10,152,095
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$5,590,882
Employer contributions (assets) at end of year2021-12-31$232,410
Employer contributions (assets) at beginning of year2021-12-31$63,053
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$4,406,745
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31HAYNIE & COMPANY
Accountancy firm EIN2021-12-31330541034
2020 : SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$22,580,111
Total of all expenses incurred2020-12-31$5,058,821
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$4,728,515
Expenses. Certain deemed distributions of participant loans2020-12-31$51,200
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$11,543,174
Value of total assets at end of year2020-12-31$91,585,036
Value of total assets at beginning of year2020-12-31$74,063,746
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$279,106
Total interest from all sources2020-12-31$417,879
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,332,477
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,332,477
Administrative expenses professional fees incurred2020-12-31$7,195
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$6,706,561
Participant contributions at end of year2020-12-31$4,488,683
Participant contributions at beginning of year2020-12-31$3,777,637
Participant contributions at end of year2020-12-31$98,975
Participant contributions at beginning of year2020-12-31$169,316
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$630,063
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$10,540
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$4,320
Administrative expenses (other) incurred2020-12-31$227,104
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$17,521,290
Value of net assets at end of year (total assets less liabilities)2020-12-31$91,585,036
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$74,063,746
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$44,807
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$80,136,496
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$65,691,006
Interest on participant loans2020-12-31$271,566
Interest earned on other investments2020-12-31$146,313
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$6,787,289
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$4,203,362
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$9,286,581
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$4,206,550
Employer contributions (assets) at end of year2020-12-31$63,053
Employer contributions (assets) at beginning of year2020-12-31$218,105
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$4,728,515
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31HAYNIE & COMPANY
Accountancy firm EIN2020-12-31330541034
2019 : SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$23,295,588
Total of all expenses incurred2019-12-31$3,664,983
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,415,689
Expenses. Certain deemed distributions of participant loans2019-12-31$-5,014
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$11,200,335
Value of total assets at end of year2019-12-31$74,063,746
Value of total assets at beginning of year2019-12-31$54,433,141
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$254,308
Total interest from all sources2019-12-31$307,536
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,356,291
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,356,291
Administrative expenses professional fees incurred2019-12-31$19,208
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$6,518,123
Participant contributions at end of year2019-12-31$3,777,637
Participant contributions at beginning of year2019-12-31$2,940,954
Participant contributions at end of year2019-12-31$169,316
Participant contributions at beginning of year2019-12-31$88,606
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$238,865
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$4,320
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$5,135
Administrative expenses (other) incurred2019-12-31$200,100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$19,630,605
Value of net assets at end of year (total assets less liabilities)2019-12-31$74,063,746
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$54,433,141
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$35,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$65,691,006
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$48,414,215
Interest on participant loans2019-12-31$214,659
Interest earned on other investments2019-12-31$92,877
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$4,203,362
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$2,921,210
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$10,431,426
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$4,443,347
Employer contributions (assets) at end of year2019-12-31$218,105
Employer contributions (assets) at beginning of year2019-12-31$63,021
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,415,689
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31HAYNIE & COMPANY
Accountancy firm EIN2019-12-31330541034
2018 : SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$6,124,345
Total of all expenses incurred2018-12-31$3,436,728
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,215,497
Expenses. Certain deemed distributions of participant loans2018-12-31$35,191
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$9,119,851
Value of total assets at end of year2018-12-31$54,433,141
Value of total assets at beginning of year2018-12-31$51,745,524
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$186,040
Total interest from all sources2018-12-31$221,603
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,115,043
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,115,043
Administrative expenses professional fees incurred2018-12-31$9,500
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$5,377,114
Participant contributions at end of year2018-12-31$2,940,954
Participant contributions at beginning of year2018-12-31$2,533,623
Participant contributions at end of year2018-12-31$88,606
Participant contributions at beginning of year2018-12-31$47,881
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$70,960
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$5,135
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$6,900
Administrative expenses (other) incurred2018-12-31$141,540
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$2,687,617
Value of net assets at end of year (total assets less liabilities)2018-12-31$54,433,141
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$51,745,524
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$35,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$48,414,215
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$46,296,592
Interest on participant loans2018-12-31$155,422
Interest earned on other investments2018-12-31$66,181
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$2,921,210
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$2,827,616
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-4,332,152
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$3,671,777
Employer contributions (assets) at end of year2018-12-31$63,021
Employer contributions (assets) at beginning of year2018-12-31$32,912
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,215,497
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31HAYNIE & COMPANY
Accountancy firm EIN2018-12-31330541034
2017 : SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$12,469,262
Total of all expenses incurred2017-12-31$1,770,040
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,705,658
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$5,571,842
Value of total assets at end of year2017-12-31$51,745,524
Value of total assets at beginning of year2017-12-31$41,046,302
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$64,382
Total interest from all sources2017-12-31$151,442
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$847,155
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$847,155
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$3,363,799
Participant contributions at end of year2017-12-31$2,533,623
Participant contributions at beginning of year2017-12-31$2,217,233
Participant contributions at end of year2017-12-31$47,881
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$6,900
Administrative expenses (other) incurred2017-12-31$64,382
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$10,699,222
Value of net assets at end of year (total assets less liabilities)2017-12-31$51,745,524
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$41,046,302
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$46,296,592
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$36,811,228
Interest on participant loans2017-12-31$125,628
Interest earned on other investments2017-12-31$25,814
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$2,827,616
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$2,016,153
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$5,898,823
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$2,208,043
Employer contributions (assets) at end of year2017-12-31$32,912
Employer contributions (assets) at beginning of year2017-12-31$1,688
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,705,658
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31HAYNIE & COMPANY
Accountancy firm EIN2017-12-31330541034
2016 : SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$0
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$6,982,965
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$3,347,313
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,278,822
Expenses. Certain deemed distributions of participant loans2016-12-31$30,339
Value of total corrective distributions2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$4,833,424
Value of total assets at end of year2016-12-31$41,046,302
Value of total assets at beginning of year2016-12-31$37,410,650
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$38,152
Total income from rents2016-12-31$0
Total interest from all sources2016-12-31$148,723
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$511,451
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$511,451
Administrative expenses professional fees incurred2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Amount of non-exempt transactions with any party-in-interest2016-12-31$0
Contributions received from participants2016-12-31$2,784,640
Participant contributions at end of year2016-12-31$2,217,233
Participant contributions at beginning of year2016-12-31$2,898,171
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$143,776
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$26
Administrative expenses (other) incurred2016-12-31$0
Liabilities. Value of operating payables at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,635,652
Value of net assets at end of year (total assets less liabilities)2016-12-31$41,046,302
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$37,410,650
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2016-12-31$0
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2016-12-31$0
Investment advisory and management fees2016-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$36,811,228
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$32,835,222
Interest on participant loans2016-12-31$126,891
Income. Interest from loans (other than to participants)2016-12-31$0
Interest earned on other investments2016-12-31$21,832
Income. Interest from US Government securities2016-12-31$0
Income. Interest from corporate debt instruments2016-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$2,016,153
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,676,835
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,489,341
Net investment gain/loss from pooled separate accounts2016-12-31$0
Net investment gain or loss from common/collective trusts2016-12-31$0
Net gain/loss from 103.12 investment entities2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,905,008
Employer contributions (assets) at end of year2016-12-31$1,688
Employer contributions (assets) at beginning of year2016-12-31$422
Income. Dividends from preferred stock2016-12-31$0
Income. Dividends from common stock2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,278,822
Contract administrator fees2016-12-31$38,152
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$0
Aggregate carrying amount (costs) on sale of assets2016-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2016-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31HAYNIE & COMPANY
Accountancy firm EIN2016-12-31330541034
2015 : SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$0
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$4,348,321
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$3,496,866
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,444,978
Expenses. Certain deemed distributions of participant loans2015-12-31$0
Value of total corrective distributions2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$4,470,571
Value of total assets at end of year2015-12-31$37,410,650
Value of total assets at beginning of year2015-12-31$36,559,195
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$51,888
Total income from rents2015-12-31$0
Total interest from all sources2015-12-31$153,771
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$417,262
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$417,262
Administrative expenses professional fees incurred2015-12-31$994
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Amount of non-exempt transactions with any party-in-interest2015-12-31$0
Contributions received from participants2015-12-31$2,098,133
Participant contributions at end of year2015-12-31$2,898,171
Participant contributions at beginning of year2015-12-31$2,490,812
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$162,940
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$20
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$0
Administrative expenses (other) incurred2015-12-31$0
Liabilities. Value of operating payables at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$851,455
Value of net assets at end of year (total assets less liabilities)2015-12-31$37,410,650
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$36,559,195
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2015-12-31$0
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2015-12-31$0
Investment advisory and management fees2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$32,835,222
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$32,693,062
Interest on participant loans2015-12-31$135,187
Income. Interest from loans (other than to participants)2015-12-31$0
Interest earned on other investments2015-12-31$18,584
Income. Interest from US Government securities2015-12-31$0
Income. Interest from corporate debt instruments2015-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,676,835
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,375,321
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-693,283
Net investment gain/loss from pooled separate accounts2015-12-31$0
Net investment gain or loss from common/collective trusts2015-12-31$0
Net gain/loss from 103.12 investment entities2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$2,209,498
Employer contributions (assets) at end of year2015-12-31$422
Employer contributions (assets) at beginning of year2015-12-31$0
Income. Dividends from preferred stock2015-12-31$0
Income. Dividends from common stock2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,444,958
Contract administrator fees2015-12-31$50,894
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$0
Aggregate carrying amount (costs) on sale of assets2015-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31HAYNIE & CO
Accountancy firm EIN2015-12-31330541034
2014 : SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$0
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$6,177,676
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,985,886
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,921,895
Expenses. Certain deemed distributions of participant loans2014-12-31$0
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$4,239,769
Value of total assets at end of year2014-12-31$36,559,195
Value of total assets at beginning of year2014-12-31$33,367,405
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$63,991
Total income from rents2014-12-31$0
Total interest from all sources2014-12-31$133,637
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$669,252
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$669,252
Administrative expenses professional fees incurred2014-12-31$5,000
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Amount of non-exempt transactions with any party-in-interest2014-12-31$0
Contributions received from participants2014-12-31$1,984,751
Participant contributions at end of year2014-12-31$2,490,812
Participant contributions at beginning of year2014-12-31$2,234,547
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$10,236
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$5,822
Administrative expenses (other) incurred2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$3,191,790
Value of net assets at end of year (total assets less liabilities)2014-12-31$36,559,195
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$33,367,405
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2014-12-31$0
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2014-12-31$0
Investment advisory and management fees2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$32,693,062
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,057,081
Value of interest in pooled separate accounts at end of year2014-12-31$0
Value of interest in pooled separate accounts at beginning of year2014-12-31$29,765,793
Interest on participant loans2014-12-31$115,974
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$17,663
Income. Interest from US Government securities2014-12-31$0
Income. Interest from corporate debt instruments2014-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,375,321
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$309,984
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,264,750
Net investment gain/loss from pooled separate accounts2014-12-31$-135,554
Net investment gain or loss from common/collective trusts2014-12-31$0
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,244,782
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$0
Income. Dividends from preferred stock2014-12-31$0
Income. Dividends from common stock2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,921,895
Contract administrator fees2014-12-31$58,991
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$0
Aggregate carrying amount (costs) on sale of assets2014-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31HAYNIE & CO.
Accountancy firm EIN2014-12-31330541034
2013 : SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$0
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$1,340,819
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$8,859,462
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,403,209
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,342,527
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,986,282
Value of total assets at end of year2013-12-31$33,367,405
Value of total assets at beginning of year2013-12-31$25,570,333
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$60,682
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$106,271
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$16,719
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$16,719
Administrative expenses professional fees incurred2013-12-31$10,000
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Amount of non-exempt transactions with any party-in-interest2013-12-31$0
Contributions received from participants2013-12-31$1,734,077
Participant contributions at end of year2013-12-31$2,234,547
Participant contributions at beginning of year2013-12-31$2,062,871
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$57,110
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$282
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$-4,470
Administrative expenses (other) incurred2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$6,456,253
Value of net assets at end of year (total assets less liabilities)2013-12-31$33,367,405
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$25,570,333
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2013-12-31$0
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2013-12-31$0
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,057,081
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$947,120
Value of interest in pooled separate accounts at end of year2013-12-31$29,765,793
Value of interest in pooled separate accounts at beginning of year2013-12-31$22,243,865
Interest on participant loans2013-12-31$104,397
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$1,874
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$309,984
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$316,428
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$178,268
Net investment gain/loss from pooled separate accounts2013-12-31$4,576,392
Net investment gain or loss from common/collective trusts2013-12-31$0
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$2,195,095
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$49
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,342,245
Contract administrator fees2013-12-31$50,682
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$0
Aggregate carrying amount (costs) on sale of assets2013-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31HAYNIE & COMPANY
Accountancy firm EIN2013-12-31330541034
2012 : SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$0
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$0
Total transfer of assets from this plan2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$6,774,962
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$4,277,807
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$4,212,103
Expenses. Certain deemed distributions of participant loans2012-12-31$0
Value of total corrective distributions2012-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,800,058
Value of total assets at end of year2012-12-31$25,570,333
Value of total assets at beginning of year2012-12-31$23,073,178
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$65,704
Total income from rents2012-12-31$0
Total interest from all sources2012-12-31$103,743
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$14,860
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$14,860
Administrative expenses professional fees incurred2012-12-31$14,500
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Amount of non-exempt transactions with any party-in-interest2012-12-31$0
Contributions received from participants2012-12-31$1,666,856
Participant contributions at end of year2012-12-31$2,062,871
Participant contributions at beginning of year2012-12-31$1,909,180
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$46,535
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$78,476
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$535
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$45
Administrative expenses (other) incurred2012-12-31$0
Liabilities. Value of operating payables at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,497,155
Value of net assets at end of year (total assets less liabilities)2012-12-31$25,570,333
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$23,073,178
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2012-12-31$0
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2012-12-31$0
Investment advisory and management fees2012-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$947,120
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$665,276
Value of interest in pooled separate accounts at end of year2012-12-31$22,243,865
Value of interest in pooled separate accounts at beginning of year2012-12-31$19,903,944
Interest on participant loans2012-12-31$98,504
Income. Interest from loans (other than to participants)2012-12-31$0
Interest earned on other investments2012-12-31$5,239
Income. Interest from US Government securities2012-12-31$0
Income. Interest from corporate debt instruments2012-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$316,428
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$490,006
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$73,022
Net investment gain/loss from pooled separate accounts2012-12-31$2,783,234
Net investment gain or loss from common/collective trusts2012-12-31$0
Net gain/loss from 103.12 investment entities2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$2,054,726
Employer contributions (assets) at end of year2012-12-31$49
Employer contributions (assets) at beginning of year2012-12-31$58,237
Income. Dividends from preferred stock2012-12-31$0
Income. Dividends from common stock2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$4,211,568
Contract administrator fees2012-12-31$51,204
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$0
Aggregate carrying amount (costs) on sale of assets2012-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2012-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31HAYNIE AND COMPANY, CPA
Accountancy firm EIN2012-12-31330541034
2011 : SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$0
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$0
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$3,501,785
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$2,940,225
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,891,176
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$3,749,477
Value of total assets at end of year2011-12-31$23,073,178
Value of total assets at beginning of year2011-12-31$22,511,618
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$49,049
Total income from rents2011-12-31$0
Total interest from all sources2011-12-31$91,422
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$13,616
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$13,616
Administrative expenses professional fees incurred2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Amount of non-exempt transactions with any party-in-interest2011-12-31$0
Contributions received from participants2011-12-31$1,703,989
Participant contributions at end of year2011-12-31$1,909,180
Participant contributions at beginning of year2011-12-31$1,513,422
Participant contributions at end of year2011-12-31$46,535
Participant contributions at beginning of year2011-12-31$33,441
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$363,573
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$627
Administrative expenses (other) incurred2011-12-31$0
Liabilities. Value of operating payables at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$561,560
Value of net assets at end of year (total assets less liabilities)2011-12-31$23,073,178
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$22,511,618
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2011-12-31$0
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2011-12-31$0
Investment advisory and management fees2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$665,276
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$208,184
Value of interest in pooled separate accounts at end of year2011-12-31$19,903,944
Value of interest in pooled separate accounts at beginning of year2011-12-31$19,274,362
Interest on participant loans2011-12-31$84,657
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$6,765
Income. Interest from US Government securities2011-12-31$0
Income. Interest from corporate debt instruments2011-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$490,006
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$503,192
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-14,205
Net investment gain/loss from pooled separate accounts2011-12-31$-339,152
Net investment gain or loss from common/collective trusts2011-12-31$0
Net gain/loss from 103.12 investment entities2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,681,915
Employer contributions (assets) at end of year2011-12-31$58,237
Employer contributions (assets) at beginning of year2011-12-31$979,017
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,891,176
Contract administrator fees2011-12-31$49,049
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31HAYNIE AND COMPANY, CPA
Accountancy firm EIN2011-12-31330541034
2010 : SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$7,616,710
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,691,748
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,651,395
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$5,223,053
Value of total assets at end of year2010-12-31$22,511,618
Value of total assets at beginning of year2010-12-31$16,586,656
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$40,353
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$88,732
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$5,415
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$5,415
Administrative expenses professional fees incurred2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Amount of non-exempt transactions with any party-in-interest2010-12-31$0
Contributions received from participants2010-12-31$1,608,005
Participant contributions at end of year2010-12-31$1,513,422
Participant contributions at beginning of year2010-12-31$1,230,135
Participant contributions at end of year2010-12-31$33,441
Participant contributions at beginning of year2010-12-31$21,399
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$176,010
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$1
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$3,384
Administrative expenses (other) incurred2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$5,924,962
Value of net assets at end of year (total assets less liabilities)2010-12-31$22,511,618
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$16,586,656
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2010-12-31$0
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2010-12-31$0
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$208,184
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$176,002
Value of interest in pooled separate accounts at end of year2010-12-31$19,274,362
Value of interest in pooled separate accounts at beginning of year2010-12-31$14,687,919
Interest on participant loans2010-12-31$80,889
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$7,843
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$503,192
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$445,005
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$16,950
Net investment gain/loss from pooled separate accounts2010-12-31$2,279,176
Net investment gain or loss from common/collective trusts2010-12-31$0
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$3,439,038
Employer contributions (assets) at end of year2010-12-31$979,017
Employer contributions (assets) at beginning of year2010-12-31$26,196
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,651,394
Contract administrator fees2010-12-31$40,353
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31HAYNIE & COMPANY, CPA
Accountancy firm EIN2010-12-31330541034
2009 : SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN

2022: SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SA RECYCLING, LLC 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract numberQK63089
Policy instance 1
Insurance contract or identification numberQK63089
Number of Individuals Covered3296
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract numberQK63089
Policy instance 1
Insurance contract or identification numberQK63089
Number of Individuals Covered2426
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract numberQK63089
Policy instance 1
Insurance contract or identification numberQK63089
Number of Individuals Covered2176
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract numberQK63089
Policy instance 1
Insurance contract or identification numberQK63089
Number of Individuals Covered2113
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract numberQK63089
Policy instance 2
Insurance contract or identification numberQK63089
Number of Individuals Covered1914
Insurance policy start date2018-07-31
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered1914
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
STANDARD INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 69019 )
Policy contract numberQK63089
Policy instance 2
Insurance contract or identification numberQK63089
Number of Individuals Covered1062
Insurance policy start date2017-07-31
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered1062
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered1062
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number519903
Policy instance 3
Insurance contract or identification number519903
Number of Individuals Covered1111
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 2
Insurance contract or identification number613953
Number of Individuals Covered1155
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number460380
Policy instance 1
Insurance contract or identification number460380
Number of Individuals Covered1155
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number519903
Policy instance 1
Insurance contract or identification number519903
Number of Individuals Covered1154
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $29,013
Total amount of fees paid to insurance companyUSD $1,788
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $27,775
Amount paid for insurance broker fees1747
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameWELLS FARGO ADVISORS LLC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number519903
Policy instance 1
Insurance contract or identification number519903
Number of Individuals Covered1129
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $40,272
Total amount of fees paid to insurance companyUSD $2,203
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $26,627
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker nameWELLS FARGO ADVISORS LLC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number519903
Policy instance 1
Insurance contract or identification number519903
Number of Individuals Covered1203
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $44,274
Total amount of fees paid to insurance companyUSD $2,433
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number519903
Policy instance 1
Insurance contract or identification number519903
Number of Individuals Covered1178
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $37,795
Total amount of fees paid to insurance companyUSD $1,157
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $37,795
Amount paid for insurance broker fees1157
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameWACHOVIA INSURANCE SERVICES LLC

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