401k Plan data: CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN plan

CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN 401k Plan overview

Plan Name	CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN
Plan identification number	001

CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CARROLL COMPANY has sponsored the creation of one or more 401k plans.

Company Name: CARROLL COMPANY

Employer identification number (EIN): 750176950

NAIC Classification: 325600

Additional information about CARROLL COMPANY

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 1921-03-15

Company Identification Number: 0003612000

Legal Registered Office Address: 2900 W KINGSLEY RD

GARLAND
United States of America (USA)
75041

More information about CARROLL COMPANY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-10-01 LEWIS NEWMAN
001 2015-10-01 TRACY NELSON
001 2015-10-01
001 2014-10-01 LEWIS NEWMAN
001 2013-10-01 WOODY CONRADT
001 2012-10-01 WOODY CONRADT
001 2011-10-01 WOODY CONRADT
001 2010-10-01 WOODY CONRADT
001 2009-10-01 WOODY CONRADT
001 2008-10-01

Plan Statistics for CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN

401k plan membership statisitcs for CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN

Measure Date Value
2016: CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-10-01 106
Total number of active participants reported on line 7a of the Form 5500 2016-10-01 65
Number of retired or separated participants receiving benefits 2016-10-01 0
Number of other retired or separated participants entitled to future benefits 2016-10-01 21
Total of all active and inactive participants 2016-10-01 86
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-10-01 0
Total participants 2016-10-01 86
Number of participants with account balances 2016-10-01 37
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-10-01 0
2015: CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-10-01 135
Total number of active participants reported on line 7a of the Form 5500 2015-10-01 81
Number of retired or separated participants receiving benefits 2015-10-01 0
Number of other retired or separated participants entitled to future benefits 2015-10-01 25
Total of all active and inactive participants 2015-10-01 106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-10-01 0
Total participants 2015-10-01 106
Number of participants with account balances 2015-10-01 46
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-10-01 0
2014: CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-10-01 172
Total number of active participants reported on line 7a of the Form 5500 2014-10-01 107
Number of retired or separated participants receiving benefits 2014-10-01 1
Number of other retired or separated participants entitled to future benefits 2014-10-01 27
Total of all active and inactive participants 2014-10-01 135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-10-01 0
Total participants 2014-10-01 135
Number of participants with account balances 2014-10-01 60
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-10-01 0
2013: CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-10-01 177
Total number of active participants reported on line 7a of the Form 5500 2013-10-01 155
Number of retired or separated participants receiving benefits 2013-10-01 0
Number of other retired or separated participants entitled to future benefits 2013-10-01 17
Total of all active and inactive participants 2013-10-01 172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-10-01 0
Total participants 2013-10-01 172
Number of participants with account balances 2013-10-01 75
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-10-01 0
2012: CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-10-01 191
Total number of active participants reported on line 7a of the Form 5500 2012-10-01 159
Number of retired or separated participants receiving benefits 2012-10-01 0
Number of other retired or separated participants entitled to future benefits 2012-10-01 18
Total of all active and inactive participants 2012-10-01 177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-10-01 0
Total participants 2012-10-01 177
Number of participants with account balances 2012-10-01 78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-10-01 0
2011: CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-10-01 193
Total number of active participants reported on line 7a of the Form 5500 2011-10-01 173
Number of retired or separated participants receiving benefits 2011-10-01 2
Number of other retired or separated participants entitled to future benefits 2011-10-01 14
Total of all active and inactive participants 2011-10-01 189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-10-01 2
Total participants 2011-10-01 191
Number of participants with account balances 2011-10-01 80
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-10-01 0
2010: CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-10-01 189
Total number of active participants reported on line 7a of the Form 5500 2010-10-01 177
Number of retired or separated participants receiving benefits 2010-10-01 0
Number of other retired or separated participants entitled to future benefits 2010-10-01 15
Total of all active and inactive participants 2010-10-01 192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-10-01 1
Total participants 2010-10-01 193
Number of participants with account balances 2010-10-01 83
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-10-01 0
2009: CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-10-01 199
Total number of active participants reported on line 7a of the Form 5500 2009-10-01 172
Number of retired or separated participants receiving benefits 2009-10-01 0
Number of other retired or separated participants entitled to future benefits 2009-10-01 16
Total of all active and inactive participants 2009-10-01 188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-10-01 1
Total participants 2009-10-01 189
Number of participants with account balances 2009-10-01 91
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-10-01 0

Measure	Date	Value
2016: CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-10-01	106
Total number of active participants reported on line 7a of the Form 5500	2016-10-01	65
Number of retired or separated participants receiving benefits	2016-10-01	0
Number of other retired or separated participants entitled to future benefits	2016-10-01	21
Total of all active and inactive participants	2016-10-01	86
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-10-01	0
Total participants	2016-10-01	86
Number of participants with account balances	2016-10-01	37
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-10-01	0
2015: CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-10-01	135
Total number of active participants reported on line 7a of the Form 5500	2015-10-01	81
Number of retired or separated participants receiving benefits	2015-10-01	0
Number of other retired or separated participants entitled to future benefits	2015-10-01	25
Total of all active and inactive participants	2015-10-01	106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-10-01	0
Total participants	2015-10-01	106
Number of participants with account balances	2015-10-01	46
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-10-01	0
2014: CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-10-01	172
Total number of active participants reported on line 7a of the Form 5500	2014-10-01	107
Number of retired or separated participants receiving benefits	2014-10-01	1
Number of other retired or separated participants entitled to future benefits	2014-10-01	27
Total of all active and inactive participants	2014-10-01	135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-10-01	0
Total participants	2014-10-01	135
Number of participants with account balances	2014-10-01	60
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-10-01	0
2013: CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-10-01	177
Total number of active participants reported on line 7a of the Form 5500	2013-10-01	155
Number of retired or separated participants receiving benefits	2013-10-01	0
Number of other retired or separated participants entitled to future benefits	2013-10-01	17
Total of all active and inactive participants	2013-10-01	172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-10-01	0
Total participants	2013-10-01	172
Number of participants with account balances	2013-10-01	75
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-10-01	0
2012: CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-10-01	191
Total number of active participants reported on line 7a of the Form 5500	2012-10-01	159
Number of retired or separated participants receiving benefits	2012-10-01	0
Number of other retired or separated participants entitled to future benefits	2012-10-01	18
Total of all active and inactive participants	2012-10-01	177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-10-01	0
Total participants	2012-10-01	177
Number of participants with account balances	2012-10-01	78
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-10-01	0
2011: CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-10-01	193
Total number of active participants reported on line 7a of the Form 5500	2011-10-01	173
Number of retired or separated participants receiving benefits	2011-10-01	2
Number of other retired or separated participants entitled to future benefits	2011-10-01	14
Total of all active and inactive participants	2011-10-01	189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-10-01	2
Total participants	2011-10-01	191
Number of participants with account balances	2011-10-01	80
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-10-01	0
2010: CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-10-01	189
Total number of active participants reported on line 7a of the Form 5500	2010-10-01	177
Number of retired or separated participants receiving benefits	2010-10-01	0
Number of other retired or separated participants entitled to future benefits	2010-10-01	15
Total of all active and inactive participants	2010-10-01	192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-10-01	1
Total participants	2010-10-01	193
Number of participants with account balances	2010-10-01	83
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-10-01	0
2009: CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-10-01	199
Total number of active participants reported on line 7a of the Form 5500	2009-10-01	172
Number of retired or separated participants receiving benefits	2009-10-01	0
Number of other retired or separated participants entitled to future benefits	2009-10-01	16
Total of all active and inactive participants	2009-10-01	188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-10-01	1
Total participants	2009-10-01	189
Number of participants with account balances	2009-10-01	91
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-10-01	0

Financial Data on CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN

Measure	Date	Value
2017 : CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN 2017 401k financial data
Transfers to/from the plan	2017-09-30	$0
Total plan liabilities at end of year	2017-09-30	$0
Total plan liabilities at beginning of year	2017-09-30	$0
Total income from all sources	2017-09-30	$411,371
Expenses. Total of all expenses incurred	2017-09-30	$1,406,283
Benefits paid (including direct rollovers)	2017-09-30	$1,405,652
Total plan assets at end of year	2017-09-30	$2,366,838
Total plan assets at beginning of year	2017-09-30	$3,361,750
Value of fidelity bond covering the plan	2017-09-30	$500,000
Total contributions received or receivable from participants	2017-09-30	$71,380
Expenses. Other expenses not covered elsewhere	2017-09-30	$0
Contributions received from other sources (not participants or employers)	2017-09-30	$0
Other income received	2017-09-30	$339,991
Noncash contributions received	2017-09-30	$0
Net income (gross income less expenses)	2017-09-30	$-994,912
Net plan assets at end of year (total assets less liabilities)	2017-09-30	$2,366,838
Net plan assets at beginning of year (total assets less liabilities)	2017-09-30	$3,361,750
Assets. Value of participant loans	2017-09-30	$40,088
Total contributions received or receivable from employer(s)	2017-09-30	$0
Value of certain deemed distributions of participant loans	2017-09-30	$0
Value of corrective distributions	2017-09-30	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-09-30	$631
2016 : CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets	2016-09-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2016-09-30	$0
Total unrealized appreciation/depreciation of assets	2016-09-30	$0
Total transfer of assets to this plan	2016-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-09-30	$0
Expenses. Interest paid	2016-09-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2016-09-30	$0
Total income from all sources (including contributions)	2016-09-30	$366,304
Total loss/gain on sale of assets	2016-09-30	$0
Total of all expenses incurred	2016-09-30	$554,280
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-09-30	$553,523
Expenses. Certain deemed distributions of participant loans	2016-09-30	$0
Value of total corrective distributions	2016-09-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-09-30	$107,966
Value of total assets at end of year	2016-09-30	$3,361,750
Value of total assets at beginning of year	2016-09-30	$3,549,726
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-09-30	$757
Total income from rents	2016-09-30	$0
Total interest from all sources	2016-09-30	$2,397
Total dividends received (eg from common stock, registered investment company shares)	2016-09-30	$111,944
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-09-30	$111,944
Assets. Real estate other than employer real property at end of year	2016-09-30	$0
Assets. Real estate other than employer real property at beginning of year	2016-09-30	$0
Administrative expenses professional fees incurred	2016-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2016-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2016-09-30	$0
Was this plan covered by a fidelity bond	2016-09-30	Yes
Value of fidelity bond cover	2016-09-30	$500,000
If this is an individual account plan, was there a blackout period	2016-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2016-09-30	No
Contributions received from participants	2016-09-30	$107,966
Participant contributions at end of year	2016-09-30	$60,947
Participant contributions at beginning of year	2016-09-30	$81,002
Participant contributions at end of year	2016-09-30	$0
Participant contributions at beginning of year	2016-09-30	$0
Assets. Other investments not covered elsewhere at end of year	2016-09-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2016-09-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-09-30	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-09-30	$0
Assets. Loans (other than to participants) at end of year	2016-09-30	$0
Assets. Loans (other than to participants) at beginning of year	2016-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-09-30	$0
Other income not declared elsewhere	2016-09-30	$0
Administrative expenses (other) incurred	2016-09-30	$725
Liabilities. Value of operating payables at end of year	2016-09-30	$0
Liabilities. Value of operating payables at beginning of year	2016-09-30	$0
Total non interest bearing cash at end of year	2016-09-30	$0
Total non interest bearing cash at beginning of year	2016-09-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-09-30	No
Income. Non cash contributions	2016-09-30	$0
Value of net income/loss	2016-09-30	$-187,976
Value of net assets at end of year (total assets less liabilities)	2016-09-30	$3,361,750
Value of net assets at beginning of year (total assets less liabilities)	2016-09-30	$3,549,726
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-09-30	No
Were any leases to which the plan was party in default or uncollectible	2016-09-30	No
Assets. partnership/joint venture interests at end of year	2016-09-30	$0
Assets. partnership/joint venture interests at beginning of year	2016-09-30	$0
Investment advisory and management fees	2016-09-30	$32
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-09-30	$2,857,918
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-09-30	$2,630,356
Value of interest in pooled separate accounts at end of year	2016-09-30	$0
Value of interest in pooled separate accounts at beginning of year	2016-09-30	$0
Interest on participant loans	2016-09-30	$2,245
Income. Interest from loans (other than to participants)	2016-09-30	$0
Interest earned on other investments	2016-09-30	$0
Income. Interest from US Government securities	2016-09-30	$0
Income. Interest from corporate debt instruments	2016-09-30	$0
Value of interest in master investment trust accounts at end of year	2016-09-30	$0
Value of interest in master investment trust accounts at beginning of year	2016-09-30	$0
Value of interest in common/collective trusts at end of year	2016-09-30	$0
Value of interest in common/collective trusts at beginning of year	2016-09-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-09-30	$442,885
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-09-30	$838,368
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-09-30	$838,368
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-09-30	$152
Assets. Value of investments in 103.12 investment entities at end of year	2016-09-30	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2016-09-30	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2016-09-30	$0
Asset value of US Government securities at end of year	2016-09-30	$0
Asset value of US Government securities at beginning of year	2016-09-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-09-30	$143,997
Net investment gain/loss from pooled separate accounts	2016-09-30	$0
Net investment gain or loss from common/collective trusts	2016-09-30	$0
Net gain/loss from 103.12 investment entities	2016-09-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-09-30	No
Was there a failure to transmit to the plan any participant contributions	2016-09-30	No
Has the plan failed to provide any benefit when due under the plan	2016-09-30	No
Assets. Invements in employer securities at end of year	2016-09-30	$0
Assets. Invements in employer securities at beginning of year	2016-09-30	$0
Assets. Value of employer real property at end of year	2016-09-30	$0
Assets. Value of employer real property at beginning of year	2016-09-30	$0
Contributions received in cash from employer	2016-09-30	$0
Employer contributions (assets) at end of year	2016-09-30	$0
Employer contributions (assets) at beginning of year	2016-09-30	$0
Income. Dividends from preferred stock	2016-09-30	$0
Income. Dividends from common stock	2016-09-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-09-30	$553,523
Asset. Corporate debt instrument preferred debt at end of year	2016-09-30	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2016-09-30	$0
Asset. Corporate debt instrument debt (other) at end of year	2016-09-30	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2016-09-30	$0
Contract administrator fees	2016-09-30	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-09-30	No
Assets. Corporate common stocks other than exployer securities at end of year	2016-09-30	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-09-30	$0
Liabilities. Value of benefit claims payable at end of year	2016-09-30	$0
Liabilities. Value of benefit claims payable at beginning of year	2016-09-30	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2016-09-30	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2016-09-30	$0
Did the plan have assets held for investment	2016-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-09-30	No
Aggregate proceeds on sale of assets	2016-09-30	$0
Aggregate carrying amount (costs) on sale of assets	2016-09-30	$0
Liabilities. Value of acquisition indebtedness at end of year	2016-09-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2016-09-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2016-09-30	Disclaimer
Accountancy firm name	2016-09-30	BONNIE SIFF CPA,PC
Accountancy firm EIN	2016-09-30	271297371
2015 : CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets	2015-09-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2015-09-30	$0
Total unrealized appreciation/depreciation of assets	2015-09-30	$0
Total transfer of assets to this plan	2015-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-09-30	$0
Expenses. Interest paid	2015-09-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2015-09-30	$0
Total income from all sources (including contributions)	2015-09-30	$242,948
Total loss/gain on sale of assets	2015-09-30	$0
Total of all expenses incurred	2015-09-30	$1,332,929
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-09-30	$1,331,425
Expenses. Certain deemed distributions of participant loans	2015-09-30	$0
Value of total corrective distributions	2015-09-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-09-30	$205,470
Value of total assets at end of year	2015-09-30	$3,549,726
Value of total assets at beginning of year	2015-09-30	$4,639,707
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-09-30	$1,504
Total income from rents	2015-09-30	$0
Total interest from all sources	2015-09-30	$4,045
Total dividends received (eg from common stock, registered investment company shares)	2015-09-30	$199,279
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-09-30	$199,279
Assets. Real estate other than employer real property at end of year	2015-09-30	$0
Assets. Real estate other than employer real property at beginning of year	2015-09-30	$0
Administrative expenses professional fees incurred	2015-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2015-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2015-09-30	$0
Was this plan covered by a fidelity bond	2015-09-30	Yes
Value of fidelity bond cover	2015-09-30	$500,000
If this is an individual account plan, was there a blackout period	2015-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2015-09-30	No
Contributions received from participants	2015-09-30	$156,461
Participant contributions at end of year	2015-09-30	$81,002
Participant contributions at beginning of year	2015-09-30	$135,738
Participant contributions at end of year	2015-09-30	$0
Participant contributions at beginning of year	2015-09-30	$0
Assets. Other investments not covered elsewhere at end of year	2015-09-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2015-09-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-09-30	$49,009
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-09-30	$0
Assets. Loans (other than to participants) at end of year	2015-09-30	$0
Assets. Loans (other than to participants) at beginning of year	2015-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-09-30	$0
Other income not declared elsewhere	2015-09-30	$0
Administrative expenses (other) incurred	2015-09-30	$1,481
Liabilities. Value of operating payables at end of year	2015-09-30	$0
Liabilities. Value of operating payables at beginning of year	2015-09-30	$0
Total non interest bearing cash at end of year	2015-09-30	$0
Total non interest bearing cash at beginning of year	2015-09-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-30	No
Income. Non cash contributions	2015-09-30	$0
Value of net income/loss	2015-09-30	$-1,089,981
Value of net assets at end of year (total assets less liabilities)	2015-09-30	$3,549,726
Value of net assets at beginning of year (total assets less liabilities)	2015-09-30	$4,639,707
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-09-30	No
Were any leases to which the plan was party in default or uncollectible	2015-09-30	No
Assets. partnership/joint venture interests at end of year	2015-09-30	$0
Assets. partnership/joint venture interests at beginning of year	2015-09-30	$0
Investment advisory and management fees	2015-09-30	$23
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-09-30	$2,630,356
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-09-30	$3,255,311
Value of interest in pooled separate accounts at end of year	2015-09-30	$0
Value of interest in pooled separate accounts at beginning of year	2015-09-30	$0
Interest on participant loans	2015-09-30	$3,950
Income. Interest from loans (other than to participants)	2015-09-30	$0
Interest earned on other investments	2015-09-30	$0
Income. Interest from US Government securities	2015-09-30	$0
Income. Interest from corporate debt instruments	2015-09-30	$0
Value of interest in master investment trust accounts at end of year	2015-09-30	$0
Value of interest in master investment trust accounts at beginning of year	2015-09-30	$0
Value of interest in common/collective trusts at end of year	2015-09-30	$0
Value of interest in common/collective trusts at beginning of year	2015-09-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-09-30	$838,368
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-09-30	$1,248,658
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-09-30	$1,248,658
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-09-30	$95
Assets. Value of investments in 103.12 investment entities at end of year	2015-09-30	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2015-09-30	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2015-09-30	$0
Asset value of US Government securities at end of year	2015-09-30	$0
Asset value of US Government securities at beginning of year	2015-09-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-09-30	$-165,846
Net investment gain/loss from pooled separate accounts	2015-09-30	$0
Net investment gain or loss from common/collective trusts	2015-09-30	$0
Net gain/loss from 103.12 investment entities	2015-09-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-09-30	No
Was there a failure to transmit to the plan any participant contributions	2015-09-30	No
Has the plan failed to provide any benefit when due under the plan	2015-09-30	No
Assets. Invements in employer securities at end of year	2015-09-30	$0
Assets. Invements in employer securities at beginning of year	2015-09-30	$0
Assets. Value of employer real property at end of year	2015-09-30	$0
Assets. Value of employer real property at beginning of year	2015-09-30	$0
Contributions received in cash from employer	2015-09-30	$0
Employer contributions (assets) at end of year	2015-09-30	$0
Employer contributions (assets) at beginning of year	2015-09-30	$0
Income. Dividends from preferred stock	2015-09-30	$0
Income. Dividends from common stock	2015-09-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-09-30	$1,331,425
Asset. Corporate debt instrument preferred debt at end of year	2015-09-30	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2015-09-30	$0
Asset. Corporate debt instrument debt (other) at end of year	2015-09-30	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2015-09-30	$0
Contract administrator fees	2015-09-30	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-09-30	No
Assets. Corporate common stocks other than exployer securities at end of year	2015-09-30	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-09-30	$0
Liabilities. Value of benefit claims payable at end of year	2015-09-30	$0
Liabilities. Value of benefit claims payable at beginning of year	2015-09-30	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2015-09-30	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2015-09-30	$0
Did the plan have assets held for investment	2015-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-09-30	No
Aggregate proceeds on sale of assets	2015-09-30	$0
Aggregate carrying amount (costs) on sale of assets	2015-09-30	$0
Liabilities. Value of acquisition indebtedness at end of year	2015-09-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2015-09-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2015-09-30	Disclaimer
Accountancy firm name	2015-09-30	BONNIE SIFF CPA,PC
Accountancy firm EIN	2015-09-30	271297371
2014 : CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets	2014-09-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2014-09-30	$0
Total unrealized appreciation/depreciation of assets	2014-09-30	$0
Total transfer of assets to this plan	2014-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-09-30	$0
Expenses. Interest paid	2014-09-30	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2014-09-30	$0
Total income from all sources (including contributions)	2014-09-30	$649,987
Total loss/gain on sale of assets	2014-09-30	$0
Total of all expenses incurred	2014-09-30	$302,155
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-09-30	$300,423
Expenses. Certain deemed distributions of participant loans	2014-09-30	$0
Value of total corrective distributions	2014-09-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-09-30	$218,709
Value of total assets at end of year	2014-09-30	$4,639,707
Value of total assets at beginning of year	2014-09-30	$4,291,875
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-09-30	$1,732
Total income from rents	2014-09-30	$0
Total interest from all sources	2014-09-30	$3,496
Total dividends received (eg from common stock, registered investment company shares)	2014-09-30	$241,885
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-09-30	$241,885
Assets. Real estate other than employer real property at end of year	2014-09-30	$0
Assets. Real estate other than employer real property at beginning of year	2014-09-30	$0
Administrative expenses professional fees incurred	2014-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2014-09-30	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2014-09-30	$0
Was this plan covered by a fidelity bond	2014-09-30	Yes
Value of fidelity bond cover	2014-09-30	$500,000
If this is an individual account plan, was there a blackout period	2014-09-30	No
Were there any nonexempt tranactions with any party-in-interest	2014-09-30	No
Contributions received from participants	2014-09-30	$218,709
Participant contributions at end of year	2014-09-30	$135,738
Participant contributions at beginning of year	2014-09-30	$109,821
Participant contributions at end of year	2014-09-30	$0
Participant contributions at beginning of year	2014-09-30	$8,714
Assets. Other investments not covered elsewhere at end of year	2014-09-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2014-09-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-09-30	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-09-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-09-30	$0
Assets. Loans (other than to participants) at end of year	2014-09-30	$0
Assets. Loans (other than to participants) at beginning of year	2014-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-09-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-09-30	$0
Other income not declared elsewhere	2014-09-30	$0
Administrative expenses (other) incurred	2014-09-30	$1,731
Liabilities. Value of operating payables at end of year	2014-09-30	$0
Liabilities. Value of operating payables at beginning of year	2014-09-30	$0
Total non interest bearing cash at end of year	2014-09-30	$0
Total non interest bearing cash at beginning of year	2014-09-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Income. Non cash contributions	2014-09-30	$0
Value of net income/loss	2014-09-30	$347,832
Value of net assets at end of year (total assets less liabilities)	2014-09-30	$4,639,707
Value of net assets at beginning of year (total assets less liabilities)	2014-09-30	$4,291,875
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-09-30	No
Were any leases to which the plan was party in default or uncollectible	2014-09-30	No
Assets. partnership/joint venture interests at end of year	2014-09-30	$0
Assets. partnership/joint venture interests at beginning of year	2014-09-30	$0
Investment advisory and management fees	2014-09-30	$1
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-09-30	$3,255,311
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-09-30	$3,179,670
Value of interest in pooled separate accounts at end of year	2014-09-30	$0
Value of interest in pooled separate accounts at beginning of year	2014-09-30	$0
Interest on participant loans	2014-09-30	$3,394
Income. Interest from loans (other than to participants)	2014-09-30	$0
Interest earned on other investments	2014-09-30	$0
Income. Interest from US Government securities	2014-09-30	$0
Income. Interest from corporate debt instruments	2014-09-30	$0
Value of interest in master investment trust accounts at end of year	2014-09-30	$0
Value of interest in master investment trust accounts at beginning of year	2014-09-30	$0
Value of interest in common/collective trusts at end of year	2014-09-30	$0
Value of interest in common/collective trusts at beginning of year	2014-09-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-09-30	$1,248,658
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-09-30	$993,670
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-09-30	$993,670
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-09-30	$102
Assets. Value of investments in 103.12 investment entities at end of year	2014-09-30	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2014-09-30	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2014-09-30	$0
Asset value of US Government securities at end of year	2014-09-30	$0
Asset value of US Government securities at beginning of year	2014-09-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-09-30	$185,897
Net investment gain/loss from pooled separate accounts	2014-09-30	$0
Net investment gain or loss from common/collective trusts	2014-09-30	$0
Net gain/loss from 103.12 investment entities	2014-09-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-09-30	No
Was there a failure to transmit to the plan any participant contributions	2014-09-30	No
Has the plan failed to provide any benefit when due under the plan	2014-09-30	No
Assets. Invements in employer securities at end of year	2014-09-30	$0
Assets. Invements in employer securities at beginning of year	2014-09-30	$0
Assets. Value of employer real property at end of year	2014-09-30	$0
Assets. Value of employer real property at beginning of year	2014-09-30	$0
Contributions received in cash from employer	2014-09-30	$0
Employer contributions (assets) at end of year	2014-09-30	$0
Employer contributions (assets) at beginning of year	2014-09-30	$0
Income. Dividends from preferred stock	2014-09-30	$0
Income. Dividends from common stock	2014-09-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-09-30	$300,423
Asset. Corporate debt instrument preferred debt at end of year	2014-09-30	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2014-09-30	$0
Asset. Corporate debt instrument debt (other) at end of year	2014-09-30	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2014-09-30	$0
Contract administrator fees	2014-09-30	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-09-30	No
Assets. Corporate common stocks other than exployer securities at end of year	2014-09-30	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-09-30	$0
Liabilities. Value of benefit claims payable at end of year	2014-09-30	$0
Liabilities. Value of benefit claims payable at beginning of year	2014-09-30	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2014-09-30	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2014-09-30	$0
Did the plan have assets held for investment	2014-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-09-30	No
Aggregate proceeds on sale of assets	2014-09-30	$0
Aggregate carrying amount (costs) on sale of assets	2014-09-30	$0
Liabilities. Value of acquisition indebtedness at end of year	2014-09-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2014-09-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-09-30	Disclaimer
Accountancy firm name	2014-09-30	MONTGOMER COSCIA & GREILICH
Accountancy firm EIN	2014-09-30	752919818
2013 : CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-09-30	$0
Total income from all sources (including contributions)	2013-09-30	$656,811
Total of all expenses incurred	2013-09-30	$369,523
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-09-30	$364,647
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-09-30	$213,530
Value of total assets at end of year	2013-09-30	$4,291,875
Value of total assets at beginning of year	2013-09-30	$4,004,587
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-09-30	$4,876
Total interest from all sources	2013-09-30	$3,706
Total dividends received (eg from common stock, registered investment company shares)	2013-09-30	$126,773
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-09-30	$126,773
Was this plan covered by a fidelity bond	2013-09-30	Yes
Value of fidelity bond cover	2013-09-30	$500,000
If this is an individual account plan, was there a blackout period	2013-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-09-30	No
Contributions received from participants	2013-09-30	$213,530
Participant contributions at end of year	2013-09-30	$109,821
Participant contributions at beginning of year	2013-09-30	$101,683
Participant contributions at end of year	2013-09-30	$8,714
Participant contributions at beginning of year	2013-09-30	$7,928
Administrative expenses (other) incurred	2013-09-30	$4,876
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Value of net income/loss	2013-09-30	$287,288
Value of net assets at end of year (total assets less liabilities)	2013-09-30	$4,291,875
Value of net assets at beginning of year (total assets less liabilities)	2013-09-30	$4,004,587
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-09-30	No
Were any leases to which the plan was party in default or uncollectible	2013-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-09-30	$3,179,670
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-09-30	$3,023,731
Interest on participant loans	2013-09-30	$3,606
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-09-30	$993,670
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-09-30	$871,245
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-09-30	$871,245
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-09-30	$100
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-09-30	$312,802
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-09-30	No
Was there a failure to transmit to the plan any participant contributions	2013-09-30	No
Has the plan failed to provide any benefit when due under the plan	2013-09-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-09-30	$364,647
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-09-30	No
Did the plan have assets held for investment	2013-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-09-30	Disclaimer
Accountancy firm name	2013-09-30	MONTGOMER COSCIA & GREILICH
Accountancy firm EIN	2013-09-30	752919818
2012 : CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-09-30	$0
Total income from all sources (including contributions)	2012-09-30	$739,412
Total of all expenses incurred	2012-09-30	$202,686
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-09-30	$198,380
Value of total corrective distributions	2012-09-30	$2,761
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-09-30	$194,669
Value of total assets at end of year	2012-09-30	$4,004,587
Value of total assets at beginning of year	2012-09-30	$3,467,861
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-09-30	$1,545
Total interest from all sources	2012-09-30	$3,523
Total dividends received (eg from common stock, registered investment company shares)	2012-09-30	$57,339
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-09-30	$57,339
Was this plan covered by a fidelity bond	2012-09-30	Yes
Value of fidelity bond cover	2012-09-30	$500,000
If this is an individual account plan, was there a blackout period	2012-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-09-30	No
Contributions received from participants	2012-09-30	$194,669
Participant contributions at end of year	2012-09-30	$101,683
Participant contributions at beginning of year	2012-09-30	$123,077
Participant contributions at end of year	2012-09-30	$7,928
Participant contributions at beginning of year	2012-09-30	$0
Administrative expenses (other) incurred	2012-09-30	$1,545
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Value of net income/loss	2012-09-30	$536,726
Value of net assets at end of year (total assets less liabilities)	2012-09-30	$4,004,587
Value of net assets at beginning of year (total assets less liabilities)	2012-09-30	$3,467,861
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-09-30	No
Were any leases to which the plan was party in default or uncollectible	2012-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-09-30	$3,023,731
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-09-30	$2,578,272
Interest on participant loans	2012-09-30	$3,523
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-09-30	$871,245
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-09-30	$766,512
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-09-30	$766,512
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-09-30	$483,881
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-09-30	No
Was there a failure to transmit to the plan any participant contributions	2012-09-30	No
Has the plan failed to provide any benefit when due under the plan	2012-09-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-09-30	$198,380
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-09-30	No
Did the plan have assets held for investment	2012-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-09-30	Disclaimer
Accountancy firm name	2012-09-30	MONTGOMERY COSCIA & GREILICH
Accountancy firm EIN	2012-09-30	752919818
2011 : CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$0
Total income from all sources (including contributions)	2011-09-30	$227,418
Total of all expenses incurred	2011-09-30	$443,824
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-09-30	$442,217
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-09-30	$197,750
Value of total assets at end of year	2011-09-30	$3,467,861
Value of total assets at beginning of year	2011-09-30	$3,684,267
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-09-30	$1,607
Total interest from all sources	2011-09-30	$4,397
Total dividends received (eg from common stock, registered investment company shares)	2011-09-30	$69,328
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-09-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-09-30	$69,328
Was this plan covered by a fidelity bond	2011-09-30	Yes
Value of fidelity bond cover	2011-09-30	$500,000
If this is an individual account plan, was there a blackout period	2011-09-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-09-30	No
Contributions received from participants	2011-09-30	$197,750
Participant contributions at end of year	2011-09-30	$123,077
Participant contributions at beginning of year	2011-09-30	$125,374
Administrative expenses (other) incurred	2011-09-30	$1,607
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Value of net income/loss	2011-09-30	$-216,406
Value of net assets at end of year (total assets less liabilities)	2011-09-30	$3,467,861
Value of net assets at beginning of year (total assets less liabilities)	2011-09-30	$3,684,267
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-09-30	No
Were any leases to which the plan was party in default or uncollectible	2011-09-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-09-30	$2,578,272
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-09-30	$2,790,500
Interest on participant loans	2011-09-30	$4,397
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-09-30	$766,512
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-09-30	$768,393
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-09-30	$768,393
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-09-30	$-44,057
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-09-30	No
Was there a failure to transmit to the plan any participant contributions	2011-09-30	No
Has the plan failed to provide any benefit when due under the plan	2011-09-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-09-30	$442,217
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-09-30	No
Did the plan have assets held for investment	2011-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-09-30	Disclaimer
Accountancy firm name	2011-09-30	MONTGOMERY COSCIA & GREILICH
Accountancy firm EIN	2011-09-30	752919818
2010 : CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-09-30	$0

Form 5500 Responses for CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN

2016: CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN 2016 form 5500 responses
2016-10-01	Type of plan entity	Single employer plan
2016-10-01	Submission has been amended	No
2016-10-01	This submission is the final filing	No
2016-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-10-01	Plan is a collectively bargained plan	No
2016-10-01	Plan funding arrangement – Trust	Yes
2016-10-01	Plan benefit arrangement - Trust	Yes
2015: CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN 2015 form 5500 responses
2015-10-01	Type of plan entity	Single employer plan
2015-10-01	Submission has been amended	Yes
2015-10-01	This submission is the final filing	No
2015-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-10-01	Plan is a collectively bargained plan	No
2015-10-01	Plan funding arrangement – Trust	Yes
2015-10-01	Plan benefit arrangement - Trust	Yes
2014: CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN 2014 form 5500 responses
2014-10-01	Type of plan entity	Single employer plan
2014-10-01	Submission has been amended	No
2014-10-01	This submission is the final filing	No
2014-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-10-01	Plan is a collectively bargained plan	No
2014-10-01	Plan funding arrangement – Trust	Yes
2014-10-01	Plan benefit arrangement - Trust	Yes
2013: CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN 2013 form 5500 responses
2013-10-01	Type of plan entity	Single employer plan
2013-10-01	Submission has been amended	No
2013-10-01	This submission is the final filing	No
2013-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-10-01	Plan is a collectively bargained plan	No
2013-10-01	Plan funding arrangement – Trust	Yes
2013-10-01	Plan benefit arrangement - Trust	Yes
2012: CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN 2012 form 5500 responses
2012-10-01	Type of plan entity	Single employer plan
2012-10-01	Submission has been amended	No
2012-10-01	This submission is the final filing	No
2012-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-10-01	Plan funding arrangement – Trust	Yes
2012-10-01	Plan benefit arrangement - Trust	Yes
2011: CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN 2011 form 5500 responses
2011-10-01	Type of plan entity	Single employer plan
2011-10-01	Submission has been amended	No
2011-10-01	This submission is the final filing	No
2011-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-10-01	Plan funding arrangement – Trust	Yes
2011-10-01	Plan benefit arrangement - Trust	Yes
2010: CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN 2010 form 5500 responses
2010-10-01	Type of plan entity	Single employer plan
2010-10-01	Submission has been amended	No
2010-10-01	This submission is the final filing	No
2010-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-10-01	Plan funding arrangement – Trust	Yes
2010-10-01	Plan benefit arrangement - Trust	Yes
2009: CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN 2009 form 5500 responses
2009-10-01	Type of plan entity	Single employer plan
2009-10-01	Submission has been amended	No
2009-10-01	This submission is the final filing	No
2009-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-10-01	Plan funding arrangement – Trust	Yes
2009-10-01	Plan benefit arrangement - Trust	Yes
2008: CARROLL COMPANY 401K EMPLOYEE RETIREMENT PLAN 2008 form 5500 responses
2008-10-01	Type of plan entity	Single employer plan
2008-10-01	Submission has been amended	No
2008-10-01	This submission is the final filing	No
2008-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-10-01	Plan is a collectively bargained plan	No

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Company Name:	CARROLL COMPANY
Employer identification number (EIN):	750176950
NAIC Classification:	325600

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	1921-03-15
Company Identification Number:	0003612000
Legal Registered Office Address:	2900 W KINGSLEY RD GARLAND United States of America (USA) 75041

Plan id#	Filing Submission Date	Name of Administrator
001	2016-10-01	LEWIS NEWMAN
001	2015-10-01	TRACY NELSON
001	2015-10-01
001	2014-10-01	LEWIS NEWMAN
001	2013-10-01	WOODY CONRADT
001	2012-10-01	WOODY CONRADT
001	2011-10-01	WOODY CONRADT
001	2010-10-01	WOODY CONRADT
001	2009-10-01	WOODY CONRADT
001	2008-10-01