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SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 401k Plan overview

Plan NameSOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN
Plan identification number 002

SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

SOUTHERN METHODIST UNIVERSITY has sponsored the creation of one or more 401k plans.

Company Name:SOUTHERN METHODIST UNIVERSITY
Employer identification number (EIN):750800689
NAIC Classification:611000

Additional information about SOUTHERN METHODIST UNIVERSITY

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 1911-04-11
Company Identification Number: 0002306601
Legal Registered Office Address: PO BOX 750233

DALLAS
United States of America (USA)
75275

More information about SOUTHERN METHODIST UNIVERSITY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01SHERI A. STARKEY
0022016-01-01SHERI A. STARKEY
0022015-01-01SHERI A. STARKEY
0022015-01-01SHERI A. STARKEY
0022014-01-01SHERI A. STARKEY
0022013-01-01SHERI A. STARKEY
0022012-01-01SHERI A. STARKEY
0022011-01-01SHERI A. STARKEY
0022010-06-01SHERI A. STARKEY
0022009-06-01SHERRI ANN STARKEY
0022009-06-01SHERRI ANN STARKEY
0022007-06-01SHERI A. STARKEY

Plan Statistics for SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN

401k plan membership statisitcs for SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN

Measure Date Value
2022: SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-014,792
Total number of active participants reported on line 7a of the Form 55002022-01-012,276
Number of retired or separated participants receiving benefits2022-01-01151
Number of other retired or separated participants entitled to future benefits2022-01-012,418
Total of all active and inactive participants2022-01-014,845
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0125
Total participants2022-01-014,870
Number of participants with account balances2022-01-014,853
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0191
2021: SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-014,797
Total number of active participants reported on line 7a of the Form 55002021-01-012,271
Number of retired or separated participants receiving benefits2021-01-01138
Number of other retired or separated participants entitled to future benefits2021-01-012,350
Total of all active and inactive participants2021-01-014,759
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0127
Total participants2021-01-014,786
Number of participants with account balances2021-01-014,766
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0169
2020: SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-014,819
Total number of active participants reported on line 7a of the Form 55002020-01-012,372
Number of retired or separated participants receiving benefits2020-01-0172
Number of other retired or separated participants entitled to future benefits2020-01-012,324
Total of all active and inactive participants2020-01-014,768
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0126
Total participants2020-01-014,794
Number of participants with account balances2020-01-014,791
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0158
2019: SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-015,266
Total number of active participants reported on line 7a of the Form 55002019-01-012,367
Number of retired or separated participants receiving benefits2019-01-01133
Number of other retired or separated participants entitled to future benefits2019-01-012,290
Total of all active and inactive participants2019-01-014,790
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0124
Total participants2019-01-014,814
Number of participants with account balances2019-01-014,793
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0186
2018: SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-015,455
Total number of active participants reported on line 7a of the Form 55002018-01-012,718
Number of retired or separated participants receiving benefits2018-01-01119
Number of other retired or separated participants entitled to future benefits2018-01-012,401
Total of all active and inactive participants2018-01-015,238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0126
Total participants2018-01-015,264
Number of participants with account balances2018-01-015,264
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0184
2017: SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-014,915
Total number of active participants reported on line 7a of the Form 55002017-01-012,760
Number of retired or separated participants receiving benefits2017-01-0198
Number of other retired or separated participants entitled to future benefits2017-01-012,442
Total of all active and inactive participants2017-01-015,300
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0125
Total participants2017-01-015,325
Number of participants with account balances2017-01-015,455
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0173
2016: SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-015,140
Total number of active participants reported on line 7a of the Form 55002016-01-012,711
Number of retired or separated participants receiving benefits2016-01-0181
Number of other retired or separated participants entitled to future benefits2016-01-012,050
Total of all active and inactive participants2016-01-014,842
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0119
Total participants2016-01-014,861
Number of participants with account balances2016-01-014,456
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0167
2015: SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-014,868
Number of retired or separated participants receiving benefits2015-01-0148
Number of other retired or separated participants entitled to future benefits2015-01-012,049
Total of all active and inactive participants2015-01-012,097
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0119
Total participants2015-01-012,116
Number of participants with account balances2015-01-014,398
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0163
Total number of active participants reported on line 7a of the Form 55002015-01-012,998
2014: SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-014,896
Total number of active participants reported on line 7a of the Form 55002014-01-012,805
Number of retired or separated participants receiving benefits2014-01-0151
Number of other retired or separated participants entitled to future benefits2014-01-011,999
Total of all active and inactive participants2014-01-014,855
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0113
Total participants2014-01-014,868
Number of participants with account balances2014-01-014,754
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0122
2013: SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-014,967
Total number of active participants reported on line 7a of the Form 55002013-01-012,894
Number of retired or separated participants receiving benefits2013-01-0136
Number of other retired or separated participants entitled to future benefits2013-01-011,933
Total of all active and inactive participants2013-01-014,863
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0117
Total participants2013-01-014,880
Number of participants with account balances2013-01-013,948
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0155
2012: SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-012,431
Total number of active participants reported on line 7a of the Form 55002012-01-014,124
Number of retired or separated participants receiving benefits2012-01-016
Number of other retired or separated participants entitled to future benefits2012-01-01804
Total of all active and inactive participants2012-01-014,934
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-017
Total participants2012-01-014,941
Number of participants with account balances2012-01-013,152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0136
2011: SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,575
Total number of active participants reported on line 7a of the Form 55002011-01-011,256
Number of retired or separated participants receiving benefits2011-01-0134
Number of other retired or separated participants entitled to future benefits2011-01-011,067
Total of all active and inactive participants2011-01-012,357
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0114
Total participants2011-01-012,371
Number of participants with account balances2011-01-011,622
2010: SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-06-012,870
Total number of active participants reported on line 7a of the Form 55002010-06-012,775
Number of retired or separated participants receiving benefits2010-06-019
Number of other retired or separated participants entitled to future benefits2010-06-01424
Total of all active and inactive participants2010-06-013,208
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-06-018
Total participants2010-06-013,216
Number of participants with account balances2010-06-011,575
2009: SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-06-012,045
Total number of active participants reported on line 7a of the Form 55002009-06-012,021
Number of other retired or separated participants entitled to future benefits2009-06-01834
Total of all active and inactive participants2009-06-012,855
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-06-0115
Total participants2009-06-012,870
Number of participants with account balances2009-06-011,553
2007: SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2007 401k membership
Total participants, beginning-of-year2007-06-010
Total number of active participants reported on line 7a of the Form 55002007-06-010
Total of all active and inactive participants2007-06-010
Total participants2007-06-010

Financial Data on SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN

Measure Date Value
2022 : SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2022 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$69,517
Total income from all sources (including contributions)2022-12-31$-116,178,191
Total of all expenses incurred2022-12-31$60,882,531
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$60,149,129
Expenses. Certain deemed distributions of participant loans2022-12-31$229,280
Value of total corrective distributions2022-12-31$78,089
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$46,970,911
Value of total assets at end of year2022-12-31$932,153,525
Value of total assets at beginning of year2022-12-31$1,109,283,764
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$426,033
Total interest from all sources2022-12-31$5,550,860
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$13,909,058
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$13,909,058
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$13,847,671
Participant contributions at end of year2022-12-31$3,540,762
Participant contributions at beginning of year2022-12-31$3,105,026
Assets. Other investments not covered elsewhere at end of year2022-12-31$27,033,090
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$28,150,946
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$2,359,872
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$30,940
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$23,778
Other income not declared elsewhere2022-12-31$-5,282,265
Administrative expenses (other) incurred2022-12-31$426,033
Total non interest bearing cash at end of year2022-12-31$359,576
Total non interest bearing cash at beginning of year2022-12-31$431,549
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-177,060,722
Value of net assets at end of year (total assets less liabilities)2022-12-31$932,153,525
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$1,109,214,247
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$744,819,389
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$918,873,296
Value of interest in pooled separate accounts at end of year2022-12-31$9,811,591
Value of interest in pooled separate accounts at beginning of year2022-12-31$8,927,293
Interest on participant loans2022-12-31$158,418
Interest earned on other investments2022-12-31$5,390,582
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$561,045
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$305,772
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$305,772
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$1,860
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$145,997,132
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$149,466,104
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$2,297,901
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-178,062,263
Net investment gain/loss from pooled separate accounts2022-12-31$735,508
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$30,763,368
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$57,851,228
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Liabilities. Value of benefit claims payable at end of year2022-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2022-12-31$69,517
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31INSERO & CO. CPAS LLP
Accountancy firm EIN2022-12-31475324570
2021 : SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2021 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$69,517
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$74,137
Total income from all sources (including contributions)2021-12-31$179,898,657
Total of all expenses incurred2021-12-31$73,104,244
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$72,129,995
Expenses. Certain deemed distributions of participant loans2021-12-31$328,457
Value of total corrective distributions2021-12-31$85,927
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$47,982,810
Value of total assets at end of year2021-12-31$1,109,283,764
Value of total assets at beginning of year2021-12-31$1,002,493,971
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$559,865
Total interest from all sources2021-12-31$4,972,170
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$15,727,347
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$15,727,347
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$13,599,273
Participant contributions at end of year2021-12-31$3,105,026
Participant contributions at beginning of year2021-12-31$3,321,396
Assets. Other investments not covered elsewhere at end of year2021-12-31$28,150,946
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$22,617,814
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$5,007,547
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$23,778
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$35,034
Other income not declared elsewhere2021-12-31$2,611,740
Administrative expenses (other) incurred2021-12-31$503,344
Total non interest bearing cash at end of year2021-12-31$431,549
Total non interest bearing cash at beginning of year2021-12-31$176,409
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$106,794,413
Value of net assets at end of year (total assets less liabilities)2021-12-31$1,109,214,247
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$1,002,419,834
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$56,521
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$918,873,296
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$813,020,725
Value of interest in pooled separate accounts at end of year2021-12-31$8,927,293
Value of interest in pooled separate accounts at beginning of year2021-12-31$7,597,664
Interest on participant loans2021-12-31$170,923
Interest earned on other investments2021-12-31$4,801,247
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$305,772
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$466,744
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$466,744
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$149,466,104
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$155,258,185
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$2,409,872
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$107,244,678
Net investment gain/loss from pooled separate accounts2021-12-31$1,359,912
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$29,375,990
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$69,720,123
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Liabilities. Value of benefit claims payable at end of year2021-12-31$69,517
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$74,137
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31INSERO & CO. CPAS LLP
Accountancy firm EIN2021-12-31475324570
2020 : SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2020 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$74,137
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$66,507
Total income from all sources (including contributions)2020-12-31$175,140,472
Total of all expenses incurred2020-12-31$50,576,490
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$49,699,366
Expenses. Certain deemed distributions of participant loans2020-12-31$315,294
Value of total corrective distributions2020-12-31$77,571
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$45,101,037
Value of total assets at end of year2020-12-31$1,002,493,971
Value of total assets at beginning of year2020-12-31$877,922,359
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$484,259
Total interest from all sources2020-12-31$5,637,581
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$11,115,876
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$11,115,876
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$12,761,930
Participant contributions at end of year2020-12-31$3,321,396
Participant contributions at beginning of year2020-12-31$3,340,376
Assets. Other investments not covered elsewhere at end of year2020-12-31$22,617,814
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$21,185,821
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$2,538,404
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$35,034
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$30,829
Other income not declared elsewhere2020-12-31$2,247,608
Administrative expenses (other) incurred2020-12-31$441,318
Total non interest bearing cash at end of year2020-12-31$176,409
Total non interest bearing cash at beginning of year2020-12-31$1
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$124,563,982
Value of net assets at end of year (total assets less liabilities)2020-12-31$1,002,419,834
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$877,855,852
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$42,941
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$813,020,725
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$694,640,972
Value of interest in pooled separate accounts at end of year2020-12-31$7,597,664
Value of interest in pooled separate accounts at beginning of year2020-12-31$8,129,874
Interest on participant loans2020-12-31$190,714
Interest earned on other investments2020-12-31$5,446,723
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$466,744
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$111,635
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$111,635
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$144
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$155,258,185
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$150,482,851
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$2,017,114
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$111,106,474
Net investment gain/loss from pooled separate accounts2020-12-31$-68,104
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$29,800,703
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$47,682,252
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Liabilities. Value of benefit claims payable at end of year2020-12-31$74,137
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$66,507
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31INSERO & CO. CPAS LLP
Accountancy firm EIN2020-12-31475324570
2019 : SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$66,507
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$66,507
Total income from all sources (including contributions)2019-12-31$185,339,916
Total income from all sources (including contributions)2019-12-31$185,339,916
Total of all expenses incurred2019-12-31$52,756,640
Total of all expenses incurred2019-12-31$52,756,640
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$51,836,270
Expenses. Certain deemed distributions of participant loans2019-12-31$254,036
Expenses. Certain deemed distributions of participant loans2019-12-31$254,036
Value of total corrective distributions2019-12-31$50,673
Value of total corrective distributions2019-12-31$50,673
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$43,492,159
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$43,492,159
Value of total assets at end of year2019-12-31$877,922,359
Value of total assets at end of year2019-12-31$877,922,359
Value of total assets at beginning of year2019-12-31$745,272,576
Value of total assets at beginning of year2019-12-31$745,272,576
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$615,661
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$615,661
Total interest from all sources2019-12-31$5,687,317
Total interest from all sources2019-12-31$5,687,317
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$11,216,902
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$11,216,902
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$11,216,902
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$11,216,902
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$11,706,728
Contributions received from participants2019-12-31$11,706,728
Participant contributions at end of year2019-12-31$3,340,376
Participant contributions at end of year2019-12-31$3,340,376
Participant contributions at beginning of year2019-12-31$3,345,392
Participant contributions at beginning of year2019-12-31$3,345,392
Assets. Other investments not covered elsewhere at end of year2019-12-31$21,185,821
Assets. Other investments not covered elsewhere at end of year2019-12-31$21,185,821
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$15,277,066
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$15,277,066
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$3,283,245
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$3,283,245
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$30,829
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$30,829
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$29,172
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$29,172
Other income not declared elsewhere2019-12-31$3,216,297
Other income not declared elsewhere2019-12-31$3,216,297
Administrative expenses (other) incurred2019-12-31$580,527
Administrative expenses (other) incurred2019-12-31$580,527
Total non interest bearing cash at end of year2019-12-31$1
Total non interest bearing cash at end of year2019-12-31$1
Total non interest bearing cash at beginning of year2019-12-31$2
Total non interest bearing cash at beginning of year2019-12-31$2
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$132,583,276
Value of net income/loss2019-12-31$132,583,276
Value of net assets at end of year (total assets less liabilities)2019-12-31$877,855,852
Value of net assets at end of year (total assets less liabilities)2019-12-31$877,855,852
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$745,272,576
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$745,272,576
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$35,134
Investment advisory and management fees2019-12-31$35,134
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$694,640,972
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$694,640,972
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$565,758,550
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$565,758,550
Value of interest in pooled separate accounts at end of year2019-12-31$8,129,874
Value of interest in pooled separate accounts at end of year2019-12-31$8,129,874
Value of interest in pooled separate accounts at beginning of year2019-12-31$8,387,554
Value of interest in pooled separate accounts at beginning of year2019-12-31$8,387,554
Interest on participant loans2019-12-31$211,093
Interest on participant loans2019-12-31$211,093
Interest earned on other investments2019-12-31$5,475,834
Interest earned on other investments2019-12-31$5,475,834
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$111,635
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$111,635
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$24,042
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$24,042
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$24,042
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$24,042
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$390
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$390
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$150,482,851
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$150,482,851
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$152,450,798
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$152,450,798
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$2,466,123
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$2,466,123
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$121,289,048
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$121,289,048
Net investment gain/loss from pooled separate accounts2019-12-31$438,193
Net investment gain/loss from pooled separate accounts2019-12-31$438,193
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$28,502,186
Contributions received in cash from employer2019-12-31$28,502,186
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$49,370,147
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$49,370,147
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Liabilities. Value of benefit claims payable at end of year2019-12-31$66,507
Liabilities. Value of benefit claims payable at end of year2019-12-31$66,507
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31INSERO & CO. CPAS LLP
Accountancy firm name2019-12-31INSERO & CO. CPAS LLP
Accountancy firm EIN2019-12-31475324570
Accountancy firm EIN2019-12-31475324570
2018 : SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$16,525,550
Total of all expenses incurred2018-12-31$51,426,518
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$50,643,891
Expenses. Certain deemed distributions of participant loans2018-12-31$159,714
Value of total corrective distributions2018-12-31$52,006
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$45,038,330
Value of total assets at end of year2018-12-31$745,272,576
Value of total assets at beginning of year2018-12-31$780,173,544
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$570,907
Total interest from all sources2018-12-31$5,944,186
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$10,443,578
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$10,443,578
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$19,597,639
Participant contributions at end of year2018-12-31$3,345,392
Participant contributions at beginning of year2018-12-31$3,229,259
Assets. Other investments not covered elsewhere at end of year2018-12-31$15,277,066
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$15,809,768
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$6,607,798
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$29,172
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$22,406
Other income not declared elsewhere2018-12-31$-970,443
Administrative expenses (other) incurred2018-12-31$570,907
Total non interest bearing cash at end of year2018-12-31$2
Total non interest bearing cash at beginning of year2018-12-31$1
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-34,900,968
Value of net assets at end of year (total assets less liabilities)2018-12-31$745,272,576
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$780,173,544
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$565,758,550
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$598,229,201
Value of interest in pooled separate accounts at end of year2018-12-31$8,387,554
Value of interest in pooled separate accounts at beginning of year2018-12-31$8,386,490
Interest on participant loans2018-12-31$162,345
Interest earned on other investments2018-12-31$5,781,612
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$24,042
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$40,197
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$40,197
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$229
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$152,450,798
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$154,456,222
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$3,684,956
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-44,323,371
Net investment gain/loss from pooled separate accounts2018-12-31$393,270
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$18,832,893
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$46,958,935
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31GRANT THORNTON
Accountancy firm EIN2018-12-31366055558
2017 : SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$141,101,758
Total of all expenses incurred2017-12-31$40,487,685
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$39,723,137
Expenses. Certain deemed distributions of participant loans2017-12-31$227,320
Value of total corrective distributions2017-12-31$24,635
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$40,542,870
Value of total assets at end of year2017-12-31$780,173,544
Value of total assets at beginning of year2017-12-31$679,559,471
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$512,593
Total interest from all sources2017-12-31$5,893,309
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$9,770,411
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$9,770,411
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$18,367,994
Participant contributions at end of year2017-12-31$3,229,259
Participant contributions at beginning of year2017-12-31$3,183,253
Assets. Other investments not covered elsewhere at end of year2017-12-31$15,809,768
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$12,276,538
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$4,221,004
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$22,406
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$22,896
Other income not declared elsewhere2017-12-31$1,497,444
Administrative expenses (other) incurred2017-12-31$512,593
Total non interest bearing cash at end of year2017-12-31$1
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$100,614,073
Value of net assets at end of year (total assets less liabilities)2017-12-31$780,173,544
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$679,559,471
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$598,229,201
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$497,352,388
Value of interest in pooled separate accounts at end of year2017-12-31$8,386,490
Value of interest in pooled separate accounts at beginning of year2017-12-31$7,999,740
Interest on participant loans2017-12-31$142,346
Interest earned on other investments2017-12-31$5,750,907
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$40,197
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$158,724,656
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$158,724,656
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$56
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$154,456,222
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$83,052,194
Net investment gain/loss from pooled separate accounts2017-12-31$345,530
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$17,953,872
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$39,723,137
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31GRANT THORNTON
Accountancy firm EIN2017-12-31366055558
2016 : SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$81,099,831
Total of all expenses incurred2016-12-31$36,059,268
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$35,634,191
Expenses. Certain deemed distributions of participant loans2016-12-31$312,235
Value of total corrective distributions2016-12-31$26,970
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$38,584,406
Value of total assets at end of year2016-12-31$679,559,471
Value of total assets at beginning of year2016-12-31$634,518,908
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$85,872
Total interest from all sources2016-12-31$6,599,598
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$6,685,032
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$6,685,032
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$17,106,234
Participant contributions at end of year2016-12-31$3,183,253
Participant contributions at beginning of year2016-12-31$3,499,448
Assets. Other investments not covered elsewhere at end of year2016-12-31$12,276,538
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$9,141,901
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$4,226,290
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$22,896
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$21,490
Other income not declared elsewhere2016-12-31$551,709
Administrative expenses (other) incurred2016-12-31$85,872
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$45,040,563
Value of net assets at end of year (total assets less liabilities)2016-12-31$679,559,471
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$634,518,908
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$497,352,388
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$455,083,011
Value of interest in pooled separate accounts at end of year2016-12-31$7,999,740
Value of interest in pooled separate accounts at beginning of year2016-12-31$7,915,082
Interest on participant loans2016-12-31$169,658
Interest earned on other investments2016-12-31$6,429,940
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$158,724,656
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$158,857,976
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$158,857,976
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$28,262,856
Net investment gain/loss from pooled separate accounts2016-12-31$416,230
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$17,251,882
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$35,634,191
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31GRANT THORNTON
Accountancy firm EIN2016-12-31366055558
2015 : SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2015 401k financial data
Total transfer of assets to this plan2015-12-31$10,013
Total income from all sources (including contributions)2015-12-31$44,769,745
Total of all expenses incurred2015-12-31$38,682,797
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$38,037,266
Expenses. Certain deemed distributions of participant loans2015-12-31$174,871
Value of total corrective distributions2015-12-31$6,384
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$37,822,380
Value of total assets at end of year2015-12-31$634,518,908
Value of total assets at beginning of year2015-12-31$628,421,947
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$464,276
Total interest from all sources2015-12-31$1,483,410
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$7,436,581
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$7,436,581
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$10,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$16,408,644
Participant contributions at end of year2015-12-31$3,499,448
Participant contributions at beginning of year2015-12-31$3,385,341
Assets. Other investments not covered elsewhere at end of year2015-12-31$9,141,901
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$10,410,809
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$4,538,938
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$21,490
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$21,160
Other income not declared elsewhere2015-12-31$138,792
Administrative expenses (other) incurred2015-12-31$464,276
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$2
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$6,086,948
Value of net assets at end of year (total assets less liabilities)2015-12-31$634,518,908
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$628,421,947
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$455,083,011
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$454,509,596
Value of interest in pooled separate accounts at end of year2015-12-31$7,915,082
Value of interest in pooled separate accounts at beginning of year2015-12-31$7,474,814
Interest on participant loans2015-12-31$138,182
Interest earned on other investments2015-12-31$1,345,224
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$158,857,976
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$152,620,225
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$152,620,225
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$4
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,244,770
Net investment gain/loss from pooled separate accounts2015-12-31$133,352
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$16,874,798
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$38,037,266
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31GRANT THORNTON
Accountancy firm EIN2015-12-31366055558
2014 : SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2014 401k financial data
Total transfer of assets to this plan2014-12-31$-5,179
Total income from all sources (including contributions)2014-12-31$79,995,125
Total of all expenses incurred2014-12-31$39,037,175
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$38,358,552
Expenses. Certain deemed distributions of participant loans2014-12-31$226,349
Value of total corrective distributions2014-12-31$4,039
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$43,234,955
Value of total assets at end of year2014-12-31$628,421,947
Value of total assets at beginning of year2014-12-31$587,469,176
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$448,235
Total interest from all sources2014-12-31$5,961,211
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$7,708,686
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$7,708,686
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$10,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$15,891,272
Participant contributions at end of year2014-12-31$3,385,341
Participant contributions at beginning of year2014-12-31$3,265,557
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$10,410,809
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$9,288,210
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$10,731,460
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$21,160
Other income not declared elsewhere2014-12-31$64,246
Administrative expenses (other) incurred2014-12-31$448,235
Total non interest bearing cash at end of year2014-12-31$2
Total non interest bearing cash at beginning of year2014-12-31$18,285
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$40,957,950
Value of net assets at end of year (total assets less liabilities)2014-12-31$628,421,947
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$587,469,176
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$454,509,596
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$420,596,995
Value of interest in pooled separate accounts at end of year2014-12-31$7,474,814
Value of interest in pooled separate accounts at beginning of year2014-12-31$6,934,939
Interest on participant loans2014-12-31$162,985
Interest earned on other investments2014-12-31$5,798,226
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$152,620,225
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$40,290
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$40,290
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$147,324,900
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$22,192,095
Net investment gain/loss from pooled separate accounts2014-12-31$833,932
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$16,612,223
Employer contributions (assets) at beginning of year2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$38,358,552
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31GRANT THORNTON
Accountancy firm EIN2014-12-31366055558
2013 : SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2013 401k financial data
Total transfer of assets to this plan2013-12-31$9,828
Total income from all sources (including contributions)2013-12-31$110,606,159
Total of all expenses incurred2013-12-31$34,325,417
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$33,755,430
Expenses. Certain deemed distributions of participant loans2013-12-31$279,057
Value of total corrective distributions2013-12-31$16,558
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$32,218,084
Value of total assets at end of year2013-12-31$587,469,176
Value of total assets at beginning of year2013-12-31$511,178,606
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$274,372
Total interest from all sources2013-12-31$6,144,176
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$5,609,231
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$5,609,231
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$7,348,915
Participant contributions at end of year2013-12-31$3,265,557
Participant contributions at beginning of year2013-12-31$2,829,752
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$42,874
Assets. Other investments not covered elsewhere at end of year2013-12-31$9,288,210
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$7,445,430
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,569,903
Other income not declared elsewhere2013-12-31$783,924
Administrative expenses (other) incurred2013-12-31$274,372
Total non interest bearing cash at end of year2013-12-31$18,285
Total non interest bearing cash at beginning of year2013-12-31$93,716
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$76,280,742
Value of net assets at end of year (total assets less liabilities)2013-12-31$587,469,176
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$511,178,606
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$420,596,995
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$342,115,441
Value of interest in pooled separate accounts at end of year2013-12-31$6,934,939
Value of interest in pooled separate accounts at beginning of year2013-12-31$6,562,673
Interest on participant loans2013-12-31$128,716
Interest earned on other investments2013-12-31$6,015,460
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$40,290
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$147,324,900
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$152,030,153
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$65,233,374
Net investment gain/loss from pooled separate accounts2013-12-31$617,370
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$23,299,266
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$58,567
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$33,755,430
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BKD, LLP
Accountancy firm EIN2013-12-31440160260
2012 : SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$78,399,873
Total of all expenses incurred2012-12-31$35,373,931
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$35,289,895
Expenses. Certain deemed distributions of participant loans2012-12-31$52,988
Value of total corrective distributions2012-12-31$13,262
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$33,221,245
Value of total assets at end of year2012-12-31$511,178,606
Value of total assets at beginning of year2012-12-31$468,152,664
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$17,786
Total interest from all sources2012-12-31$5,961,983
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$5,064,474
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$5,064,474
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$13,788,664
Participant contributions at end of year2012-12-31$2,829,752
Participant contributions at beginning of year2012-12-31$0
Participant contributions at end of year2012-12-31$42,874
Participant contributions at beginning of year2012-12-31$0
Assets. Other investments not covered elsewhere at end of year2012-12-31$7,445,430
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$3,963,638
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$3,013,955
Other income not declared elsewhere2012-12-31$6,925,185
Administrative expenses (other) incurred2012-12-31$17,786
Total non interest bearing cash at end of year2012-12-31$93,716
Total non interest bearing cash at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$43,025,942
Value of net assets at end of year (total assets less liabilities)2012-12-31$511,178,606
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$468,152,664
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$342,115,441
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$306,544,673
Value of interest in pooled separate accounts at end of year2012-12-31$6,562,673
Value of interest in pooled separate accounts at beginning of year2012-12-31$7,673,985
Interest on participant loans2012-12-31$113,007
Interest earned on other investments2012-12-31$5,848,976
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$152,030,153
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$150,920,051
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$26,589,261
Net investment gain/loss from pooled separate accounts2012-12-31$637,725
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$15,468,943
Employer contributions (assets) at end of year2012-12-31$58,567
Employer contributions (assets) at beginning of year2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$35,289,895
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BKD, LLP
Accountancy firm EIN2012-12-31440160260
2011 : SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$27,328,192
Total of all expenses incurred2011-12-31$60,849,639
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$60,809,607
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$26,753,042
Value of total assets at end of year2011-12-31$468,152,664
Value of total assets at beginning of year2011-12-31$501,674,111
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$40,032
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$40,032
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$12,072,410
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$686,390
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$929,696
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$3,013,955
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$2,433,489
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-33,521,447
Value of net assets at end of year (total assets less liabilities)2011-12-31$468,152,664
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$501,674,111
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$306,544,673
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$343,221,495
Value of interest in pooled separate accounts at end of year2011-12-31$7,673,985
Value of interest in pooled separate accounts at beginning of year2011-12-31$5,713,562
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$150,920,051
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$148,338,508
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$442,104
Net investment gain/loss from pooled separate accounts2011-12-31$133,046
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$13,750,936
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$1,280,667
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$60,809,607
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BKD, LLP
Accountancy firm EIN2011-12-31440160260
2010 : SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$62,954,792
Total of all expenses incurred2010-12-31$17,891,103
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$17,870,254
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$15,422,835
Value of total assets at end of year2010-12-31$499,848,305
Value of total assets at beginning of year2010-12-31$454,784,616
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$20,849
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$20,849
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$8,364,908
Participant contributions at end of year2010-12-31$1,914,273
Participant contributions at beginning of year2010-12-31$1,743,145
Participant contributions at end of year2010-12-31$286,939
Participant contributions at beginning of year2010-12-31$968,869
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$2,010,075
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$2,433,489
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$45,063,689
Value of net assets at end of year (total assets less liabilities)2010-12-31$499,848,305
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$454,784,616
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$343,221,495
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$299,402,881
Value of interest in pooled separate accounts at end of year2010-12-31$5,713,562
Value of interest in pooled separate accounts at beginning of year2010-12-31$4,620,129
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$148,338,508
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$146,954,487
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$46,834,545
Net investment gain/loss from pooled separate accounts2010-12-31$697,412
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$5,047,852
Employer contributions (assets) at end of year2010-12-31$373,528
Employer contributions (assets) at beginning of year2010-12-31$1,095,105
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$17,870,254
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No

Form 5500 Responses for SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN

2022: SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – General assets of the sponsorYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – General assets of the sponsorYes
2010: SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2010 form 5500 responses
2010-06-01Type of plan entitySingle employer plan
2010-06-01Submission has been amendedYes
2010-06-01This return/report is a short plan year return/report (less than 12 months)Yes
2010-06-01Plan funding arrangement – InsuranceYes
2010-06-01Plan funding arrangement – General assets of the sponsorYes
2010-06-01Plan benefit arrangement – InsuranceYes
2010-06-01Plan benefit arrangement – General assets of the sponsorYes
2009: SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2009 form 5500 responses
2009-06-01Type of plan entitySingle employer plan
2009-06-01First time form 5500 has been submittedYes
2009-06-01Plan funding arrangement – InsuranceYes
2009-06-01Plan funding arrangement – General assets of the sponsorYes
2009-06-01Plan benefit arrangement – InsuranceYes
2009-06-01Plan benefit arrangement – General assets of the sponsorYes
2007: SOUTHERN METHODIST UNIVERSITY RETIREMENT PLAN 2007 form 5500 responses
2007-06-01Type of plan entitySingle employer plan
2007-06-01Submission has been amendedYes
2007-06-01Plan funding arrangement – InsuranceYes
2007-06-01Plan funding arrangement – General assets of the sponsorYes
2007-06-01Plan benefit arrangement – InsuranceYes
2007-06-01Plan benefit arrangement – General assets of the sponsorYes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberTT069444
Policy instance 3
Insurance contract or identification numberTT069444
Number of Individuals Covered3944
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100540
Policy instance 2
Insurance contract or identification number100540
Number of Individuals Covered245
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100539
Policy instance 1
Insurance contract or identification number100539
Number of Individuals Covered1264
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100539
Policy instance 1
Insurance contract or identification number100539
Number of Individuals Covered1305
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100540
Policy instance 2
Insurance contract or identification number100540
Number of Individuals Covered251
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberTT069444
Policy instance 3
Insurance contract or identification numberTT069444
Number of Individuals Covered3861
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100540
Policy instance 2
Insurance contract or identification number100540
Number of Individuals Covered263
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100539
Policy instance 1
Insurance contract or identification number100539
Number of Individuals Covered1408
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberTT069444
Policy instance 3
Insurance contract or identification numberTT069444
Number of Individuals Covered3861
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberTT069444
Policy instance 3
Insurance contract or identification numberTT069444
Number of Individuals Covered3822
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100540
Policy instance 2
Insurance contract or identification number100540
Number of Individuals Covered277
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100539
Policy instance 1
Insurance contract or identification number100539
Number of Individuals Covered1461
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100540
Policy instance 2
Insurance contract or identification number100540
Number of Individuals Covered293
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100539
Policy instance 1
Insurance contract or identification number100539
Number of Individuals Covered1516
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberTT069444
Policy instance 3
Insurance contract or identification numberTT069444
Number of Individuals Covered3715
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberTT069444
Policy instance 3
Insurance contract or identification numberTT069444
Number of Individuals Covered3586
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100539
Policy instance 1
Insurance contract or identification number100539
Number of Individuals Covered1566
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100540
Policy instance 2
Insurance contract or identification number100540
Number of Individuals Covered303
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberTT069444
Policy instance 3
Insurance contract or identification numberTT069444
Number of Individuals Covered3298
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100540
Policy instance 2
Insurance contract or identification number100540
Number of Individuals Covered323
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100539
Policy instance 1
Insurance contract or identification number100539
Number of Individuals Covered1687
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100539
Policy instance 1
Insurance contract or identification number100539
Number of Individuals Covered1748
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100540
Policy instance 2
Insurance contract or identification number100540
Number of Individuals Covered346
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberTT069444
Policy instance 3
Insurance contract or identification numberTT069444
Number of Individuals Covered4754
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069444
Policy instance 1
Insurance contract or identification numberTT069444
Number of Individuals Covered0
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100540
Policy instance 3
Insurance contract or identification number100540
Number of Individuals Covered365
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100539
Policy instance 2
Insurance contract or identification number100539
Number of Individuals Covered1818
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberTT069444
Policy instance 4
Insurance contract or identification numberTT069444
Number of Individuals Covered3249
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract numberTT069444
Policy instance 1
Insurance contract or identification numberTT069444
Number of Individuals Covered3152
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100540
Policy instance 3
Insurance contract or identification number100540
Number of Individuals Covered393
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100539
Policy instance 2
Insurance contract or identification number100539
Number of Individuals Covered1895
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100539
Policy instance 1
Insurance contract or identification number100539
Number of Individuals Covered2009
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100540
Policy instance 2
Insurance contract or identification number100540
Number of Individuals Covered462
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100540
Policy instance 2
Insurance contract or identification number100540
Number of Individuals Covered504
Insurance policy start date2010-06-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100539
Policy instance 1
Insurance contract or identification number100539
Number of Individuals Covered2132
Insurance policy start date2010-06-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100539
Policy instance 1
Insurance contract or identification number100539
Insurance policy start date2008-06-01
Insurance policy end date2009-05-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number100539
Policy instance 1
Insurance contract or identification number100539
Insurance policy start date2007-06-01
Insurance policy end date2008-05-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0

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