401k Plan data: THOMAS Y. PICKETT & COMPANY, INC. 401(K) PLAN plan

THOMAS Y. PICKETT & COMPANY, INC. 401(K) PLAN 401k Plan overview

Plan Name	THOMAS Y. PICKETT & COMPANY, INC. 401(K) PLAN
Plan identification number	003

THOMAS Y. PICKETT & COMPANY, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THOMAS Y. PICKETT & COMPANY, INC. has sponsored the creation of one or more 401k plans.

Company Name: THOMAS Y. PICKETT & COMPANY, INC.

Employer identification number (EIN): 750893951

NAIC Classification: 541600

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THOMAS Y. PICKETT & COMPANY, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2022-01-01 STEPHEN CAMPBELL 2023-11-20
003 2021-01-01 STEPHEN CAMPBELL 2022-10-17
003 2020-01-01 STEPHEN CAMPBELL 2021-10-11
003 2019-01-01 STEPHEN CAMPBELL 2020-12-02
003 2019-01-01 STEPHEN CAMPBELL 2020-10-07
003 2018-01-01 STEPHEN CAMPBELL 2019-10-03
003 2018-01-01 STEPHEN CAMPBELL 2019-11-13
003 2017-01-01
003 2017-01-01
003 2016-01-01
003 2016-01-01 STEPHEN CAMPBELL 2017-10-10
003 2015-01-01 STEPHEN CAMPBELL 2016-07-25
003 2014-01-01 STEPHEN CAMPBELL 2015-10-13
003 2013-01-01 STEPHEN CAMPBELL 2014-07-31
003 2012-01-01 STEPHEN CAMPBELL 2013-10-11
003 2011-01-01 STEPHEN CAMPBELL 2012-07-20
003 2010-01-01 STEPHEN CAMPBELL 2011-04-15

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
003	2022-01-01	STEPHEN CAMPBELL	2023-11-20
003	2021-01-01	STEPHEN CAMPBELL	2022-10-17
003	2020-01-01	STEPHEN CAMPBELL	2021-10-11
003	2019-01-01	STEPHEN CAMPBELL	2020-12-02
003	2019-01-01	STEPHEN CAMPBELL	2020-10-07
003	2018-01-01	STEPHEN CAMPBELL	2019-10-03
003	2018-01-01	STEPHEN CAMPBELL	2019-11-13
003	2017-01-01
003	2017-01-01
003	2016-01-01
003	2016-01-01	STEPHEN CAMPBELL	2017-10-10
003	2015-01-01	STEPHEN CAMPBELL	2016-07-25
003	2014-01-01	STEPHEN CAMPBELL	2015-10-13
003	2013-01-01	STEPHEN CAMPBELL	2014-07-31
003	2012-01-01	STEPHEN CAMPBELL	2013-10-11
003	2011-01-01	STEPHEN CAMPBELL	2012-07-20
003	2010-01-01	STEPHEN CAMPBELL	2011-04-15

Plan Statistics for THOMAS Y. PICKETT & COMPANY, INC. 401(K) PLAN

401k plan membership statisitcs for THOMAS Y. PICKETT & COMPANY, INC. 401(K) PLAN

Measure Date Value
2022: THOMAS Y. PICKETT & COMPANY, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 42
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 36
Number of retired or separated participants receiving benefits 2022-01-01 7
Number of other retired or separated participants entitled to future benefits 2022-01-01 0
Total of all active and inactive participants 2022-01-01 43
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 43
Number of participants with account balances 2022-01-01 37
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: THOMAS Y. PICKETT & COMPANY, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 42
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 32
Number of retired or separated participants receiving benefits 2021-01-01 7
Number of other retired or separated participants entitled to future benefits 2021-01-01 0
Total of all active and inactive participants 2021-01-01 39
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 39
Number of participants with account balances 2021-01-01 37
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 2
2020: THOMAS Y. PICKETT & COMPANY, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 37
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 30
Number of retired or separated participants receiving benefits 2020-01-01 10
Number of other retired or separated participants entitled to future benefits 2020-01-01 0
Total of all active and inactive participants 2020-01-01 40
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 40
Number of participants with account balances 2020-01-01 40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: THOMAS Y. PICKETT & COMPANY, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 35
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 24
Number of retired or separated participants receiving benefits 2019-01-01 7
Number of other retired or separated participants entitled to future benefits 2019-01-01 4
Total of all active and inactive participants 2019-01-01 35
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 35
Number of participants with account balances 2019-01-01 33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 1
2018: THOMAS Y. PICKETT & COMPANY, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 37
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 30
Number of retired or separated participants receiving benefits 2018-01-01 3
Number of other retired or separated participants entitled to future benefits 2018-01-01 1
Total of all active and inactive participants 2018-01-01 34
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 34
Number of participants with account balances 2018-01-01 34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 1
2017: THOMAS Y. PICKETT & COMPANY, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 33
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 29
Number of retired or separated participants receiving benefits 2017-01-01 3
Number of other retired or separated participants entitled to future benefits 2017-01-01 4
Total of all active and inactive participants 2017-01-01 36
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 36
Number of participants with account balances 2017-01-01 34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 1
2016: THOMAS Y. PICKETT & COMPANY, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 29
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 26
Number of retired or separated participants receiving benefits 2016-01-01 3
Number of other retired or separated participants entitled to future benefits 2016-01-01 3
Total of all active and inactive participants 2016-01-01 32
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 32
Number of participants with account balances 2016-01-01 32
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0

Measure	Date	Value
2022: THOMAS Y. PICKETT & COMPANY, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	42
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	36
Number of retired or separated participants receiving benefits	2022-01-01	7
Number of other retired or separated participants entitled to future benefits	2022-01-01	0
Total of all active and inactive participants	2022-01-01	43
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	43
Number of participants with account balances	2022-01-01	37
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: THOMAS Y. PICKETT & COMPANY, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	42
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	32
Number of retired or separated participants receiving benefits	2021-01-01	7
Number of other retired or separated participants entitled to future benefits	2021-01-01	0
Total of all active and inactive participants	2021-01-01	39
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	39
Number of participants with account balances	2021-01-01	37
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	2
2020: THOMAS Y. PICKETT & COMPANY, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	37
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	30
Number of retired or separated participants receiving benefits	2020-01-01	10
Number of other retired or separated participants entitled to future benefits	2020-01-01	0
Total of all active and inactive participants	2020-01-01	40
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	40
Number of participants with account balances	2020-01-01	40
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: THOMAS Y. PICKETT & COMPANY, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	35
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	24
Number of retired or separated participants receiving benefits	2019-01-01	7
Number of other retired or separated participants entitled to future benefits	2019-01-01	4
Total of all active and inactive participants	2019-01-01	35
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	35
Number of participants with account balances	2019-01-01	33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	1
2018: THOMAS Y. PICKETT & COMPANY, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	37
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	30
Number of retired or separated participants receiving benefits	2018-01-01	3
Number of other retired or separated participants entitled to future benefits	2018-01-01	1
Total of all active and inactive participants	2018-01-01	34
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	34
Number of participants with account balances	2018-01-01	34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	1
2017: THOMAS Y. PICKETT & COMPANY, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	33
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	29
Number of retired or separated participants receiving benefits	2017-01-01	3
Number of other retired or separated participants entitled to future benefits	2017-01-01	4
Total of all active and inactive participants	2017-01-01	36
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	36
Number of participants with account balances	2017-01-01	34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	1
2016: THOMAS Y. PICKETT & COMPANY, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	29
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	26
Number of retired or separated participants receiving benefits	2016-01-01	3
Number of other retired or separated participants entitled to future benefits	2016-01-01	3
Total of all active and inactive participants	2016-01-01	32
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	32
Number of participants with account balances	2016-01-01	32
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0

Financial Data on THOMAS Y. PICKETT & COMPANY, INC. 401(K) PLAN

Measure	Date	Value
2022 : THOMAS Y. PICKETT & COMPANY, INC. 401(K) PLAN 2022 401k financial data
Total income from all sources	2022-12-31	$-157,629
Expenses. Total of all expenses incurred	2022-12-31	$72,103
Benefits paid (including direct rollovers)	2022-12-31	$54,654
Total plan assets at end of year	2022-12-31	$2,278,761
Total plan assets at beginning of year	2022-12-31	$2,508,493
Value of fidelity bond covering the plan	2022-12-31	$150,000
Total contributions received or receivable from participants	2022-12-31	$77,838
Contributions received from other sources (not participants or employers)	2022-12-31	$1,144
Other income received	2022-12-31	$-236,611
Net income (gross income less expenses)	2022-12-31	$-229,732
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$2,278,761
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$2,508,493
Assets. Value of participant loans	2022-12-31	$6,863
Assets. Value of employer securities	2022-12-31	$530,410
Expenses. Administrative service providers (salaries,fees and commissions)	2022-12-31	$17,449
2021 : THOMAS Y. PICKETT & COMPANY, INC. 401(K) PLAN 2021 401k financial data
Total income from all sources	2021-12-31	$62,403
Expenses. Total of all expenses incurred	2021-12-31	$79,424
Benefits paid (including direct rollovers)	2021-12-31	$62,193
Total plan assets at end of year	2021-12-31	$2,508,493
Total plan assets at beginning of year	2021-12-31	$2,525,514
Value of fidelity bond covering the plan	2021-12-31	$252,551
Total contributions received or receivable from participants	2021-12-31	$68,697
Other income received	2021-12-31	$-6,294
Net income (gross income less expenses)	2021-12-31	$-17,021
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$2,508,493
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$2,525,514
Assets. Value of employer securities	2021-12-31	$630,763
Expenses. Administrative service providers (salaries,fees and commissions)	2021-12-31	$17,231
2020 : THOMAS Y. PICKETT & COMPANY, INC. 401(K) PLAN 2020 401k financial data
Total income from all sources	2020-12-31	$286,892
Expenses. Total of all expenses incurred	2020-12-31	$414,273
Benefits paid (including direct rollovers)	2020-12-31	$399,277
Total plan assets at end of year	2020-12-31	$2,525,514
Total plan assets at beginning of year	2020-12-31	$2,652,895
Value of fidelity bond covering the plan	2020-12-31	$246,434
Total contributions received or receivable from participants	2020-12-31	$60,047
Other income received	2020-12-31	$211,833
Net income (gross income less expenses)	2020-12-31	$-127,381
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$2,525,514
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$2,652,895
Assets. Value of employer securities	2020-12-31	$846,271
Total contributions received or receivable from employer(s)	2020-12-31	$15,012
Expenses. Administrative service providers (salaries,fees and commissions)	2020-12-31	$14,996
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$116,081
2019 : THOMAS Y. PICKETT & COMPANY, INC. 401(K) PLAN 2019 401k financial data
Total income from all sources	2019-12-31	$406,090
Expenses. Total of all expenses incurred	2019-12-31	$297,046
Benefits paid (including direct rollovers)	2019-12-31	$280,117
Total plan assets at end of year	2019-12-31	$2,573,393
Total plan assets at beginning of year	2019-12-31	$2,464,349
Value of fidelity bond covering the plan	2019-12-31	$150,000
Total contributions received or receivable from participants	2019-12-31	$105,111
Other income received	2019-12-31	$300,979
Net income (gross income less expenses)	2019-12-31	$109,044
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$2,573,393
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$2,464,349
Assets. Value of employer securities	2019-12-31	$792,177
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$16,929
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$26,704
2018 : THOMAS Y. PICKETT & COMPANY, INC. 401(K) PLAN 2018 401k financial data
Total income from all sources	2018-12-31	$19,678
Expenses. Total of all expenses incurred	2018-12-31	$74,381
Benefits paid (including direct rollovers)	2018-12-31	$57,417
Total plan assets at end of year	2018-12-31	$2,486,871
Total plan assets at beginning of year	2018-12-31	$2,541,574
Value of fidelity bond covering the plan	2018-12-31	$150,000
Total contributions received or receivable from participants	2018-12-31	$116,711
Other income received	2018-12-31	$-97,033
Net income (gross income less expenses)	2018-12-31	$-54,703
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$2,486,871
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$2,541,574
Assets. Value of employer securities	2018-12-31	$842,456
Expenses. Administrative service providers (salaries,fees and commissions)	2018-12-31	$16,964
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$28,736
2017 : THOMAS Y. PICKETT & COMPANY, INC. 401(K) PLAN 2017 401k financial data
Total income from all sources	2017-12-31	$310,606
Expenses. Total of all expenses incurred	2017-12-31	$32,396
Benefits paid (including direct rollovers)	2017-12-31	$17,921
Total plan assets at end of year	2017-12-31	$2,807,995
Total plan assets at beginning of year	2017-12-31	$2,529,785
Value of fidelity bond covering the plan	2017-12-31	$150,000
Total contributions received or receivable from participants	2017-12-31	$100,845
Other income received	2017-12-31	$209,761
Net income (gross income less expenses)	2017-12-31	$278,210
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$2,807,995
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$2,529,785
Assets. Value of employer securities	2017-12-31	$1,140,472
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$14,475
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$17,921
2016 : THOMAS Y. PICKETT & COMPANY, INC. 401(K) PLAN 2016 401k financial data
Transfers to/from the plan	2016-12-31	$1,571,877
Total income from all sources	2016-12-31	$213,780
Expenses. Total of all expenses incurred	2016-12-31	$196,063
Benefits paid (including direct rollovers)	2016-12-31	$187,706
Total plan assets at end of year	2016-12-31	$2,878,680
Total plan assets at beginning of year	2016-12-31	$1,289,086
Value of fidelity bond covering the plan	2016-12-31	$150,000
Total contributions received or receivable from participants	2016-12-31	$108,839
Other income received	2016-12-31	$104,941
Net income (gross income less expenses)	2016-12-31	$17,717
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$2,878,680
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$1,289,086
Assets. Value of participant loans	2016-12-31	$0
Assets. Value of employer securities	2016-12-31	$1,507,999
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$8,357
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$70,670

Form 5500 Responses for THOMAS Y. PICKETT & COMPANY, INC. 401(K) PLAN

2022: THOMAS Y. PICKETT & COMPANY, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: THOMAS Y. PICKETT & COMPANY, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: THOMAS Y. PICKETT & COMPANY, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: THOMAS Y. PICKETT & COMPANY, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: THOMAS Y. PICKETT & COMPANY, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: THOMAS Y. PICKETT & COMPANY, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: THOMAS Y. PICKETT & COMPANY, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	THOMAS Y. PICKETT & COMPANY, INC.
Employer identification number (EIN):	750893951
NAIC Classification:	541600