CAGLE FISHING & RENTAL TOOLS, LTD has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan CAGLE FISHING & RENTAL TOOLS, LTD 401(K) PLAN
401k plan membership statisitcs for CAGLE FISHING & RENTAL TOOLS, LTD 401(K) PLAN
| Measure | Date | Value |
|---|
| 2015: CAGLE FISHING & RENTAL TOOLS, LTD 401(K) PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-11-01 | 69 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-11-01 | 55 |
| Number of retired or separated participants receiving benefits | 2015-11-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-11-01 | 13 |
| Total of all active and inactive participants | 2015-11-01 | 68 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-11-01 | 0 |
| Total participants | 2015-11-01 | 68 |
| Number of participants with account balances | 2015-11-01 | 56 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-11-01 | 1 |
| 2014: CAGLE FISHING & RENTAL TOOLS, LTD 401(K) PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-11-01 | 59 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-11-01 | 56 |
| Number of retired or separated participants receiving benefits | 2014-11-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-11-01 | 13 |
| Total of all active and inactive participants | 2014-11-01 | 69 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-11-01 | 0 |
| Total participants | 2014-11-01 | 69 |
| Number of participants with account balances | 2014-11-01 | 56 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-11-01 | 1 |
| 2013: CAGLE FISHING & RENTAL TOOLS, LTD 401(K) PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-11-01 | 52 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-11-01 | 49 |
| Number of retired or separated participants receiving benefits | 2013-11-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-11-01 | 10 |
| Total of all active and inactive participants | 2013-11-01 | 59 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-11-01 | 0 |
| Total participants | 2013-11-01 | 59 |
| Number of participants with account balances | 2013-11-01 | 55 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-11-01 | 3 |
| 2012: CAGLE FISHING & RENTAL TOOLS, LTD 401(K) PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-11-01 | 46 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-11-01 | 46 |
| Number of retired or separated participants receiving benefits | 2012-11-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-11-01 | 6 |
| Total of all active and inactive participants | 2012-11-01 | 52 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-11-01 | 0 |
| Total participants | 2012-11-01 | 52 |
| Number of participants with account balances | 2012-11-01 | 47 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-11-01 | 0 |
| 2011: CAGLE FISHING & RENTAL TOOLS, LTD 401(K) PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-11-01 | 45 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-11-01 | 45 |
| Number of retired or separated participants receiving benefits | 2011-11-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-11-01 | 1 |
| Total of all active and inactive participants | 2011-11-01 | 46 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-11-01 | 0 |
| Total participants | 2011-11-01 | 46 |
| Number of participants with account balances | 2011-11-01 | 34 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-11-01 | 0 |
| 2010: CAGLE FISHING & RENTAL TOOLS, LTD 401(K) PLAN 2010 401k membership |
|---|
| Total participants, beginning-of-year | 2010-11-01 | 35 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-11-01 | 39 |
| Number of retired or separated participants receiving benefits | 2010-11-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2010-11-01 | 3 |
| Total of all active and inactive participants | 2010-11-01 | 42 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-11-01 | 0 |
| Total participants | 2010-11-01 | 42 |
| Number of participants with account balances | 2010-11-01 | 27 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-11-01 | 0 |
| 2009: CAGLE FISHING & RENTAL TOOLS, LTD 401(K) PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-11-01 | 34 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-11-01 | 33 |
| Number of retired or separated participants receiving benefits | 2009-11-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2009-11-01 | 2 |
| Total of all active and inactive participants | 2009-11-01 | 35 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-11-01 | 0 |
| Total participants | 2009-11-01 | 35 |
| Number of participants with account balances | 2009-11-01 | 28 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-11-01 | 1 |
| Measure | Date | Value |
|---|
| 2015 : CAGLE FISHING & RENTAL TOOLS, LTD 401(K) PLAN 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $-7,839 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $190,129 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $190,029 |
| Total plan assets at end of year | 2015-12-31 | $4,238,132 |
| Total plan assets at beginning of year | 2015-12-31 | $4,436,100 |
| Value of fidelity bond covering the plan | 2015-12-31 | $2,000,000 |
| Total contributions received or receivable from participants | 2015-12-31 | $31,583 |
| Expenses. Other expenses not covered elsewhere | 2015-12-31 | $100 |
| Other income received | 2015-12-31 | $-57,485 |
| Net income (gross income less expenses) | 2015-12-31 | $-197,968 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $4,238,132 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $4,436,100 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $18,063 |
| Total income from all sources | 2015-10-31 | $508,503 |
| Expenses. Total of all expenses incurred | 2015-10-31 | $327,552 |
| Benefits paid (including direct rollovers) | 2015-10-31 | $327,002 |
| Total plan assets at end of year | 2015-10-31 | $4,436,100 |
| Total plan assets at beginning of year | 2015-10-31 | $4,255,149 |
| Value of fidelity bond covering the plan | 2015-10-31 | $2,000,000 |
| Total contributions received or receivable from participants | 2015-10-31 | $257,711 |
| Contributions received from other sources (not participants or employers) | 2015-10-31 | $1,858 |
| Other income received | 2015-10-31 | $98,457 |
| Net income (gross income less expenses) | 2015-10-31 | $180,951 |
| Net plan assets at end of year (total assets less liabilities) | 2015-10-31 | $4,436,100 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-10-31 | $4,255,149 |
| Total contributions received or receivable from employer(s) | 2015-10-31 | $150,477 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-10-31 | $550 |
| 2014 : CAGLE FISHING & RENTAL TOOLS, LTD 401(K) PLAN 2014 401k financial data |
|---|
| Total income from all sources | 2014-10-31 | $1,055,900 |
| Expenses. Total of all expenses incurred | 2014-10-31 | $551,260 |
| Benefits paid (including direct rollovers) | 2014-10-31 | $551,060 |
| Total plan assets at end of year | 2014-10-31 | $4,255,149 |
| Total plan assets at beginning of year | 2014-10-31 | $3,750,509 |
| Value of fidelity bond covering the plan | 2014-10-31 | $500,000 |
| Total contributions received or receivable from participants | 2014-10-31 | $281,283 |
| Contributions received from other sources (not participants or employers) | 2014-10-31 | $74,355 |
| Other income received | 2014-10-31 | $441,126 |
| Net income (gross income less expenses) | 2014-10-31 | $504,640 |
| Net plan assets at end of year (total assets less liabilities) | 2014-10-31 | $4,255,149 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-10-31 | $3,750,509 |
| Total contributions received or receivable from employer(s) | 2014-10-31 | $259,136 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2014-10-31 | $200 |
| 2013 : CAGLE FISHING & RENTAL TOOLS, LTD 401(K) PLAN 2013 401k financial data |
|---|
| Total income from all sources | 2013-10-31 | $1,184,667 |
| Expenses. Total of all expenses incurred | 2013-10-31 | $115,406 |
| Benefits paid (including direct rollovers) | 2013-10-31 | $115,306 |
| Total plan assets at end of year | 2013-10-31 | $3,750,509 |
| Total plan assets at beginning of year | 2013-10-31 | $2,681,248 |
| Value of fidelity bond covering the plan | 2013-10-31 | $500,000 |
| Total contributions received or receivable from participants | 2013-10-31 | $280,972 |
| Expenses. Other expenses not covered elsewhere | 2013-10-31 | $100 |
| Contributions received from other sources (not participants or employers) | 2013-10-31 | $10,400 |
| Other income received | 2013-10-31 | $698,268 |
| Net income (gross income less expenses) | 2013-10-31 | $1,069,261 |
| Net plan assets at end of year (total assets less liabilities) | 2013-10-31 | $3,750,509 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-10-31 | $2,681,248 |
| Total contributions received or receivable from employer(s) | 2013-10-31 | $195,027 |
| 2012 : CAGLE FISHING & RENTAL TOOLS, LTD 401(K) PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-10-31 | $541,660 |
| Expenses. Total of all expenses incurred | 2012-10-31 | $159,287 |
| Benefits paid (including direct rollovers) | 2012-10-31 | $159,287 |
| Total plan assets at end of year | 2012-10-31 | $2,681,248 |
| Total plan assets at beginning of year | 2012-10-31 | $2,298,875 |
| Value of fidelity bond covering the plan | 2012-10-31 | $200,000 |
| Total contributions received or receivable from participants | 2012-10-31 | $204,279 |
| Contributions received from other sources (not participants or employers) | 2012-10-31 | $10,430 |
| Other income received | 2012-10-31 | $210,852 |
| Net income (gross income less expenses) | 2012-10-31 | $382,373 |
| Net plan assets at end of year (total assets less liabilities) | 2012-10-31 | $2,681,248 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-10-31 | $2,298,875 |
| Total contributions received or receivable from employer(s) | 2012-10-31 | $116,099 |
| 2011 : CAGLE FISHING & RENTAL TOOLS, LTD 401(K) PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-10-31 | $396,175 |
| Expenses. Total of all expenses incurred | 2011-10-31 | $296,961 |
| Benefits paid (including direct rollovers) | 2011-10-31 | $296,091 |
| Total plan assets at end of year | 2011-10-31 | $2,298,875 |
| Total plan assets at beginning of year | 2011-10-31 | $2,199,661 |
| Value of fidelity bond covering the plan | 2011-10-31 | $200,000 |
| Total contributions received or receivable from participants | 2011-10-31 | $193,093 |
| Contributions received from other sources (not participants or employers) | 2011-10-31 | $34,000 |
| Other income received | 2011-10-31 | $65,050 |
| Net income (gross income less expenses) | 2011-10-31 | $99,214 |
| Net plan assets at end of year (total assets less liabilities) | 2011-10-31 | $2,298,875 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-10-31 | $2,199,661 |
| Total contributions received or receivable from employer(s) | 2011-10-31 | $104,032 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2011-10-31 | $870 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-10-31 | $0 |
| 2015: CAGLE FISHING & RENTAL TOOLS, LTD 401(K) PLAN 2015 form 5500 responses |
|---|
| 2015-11-01 | Type of plan entity | Single employer plan |
| 2015-11-01 | Submission has been amended | No |
| 2015-11-01 | This submission is the final filing | No |
| 2015-11-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
| 2015-11-01 | Plan is a collectively bargained plan | No |
| 2015-11-01 | Plan funding arrangement – Insurance | Yes |
| 2015-11-01 | Plan funding arrangement – Trust | Yes |
| 2015-11-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-11-01 | Plan benefit arrangement - Trust | Yes |
| 2014: CAGLE FISHING & RENTAL TOOLS, LTD 401(K) PLAN 2014 form 5500 responses |
|---|
| 2014-11-01 | Type of plan entity | Single employer plan |
| 2014-11-01 | Submission has been amended | No |
| 2014-11-01 | This submission is the final filing | No |
| 2014-11-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-11-01 | Plan is a collectively bargained plan | No |
| 2014-11-01 | Plan funding arrangement – Insurance | Yes |
| 2014-11-01 | Plan funding arrangement – Trust | Yes |
| 2014-11-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-11-01 | Plan benefit arrangement - Trust | Yes |
| 2013: CAGLE FISHING & RENTAL TOOLS, LTD 401(K) PLAN 2013 form 5500 responses |
|---|
| 2013-11-01 | Type of plan entity | Single employer plan |
| 2013-11-01 | Submission has been amended | No |
| 2013-11-01 | This submission is the final filing | No |
| 2013-11-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-11-01 | Plan is a collectively bargained plan | No |
| 2013-11-01 | Plan funding arrangement – Insurance | Yes |
| 2013-11-01 | Plan funding arrangement – Trust | Yes |
| 2013-11-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-11-01 | Plan benefit arrangement - Trust | Yes |
| 2012: CAGLE FISHING & RENTAL TOOLS, LTD 401(K) PLAN 2012 form 5500 responses |
|---|
| 2012-11-01 | Type of plan entity | Single employer plan |
| 2012-11-01 | Submission has been amended | No |
| 2012-11-01 | This submission is the final filing | No |
| 2012-11-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-11-01 | Plan is a collectively bargained plan | No |
| 2012-11-01 | Plan funding arrangement – Insurance | Yes |
| 2012-11-01 | Plan funding arrangement – Trust | Yes |
| 2012-11-01 | Plan benefit arrangement – Insurance | Yes |
| 2012-11-01 | Plan benefit arrangement - Trust | Yes |
| 2011: CAGLE FISHING & RENTAL TOOLS, LTD 401(K) PLAN 2011 form 5500 responses |
|---|
| 2011-11-01 | Type of plan entity | Single employer plan |
| 2011-11-01 | Submission has been amended | No |
| 2011-11-01 | This submission is the final filing | No |
| 2011-11-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-11-01 | Plan is a collectively bargained plan | No |
| 2011-11-01 | Plan funding arrangement – Insurance | Yes |
| 2011-11-01 | Plan funding arrangement – Trust | Yes |
| 2011-11-01 | Plan benefit arrangement – Insurance | Yes |
| 2011-11-01 | Plan benefit arrangement - Trust | Yes |
| 2010: CAGLE FISHING & RENTAL TOOLS, LTD 401(K) PLAN 2010 form 5500 responses |
|---|
| 2010-11-01 | Type of plan entity | Single employer plan |
| 2010-11-01 | Submission has been amended | No |
| 2010-11-01 | This submission is the final filing | No |
| 2010-11-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2010-11-01 | Plan is a collectively bargained plan | No |
| 2010-11-01 | Plan funding arrangement – Insurance | Yes |
| 2010-11-01 | Plan benefit arrangement – Insurance | Yes |
| 2009: CAGLE FISHING & RENTAL TOOLS, LTD 401(K) PLAN 2009 form 5500 responses |
|---|
| 2009-11-01 | Type of plan entity | Single employer plan |
| 2009-11-01 | Submission has been amended | No |
| 2009-11-01 | This submission is the final filing | No |
| 2009-11-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-11-01 | Plan is a collectively bargained plan | No |
| 2009-11-01 | Plan funding arrangement – Insurance | Yes |
| 2009-11-01 | Plan benefit arrangement – Insurance | Yes |
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | ZH9562 |
| Policy instance | 1 |
| Insurance contract or identification number | ZH9562 | | Number of Individuals Covered | 68 | | Insurance policy start date | 2015-11-01 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $2,227 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $2,227 | | Insurance broker organization code? | 3 | | Insurance broker name | MORGAN STANLEY SMITH BARNEY |
|
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | ZH9562 |
| Policy instance | 1 |
| Insurance contract or identification number | ZH9562 | | Number of Individuals Covered | 69 | | Insurance policy start date | 2014-11-01 | | Insurance policy end date | 2015-10-31 | | Total amount of commissions paid to insurance broker | USD $13,015 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $13,015 | | Insurance broker organization code? | 3 | | Insurance broker name | MORGAN STANLEY SMITH BARNEY |
|
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | ZH9562 |
| Policy instance | 1 |
| Insurance contract or identification number | ZH9562 | | Number of Individuals Covered | 59 | | Insurance policy start date | 2013-11-01 | | Insurance policy end date | 2014-10-31 | | Total amount of commissions paid to insurance broker | USD $12,421 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $12,421 | | Insurance broker organization code? | 3 | | Insurance broker name | MORGAN STANLEY SMITH BARNEY |
|
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | PHX562 |
| Policy instance | 1 |
| Insurance contract or identification number | PHX562 | | Number of Individuals Covered | 52 | | Insurance policy start date | 2012-11-01 | | Insurance policy end date | 2013-10-31 | | Total amount of commissions paid to insurance broker | USD $9,537 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $9,537 | | Insurance broker organization code? | 3 | | Insurance broker name | MORGAN STANLEY SMITH BARNEY |
|
| METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 ) |
| Policy contract number | 931974 |
| Policy instance | 1 |
| Insurance contract or identification number | 931974 | | Number of Individuals Covered | 0 | | Insurance policy start date | 2011-11-01 | | Insurance policy end date | 2011-12-16 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 ) |
| Policy contract number | PHX562 |
| Policy instance | 2 |
| Insurance contract or identification number | PHX562 | | Number of Individuals Covered | 46 | | Insurance policy start date | 2011-12-16 | | Insurance policy end date | 2012-10-31 | | Total amount of commissions paid to insurance broker | USD $6,222 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 ) |
| Policy contract number | 931974 |
| Policy instance | 1 |
| Insurance contract or identification number | 931974 | | Number of Individuals Covered | 27 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $5,720 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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