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AMERICAN EXCELSIOR COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameAMERICAN EXCELSIOR COMPANY EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 001

AMERICAN EXCELSIOR COMPANY EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Stock bonus
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).

401k Sponsoring company profile

AMERICAN EXCELSIOR COMPANY has sponsored the creation of one or more 401k plans.

Company Name:AMERICAN EXCELSIOR COMPANY
Employer identification number (EIN):751492124
NAIC Classification:321900

Additional information about AMERICAN EXCELSIOR COMPANY

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 1975-11-03
Company Identification Number: 0036995900
Legal Registered Office Address: 850 AVENUE H E

ARLINGTON
United States of America (USA)
76011

More information about AMERICAN EXCELSIOR COMPANY

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AMERICAN EXCELSIOR COMPANY EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012014-01-01TODD EBLEN TODD EBLEN2015-09-15
0012013-01-01TODD EBLEN TODD EBLEN2014-10-14
0012012-01-01TODD EBLEN TODD EBLEN2013-10-11
0012011-01-01TODD EBLEN TODD EBLEN2012-10-09
0012010-01-01TODD EBLEN TODD EBLEN2011-10-11
0012009-01-01MARCI WEBB TODD EBLEN2010-10-12

Plan Statistics for AMERICAN EXCELSIOR COMPANY EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for AMERICAN EXCELSIOR COMPANY EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2014: AMERICAN EXCELSIOR COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01272
Total number of active participants reported on line 7a of the Form 55002014-01-010
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-010
Number of participants with account balances2014-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: AMERICAN EXCELSIOR COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01274
Total number of active participants reported on line 7a of the Form 55002013-01-01246
Number of retired or separated participants receiving benefits2013-01-013
Number of other retired or separated participants entitled to future benefits2013-01-0119
Total of all active and inactive participants2013-01-01268
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-014
Total participants2013-01-01272
Number of participants with account balances2013-01-01169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: AMERICAN EXCELSIOR COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01269
Total number of active participants reported on line 7a of the Form 55002012-01-01249
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0120
Total of all active and inactive participants2012-01-01270
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01270
Number of participants with account balances2012-01-01172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-013
2011: AMERICAN EXCELSIOR COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01273
Total number of active participants reported on line 7a of the Form 55002011-01-01240
Number of retired or separated participants receiving benefits2011-01-012
Number of other retired or separated participants entitled to future benefits2011-01-0125
Total of all active and inactive participants2011-01-01267
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-01269
Number of participants with account balances2011-01-01184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-014
2010: AMERICAN EXCELSIOR COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01253
Total number of active participants reported on line 7a of the Form 55002010-01-01249
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0122
Total of all active and inactive participants2010-01-01271
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-011
Total participants2010-01-01272
Number of participants with account balances2010-01-01187
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-014
2009: AMERICAN EXCELSIOR COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01275
Total number of active participants reported on line 7a of the Form 55002009-01-01212
Number of retired or separated participants receiving benefits2009-01-012
Number of other retired or separated participants entitled to future benefits2009-01-0138
Total of all active and inactive participants2009-01-01252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-01253
Number of participants with account balances2009-01-01207
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-017

Financial Data on AMERICAN EXCELSIOR COMPANY EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2014 : AMERICAN EXCELSIOR COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-11-13$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-11-13$1,745,337
Total unrealized appreciation/depreciation of assets2014-11-13$1,745,337
Total transfer of assets to this plan2014-11-13$0
Total transfer of assets from this plan2014-11-13$10,947,697
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-11-13$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-11-13$0
Expenses. Interest paid2014-11-13$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-11-13$0
Total income from all sources (including contributions)2014-11-13$-914,824
Total loss/gain on sale of assets2014-11-13$0
Total of all expenses incurred2014-11-13$24,237
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-11-13$19,474
Expenses. Certain deemed distributions of participant loans2014-11-13$0
Value of total corrective distributions2014-11-13$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-11-13$55,875
Value of total assets at end of year2014-11-13$0
Value of total assets at beginning of year2014-11-13$11,886,758
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-11-13$4,763
Total income from rents2014-11-13$0
Total interest from all sources2014-11-13$6,403
Total dividends received (eg from common stock, registered investment company shares)2014-11-13$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-11-13No
Total dividends received from registered investment company shares (eg mutual funds)2014-11-13$0
Administrative expenses professional fees incurred2014-11-13$0
Was this plan covered by a fidelity bond2014-11-13Yes
Value of fidelity bond cover2014-11-13$1,000,000
If this is an individual account plan, was there a blackout period2014-11-13No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-11-13$0
Were there any nonexempt tranactions with any party-in-interest2014-11-13No
Amount of non-exempt transactions with any party-in-interest2014-11-13$0
Contributions received from participants2014-11-13$0
Participant contributions at end of year2014-11-13$0
Participant contributions at beginning of year2014-11-13$0
Income. Received or receivable in cash from other sources (including rollovers)2014-11-13$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-11-13$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-11-13$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-11-13$26
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-11-13$0
Other income not declared elsewhere2014-11-13$-2,722,439
Administrative expenses (other) incurred2014-11-13$4,763
Liabilities. Value of operating payables at beginning of year2014-11-13$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-11-13No
Income. Non cash contributions2014-11-13$0
Value of net income/loss2014-11-13$-939,061
Value of net assets at end of year (total assets less liabilities)2014-11-13$0
Value of net assets at beginning of year (total assets less liabilities)2014-11-13$11,886,758
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-11-13Yes
Were any loans by the plan or fixed income obligations due to the plan in default2014-11-13No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2014-11-13$0
Were any leases to which the plan was party in default or uncollectible2014-11-13No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2014-11-13$0
Investment advisory and management fees2014-11-13$0
Interest on participant loans2014-11-13$0
Income. Interest from loans (other than to participants)2014-11-13$0
Interest earned on other investments2014-11-13$0
Income. Interest from US Government securities2014-11-13$0
Income. Interest from corporate debt instruments2014-11-13$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-11-13$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-11-13$4,886
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-11-13$4,886
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-11-13$6,403
Expenses. Payments to insurance carriers foe the provision of benefits2014-11-13$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-11-13$0
Net investment gain/loss from pooled separate accounts2014-11-13$0
Net investment gain or loss from common/collective trusts2014-11-13$0
Net gain/loss from 103.12 investment entities2014-11-13$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-11-13No
Was there a failure to transmit to the plan any participant contributions2014-11-13No
Has the plan failed to provide any benefit when due under the plan2014-11-13No
Assets. Invements in employer securities at end of year2014-11-13$0
Assets. Invements in employer securities at beginning of year2014-11-13$11,764,088
Contributions received in cash from employer2014-11-13$55,875
Employer contributions (assets) at end of year2014-11-13$0
Employer contributions (assets) at beginning of year2014-11-13$117,758
Income. Dividends from preferred stock2014-11-13$0
Income. Dividends from common stock2014-11-13$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-11-13$19,474
Contract administrator fees2014-11-13$0
Liabilities. Value of benefit claims payable at beginning of year2014-11-13$0
Did the plan have assets held for investment2014-11-13No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-11-13No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-11-13Yes
Aggregate proceeds on sale of assets2014-11-13$0
Aggregate carrying amount (costs) on sale of assets2014-11-13$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-11-13$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-11-13No
Opinion of an independent qualified public accountant for this plan2014-11-13Unqualified
Accountancy firm name2014-11-13BDO USA, LLP
Accountancy firm EIN2014-11-13135381590
2013 : AMERICAN EXCELSIOR COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$661,840
Total unrealized appreciation/depreciation of assets2013-12-31$661,840
Total transfer of assets to this plan2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Expenses. Interest paid2013-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-12-31$0
Total income from all sources (including contributions)2013-12-31$732,642
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,877,831
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,819,498
Value of total corrective distributions2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$117,758
Value of total assets at end of year2013-12-31$11,886,758
Value of total assets at beginning of year2013-12-31$13,031,947
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$58,333
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$180
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$5,693
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$5,693
Administrative expenses professional fees incurred2013-12-31$25,475
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$1,810,862
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Amount of non-exempt transactions with any party-in-interest2013-12-31$0
Contributions received from participants2013-12-31$0
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$26
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$891
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$-58,518
Administrative expenses (other) incurred2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$117,758
Value of net income/loss2013-12-31$-1,145,189
Value of net assets at end of year (total assets less liabilities)2013-12-31$11,886,758
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$13,031,947
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2013-12-31$0
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2013-12-31$0
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$281,072
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$0
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$4,886
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$24,602
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$24,602
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$180
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$5,689
Net investment gain/loss from pooled separate accounts2013-12-31$0
Net investment gain or loss from common/collective trusts2013-12-31$0
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$11,764,088
Assets. Invements in employer securities at beginning of year2013-12-31$12,632,784
Contributions received in cash from employer2013-12-31$0
Employer contributions (assets) at end of year2013-12-31$117,758
Employer contributions (assets) at beginning of year2013-12-31$92,598
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,819,498
Contract administrator fees2013-12-31$32,858
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$0
Aggregate carrying amount (costs) on sale of assets2013-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BDO USA, LLP
Accountancy firm EIN2013-12-31135381590
2012 : AMERICAN EXCELSIOR COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$4,861,316
Total unrealized appreciation/depreciation of assets2012-12-31$4,861,316
Total transfer of assets to this plan2012-12-31$0
Total transfer of assets from this plan2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Expenses. Interest paid2012-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022012-12-31$0
Total income from all sources (including contributions)2012-12-31$4,971,171
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$649,257
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$649,257
Value of total corrective distributions2012-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$92,598
Value of total assets at end of year2012-12-31$13,031,947
Value of total assets at beginning of year2012-12-31$8,710,033
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total income from rents2012-12-31$0
Total interest from all sources2012-12-31$95
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$5,200
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$5,200
Administrative expenses professional fees incurred2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$633,341
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Amount of non-exempt transactions with any party-in-interest2012-12-31$0
Contributions received from participants2012-12-31$0
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$891
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$663
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$832
Administrative expenses (other) incurred2012-12-31$0
Liabilities. Value of operating payables at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Income. Non cash contributions2012-12-31$92,598
Value of net income/loss2012-12-31$4,321,914
Value of net assets at end of year (total assets less liabilities)2012-12-31$13,031,947
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$8,710,033
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2012-12-31$0
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2012-12-31$0
Investment advisory and management fees2012-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$281,072
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$264,261
Income. Interest from loans (other than to participants)2012-12-31$0
Interest earned on other investments2012-12-31$0
Income. Interest from US Government securities2012-12-31$0
Income. Interest from corporate debt instruments2012-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$24,602
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$2,113
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$2,113
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$95
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$11,130
Net investment gain/loss from pooled separate accounts2012-12-31$0
Net investment gain or loss from common/collective trusts2012-12-31$0
Net gain/loss from 103.12 investment entities2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$12,632,784
Assets. Invements in employer securities at beginning of year2012-12-31$8,358,113
Contributions received in cash from employer2012-12-31$0
Employer contributions (assets) at end of year2012-12-31$92,598
Employer contributions (assets) at beginning of year2012-12-31$84,883
Income. Dividends from preferred stock2012-12-31$0
Income. Dividends from common stock2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$649,257
Contract administrator fees2012-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$0
Aggregate carrying amount (costs) on sale of assets2012-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2012-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31HARTMAN LEITO & BOLT, LLP
Accountancy firm EIN2012-12-31752407989
2011 : AMERICAN EXCELSIOR COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$1,109,894
Total unrealized appreciation/depreciation of assets2011-12-31$1,109,894
Total transfer of assets to this plan2011-12-31$0
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Expenses. Interest paid2011-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,199,943
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$349,388
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$349,388
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$84,883
Value of total assets at end of year2011-12-31$8,710,033
Value of total assets at beginning of year2011-12-31$7,859,478
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total income from rents2011-12-31$0
Total interest from all sources2011-12-31$5,166
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$0
Administrative expenses professional fees incurred2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$343,427
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Amount of non-exempt transactions with any party-in-interest2011-12-31$0
Contributions received from participants2011-12-31$0
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$663
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$531
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$0
Administrative expenses (other) incurred2011-12-31$0
Liabilities. Value of operating payables at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$46,697
Value of net income/loss2011-12-31$850,555
Value of net assets at end of year (total assets less liabilities)2011-12-31$8,710,033
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$7,859,478
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2011-12-31$0
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2011-12-31$0
Investment advisory and management fees2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$264,261
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$234,018
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$0
Income. Interest from US Government securities2011-12-31$0
Income. Interest from corporate debt instruments2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$2,113
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$9,613
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$9,613
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$5,166
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$0
Net investment gain/loss from pooled separate accounts2011-12-31$0
Net investment gain or loss from common/collective trusts2011-12-31$0
Net gain/loss from 103.12 investment entities2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$8,358,113
Assets. Invements in employer securities at beginning of year2011-12-31$7,567,977
Contributions received in cash from employer2011-12-31$38,186
Employer contributions (assets) at end of year2011-12-31$84,883
Employer contributions (assets) at beginning of year2011-12-31$47,339
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$349,388
Contract administrator fees2011-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31HARTMAN LEITO & BOLT, LLP
Accountancy firm EIN2011-12-31752407989
2010 : AMERICAN EXCELSIOR COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$2,667,983
Total unrealized appreciation/depreciation of assets2010-12-31$2,667,983
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Expenses. Interest paid2010-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,727,606
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$643,917
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$643,917
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$47,338
Value of total assets at end of year2010-12-31$7,859,478
Value of total assets at beginning of year2010-12-31$5,775,789
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$2,961
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$628,103
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Amount of non-exempt transactions with any party-in-interest2010-12-31$0
Contributions received from participants2010-12-31$0
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$531
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$128
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$9,324
Administrative expenses (other) incurred2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$23,669
Value of net income/loss2010-12-31$2,083,689
Value of net assets at end of year (total assets less liabilities)2010-12-31$7,859,478
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$5,775,789
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2010-12-31$0
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2010-12-31$0
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$234,018
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$0
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$0
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$9,613
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$247,123
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$247,123
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$2,961
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$0
Net investment gain/loss from pooled separate accounts2010-12-31$0
Net investment gain or loss from common/collective trusts2010-12-31$0
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$7,567,977
Assets. Invements in employer securities at beginning of year2010-12-31$5,422,591
Contributions received in cash from employer2010-12-31$23,669
Employer contributions (assets) at end of year2010-12-31$47,339
Employer contributions (assets) at beginning of year2010-12-31$105,947
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$643,917
Contract administrator fees2010-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31HARTMAN LEITO AND BOLT, LLP
Accountancy firm EIN2010-12-31752407989
2009 : AMERICAN EXCELSIOR COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$594,636

Form 5500 Responses for AMERICAN EXCELSIOR COMPANY EMPLOYEE STOCK OWNERSHIP PLAN

2014: AMERICAN EXCELSIOR COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01This submission is the final filingYes
2014-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: AMERICAN EXCELSIOR COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: AMERICAN EXCELSIOR COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: AMERICAN EXCELSIOR COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: AMERICAN EXCELSIOR COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: AMERICAN EXCELSIOR COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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