401k Plan data: COWLES & THOMPSON, P.C. EMPLOYEES 401(K) PLAN plan

COWLES & THOMPSON, P.C. EMPLOYEES 401(K) PLAN 401k Plan overview

Plan Name	COWLES & THOMPSON, P.C. EMPLOYEES 401(K) PLAN
Plan identification number	001

COWLES & THOMPSON, P.C. EMPLOYEES 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

COWLES & THOMPSON, PC has sponsored the creation of one or more 401k plans.

Company Name: COWLES & THOMPSON, PC

Employer identification number (EIN): 751603601

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COWLES & THOMPSON, P.C. EMPLOYEES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 PRISCILLA RIKE 2023-07-18
001 2021-01-01 GLENDA ROBINSON 2022-07-15
001 2020-01-01 GLENDA ROBINSON 2021-06-30
001 2019-01-01 GLENDA ROBINSON 2020-10-02
001 2018-01-01 GLENDA ROBINSON 2019-10-08
001 2017-01-01 GLENDA ROBINSON 2018-05-11
001 2016-01-01 GLENDA ROBINSON 2017-06-22
001 2015-01-01 GLENDA ROBINSON 2016-09-26
001 2014-01-01 GLENDA ROBINSON 2015-07-14
001 2013-01-01 GLENDA ROBINSON 2014-06-05
001 2012-01-01 GLENDA ROBINSON 2013-06-11
001 2011-01-01 GLENDA ROBINSON
001 2010-01-01 GLENDA ROBINSON
001 2009-01-01 GLENDA ROBINSON

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01	PRISCILLA RIKE	2023-07-18
001	2021-01-01	GLENDA ROBINSON	2022-07-15
001	2020-01-01	GLENDA ROBINSON	2021-06-30
001	2019-01-01	GLENDA ROBINSON	2020-10-02
001	2018-01-01	GLENDA ROBINSON	2019-10-08
001	2017-01-01	GLENDA ROBINSON	2018-05-11
001	2016-01-01	GLENDA ROBINSON	2017-06-22
001	2015-01-01	GLENDA ROBINSON	2016-09-26
001	2014-01-01	GLENDA ROBINSON	2015-07-14
001	2013-01-01	GLENDA ROBINSON	2014-06-05
001	2012-01-01	GLENDA ROBINSON	2013-06-11
001	2011-01-01	GLENDA ROBINSON
001	2010-01-01	GLENDA ROBINSON
001	2009-01-01	GLENDA ROBINSON

Plan Statistics for COWLES & THOMPSON, P.C. EMPLOYEES 401(K) PLAN

401k plan membership statisitcs for COWLES & THOMPSON, P.C. EMPLOYEES 401(K) PLAN

Measure Date Value
2011: COWLES & THOMPSON, P.C. EMPLOYEES 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 108
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 67
Number of retired or separated participants receiving benefits 2011-01-01 2
Number of other retired or separated participants entitled to future benefits 2011-01-01 23
Total of all active and inactive participants 2011-01-01 92
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 93
Number of participants with account balances 2011-01-01 91
2010: COWLES & THOMPSON, P.C. EMPLOYEES 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 119
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 71
Number of other retired or separated participants entitled to future benefits 2010-01-01 37
Total of all active and inactive participants 2010-01-01 108
Total participants 2010-01-01 108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 3
2009: COWLES & THOMPSON, P.C. EMPLOYEES 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 152
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 69
Number of other retired or separated participants entitled to future benefits 2009-01-01 36
Total of all active and inactive participants 2009-01-01 105
Total participants 2009-01-01 105
Number of participants with account balances 2009-01-01 119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 2

Measure	Date	Value
2011: COWLES & THOMPSON, P.C. EMPLOYEES 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	108
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	67
Number of retired or separated participants receiving benefits	2011-01-01	2
Number of other retired or separated participants entitled to future benefits	2011-01-01	23
Total of all active and inactive participants	2011-01-01	92
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	93
Number of participants with account balances	2011-01-01	91
2010: COWLES & THOMPSON, P.C. EMPLOYEES 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	119
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	71
Number of other retired or separated participants entitled to future benefits	2010-01-01	37
Total of all active and inactive participants	2010-01-01	108
Total participants	2010-01-01	108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	3
2009: COWLES & THOMPSON, P.C. EMPLOYEES 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	152
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	69
Number of other retired or separated participants entitled to future benefits	2009-01-01	36
Total of all active and inactive participants	2009-01-01	105
Total participants	2009-01-01	105
Number of participants with account balances	2009-01-01	119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	2

Financial Data on COWLES & THOMPSON, P.C. EMPLOYEES 401(K) PLAN

Measure	Date	Value
2011 : COWLES & THOMPSON, P.C. EMPLOYEES 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets	2011-12-31	$-413,234
Total unrealized appreciation/depreciation of assets	2011-12-31	$-413,234
Total income from all sources (including contributions)	2011-12-31	$83,641
Total loss/gain on sale of assets	2011-12-31	$-153,667
Total of all expenses incurred	2011-12-31	$1,020,898
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,020,838
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$437,103
Value of total assets at end of year	2011-12-31	$11,609,495
Value of total assets at beginning of year	2011-12-31	$12,546,752
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$60
Total interest from all sources	2011-12-31	$15,091
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$198,348
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$198,348
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$4,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$356,592
Participant contributions at end of year	2011-12-31	$254,862
Participant contributions at beginning of year	2011-12-31	$271,657
Participant contributions at end of year	2011-12-31	$0
Participant contributions at beginning of year	2011-12-31	$27,859
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-937,257
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$11,609,495
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$12,546,752
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$8,732,632
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$8,822,667
Interest on participant loans	2011-12-31	$15,091
Value of interest in common/collective trusts at end of year	2011-12-31	$2,622,001
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$3,415,142
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$3,415,142
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$80,511
Employer contributions (assets) at end of year	2011-12-31	$0
Employer contributions (assets) at beginning of year	2011-12-31	$9,427
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,020,838
Contract administrator fees	2011-12-31	$60
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$4,330,268
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$4,483,935
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MCBEE & COMPANY
Accountancy firm EIN	2011-12-31	030494890
2010 : COWLES & THOMPSON, P.C. EMPLOYEES 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets	2010-12-31	$1,262,300
Total unrealized appreciation/depreciation of assets	2010-12-31	$1,262,300
Total income from all sources (including contributions)	2010-12-31	$1,543,518
Total loss/gain on sale of assets	2010-12-31	$-394,404
Total of all expenses incurred	2010-12-31	$831,252
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$829,377
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$440,623
Value of total assets at end of year	2010-12-31	$12,546,752
Value of total assets at beginning of year	2010-12-31	$11,834,486
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,875
Total interest from all sources	2010-12-31	$16,028
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$218,971
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$4,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$347,997
Participant contributions at end of year	2010-12-31	$271,657
Participant contributions at beginning of year	2010-12-31	$230,747
Participant contributions at end of year	2010-12-31	$27,859
Participant contributions at beginning of year	2010-12-31	$45,785
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$7,062
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$712,266
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$12,546,752
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$11,834,486
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$1,875
Interest on participant loans	2010-12-31	$16,028
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$1,548,377
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$1,528,810
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$1,528,810
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$85,564
Employer contributions (assets) at end of year	2010-12-31	$9,427
Employer contributions (assets) at beginning of year	2010-12-31	$13,069
Income. Dividends from common stock	2010-12-31	$218,971
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$829,377
Asset. Corporate debt instrument debt (other) at end of year	2010-12-31	$1,866,765
Asset. Corporate debt instrument debt (other) at beginning of year	2010-12-31	$1,839,063
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$8,822,667
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$8,177,012
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$13,491,283
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$13,885,687
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MCBEE & COMPANY
Accountancy firm EIN	2010-12-31	030494890
2009 : COWLES & THOMPSON, P.C. EMPLOYEES 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for COWLES & THOMPSON, P.C. EMPLOYEES 401(K) PLAN

2011: COWLES & THOMPSON, P.C. EMPLOYEES 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: COWLES & THOMPSON, P.C. EMPLOYEES 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: COWLES & THOMPSON, P.C. EMPLOYEES 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	COWLES & THOMPSON, PC
Employer identification number (EIN):	751603601
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers