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PULMONARY CONSULTANTS OF TEXAS EMPLOYEE 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NamePULMONARY CONSULTANTS OF TEXAS EMPLOYEE 401(K) PROFIT SHARING PLAN
Plan identification number 001

PULMONARY CONSULTANTS OF TEXAS EMPLOYEE 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

TEXAS PULMONARY & CRITICAL CARE CONSULTANTS, P.A. has sponsored the creation of one or more 401k plans.

Company Name:TEXAS PULMONARY & CRITICAL CARE CONSULTANTS, P.A.
Employer identification number (EIN):751604753
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PULMONARY CONSULTANTS OF TEXAS EMPLOYEE 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01ROBIN BEAN
0012016-01-01CHRISTOPHER M. SHERLOCK CHRISTOPHER M. SHERLOCK2017-10-16
0012016-01-01DAVID GUIER
0012015-01-01CHRISTOPHER SHERLOCK CHRISTOPHER SHERLOCK2016-10-07
0012014-01-01CHRISTOPHER SHERLOCK CHRISTOPHER SHERLOCK2015-10-01
0012013-01-01CHRISTOPHER SHERLOCK CHRISTOPHER SHERLOCK2014-10-15
0012012-01-01TIMOTHY PRUDEN2013-10-10 TIMOTHY PRUDEN2013-10-10
0012011-01-01TIMOTHY PRUDEN2012-09-11 TIMOTHY PRUDEN2012-09-11
0012010-01-01TIMOTHY PRUDEN2011-09-12 TIMOTHY PRUDEN2011-09-12

Plan Statistics for PULMONARY CONSULTANTS OF TEXAS EMPLOYEE 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for PULMONARY CONSULTANTS OF TEXAS EMPLOYEE 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: PULMONARY CONSULTANTS OF TEXAS EMPLOYEE 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01126
Total number of active participants reported on line 7a of the Form 55002022-01-0166
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0138
Total of all active and inactive participants2022-01-01104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01104
Number of participants with account balances2022-01-0197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-014
2021: PULMONARY CONSULTANTS OF TEXAS EMPLOYEE 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01128
Total number of active participants reported on line 7a of the Form 55002021-01-0178
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0143
Total of all active and inactive participants2021-01-01121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01121
Number of participants with account balances2021-01-01114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-017
2020: PULMONARY CONSULTANTS OF TEXAS EMPLOYEE 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01133
Total number of active participants reported on line 7a of the Form 55002020-01-0185
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0135
Total of all active and inactive participants2020-01-01120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01120
Number of participants with account balances2020-01-01109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-015
2019: PULMONARY CONSULTANTS OF TEXAS EMPLOYEE 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01132
Total number of active participants reported on line 7a of the Form 55002019-01-0188
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0140
Total of all active and inactive participants2019-01-01128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01128
Number of participants with account balances2019-01-01122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0110
2018: PULMONARY CONSULTANTS OF TEXAS EMPLOYEE 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01142
Total number of active participants reported on line 7a of the Form 55002018-01-0197
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0130
Total of all active and inactive participants2018-01-01127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01127
Number of participants with account balances2018-01-01115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-014
2017: PULMONARY CONSULTANTS OF TEXAS EMPLOYEE 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01127
Total number of active participants reported on line 7a of the Form 55002017-01-01101
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0125
Total of all active and inactive participants2017-01-01126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01126
Number of participants with account balances2017-01-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-017
2016: PULMONARY CONSULTANTS OF TEXAS EMPLOYEE 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01121
Total number of active participants reported on line 7a of the Form 55002016-01-0193
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0125
Total of all active and inactive participants2016-01-01118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01118
Number of participants with account balances2016-01-01112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0110
2015: PULMONARY CONSULTANTS OF TEXAS EMPLOYEE 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01135
Total number of active participants reported on line 7a of the Form 55002015-01-0199
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0115
Total of all active and inactive participants2015-01-01114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01115
Number of participants with account balances2015-01-01106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-016
2014: PULMONARY CONSULTANTS OF TEXAS EMPLOYEE 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01147
Total number of active participants reported on line 7a of the Form 55002014-01-01104
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0117
Total of all active and inactive participants2014-01-01121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01122
Number of participants with account balances2014-01-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-016
2013: PULMONARY CONSULTANTS OF TEXAS EMPLOYEE 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01135
Total number of active participants reported on line 7a of the Form 55002013-01-01109
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0112
Total of all active and inactive participants2013-01-01121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01121
Number of participants with account balances2013-01-01114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-014

Financial Data on PULMONARY CONSULTANTS OF TEXAS EMPLOYEE 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : PULMONARY CONSULTANTS OF TEXAS EMPLOYEE 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-4,662,340
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$7,571,007
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$7,517,541
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$651,776
Value of total assets at end of year2022-12-31$24,349,512
Value of total assets at beginning of year2022-12-31$36,582,859
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$53,466
Total interest from all sources2022-12-31$34,693
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$448,255
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$448,255
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$433,045
Participant contributions at end of year2022-12-31$84,394
Participant contributions at beginning of year2022-12-31$101,521
Participant contributions at end of year2022-12-31$8,233
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,014
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-12,233,347
Value of net assets at end of year (total assets less liabilities)2022-12-31$24,349,512
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$36,582,859
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$39,170
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$22,052,062
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$34,820,614
Interest on participant loans2022-12-31$4,481
Income. Interest from loans (other than to participants)2022-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$2,109,914
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$1,232,480
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$1,232,480
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$30,212
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-5,797,064
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$217,717
Employer contributions (assets) at end of year2022-12-31$94,909
Employer contributions (assets) at beginning of year2022-12-31$428,244
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$7,517,541
Contract administrator fees2022-12-31$14,296
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31JTAYLOR
Accountancy firm EIN2022-12-31752795393
2021 : PULMONARY CONSULTANTS OF TEXAS EMPLOYEE 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$6,593,974
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$9,501,962
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$9,436,357
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,193,993
Value of total assets at end of year2021-12-31$36,582,859
Value of total assets at beginning of year2021-12-31$39,490,847
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$65,605
Total interest from all sources2021-12-31$7,765
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$614,052
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$614,052
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$493,482
Participant contributions at end of year2021-12-31$101,521
Participant contributions at beginning of year2021-12-31$127,824
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$8,022
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$30,002
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-2,907,988
Value of net assets at end of year (total assets less liabilities)2021-12-31$36,582,859
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$39,490,847
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$55,357
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$34,820,614
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$37,869,434
Interest on participant loans2021-12-31$7,533
Income. Interest from loans (other than to participants)2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$1,232,480
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$934,280
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$934,280
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$232
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$4,778,164
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$670,509
Employer contributions (assets) at end of year2021-12-31$428,244
Employer contributions (assets) at beginning of year2021-12-31$551,287
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$9,436,357
Contract administrator fees2021-12-31$10,248
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31JTAYLOR
Accountancy firm EIN2021-12-31752795393
2020 : PULMONARY CONSULTANTS OF TEXAS EMPLOYEE 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$6,471,546
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$864,092
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$801,395
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,310,741
Value of total assets at end of year2020-12-31$39,490,847
Value of total assets at beginning of year2020-12-31$33,883,393
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$62,697
Total interest from all sources2020-12-31$16,536
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$580,115
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$580,115
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$535,479
Participant contributions at end of year2020-12-31$127,824
Participant contributions at beginning of year2020-12-31$168,734
Participant contributions at end of year2020-12-31$8,022
Participant contributions at beginning of year2020-12-31$10,664
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$5,607,454
Value of net assets at end of year (total assets less liabilities)2020-12-31$39,490,847
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$33,883,393
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$51,768
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$37,869,434
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$32,777,248
Interest on participant loans2020-12-31$10,510
Income. Interest from loans (other than to participants)2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$934,280
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$495,622
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$495,622
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$6,026
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$4,564,154
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$775,262
Employer contributions (assets) at end of year2020-12-31$551,287
Employer contributions (assets) at beginning of year2020-12-31$431,125
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$801,395
Contract administrator fees2020-12-31$10,929
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31JTAYLOR
Accountancy firm EIN2020-12-31752795393
2019 : PULMONARY CONSULTANTS OF TEXAS EMPLOYEE 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$7,636,017
Total income from all sources (including contributions)2019-12-31$7,636,017
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,728,681
Total of all expenses incurred2019-12-31$1,728,681
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,657,657
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,657,657
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,244,972
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,244,972
Value of total assets at end of year2019-12-31$33,883,393
Value of total assets at end of year2019-12-31$33,883,393
Value of total assets at beginning of year2019-12-31$27,976,057
Value of total assets at beginning of year2019-12-31$27,976,057
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$71,024
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$71,024
Total interest from all sources2019-12-31$25,351
Total interest from all sources2019-12-31$25,351
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$653,278
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$653,278
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$653,278
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$653,278
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$530,489
Contributions received from participants2019-12-31$530,489
Participant contributions at end of year2019-12-31$168,734
Participant contributions at end of year2019-12-31$168,734
Participant contributions at beginning of year2019-12-31$80,910
Participant contributions at beginning of year2019-12-31$80,910
Participant contributions at end of year2019-12-31$10,664
Participant contributions at end of year2019-12-31$10,664
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$17,209
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$17,209
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$5,907,336
Value of net income/loss2019-12-31$5,907,336
Value of net assets at end of year (total assets less liabilities)2019-12-31$33,883,393
Value of net assets at end of year (total assets less liabilities)2019-12-31$33,883,393
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$27,976,057
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$27,976,057
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$56,351
Investment advisory and management fees2019-12-31$56,351
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$32,777,248
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$32,777,248
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$25,478,842
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$25,478,842
Interest on participant loans2019-12-31$6,289
Interest on participant loans2019-12-31$6,289
Income. Interest from loans (other than to participants)2019-12-31$0
Income. Interest from loans (other than to participants)2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$495,622
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$495,622
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,770,940
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,770,940
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,770,940
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,770,940
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$19,062
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$19,062
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$5,712,416
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$5,712,416
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$697,274
Contributions received in cash from employer2019-12-31$697,274
Employer contributions (assets) at end of year2019-12-31$431,125
Employer contributions (assets) at end of year2019-12-31$431,125
Employer contributions (assets) at beginning of year2019-12-31$645,365
Employer contributions (assets) at beginning of year2019-12-31$645,365
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,657,657
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,657,657
Contract administrator fees2019-12-31$14,673
Contract administrator fees2019-12-31$14,673
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31JTAYLOR
Accountancy firm name2019-12-31JTAYLOR
Accountancy firm EIN2019-12-31752795393
Accountancy firm EIN2019-12-31752795393
2018 : PULMONARY CONSULTANTS OF TEXAS EMPLOYEE 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-624,291
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,551,478
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,477,786
Expenses. Certain deemed distributions of participant loans2018-12-31$1,124
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,208,881
Value of total assets at end of year2018-12-31$27,976,057
Value of total assets at beginning of year2018-12-31$30,151,826
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$72,568
Total interest from all sources2018-12-31$17,604
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$609,058
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$609,058
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$562,248
Participant contributions at end of year2018-12-31$80,910
Participant contributions at beginning of year2018-12-31$130,718
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$14,533
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$17,850
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,175,769
Value of net assets at end of year (total assets less liabilities)2018-12-31$27,976,057
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$30,151,826
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$59,812
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$25,478,842
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$28,554,564
Interest on participant loans2018-12-31$4,674
Income. Interest from loans (other than to participants)2018-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$1,770,940
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$727,773
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$727,773
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$12,930
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,459,834
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$628,783
Employer contributions (assets) at end of year2018-12-31$645,365
Employer contributions (assets) at beginning of year2018-12-31$724,238
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,477,786
Contract administrator fees2018-12-31$12,756
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31JTAYLOR
Accountancy firm EIN2018-12-31752795393
2017 : PULMONARY CONSULTANTS OF TEXAS EMPLOYEE 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$5,556,183
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$954,420
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$889,721
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,292,347
Value of total assets at end of year2017-12-31$30,151,826
Value of total assets at beginning of year2017-12-31$25,550,063
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$64,699
Total interest from all sources2017-12-31$13,827
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$541,150
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$541,150
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$570,162
Participant contributions at end of year2017-12-31$130,718
Participant contributions at beginning of year2017-12-31$122,185
Participant contributions at end of year2017-12-31$14,533
Participant contributions at beginning of year2017-12-31$11,169
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,601,763
Value of net assets at end of year (total assets less liabilities)2017-12-31$30,151,826
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$25,550,063
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$53,271
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$28,554,564
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$23,842,646
Interest on participant loans2017-12-31$6,760
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$727,773
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$832,210
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$832,210
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$7,067
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$3,708,859
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$722,185
Employer contributions (assets) at end of year2017-12-31$724,238
Employer contributions (assets) at beginning of year2017-12-31$741,853
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$889,721
Contract administrator fees2017-12-31$11,428
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31JTAYLOR
Accountancy firm EIN2017-12-31752795393
2016 : PULMONARY CONSULTANTS OF TEXAS EMPLOYEE 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,990,034
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,078,115
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,042,825
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,726,023
Value of total assets at end of year2016-12-31$25,550,063
Value of total assets at beginning of year2016-12-31$24,638,144
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$35,290
Total interest from all sources2016-12-31$10,592
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$467,893
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$467,893
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$622,963
Participant contributions at end of year2016-12-31$122,185
Participant contributions at beginning of year2016-12-31$133,043
Participant contributions at end of year2016-12-31$11,169
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$356,805
Other income not declared elsewhere2016-12-31$342
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$911,919
Value of net assets at end of year (total assets less liabilities)2016-12-31$25,550,063
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$24,638,144
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$27,672
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$23,842,646
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,721,475
Value of interest in pooled separate accounts at end of year2016-12-31$0
Value of interest in pooled separate accounts at beginning of year2016-12-31$21,372,083
Interest on participant loans2016-12-31$5,849
Income. Interest from loans (other than to participants)2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$832,210
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$4,743
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$430,506
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,863,295
Net investment gain/loss from pooled separate accounts2016-12-31$-1,078,111
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$746,255
Employer contributions (assets) at end of year2016-12-31$741,853
Employer contributions (assets) at beginning of year2016-12-31$981,037
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,042,825
Contract administrator fees2016-12-31$7,618
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31JTAYLOR
Accountancy firm EIN2016-12-31752795393
2015 : PULMONARY CONSULTANTS OF TEXAS EMPLOYEE 401(K) PROFIT SHARING PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$0
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,711,615
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,791,611
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,788,779
Expenses. Certain deemed distributions of participant loans2015-12-31$0
Value of total corrective distributions2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,695,172
Value of total assets at end of year2015-12-31$24,638,144
Value of total assets at beginning of year2015-12-31$24,718,140
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,832
Total income from rents2015-12-31$0
Total interest from all sources2015-12-31$8,460
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$3,147
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$3,147
Administrative expenses professional fees incurred2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Amount of non-exempt transactions with any party-in-interest2015-12-31$0
Contributions received from participants2015-12-31$657,518
Participant contributions at end of year2015-12-31$133,043
Participant contributions at beginning of year2015-12-31$210,671
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$2,712
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$51,334
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$1,405
Administrative expenses (other) incurred2015-12-31$0
Liabilities. Value of operating payables at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-79,996
Value of net assets at end of year (total assets less liabilities)2015-12-31$24,638,144
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$24,718,140
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2015-12-31$0
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2015-12-31$0
Investment advisory and management fees2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,721,475
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,782,708
Value of interest in pooled separate accounts at end of year2015-12-31$21,372,083
Value of interest in pooled separate accounts at beginning of year2015-12-31$21,909,988
Interest on participant loans2015-12-31$6,503
Income. Interest from loans (other than to participants)2015-12-31$0
Interest earned on other investments2015-12-31$1,957
Income. Interest from US Government securities2015-12-31$0
Income. Interest from corporate debt instruments2015-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$430,506
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$447,268
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-15,281
Net investment gain/loss from pooled separate accounts2015-12-31$18,712
Net investment gain or loss from common/collective trusts2015-12-31$0
Net gain/loss from 103.12 investment entities2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$986,320
Employer contributions (assets) at end of year2015-12-31$981,037
Employer contributions (assets) at beginning of year2015-12-31$364,793
Income. Dividends from preferred stock2015-12-31$0
Income. Dividends from common stock2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,788,779
Contract administrator fees2015-12-31$2,832
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$0
Aggregate carrying amount (costs) on sale of assets2015-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31J. TAYLOR & ASSOCIATES, LLC
Accountancy firm EIN2015-12-31752795393
2014 : PULMONARY CONSULTANTS OF TEXAS EMPLOYEE 401(K) PROFIT SHARING PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$0
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$3,301,520
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,588,922
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,565,534
Expenses. Certain deemed distributions of participant loans2014-12-31$0
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,864,337
Value of total assets at end of year2014-12-31$24,718,140
Value of total assets at beginning of year2014-12-31$24,005,542
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$23,388
Total income from rents2014-12-31$0
Total interest from all sources2014-12-31$12,296
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$212
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$212
Administrative expenses professional fees incurred2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Amount of non-exempt transactions with any party-in-interest2014-12-31$0
Contributions received from participants2014-12-31$663,806
Participant contributions at end of year2014-12-31$210,671
Participant contributions at beginning of year2014-12-31$288,140
Participant contributions at end of year2014-12-31$2,712
Participant contributions at beginning of year2014-12-31$40,839
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$3,859
Administrative expenses (other) incurred2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$712,598
Value of net assets at end of year (total assets less liabilities)2014-12-31$24,718,140
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$24,005,542
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2014-12-31$0
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2014-12-31$0
Investment advisory and management fees2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,782,708
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,994,080
Value of interest in pooled separate accounts at end of year2014-12-31$21,909,988
Value of interest in pooled separate accounts at beginning of year2014-12-31$21,224,341
Interest on participant loans2014-12-31$10,225
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$2,071
Income. Interest from US Government securities2014-12-31$0
Income. Interest from corporate debt instruments2014-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$447,268
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$458,142
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$154,391
Net investment gain/loss from pooled separate accounts2014-12-31$1,266,425
Net investment gain or loss from common/collective trusts2014-12-31$0
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,200,531
Employer contributions (assets) at end of year2014-12-31$364,793
Employer contributions (assets) at beginning of year2014-12-31$0
Income. Dividends from preferred stock2014-12-31$0
Income. Dividends from common stock2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,565,534
Contract administrator fees2014-12-31$23,388
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$0
Aggregate carrying amount (costs) on sale of assets2014-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31JTAYLOR
Accountancy firm EIN2014-12-31752795393
2013 : PULMONARY CONSULTANTS OF TEXAS EMPLOYEE 401(K) PROFIT SHARING PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$0
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$5,940,202
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$354,522
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$326,479
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,492,784
Value of total assets at end of year2013-12-31$24,005,542
Value of total assets at beginning of year2013-12-31$18,419,862
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$28,043
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$10,830
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$251
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$251
Administrative expenses professional fees incurred2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Amount of non-exempt transactions with any party-in-interest2013-12-31$0
Contributions received from participants2013-12-31$586,022
Participant contributions at end of year2013-12-31$288,140
Participant contributions at beginning of year2013-12-31$164,215
Participant contributions at end of year2013-12-31$40,839
Participant contributions at beginning of year2013-12-31$92,487
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$57,599
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$5,390
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$-1,152
Administrative expenses (other) incurred2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$5,585,680
Value of net assets at end of year (total assets less liabilities)2013-12-31$24,005,542
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$18,419,862
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year2013-12-31$0
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year2013-12-31$0
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,994,080
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,572,246
Value of interest in pooled separate accounts at end of year2013-12-31$21,224,341
Value of interest in pooled separate accounts at beginning of year2013-12-31$15,904,783
Interest on participant loans2013-12-31$7,249
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$3,581
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$458,142
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$686,131
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$488,725
Net investment gain/loss from pooled separate accounts2013-12-31$3,948,764
Net investment gain or loss from common/collective trusts2013-12-31$0
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$849,163
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$0
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$321,089
Contract administrator fees2013-12-31$28,043
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$0
Aggregate carrying amount (costs) on sale of assets2013-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31J. TAYLOR & ASSOCIATES, LLC
Accountancy firm EIN2013-12-31752795393

Form 5500 Responses for PULMONARY CONSULTANTS OF TEXAS EMPLOYEE 401(K) PROFIT SHARING PLAN

2022: PULMONARY CONSULTANTS OF TEXAS EMPLOYEE 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: PULMONARY CONSULTANTS OF TEXAS EMPLOYEE 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: PULMONARY CONSULTANTS OF TEXAS EMPLOYEE 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: PULMONARY CONSULTANTS OF TEXAS EMPLOYEE 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: PULMONARY CONSULTANTS OF TEXAS EMPLOYEE 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: PULMONARY CONSULTANTS OF TEXAS EMPLOYEE 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: PULMONARY CONSULTANTS OF TEXAS EMPLOYEE 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: PULMONARY CONSULTANTS OF TEXAS EMPLOYEE 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: PULMONARY CONSULTANTS OF TEXAS EMPLOYEE 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PULMONARY CONSULTANTS OF TEXAS EMPLOYEE 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number426095
Policy instance 1
Insurance contract or identification number426095
Number of Individuals Covered115
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $53,011
Total amount of fees paid to insurance companyUSD $1,318
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $53,011
Amount paid for insurance broker fees1318
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameCETERA ADVISOR NETWORKS INSURANCE S
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number426095
Policy instance 1
Insurance contract or identification number426095
Number of Individuals Covered122
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $51,355
Total amount of fees paid to insurance companyUSD $696
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $51,355
Amount paid for insurance broker fees696
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameCETERA ADVISOR NETWORKS INSURANCE S
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number426095
Policy instance 1
Insurance contract or identification number426095
Number of Individuals Covered121
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $47,469
Total amount of fees paid to insurance companyUSD $4,565
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $35,190
Amount paid for insurance broker fees3418
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameCETERA ADVISOR NETWORKS LLC

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