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SWINGLE COLLINS & ASSOCIATES PROFIT SHARING PLAN 401k Plan overview

Plan NameSWINGLE COLLINS & ASSOCIATES PROFIT SHARING PLAN
Plan identification number 001

SWINGLE COLLINS & ASSOCIATES PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

SWINGLE COLLINS & ASSOCIATES has sponsored the creation of one or more 401k plans.

Company Name:SWINGLE COLLINS & ASSOCIATES
Employer identification number (EIN):751983588
NAIC Classification:524210
NAIC Description:Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SWINGLE COLLINS & ASSOCIATES PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01MARY COLETTE STANLEY2024-07-25
0012022-01-01BRUCE CARTER2023-08-09
0012021-01-01BRUCE CARTER2022-09-06
0012020-01-01ANITA FLYNN2021-08-24
0012019-01-01ANITA FLYNN2020-07-22
0012018-01-01ANITA FLYNN2019-08-05
0012017-01-01ANITA FLYNN2018-06-20
0012016-01-01ANITA FLYNN2017-06-12
0012015-01-01ANITA FLYNN2016-07-05
0012014-01-01ANITA FLYNN
0012013-01-01FRANK SWINGLE
0012012-01-01FRANK SWINGLE FRANK SWINGLE2013-12-17
0012011-01-01FRANK SWINGLE FRANK SWINGLE2013-12-17

Plan Statistics for SWINGLE COLLINS & ASSOCIATES PROFIT SHARING PLAN

401k plan membership statisitcs for SWINGLE COLLINS & ASSOCIATES PROFIT SHARING PLAN

Measure Date Value
2025: SWINGLE COLLINS & ASSOCIATES PROFIT SHARING PLAN 2025 401k membership
Total number of particpants at beginning of year2025-07-11151
Total number of particpants at end of year2025-07-11149
Number of Participants With Account Balances2025-07-1193
2024: SWINGLE COLLINS & ASSOCIATES PROFIT SHARING PLAN 2024 401k membership
Total number of particpants at beginning of year2024-07-25140
Total number of particpants at end of year2024-07-25151
Number of Participants With Account Balances2024-07-25109
2022: SWINGLE COLLINS & ASSOCIATES PROFIT SHARING PLAN 2022 401k membership
Total number of particpants at beginning of year2022-09-06116
Total number of particpants at end of year2022-09-06114
Number of Participants With Account Balances2022-09-0692
2014: SWINGLE COLLINS & ASSOCIATES PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0162
Total number of active participants reported on line 7a of the Form 55002014-01-0153
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0113
Total of all active and inactive participants2014-01-0166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0166
Number of participants with account balances2014-01-0157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SWINGLE COLLINS & ASSOCIATES PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0154
Total number of active participants reported on line 7a of the Form 55002013-01-0148
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0110
Total of all active and inactive participants2013-01-0158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0158
Number of participants with account balances2013-01-0149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SWINGLE COLLINS & ASSOCIATES PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0148
Total number of active participants reported on line 7a of the Form 55002012-01-0149
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-018
Total of all active and inactive participants2012-01-0157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0157
Number of participants with account balances2012-01-0149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0111
2011: SWINGLE COLLINS & ASSOCIATES PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0148
Total number of active participants reported on line 7a of the Form 55002011-01-0140
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-014
Total of all active and inactive participants2011-01-0144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0144
Number of participants with account balances2011-01-0144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010

Financial Data on SWINGLE COLLINS & ASSOCIATES PROFIT SHARING PLAN

Measure Date Value
2025 : SWINGLE COLLINS & ASSOCIATES PROFIT SHARING PLAN 2025 401k financial data
Total transfers to/from plan in this plan year2025-07-110
Total liabilities as of the end of the plan year2025-07-110
Total liabilities as of the beginning of the plan year2025-07-110
Total expenses incurred by plan in this plan year2025-07-11281833
Net assets as of the end of the plan year2025-07-1114212612
Total assets as of the beginning of the plan year2025-07-1111398839
Value of plan covered by a fidelity bond2025-07-111000000
Participant contributions to plan in this plan year2025-07-11903491
Value of participant loans at end of plan year2025-07-11225776
Other expenses paid from plan in this plan year2025-07-110
Other contributions to plan in this plan year2025-07-11355007
Other income to plan in this plan year2025-07-111373200
Plan net income in this plan year2025-07-112813773
Net assets as of the end of the plan year2025-07-1114212612
Net assets as of the beginning of the plan year2025-07-1111398839
Employer contributions to plan in this plan year2025-07-11463908
Expensese paid to adminstrative service provicers from plan in this plan year2025-07-1127078
2024 : SWINGLE COLLINS & ASSOCIATES PROFIT SHARING PLAN 2024 401k financial data
Total transfers to/from plan in this plan year2024-07-250
Total liabilities as of the end of the plan year2024-07-250
Total liabilities as of the beginning of the plan year2024-07-250
Total expenses incurred by plan in this plan year2024-07-25418453
Net assets as of the end of the plan year2024-07-2511398839
Total assets as of the beginning of the plan year2024-07-259294641
Value of plan covered by a fidelity bond2024-07-251000000
Participant contributions to plan in this plan year2024-07-25762979
Value of participant loans at end of plan year2024-07-25228958
Other expenses paid from plan in this plan year2024-07-250
Other contributions to plan in this plan year2024-07-2531118
Other income to plan in this plan year2024-07-251334665
Plan net income in this plan year2024-07-252104198
Net assets as of the end of the plan year2024-07-2511398839
Net assets as of the beginning of the plan year2024-07-259294641
Employer contributions to plan in this plan year2024-07-25393889
Expensese paid to adminstrative service provicers from plan in this plan year2024-07-2520995
2022 : SWINGLE COLLINS & ASSOCIATES PROFIT SHARING PLAN 2022 401k financial data
Total transfers to/from plan in this plan year2022-09-060
Total liabilities as of the end of the plan year2022-09-060
Total liabilities as of the beginning of the plan year2022-09-060
Total expenses incurred by plan in this plan year2022-09-06580557
Net assets as of the end of the plan year2022-09-069894259
Total assets as of the beginning of the plan year2022-09-068265526
Value of plan covered by a fidelity bond2022-09-061000000
Participant contributions to plan in this plan year2022-09-06603542
Value of participant loans at end of plan year2022-09-0659031
Other expenses paid from plan in this plan year2022-09-060
Other contributions to plan in this plan year2022-09-06200995
Other income to plan in this plan year2022-09-061105930
Plan net income in this plan year2022-09-061628733
Net assets as of the end of the plan year2022-09-069894259
Net assets as of the beginning of the plan year2022-09-068265526
Employer contributions to plan in this plan year2022-09-06298823
Expensese paid to adminstrative service provicers from plan in this plan year2022-09-0619179
2014 : SWINGLE COLLINS & ASSOCIATES PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$43
Total income from all sources2014-12-31$620,899
Expenses. Total of all expenses incurred2014-12-31$3,888
Benefits paid (including direct rollovers)2014-12-31$3,672
Total plan assets at end of year2014-12-31$3,804,501
Total plan assets at beginning of year2014-12-31$3,187,447
Value of fidelity bond covering the plan2014-12-31$1,000,000
Total contributions received or receivable from participants2014-12-31$303,215
Expenses. Other expenses not covered elsewhere2014-12-31$216
Contributions received from other sources (not participants or employers)2014-12-31$129,090
Other income received2014-12-31$132,779
Net income (gross income less expenses)2014-12-31$617,011
Net plan assets at end of year (total assets less liabilities)2014-12-31$3,804,501
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$3,187,447
Assets. Value of participant loans2014-12-31$51,922
Total contributions received or receivable from employer(s)2014-12-31$55,815
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$0
Amount contributed by the employer to the plan for this plan year2014-12-31$0
2013 : SWINGLE COLLINS & ASSOCIATES PROFIT SHARING PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$47
Total income from all sources2013-12-31$743,539
Expenses. Total of all expenses incurred2013-12-31$20,724
Benefits paid (including direct rollovers)2013-12-31$20,538
Total plan assets at end of year2013-12-31$3,187,447
Total plan assets at beginning of year2013-12-31$2,464,585
Value of fidelity bond covering the plan2013-12-31$1,000,000
Total contributions received or receivable from participants2013-12-31$266,949
Expenses. Other expenses not covered elsewhere2013-12-31$186
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$424,421
Net income (gross income less expenses)2013-12-31$722,815
Net plan assets at end of year (total assets less liabilities)2013-12-31$3,187,447
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$2,464,585
Assets. Value of participant loans2013-12-31$45,661
Total contributions received or receivable from employer(s)2013-12-31$52,169
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Funding deficiency by the employer to the plan for this plan year2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$0
Amount contributed by the employer to the plan for this plan year2013-12-31$0
2012 : SWINGLE COLLINS & ASSOCIATES PROFIT SHARING PLAN 2012 401k financial data
Transfers to/from the plan2012-12-31$0
Total income from all sources2012-12-31$504,426
Expenses. Total of all expenses incurred2012-12-31$175,699
Benefits paid (including direct rollovers)2012-12-31$175,606
Total plan assets at end of year2012-12-31$2,464,585
Total plan assets at beginning of year2012-12-31$2,135,858
Value of fidelity bond covering the plan2012-12-31$1,000,000
Total contributions received or receivable from participants2012-12-31$223,320
Expenses. Other expenses not covered elsewhere2012-12-31$93
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$224,414
Net income (gross income less expenses)2012-12-31$328,727
Net plan assets at end of year (total assets less liabilities)2012-12-31$2,464,585
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$2,135,858
Assets. Value of participant loans2012-12-31$52,405
Total contributions received or receivable from employer(s)2012-12-31$56,692
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$0
Amount contributed by the employer to the plan for this plan year2012-12-31$0
2011 : SWINGLE COLLINS & ASSOCIATES PROFIT SHARING PLAN 2011 401k financial data
Transfers to/from the plan2011-12-31$29
Total income from all sources2011-12-31$217,535
Expenses. Total of all expenses incurred2011-12-31$1,447
Benefits paid (including direct rollovers)2011-12-31$1,391
Total plan assets at end of year2011-12-31$2,135,858
Total plan assets at beginning of year2011-12-31$1,919,741
Value of fidelity bond covering the plan2011-12-31$1,000,000
Total contributions received or receivable from participants2011-12-31$202,098
Expenses. Other expenses not covered elsewhere2011-12-31$56
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$-8,965
Net income (gross income less expenses)2011-12-31$216,088
Net plan assets at end of year (total assets less liabilities)2011-12-31$2,135,858
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,919,741
Assets. Value of participant loans2011-12-31$12,796
Total contributions received or receivable from employer(s)2011-12-31$24,402
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$0
Amount contributed by the employer to the plan for this plan year2011-12-31$0
2010 : SWINGLE COLLINS & ASSOCIATES PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$323,407
Expenses. Total of all expenses incurred2010-12-31$54,401
Benefits paid (including direct rollovers)2010-12-31$51,369
Total plan assets at end of year2010-12-31$1,919,741
Total plan assets at beginning of year2010-12-31$1,650,735
Value of fidelity bond covering the plan2010-12-31$1,000,000
Total contributions received or receivable from participants2010-12-31$101,105
Expenses. Other expenses not covered elsewhere2010-12-31$3,032
Other income received2010-12-31$222,302
Net income (gross income less expenses)2010-12-31$269,006
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,919,741
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,650,735
Assets. Value of participant loans2010-12-31$16,087
Total contributions received or receivable from employer(s)2010-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0

Form 5500 Responses for SWINGLE COLLINS & ASSOCIATES PROFIT SHARING PLAN

2014: SWINGLE COLLINS & ASSOCIATES PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: SWINGLE COLLINS & ASSOCIATES PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: SWINGLE COLLINS & ASSOCIATES PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: SWINGLE COLLINS & ASSOCIATES PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-823108
Policy instance 1
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-823108
Policy instance 1
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-823108
Policy instance 1
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-823108
Policy instance 1
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberRM 82599 - 1
Policy instance 1
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )
Policy contract numberGA-823108
Policy instance 2

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