401k Plan data: PLAINS CAPITAL CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN plan

PLAINS CAPITAL CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN 401k Plan overview

Plan Name	PLAINS CAPITAL CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN
Plan identification number	003

PLAINS CAPITAL CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Stock bonus
ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PLAINS CAPITAL CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: PLAINS CAPITAL CORPORATION

Employer identification number (EIN): 752182440

NAIC Classification: 522110
NAIC Description: Commercial Banking

Additional information about PLAINS CAPITAL CORPORATION

Jurisdiction of Incorporation: California Department of State

Incorporation Date:

Company Identification Number: C2460986

More information about PLAINS CAPITAL CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PLAINS CAPITAL CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2014-01-01 LONNA SHEPHERD
003 2013-01-01 LISA CUMMINGS
003 2012-01-01 MARY BAKER
003 2011-01-01 MARY BAKER MARY BAKER 2012-08-02
003 2009-01-01 KELLEY E. WEIL LINDA IRBY 2010-10-13

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
003	2014-01-01	LONNA SHEPHERD
003	2013-01-01	LISA CUMMINGS
003	2012-01-01	MARY BAKER
003	2011-01-01	MARY BAKER	MARY BAKER	2012-08-02
003	2009-01-01	KELLEY E. WEIL	LINDA IRBY	2010-10-13

Plan Statistics for PLAINS CAPITAL CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN

401k plan membership statisitcs for PLAINS CAPITAL CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN

Measure Date Value
2014: PLAINS CAPITAL CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 3,871
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: PLAINS CAPITAL CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 3,474
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 3,542
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 325
Total of all active and inactive participants 2013-01-01 3,867
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 4
Total participants 2013-01-01 3,871
Number of participants with account balances 2013-01-01 917
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: PLAINS CAPITAL CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 3,227
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 3,279
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 194
Total of all active and inactive participants 2012-01-01 3,473
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 3,474
Number of participants with account balances 2012-01-01 916
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: PLAINS CAPITAL CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 2,910
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 3,057
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 169
Total of all active and inactive participants 2011-01-01 3,226
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 3,227
Number of participants with account balances 2011-01-01 896
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 76
2009: PLAINS CAPITAL CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,671
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 2,025
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 132
Total of all active and inactive participants 2009-01-01 2,157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 2,157
Number of participants with account balances 2009-01-01 883
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 64

Measure	Date	Value
2014: PLAINS CAPITAL CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	3,871
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: PLAINS CAPITAL CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	3,474
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	3,542
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	325
Total of all active and inactive participants	2013-01-01	3,867
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	4
Total participants	2013-01-01	3,871
Number of participants with account balances	2013-01-01	917
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: PLAINS CAPITAL CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	3,227
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	3,279
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	194
Total of all active and inactive participants	2012-01-01	3,473
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	3,474
Number of participants with account balances	2012-01-01	916
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: PLAINS CAPITAL CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	2,910
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	3,057
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	169
Total of all active and inactive participants	2011-01-01	3,226
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	3,227
Number of participants with account balances	2011-01-01	896
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	76
2009: PLAINS CAPITAL CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,671
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	2,025
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	132
Total of all active and inactive participants	2009-01-01	2,157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	2,157
Number of participants with account balances	2009-01-01	883
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	64

Financial Data on PLAINS CAPITAL CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN

Measure	Date	Value
2014 : PLAINS CAPITAL CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$57,181
Total income from all sources (including contributions)	2014-12-31	$-1,755,012
Total loss/gain on sale of assets	2014-12-31	$-1,756,398
Total of all expenses incurred	2014-12-31	$35,671,975
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$35,670,500
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$0
Value of total assets at end of year	2014-12-31	$0
Value of total assets at beginning of year	2014-12-31	$37,484,168
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$1,475
Total interest from all sources	2014-12-31	$1,386
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-12-31	$0
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Administrative expenses (other) incurred	2014-12-31	$1,475
Liabilities. Value of operating payables at end of year	2014-12-31	$0
Liabilities. Value of operating payables at beginning of year	2014-12-31	$57,181
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-37,426,987
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$37,426,987
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$12,260,093
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$12,260,093
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$1,386
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$0
Assets. Invements in employer securities at beginning of year	2014-12-31	$25,224,075
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$35,670,500
Did the plan have assets held for investment	2014-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	Yes
Aggregate proceeds on sale of assets	2014-12-31	$11,335,436
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$13,091,834
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	No
Opinion of an independent qualified public accountant for this plan	2014-12-31	Unqualified
Accountancy firm name	2014-12-31	PRATAS, SMITH & MOORE, LLC
Accountancy firm EIN	2014-12-31	850454285
2013 : PLAINS CAPITAL CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$10,454,088
Total unrealized appreciation/depreciation of assets	2013-12-31	$10,454,088
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$57,181
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$10,456,470
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$133,332
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$45,634
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$0
Value of total assets at end of year	2013-12-31	$37,484,168
Value of total assets at beginning of year	2013-12-31	$27,103,849
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$87,698
Total interest from all sources	2013-12-31	$2,382
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2013-12-31	$0
Administrative expenses professional fees incurred	2013-12-31	$87,698
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$0
Liabilities. Value of operating payables at end of year	2013-12-31	$57,181
Liabilities. Value of operating payables at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$10,323,138
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$37,426,987
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$27,103,849
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$12,260,093
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$12,328,766
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$12,328,766
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$2,382
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$25,224,075
Assets. Invements in employer securities at beginning of year	2013-12-31	$14,769,988
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$5,095
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$45,634
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	PRATAS, SMITH & MOORE, LLC
Accountancy firm EIN	2013-12-31	850454285
2012 : PLAINS CAPITAL CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$7,741,372
Total unrealized appreciation/depreciation of assets	2012-12-31	$7,741,372
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$2,313,054
Expenses. Interest paid	2012-12-31	$89,489
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2012-12-31	$89,489
Total income from all sources (including contributions)	2012-12-31	$9,911,007
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$6,377,998
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$6,111,310
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,854,488
Value of total assets at end of year	2012-12-31	$27,103,849
Value of total assets at beginning of year	2012-12-31	$25,883,894
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$177,199
Total interest from all sources	2012-12-31	$299
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$314,848
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2012-12-31	$0
Administrative expenses professional fees incurred	2012-12-31	$177,199
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$3,533,009
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$27,103,849
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$23,570,840
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$12,328,766
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$1,927,099
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$1,927,099
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$299
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Assets. Invements in employer securities at end of year	2012-12-31	$14,769,988
Assets. Invements in employer securities at beginning of year	2012-12-31	$22,834,265
Contributions received in cash from employer	2012-12-31	$1,854,488
Employer contributions (assets) at end of year	2012-12-31	$5,095
Employer contributions (assets) at beginning of year	2012-12-31	$1,122,530
Income. Dividends from common stock	2012-12-31	$314,848
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$6,111,310
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Liabilities. Value of acquisition indebtedness at end of year	2012-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2012-12-31	$2,313,054
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	PRATAS, SMITH & MOORE, LLC
Accountancy firm EIN	2012-12-31	850454285
2011 : PLAINS CAPITAL CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$3,474,070
Total unrealized appreciation/depreciation of assets	2011-12-31	$3,474,070
Total transfer of assets to this plan	2011-12-31	$3,884
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$2,313,054
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$2,775,664
Expenses. Interest paid	2011-12-31	$111,027
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2011-12-31	$111,027
Total income from all sources (including contributions)	2011-12-31	$5,513,811
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$651,991
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$421,690
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,647,517
Value of total assets at end of year	2011-12-31	$25,883,894
Value of total assets at beginning of year	2011-12-31	$21,480,800
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$119,274
Total interest from all sources	2011-12-31	$551
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$391,673
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$119,274
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$4,861,820
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$23,570,840
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$18,705,136
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$1,927,099
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$1,063,088
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$1,063,088
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$551
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$22,834,265
Assets. Invements in employer securities at beginning of year	2011-12-31	$19,379,377
Contributions received in cash from employer	2011-12-31	$1,647,517
Employer contributions (assets) at end of year	2011-12-31	$1,122,530
Employer contributions (assets) at beginning of year	2011-12-31	$1,038,335
Income. Dividends from common stock	2011-12-31	$391,673
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$421,690
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Liabilities. Value of acquisition indebtedness at end of year	2011-12-31	$2,313,054
Liabilities. Value of acquisition indebtedness at beginning of year	2011-12-31	$2,775,664
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	PRATAS, SMITH & MOORE, LLC
Accountancy firm EIN	2011-12-31	850454285
2010 : PLAINS CAPITAL CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$995,908
Total unrealized appreciation/depreciation of assets	2010-12-31	$995,908
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$2,775,664
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$3,238,275
Expenses. Interest paid	2010-12-31	$129,531
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2010-12-31	$129,531
Total income from all sources (including contributions)	2010-12-31	$2,896,118
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$610,735
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$392,415
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,573,061
Value of total assets at end of year	2010-12-31	$21,480,800
Value of total assets at beginning of year	2010-12-31	$19,658,028
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$88,789
Total interest from all sources	2010-12-31	$449
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$326,700
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$88,789
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$2,285,383
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$18,705,136
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$16,419,753
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$1,063,088
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$280,269
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$280,269
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$449
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$19,379,377
Assets. Invements in employer securities at beginning of year	2010-12-31	$18,394,865
Contributions received in cash from employer	2010-12-31	$1,573,061
Employer contributions (assets) at end of year	2010-12-31	$1,038,335
Employer contributions (assets) at beginning of year	2010-12-31	$982,894
Income. Dividends from common stock	2010-12-31	$326,700
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$392,415
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Liabilities. Value of acquisition indebtedness at end of year	2010-12-31	$2,775,664
Liabilities. Value of acquisition indebtedness at beginning of year	2010-12-31	$3,238,275
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	PRATAS, SMITH & MOORE, LLC
Accountancy firm EIN	2010-12-31	850454285
2009 : PLAINS CAPITAL CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for PLAINS CAPITAL CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN

2014: PLAINS CAPITAL CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: PLAINS CAPITAL CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: PLAINS CAPITAL CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: PLAINS CAPITAL CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: PLAINS CAPITAL CORPORATION EMPLOYEES' STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	PLAINS CAPITAL CORPORATION
Employer identification number (EIN):	752182440
NAIC Classification:	522110
NAIC Description:	Commercial Banking

Jurisdiction of Incorporation:	California Department of State
Incorporation Date:
Company Identification Number:	C2460986