401k Plan data: SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN plan

SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan Name	SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN
Plan identification number	001

SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SECURITIES TRANSFER CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: SECURITIES TRANSFER CORPORATION

Employer identification number (EIN): 752189538

NAIC Classification: 523210
NAIC Description: Securities and Commodity Exchanges

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 PATRICIA A STEPHAN 2023-10-12 PATRICIA A STEPHAN 2023-10-12
001 2021-01-01 PATRICIA A STEPHAN 2022-10-10 PATRICIA A STEPHAN 2022-10-10
001 2020-01-01 PATRICIA A STEPHAN 2021-10-13 PATRICIA A STEPHAN 2021-10-13
001 2019-01-01 CHRIS DOBBINS 2020-09-22 CHRIS DOBBINS 2020-09-22
001 2018-01-01 CHRIS DOBBINS 2019-10-09 CHRIS DOBBINS 2019-10-09
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01 KEVIN HALTER JR
001 2013-01-01 KEVIN B. HALTER, JR.
001 2012-01-01 KEVIN HALTER 2013-04-03 KEVIN HALTER 2013-04-03
001 2011-01-01 KEVIN HALTER 2012-05-01 KEVIN HALTER 2012-05-01
001 2010-01-01 KEVIN B HALTER, JR. 2011-04-21 KEVIN B HALTER, JR. 2011-04-21

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	PATRICIA A STEPHAN	2023-10-12	PATRICIA A STEPHAN	2023-10-12
001	2021-01-01	PATRICIA A STEPHAN	2022-10-10	PATRICIA A STEPHAN	2022-10-10
001	2020-01-01	PATRICIA A STEPHAN	2021-10-13	PATRICIA A STEPHAN	2021-10-13
001	2019-01-01	CHRIS DOBBINS	2020-09-22	CHRIS DOBBINS	2020-09-22
001	2018-01-01	CHRIS DOBBINS	2019-10-09	CHRIS DOBBINS	2019-10-09
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01	KEVIN HALTER JR
001	2013-01-01	KEVIN B. HALTER, JR.
001	2012-01-01	KEVIN HALTER	2013-04-03	KEVIN HALTER	2013-04-03
001	2011-01-01	KEVIN HALTER	2012-05-01	KEVIN HALTER	2012-05-01
001	2010-01-01	KEVIN B HALTER, JR.	2011-04-21	KEVIN B HALTER, JR.	2011-04-21

Plan Statistics for SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 20
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 12
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 9
Total of all active and inactive participants 2022-01-01 21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 21
Number of participants with account balances 2022-01-01 16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 20
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 12
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 8
Total of all active and inactive participants 2021-01-01 20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 20
Number of participants with account balances 2021-01-01 16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 17
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 10
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 7
Total of all active and inactive participants 2020-01-01 17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 17
Number of participants with account balances 2020-01-01 13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 5
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 7
Total of all active and inactive participants 2019-01-01 12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 12
Number of participants with account balances 2019-01-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 4
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 7
Total of all active and inactive participants 2018-01-01 11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 11
Number of participants with account balances 2018-01-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 10
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 4
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 6
Total of all active and inactive participants 2017-01-01 10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 10
Number of participants with account balances 2017-01-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 6
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 4
Total of all active and inactive participants 2016-01-01 10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 10
Number of participants with account balances 2016-01-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 9
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 3
Total of all active and inactive participants 2015-01-01 12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 12
Number of participants with account balances 2015-01-01 11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 12
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 10
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 1
Total of all active and inactive participants 2014-01-01 11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 11
Number of participants with account balances 2014-01-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 8
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 10
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 2
Total of all active and inactive participants 2013-01-01 12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 12
Number of participants with account balances 2013-01-01 11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0

Measure	Date	Value
2022: SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	20
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	12
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	9
Total of all active and inactive participants	2022-01-01	21
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	21
Number of participants with account balances	2022-01-01	16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	20
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	12
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	8
Total of all active and inactive participants	2021-01-01	20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	20
Number of participants with account balances	2021-01-01	16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	17
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	10
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	7
Total of all active and inactive participants	2020-01-01	17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	17
Number of participants with account balances	2020-01-01	13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	5
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	7
Total of all active and inactive participants	2019-01-01	12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	12
Number of participants with account balances	2019-01-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	4
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	7
Total of all active and inactive participants	2018-01-01	11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	11
Number of participants with account balances	2018-01-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	10
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	4
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	6
Total of all active and inactive participants	2017-01-01	10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	10
Number of participants with account balances	2017-01-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	6
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	4
Total of all active and inactive participants	2016-01-01	10
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	10
Number of participants with account balances	2016-01-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	9
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	3
Total of all active and inactive participants	2015-01-01	12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	12
Number of participants with account balances	2015-01-01	11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	12
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	10
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	1
Total of all active and inactive participants	2014-01-01	11
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	11
Number of participants with account balances	2014-01-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	8
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	10
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	2
Total of all active and inactive participants	2013-01-01	12
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	12
Number of participants with account balances	2013-01-01	11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0

Financial Data on SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN

Measure	Date	Value
2022 : SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total income from all sources	2022-12-31	$-29,812
Expenses. Total of all expenses incurred	2022-12-31	$30,193
Benefits paid (including direct rollovers)	2022-12-31	$30,033
Total plan assets at end of year	2022-12-31	$1,178,308
Total plan assets at beginning of year	2022-12-31	$1,238,313
Value of fidelity bond covering the plan	2022-12-31	$5,000,000
Total contributions received or receivable from participants	2022-12-31	$62,025
Expenses. Other expenses not covered elsewhere	2022-12-31	$160
Other income received	2022-12-31	$-136,356
Net income (gross income less expenses)	2022-12-31	$-60,005
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$1,178,308
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$1,238,313
Assets. Value of participant loans	2022-12-31	$5,912
Assets. Value of assets in partnership/joint-venture interests	2022-12-31	$487,000
Total contributions received or receivable from employer(s)	2022-12-31	$44,519
2021 : SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total income from all sources	2021-12-31	$182,218
Expenses. Total of all expenses incurred	2021-12-31	$49
Benefits paid (including direct rollovers)	2021-12-31	$0
Total plan assets at end of year	2021-12-31	$1,238,313
Total plan assets at beginning of year	2021-12-31	$1,056,144
Value of fidelity bond covering the plan	2021-12-31	$5,000,000
Total contributions received or receivable from participants	2021-12-31	$53,127
Expenses. Other expenses not covered elsewhere	2021-12-31	$49
Other income received	2021-12-31	$84,685
Net income (gross income less expenses)	2021-12-31	$182,169
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$1,238,313
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$1,056,144
Assets. Value of participant loans	2021-12-31	$18,323
Assets. Value of assets in partnership/joint-venture interests	2021-12-31	$487,000
Total contributions received or receivable from employer(s)	2021-12-31	$44,406
Value of certain deemed distributions of participant loans	2021-12-31	$0
Value of corrective distributions	2021-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2021-12-31	$0
2020 : SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total income from all sources	2020-12-31	$83,122
Expenses. Total of all expenses incurred	2020-12-31	$10,080
Benefits paid (including direct rollovers)	2020-12-31	$10,055
Total plan assets at end of year	2020-12-31	$1,056,144
Total plan assets at beginning of year	2020-12-31	$983,102
Value of fidelity bond covering the plan	2020-12-31	$5,000,000
Total contributions received or receivable from participants	2020-12-31	$42,500
Expenses. Other expenses not covered elsewhere	2020-12-31	$25
Contributions received from other sources (not participants or employers)	2020-12-31	$0
Other income received	2020-12-31	$6,614
Noncash contributions received	2020-12-31	$0
Net income (gross income less expenses)	2020-12-31	$73,042
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$1,056,144
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$983,102
Assets. Value of participant loans	2020-12-31	$31,739
Assets. Value of assets in partnership/joint-venture interests	2020-12-31	$487,000
Total contributions received or receivable from employer(s)	2020-12-31	$34,008
Value of certain deemed distributions of participant loans	2020-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2020-12-31	$0
2019 : SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total income from all sources	2019-12-31	$311,683
Expenses. Total of all expenses incurred	2019-12-31	$45,702
Benefits paid (including direct rollovers)	2019-12-31	$45,689
Total plan assets at end of year	2019-12-31	$983,102
Total plan assets at beginning of year	2019-12-31	$717,121
Value of fidelity bond covering the plan	2019-12-31	$15,000,000
Total contributions received or receivable from participants	2019-12-31	$15,061
Contributions received from other sources (not participants or employers)	2019-12-31	$202,702
Other income received	2019-12-31	$78,675
Net income (gross income less expenses)	2019-12-31	$265,981
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$983,102
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$717,121
Assets. Value of participant loans	2019-12-31	$43,661
Assets. Value of assets in partnership/joint-venture interests	2019-12-31	$565,000
Total contributions received or receivable from employer(s)	2019-12-31	$15,245
Expenses. Administrative service providers (salaries,fees and commissions)	2019-12-31	$13
2018 : SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total plan liabilities at beginning of year	2018-12-31	$0
Total income from all sources	2018-12-31	$-1,359
Expenses. Total of all expenses incurred	2018-12-31	$5,159
Benefits paid (including direct rollovers)	2018-12-31	$5,159
Total plan assets at end of year	2018-12-31	$717,121
Total plan assets at beginning of year	2018-12-31	$723,639
Value of fidelity bond covering the plan	2018-12-31	$15,000,000
Total contributions received or receivable from participants	2018-12-31	$4,682
Other income received	2018-12-31	$-10,723
Net income (gross income less expenses)	2018-12-31	$-6,518
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$717,121
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$723,639
Assets. Value of participant loans	2018-12-31	$140
Assets. Value of assets in partnership/joint-venture interests	2018-12-31	$537,777
Total contributions received or receivable from employer(s)	2018-12-31	$4,682
2017 : SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2017 401k financial data
Transfers to/from the plan	2017-12-31	$0
Total plan liabilities at end of year	2017-12-31	$0
Total plan liabilities at beginning of year	2017-12-31	$0
Total income from all sources	2017-12-31	$92,930
Expenses. Total of all expenses incurred	2017-12-31	$43,572
Benefits paid (including direct rollovers)	2017-12-31	$43,327
Total plan assets at end of year	2017-12-31	$723,639
Total plan assets at beginning of year	2017-12-31	$674,281
Value of fidelity bond covering the plan	2017-12-31	$15,000,000
Total contributions received or receivable from participants	2017-12-31	$7,637
Expenses. Other expenses not covered elsewhere	2017-12-31	$0
Contributions received from other sources (not participants or employers)	2017-12-31	$0
Other income received	2017-12-31	$77,656
Noncash contributions received	2017-12-31	$0
Net income (gross income less expenses)	2017-12-31	$49,358
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$723,639
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$674,281
Assets. Value of participant loans	2017-12-31	$2,049
Assets. Value of assets in partnership/joint-venture interests	2017-12-31	$537,777
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2017-12-31	$1,795
Total contributions received or receivable from employer(s)	2017-12-31	$7,637
Value of certain deemed distributions of participant loans	2017-12-31	$0
Value of corrective distributions	2017-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$245
2016 : SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources	2016-12-31	$114,191
Expenses. Total of all expenses incurred	2016-12-31	$42,850
Benefits paid (including direct rollovers)	2016-12-31	$42,720
Total plan assets at end of year	2016-12-31	$674,281
Total plan assets at beginning of year	2016-12-31	$602,940
Value of fidelity bond covering the plan	2016-12-31	$50,000
Total contributions received or receivable from participants	2016-12-31	$21,580
Expenses. Other expenses not covered elsewhere	2016-12-31	$130
Other income received	2016-12-31	$84,108
Net income (gross income less expenses)	2016-12-31	$71,341
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$674,281
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$602,940
Assets. Value of participant loans	2016-12-31	$3,592
Assets. Value of assets in partnership/joint-venture interests	2016-12-31	$485,000
Total contributions received or receivable from employer(s)	2016-12-31	$8,503
2015 : SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$32,417
Expenses. Total of all expenses incurred	2015-12-31	$20,190
Benefits paid (including direct rollovers)	2015-12-31	$19,949
Total plan assets at end of year	2015-12-31	$602,940
Total plan assets at beginning of year	2015-12-31	$590,713
Value of fidelity bond covering the plan	2015-12-31	$50,000
Total contributions received or receivable from participants	2015-12-31	$20,711
Expenses. Other expenses not covered elsewhere	2015-12-31	$241
Other income received	2015-12-31	$4,154
Net income (gross income less expenses)	2015-12-31	$12,227
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$602,940
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$590,713
Assets. Value of participant loans	2015-12-31	$5,884
Assets. Value of assets in partnership/joint-venture interests	2015-12-31	$417,000
Total contributions received or receivable from employer(s)	2015-12-31	$7,552
2014 : SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$77,516
Expenses. Total of all expenses incurred	2014-12-31	$5,964
Benefits paid (including direct rollovers)	2014-12-31	$5,881
Total plan assets at end of year	2014-12-31	$590,713
Total plan assets at beginning of year	2014-12-31	$519,161
Value of fidelity bond covering the plan	2014-12-31	$0
Total contributions received or receivable from participants	2014-12-31	$29,765
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$34,226
Net income (gross income less expenses)	2014-12-31	$71,552
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$590,713
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$519,161
Assets. Value of participant loans	2014-12-31	$7,674
Total contributions received or receivable from employer(s)	2014-12-31	$13,525
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$83
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2014-12-31	$0
Minimum employer required contribution for this plan year	2014-12-31	$0
Amount contributed by the employer to the plan for this plan year	2014-12-31	$0
2013 : SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$141,213
Expenses. Total of all expenses incurred	2013-12-31	$0
Benefits paid (including direct rollovers)	2013-12-31	$0
Total plan assets at end of year	2013-12-31	$519,161
Total plan assets at beginning of year	2013-12-31	$377,948
Value of fidelity bond covering the plan	2013-12-31	$0
Total contributions received or receivable from participants	2013-12-31	$24,787
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Other income received	2013-12-31	$101,125
Net income (gross income less expenses)	2013-12-31	$141,213
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$519,161
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$377,948
Total contributions received or receivable from employer(s)	2013-12-31	$15,301
Value of certain deemed distributions of participant loans	2013-12-31	$0
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$0

Form 5500 Responses for SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN

2022: SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SECURITIES TRANSFER CORPORATION 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

372901-01

Policy instance

Insurance contract or identification number	372901-01
Number of Individuals Covered	15
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $1,998
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $859
Insurance broker organization code?	3

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

372901-01

Policy instance

Insurance contract or identification number	372901-01
Number of Individuals Covered	15
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $1,885
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $240
Insurance broker organization code?	3

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

372901-01

Policy instance

Insurance contract or identification number	372901-01
Number of Individuals Covered	12
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $1,912
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,210
Insurance broker organization code?	3

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

372901-01

Policy instance

Insurance contract or identification number	372901-01
Number of Individuals Covered	8
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $880
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $378
Insurance broker organization code?	3

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

372901-01

Policy instance

Insurance contract or identification number	372901-01
Number of Individuals Covered	7
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $558
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $240
Insurance broker organization code?	3

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

372901-01

Policy instance

Insurance contract or identification number	372901-01
Number of Individuals Covered	8
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $525
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $480
Insurance broker organization code?	3
Insurance broker name	DALE BESHORE

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )

Policy contract number

372901-01

Policy instance

Insurance contract or identification number	372901-01
Number of Individuals Covered	1
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	SECURITIES TRANSFER CORPORATION
Employer identification number (EIN):	752189538
NAIC Classification:	523210
NAIC Description:	Securities and Commodity Exchanges