401k Plan data: SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN plan

SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN 401k Plan overview

Plan Name	SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN
Plan identification number	001

SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SHANNON GRACEY RATLIFF & MILLER LP has sponsored the creation of one or more 401k plans.

Company Name: SHANNON GRACEY RATLIFF & MILLER LP

Employer identification number (EIN): 752231155

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01
001 2016-01-01 MICHAEL B HARRISON
001 2016-01-01 MICHAEL B HARRISON
001 2015-01-01 MICHAEL B HARRISON
001 2014-01-01 MIKE HARRISON
001 2013-01-01 MIKE HARRISON
001 2012-01-01 MIKE HARRISON
001 2011-01-01 KATHY GULICK
001 2009-01-01 GLORIA TURMES 2010-10-12
001 2009-01-01 GLORIA TURMES

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2017-01-01
001	2016-01-01	MICHAEL B HARRISON
001	2016-01-01	MICHAEL B HARRISON
001	2015-01-01	MICHAEL B HARRISON
001	2014-01-01	MIKE HARRISON
001	2013-01-01	MIKE HARRISON
001	2012-01-01	MIKE HARRISON
001	2011-01-01	KATHY GULICK
001	2009-01-01		GLORIA TURMES	2010-10-12
001	2009-01-01	GLORIA TURMES

Plan Statistics for SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN

401k plan membership statisitcs for SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN

Measure Date Value
2017: SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 121
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 0
Number of participants with account balances 2017-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 148
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 71
Number of other retired or separated participants entitled to future benefits 2016-01-01 45
Total of all active and inactive participants 2016-01-01 116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 116
Number of participants with account balances 2016-01-01 109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 149
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 112
Number of retired or separated participants receiving benefits 2015-01-01 5
Number of other retired or separated participants entitled to future benefits 2015-01-01 32
Total of all active and inactive participants 2015-01-01 149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 149
Number of participants with account balances 2015-01-01 139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 3
2014: SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 157
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 117
Number of retired or separated participants receiving benefits 2014-01-01 7
Number of other retired or separated participants entitled to future benefits 2014-01-01 25
Total of all active and inactive participants 2014-01-01 149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 149
Number of participants with account balances 2014-01-01 134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 12
2013: SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 165
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 124
Number of retired or separated participants receiving benefits 2013-01-01 7
Number of other retired or separated participants entitled to future benefits 2013-01-01 26
Total of all active and inactive participants 2013-01-01 157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 157
Number of participants with account balances 2013-01-01 143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 11
2012: SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 192
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 135
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 30
Total of all active and inactive participants 2012-01-01 165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 165
Number of participants with account balances 2012-01-01 161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 5
2011: SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 198
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 132
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 60
Total of all active and inactive participants 2011-01-01 192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 192
Number of participants with account balances 2011-01-01 183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 5
2009: SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 178
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 124
Number of retired or separated participants receiving benefits 2009-01-01 5
Number of other retired or separated participants entitled to future benefits 2009-01-01 58
Total of all active and inactive participants 2009-01-01 187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 188
Number of participants with account balances 2009-01-01 180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 12

Measure	Date	Value
2017: SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	121
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	0
Number of participants with account balances	2017-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	148
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	71
Number of other retired or separated participants entitled to future benefits	2016-01-01	45
Total of all active and inactive participants	2016-01-01	116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	116
Number of participants with account balances	2016-01-01	109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	149
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	112
Number of retired or separated participants receiving benefits	2015-01-01	5
Number of other retired or separated participants entitled to future benefits	2015-01-01	32
Total of all active and inactive participants	2015-01-01	149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	149
Number of participants with account balances	2015-01-01	139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	3
2014: SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	157
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	117
Number of retired or separated participants receiving benefits	2014-01-01	7
Number of other retired or separated participants entitled to future benefits	2014-01-01	25
Total of all active and inactive participants	2014-01-01	149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	149
Number of participants with account balances	2014-01-01	134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	12
2013: SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	165
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	124
Number of retired or separated participants receiving benefits	2013-01-01	7
Number of other retired or separated participants entitled to future benefits	2013-01-01	26
Total of all active and inactive participants	2013-01-01	157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	157
Number of participants with account balances	2013-01-01	143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	11
2012: SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	192
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	135
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	30
Total of all active and inactive participants	2012-01-01	165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	165
Number of participants with account balances	2012-01-01	161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	5
2011: SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	198
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	132
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	60
Total of all active and inactive participants	2011-01-01	192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	192
Number of participants with account balances	2011-01-01	183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	5
2009: SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	178
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	124
Number of retired or separated participants receiving benefits	2009-01-01	5
Number of other retired or separated participants entitled to future benefits	2009-01-01	58
Total of all active and inactive participants	2009-01-01	187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	188
Number of participants with account balances	2009-01-01	180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	12

Financial Data on SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN

Measure	Date	Value
2017 : SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-04-24	$379,920
Total of all expenses incurred	2017-04-24	$12,119,037
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-04-24	$12,113,236
Expenses. Certain deemed distributions of participant loans	2017-04-24	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-04-24	$27,434
Value of total assets at end of year	2017-04-24	$0
Value of total assets at beginning of year	2017-04-24	$11,739,117
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-04-24	$5,801
Total interest from all sources	2017-04-24	$531
Total dividends received (eg from common stock, registered investment company shares)	2017-04-24	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-04-24	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-04-24	$0
Total dividends received from registered investment company shares (eg mutual funds)	2017-04-24	$0
Administrative expenses professional fees incurred	2017-04-24	$5,801
Was this plan covered by a fidelity bond	2017-04-24	Yes
Value of fidelity bond cover	2017-04-24	$1,000,000
If this is an individual account plan, was there a blackout period	2017-04-24	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-04-24	$0
Were there any nonexempt tranactions with any party-in-interest	2017-04-24	No
Contributions received from participants	2017-04-24	$27,434
Participant contributions at end of year	2017-04-24	$0
Participant contributions at beginning of year	2017-04-24	$164,763
Participant contributions at end of year	2017-04-24	$0
Income. Received or receivable in cash from other sources (including rollovers)	2017-04-24	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-04-24	$0
Total non interest bearing cash at end of year	2017-04-24	$0
Total non interest bearing cash at beginning of year	2017-04-24	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-04-24	No
Value of net income/loss	2017-04-24	$-11,739,117
Value of net assets at end of year (total assets less liabilities)	2017-04-24	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-04-24	$11,739,117
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-04-24	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-04-24	No
Were any leases to which the plan was party in default or uncollectible	2017-04-24	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-04-24	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-04-24	$5,614,193
Interest on participant loans	2017-04-24	$531
Value of interest in common/collective trusts at end of year	2017-04-24	$0
Value of interest in common/collective trusts at beginning of year	2017-04-24	$5,960,161
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-04-24	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2017-04-24	$0
Net investment gain/loss from pooled separate accounts	2017-04-24	$351,955
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-04-24	No
Was there a failure to transmit to the plan any participant contributions	2017-04-24	No
Has the plan failed to provide any benefit when due under the plan	2017-04-24	No
Contributions received in cash from employer	2017-04-24	$0
Employer contributions (assets) at end of year	2017-04-24	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-04-24	$12,113,236
Did the plan have assets held for investment	2017-04-24	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-04-24	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-04-24	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-04-24	Yes
Opinion of an independent qualified public accountant for this plan	2017-04-24	Disclaimer
Accountancy firm name	2017-04-24	CLIFTONLARSONALLEN, LLP
Accountancy firm EIN	2017-04-24	410746749
2016 : SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN 2016 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$23,397
Total income from all sources (including contributions)	2016-12-31	$1,736,196
Total of all expenses incurred	2016-12-31	$3,573,381
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$3,564,322
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$694,616
Value of total assets at end of year	2016-12-31	$11,739,117
Value of total assets at beginning of year	2016-12-31	$13,599,699
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$9,059
Total interest from all sources	2016-12-31	$11,412
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2016-12-31	$0
Administrative expenses professional fees incurred	2016-12-31	$7,967
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$671,097
Participant contributions at end of year	2016-12-31	$164,763
Participant contributions at beginning of year	2016-12-31	$299,888
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$71,435
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$19,982
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$23,397
Administrative expenses (other) incurred	2016-12-31	$1,092
Total non interest bearing cash at end of year	2016-12-31	$0
Total non interest bearing cash at beginning of year	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-1,837,185
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$11,739,117
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$13,576,302
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$5,614,193
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$5,715,807
Interest on participant loans	2016-12-31	$11,412
Value of interest in common/collective trusts at end of year	2016-12-31	$5,960,161
Value of interest in common/collective trusts at beginning of year	2016-12-31	$6,116,244
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$1,349,411
Net investment gain/loss from pooled separate accounts	2016-12-31	$1,030,168
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$3,537
Employer contributions (assets) at end of year	2016-12-31	$0
Employer contributions (assets) at beginning of year	2016-12-31	$46,914
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$3,564,322
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	No
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	CLIFTONLARSONALLEN, LLP
Accountancy firm EIN	2016-12-31	410746749
2015 : SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$23,397
Total income from all sources (including contributions)	2015-12-31	$805,398
Total of all expenses incurred	2015-12-31	$1,744,755
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,741,348
Expenses. Certain deemed distributions of participant loans	2015-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$907,605
Value of total assets at end of year	2015-12-31	$13,599,699
Value of total assets at beginning of year	2015-12-31	$14,515,659
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$3,407
Total interest from all sources	2015-12-31	$12,260
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$85,749
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$85,749
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$670,252
Participant contributions at end of year	2015-12-31	$299,888
Participant contributions at beginning of year	2015-12-31	$281,508
Participant contributions at end of year	2015-12-31	$71,435
Participant contributions at beginning of year	2015-12-31	$45,849
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$213,836
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$23,397
Other income not declared elsewhere	2015-12-31	$637
Total non interest bearing cash at end of year	2015-12-31	$0
Total non interest bearing cash at beginning of year	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-939,357
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$13,576,302
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$14,515,659
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$5,715,807
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$5,376,548
Interest on participant loans	2015-12-31	$12,260
Value of interest in common/collective trusts at end of year	2015-12-31	$6,116,244
Value of interest in common/collective trusts at beginning of year	2015-12-31	$6,731,822
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$1,349,411
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$2,006,871
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$0
Net investment gain/loss from pooled separate accounts	2015-12-31	$-130,686
Net investment gain or loss from common/collective trusts	2015-12-31	$-70,167
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$23,517
Employer contributions (assets) at end of year	2015-12-31	$46,914
Employer contributions (assets) at beginning of year	2015-12-31	$73,061
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,741,348
Contract administrator fees	2015-12-31	$3,407
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	CLIFTONLARSONALLEN, LLP
Accountancy firm EIN	2015-12-31	410746749
2014 : SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,667,880
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,705,632
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,701,540
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$923,466
Value of total assets at end of year	2014-12-31	$14,515,659
Value of total assets at beginning of year	2014-12-31	$14,553,411
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$4,092
Total interest from all sources	2014-12-31	$11,327
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$712,305
Participant contributions at end of year	2014-12-31	$281,508
Participant contributions at beginning of year	2014-12-31	$343,484
Participant contributions at end of year	2014-12-31	$45,849
Participant contributions at beginning of year	2014-12-31	$53,080
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$131,568
Total non interest bearing cash at end of year	2014-12-31	$0
Total non interest bearing cash at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-37,752
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$14,515,659
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$14,553,411
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in pooled separate accounts at end of year	2014-12-31	$12,108,370
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$11,576,033
Interest on participant loans	2014-12-31	$11,327
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$2,006,871
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$2,505,914
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$699,331
Net investment gain or loss from common/collective trusts	2014-12-31	$33,756
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$79,593
Employer contributions (assets) at end of year	2014-12-31	$73,061
Employer contributions (assets) at beginning of year	2014-12-31	$74,900
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,701,540
Contract administrator fees	2014-12-31	$4,092
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	CLIFTONLARSONALLEN, LLP
Accountancy firm EIN	2014-12-31	410746749
2013 : SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$3,146,505
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,548,192
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,537,354
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$916,558
Value of total assets at end of year	2013-12-31	$14,553,411
Value of total assets at beginning of year	2013-12-31	$12,955,098
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$10,838
Total interest from all sources	2013-12-31	$13,449
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$821,553
Participant contributions at end of year	2013-12-31	$343,484
Participant contributions at beginning of year	2013-12-31	$286,458
Participant contributions at end of year	2013-12-31	$53,080
Participant contributions at beginning of year	2013-12-31	$91,141
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$20,105
Other income not declared elsewhere	2013-12-31	$12,334
Total non interest bearing cash at end of year	2013-12-31	$0
Total non interest bearing cash at beginning of year	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,598,313
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$14,553,411
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$12,955,098
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$11,576,033
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$9,723,171
Interest on participant loans	2013-12-31	$13,449
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$2,505,914
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$2,694,549
Net investment gain/loss from pooled separate accounts	2013-12-31	$2,204,164
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$74,900
Employer contributions (assets) at end of year	2013-12-31	$74,900
Employer contributions (assets) at beginning of year	2013-12-31	$159,779
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,537,354
Contract administrator fees	2013-12-31	$10,838
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	Yes
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	SANFORD, BAUMEISTER & FRAZIER, PLLC
Accountancy firm EIN	2013-12-31	208131297
2012 : SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$2,547,550
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$567,328
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$565,603
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,207,271
Value of total assets at end of year	2012-12-31	$12,955,098
Value of total assets at beginning of year	2012-12-31	$10,974,876
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$1,725
Total interest from all sources	2012-12-31	$12,150
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$890,071
Participant contributions at end of year	2012-12-31	$286,458
Participant contributions at beginning of year	2012-12-31	$305,155
Participant contributions at end of year	2012-12-31	$91,141
Participant contributions at beginning of year	2012-12-31	$71,066
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$157,421
Total non interest bearing cash at end of year	2012-12-31	$0
Total non interest bearing cash at beginning of year	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,980,222
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$12,955,098
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$10,974,876
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in pooled separate accounts at end of year	2012-12-31	$9,723,171
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$8,714,841
Income. Interest from loans (other than to participants)	2012-12-31	$12,150
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$2,694,549
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$1,583,814
Net investment gain/loss from pooled separate accounts	2012-12-31	$1,328,129
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$159,779
Employer contributions (assets) at end of year	2012-12-31	$159,779
Employer contributions (assets) at beginning of year	2012-12-31	$300,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$565,603
Contract administrator fees	2012-12-31	$1,725
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	SANFORD, BAUMEISTER & FRAZIER, PLLC
Accountancy firm EIN	2012-12-31	208131297
2011 : SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$1,057,607
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$2,466,376
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$2,461,701
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,195,855
Value of total assets at end of year	2011-12-31	$10,974,876
Value of total assets at beginning of year	2011-12-31	$12,383,645
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$4,675
Total interest from all sources	2011-12-31	$24,122
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$817,549
Participant contributions at end of year	2011-12-31	$305,155
Participant contributions at beginning of year	2011-12-31	$254,961
Participant contributions at end of year	2011-12-31	$71,066
Participant contributions at beginning of year	2011-12-31	$49,000
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$78,306
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-1,408,769
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$10,974,876
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$12,383,645
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$4,675
Value of interest in pooled separate accounts at end of year	2011-12-31	$8,714,841
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$10,393,639
Interest on participant loans	2011-12-31	$24,122
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$1,583,814
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$1,539,332
Net investment gain/loss from pooled separate accounts	2011-12-31	$-162,370
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$300,000
Employer contributions (assets) at end of year	2011-12-31	$300,000
Employer contributions (assets) at beginning of year	2011-12-31	$146,713
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$2,461,701
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	SANFORD, BAUMEISTER & FRAZIER, PLLC
Accountancy firm EIN	2011-12-31	208131297
2010 : SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$2,324,074
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,624,134
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,617,109
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$975,135
Value of total assets at end of year	2010-12-31	$12,383,645
Value of total assets at beginning of year	2010-12-31	$11,683,705
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$7,025
Total interest from all sources	2010-12-31	$13,615
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$826,368
Participant contributions at end of year	2010-12-31	$254,961
Participant contributions at beginning of year	2010-12-31	$262,131
Participant contributions at end of year	2010-12-31	$49,000
Participant contributions at beginning of year	2010-12-31	$55,472
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$2,054
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$699,940
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$12,383,645
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$11,683,705
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$7,025
Value of interest in pooled separate accounts at end of year	2010-12-31	$10,393,639
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$9,265,338
Interest on participant loans	2010-12-31	$13,615
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$1,539,332
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$2,040,383
Net investment gain/loss from pooled separate accounts	2010-12-31	$1,335,324
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$146,713
Employer contributions (assets) at end of year	2010-12-31	$146,713
Employer contributions (assets) at beginning of year	2010-12-31	$60,381
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,617,109
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	SANFORD, BAUMEISTER & FRAZIER, PLLC
Accountancy firm EIN	2010-12-31	208131297
2009 : SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN

2017: SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	This submission is the final filing	Yes
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	Yes
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: SHANNON GRACEY RATLIFF & MILLER PROFIT SHARING & 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

613953

Policy instance

Insurance contract or identification number	613953
Number of Individuals Covered	0
Total amount of commissions paid to insurance broker	USD $1,326
Total amount of fees paid to insurance company	USD $222
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	SHANNON GRACEY RATLIFF & MILLER LP
Employer identification number (EIN):	752231155
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers