ALCON VISION, LLC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ALCON DEFINED CONTRIBUTION PLANS MASTER TRUST
| Measure | Date | Value |
|---|
| 2012 : ALCON DEFINED CONTRIBUTION PLANS MASTER TRUST 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-09-06 | $-19,967,066 |
| Total unrealized appreciation/depreciation of assets | 2012-09-06 | $-19,967,066 |
| Total transfer of assets to this plan | 2012-09-06 | $88,519,549 |
| Total transfer of assets from this plan | 2012-09-06 | $2,076,037,090 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-09-06 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-09-06 | $11,362,085 |
| Total income from all sources (including contributions) | 2012-09-06 | $102,796,763 |
| Total loss/gain on sale of assets | 2012-09-06 | $12,583,291 |
| Total of all expenses incurred | 2012-09-06 | $1,023,194 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-09-06 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-09-06 | $0 |
| Value of total assets at end of year | 2012-09-06 | $0 |
| Value of total assets at beginning of year | 2012-09-06 | $1,897,106,057 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-09-06 | $1,023,194 |
| Total interest from all sources | 2012-09-06 | $512,313 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-09-06 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-09-06 | No |
| Assets. Other investments not covered elsewhere at beginning of year | 2012-09-06 | $43,262 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-09-06 | $8,254,031 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-09-06 | $11,362,085 |
| Other income not declared elsewhere | 2012-09-06 | $98 |
| Administrative expenses (other) incurred | 2012-09-06 | $1,023,194 |
| Value of net income/loss | 2012-09-06 | $101,773,569 |
| Value of net assets at end of year (total assets less liabilities) | 2012-09-06 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-09-06 | $1,885,743,972 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-09-06 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-09-06 | No |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-09-06 | $97,091,890 |
| Income. Interest from US Government securities | 2012-09-06 | $71,965 |
| Income. Interest from corporate debt instruments | 2012-09-06 | $259,649 |
| Value of interest in common/collective trusts at beginning of year | 2012-09-06 | $1,722,572,197 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-09-06 | $7,279,100 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-09-06 | $7,279,100 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-09-06 | $180,699 |
| Asset value of US Government securities at beginning of year | 2012-09-06 | $2,898,970 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-09-06 | $141,359,303 |
| Net investment gain or loss from common/collective trusts | 2012-09-06 | $-31,691,176 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-09-06 | Yes |
| Assets. Invements in employer securities at beginning of year | 2012-09-06 | $48,507,144 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2012-09-06 | $10,459,463 |
| Did the plan have assets held for investment | 2012-09-06 | No |
| Aggregate proceeds on sale of assets | 2012-09-06 | $62,000,531 |
| Aggregate carrying amount (costs) on sale of assets | 2012-09-06 | $49,417,240 |
| 2011 : ALCON DEFINED CONTRIBUTION PLANS MASTER TRUST 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-8,068,370 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-8,068,370 |
| Total transfer of assets to this plan | 2011-12-31 | $1,193,940,644 |
| Total transfer of assets from this plan | 2011-12-31 | $1,181,685,468 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $11,362,085 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $59,816,683 |
| Total income from all sources (including contributions) | 2011-12-31 | $4,306,237 |
| Total loss/gain on sale of assets | 2011-12-31 | $4,058,535 |
| Total of all expenses incurred | 2011-12-31 | $3,688,963 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $0 |
| Value of total assets at end of year | 2011-12-31 | $1,897,106,057 |
| Value of total assets at beginning of year | 2011-12-31 | $1,932,688,205 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $3,688,963 |
| Total interest from all sources | 2011-12-31 | $12,811,122 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $3,063,338 |
| Administrative expenses professional fees incurred | 2011-12-31 | $62,629 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2011-12-31 | $14,216,411 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $43,262 |
| Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $39,321,075 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $8,254,031 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $33,289,143 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $11,362,085 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $59,816,683 |
| Other income not declared elsewhere | 2011-12-31 | $1,025 |
| Administrative expenses (other) incurred | 2011-12-31 | $2,689,218 |
| Value of net income/loss | 2011-12-31 | $617,274 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $1,885,743,972 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $1,872,871,522 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Investment advisory and management fees | 2011-12-31 | $937,116 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $97,091,890 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $273,876,169 |
| Income. Interest from US Government securities | 2011-12-31 | $1,799,588 |
| Income. Interest from corporate debt instruments | 2011-12-31 | $6,492,901 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $1,722,572,197 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $1,036,155,848 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $7,279,100 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $12,072,579 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $12,072,579 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $4,518,633 |
| Asset value of US Government securities at end of year | 2011-12-31 | $2,898,970 |
| Asset value of US Government securities at beginning of year | 2011-12-31 | $83,693,797 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-8,100,139 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $540,726 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
| Assets. Invements in employer securities at end of year | 2011-12-31 | $48,507,144 |
| Assets. Invements in employer securities at beginning of year | 2011-12-31 | $50,404,652 |
| Income. Dividends from common stock | 2011-12-31 | $3,063,338 |
| Asset. Corporate debt instrument debt (other) at end of year | 2011-12-31 | $10,459,463 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2011-12-31 | $122,619,318 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $267,039,213 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2011-12-31 | $33,397,518 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $29,338,983 |
| 2010 : ALCON DEFINED CONTRIBUTION PLANS MASTER TRUST 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $41,958,966 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $41,958,966 |
| Total transfer of assets to this plan | 2010-12-31 | $1,340,526,051 |
| Total transfer of assets from this plan | 2010-12-31 | $1,313,470,235 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $59,816,683 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $15,223,190 |
| Total income from all sources (including contributions) | 2010-12-31 | $184,977,997 |
| Total loss/gain on sale of assets | 2010-12-31 | $6,109,600 |
| Total of all expenses incurred | 2010-12-31 | $3,955,391 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $0 |
| Value of total assets at end of year | 2010-12-31 | $1,932,688,205 |
| Value of total assets at beginning of year | 2010-12-31 | $1,680,016,290 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $3,955,391 |
| Total interest from all sources | 2010-12-31 | $13,326,772 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $5,500,374 |
| Administrative expenses professional fees incurred | 2010-12-31 | $198,238 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2010-12-31 | $14,216,411 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2010-12-31 | $13,639,966 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $39,321,075 |
| Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $93,353,081 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $33,289,143 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $8,883,805 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $59,816,683 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $15,223,190 |
| Other income not declared elsewhere | 2010-12-31 | $662,532 |
| Administrative expenses (other) incurred | 2010-12-31 | $2,770,533 |
| Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $0 |
| Value of net income/loss | 2010-12-31 | $181,022,606 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $1,872,871,522 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,664,793,100 |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Investment advisory and management fees | 2010-12-31 | $986,620 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $273,876,169 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $195,209,222 |
| Income. Interest from US Government securities | 2010-12-31 | $5,107,332 |
| Income. Interest from corporate debt instruments | 2010-12-31 | $7,482,723 |
| Value of interest in master investment trust accounts at beginning of year | 2010-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $1,036,155,848 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $898,631,129 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $12,072,579 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $20,864,196 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $20,864,196 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $736,717 |
| Asset value of US Government securities at end of year | 2010-12-31 | $83,693,797 |
| Asset value of US Government securities at beginning of year | 2010-12-31 | $84,337,653 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $21,556,372 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $95,863,381 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
| Assets. Invements in employer securities at end of year | 2010-12-31 | $50,404,652 |
| Assets. Invements in employer securities at beginning of year | 2010-12-31 | $62,921,233 |
| Income. Dividends from preferred stock | 2010-12-31 | $239,536 |
| Income. Dividends from common stock | 2010-12-31 | $5,260,838 |
| Asset. Corporate debt instrument debt (other) at end of year | 2010-12-31 | $122,619,318 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2010-12-31 | $148,169,413 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $267,039,213 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $154,006,592 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2010-12-31 | $33,761,464 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $27,651,864 |
| Liabilities. Value of acquisition indebtedness at beginning of year | 2010-12-31 | $0 |
