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ALLEN SAMUELS ENTERPRISES, INC. 401(K) PLAN 401k Plan overview

Plan NameALLEN SAMUELS ENTERPRISES, INC. 401(K) PLAN
Plan identification number 001

ALLEN SAMUELS ENTERPRISES, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ALLEN SAMUELS ENTERPRISES, INC. has sponsored the creation of one or more 401k plans.

Company Name:ALLEN SAMUELS ENTERPRISES, INC.
Employer identification number (EIN):752271986
NAIC Classification:441110
NAIC Description:New Car Dealers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALLEN SAMUELS ENTERPRISES, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01COLEMAN EDMUNDS
0012015-01-01COLEMAN EDMUNDS
0012014-01-01JEFF WOOLEY
0012013-01-01JEFF WOOLEY
0012012-01-01JEFF WOOLEY JEFF WOOLEY2013-08-26
0012011-01-01JEFF WOOLEY
0012010-01-01JEFF WOOLEY
0012009-01-01JEFF WOOLEY
0012009-01-01JEFF WOOLEY

Plan Statistics for ALLEN SAMUELS ENTERPRISES, INC. 401(K) PLAN

401k plan membership statisitcs for ALLEN SAMUELS ENTERPRISES, INC. 401(K) PLAN

Measure Date Value
2016: ALLEN SAMUELS ENTERPRISES, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,059
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: ALLEN SAMUELS ENTERPRISES, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01985
Total number of active participants reported on line 7a of the Form 55002015-01-01814
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-01242
Total of all active and inactive participants2015-01-011,057
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-012
Total participants2015-01-011,059
Number of participants with account balances2015-01-01660
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: ALLEN SAMUELS ENTERPRISES, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01975
Total number of active participants reported on line 7a of the Form 55002014-01-01768
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-01214
Total of all active and inactive participants2014-01-01983
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01985
Number of participants with account balances2014-01-01525
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0115
2013: ALLEN SAMUELS ENTERPRISES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,532
Total number of active participants reported on line 7a of the Form 55002013-01-01771
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-01202
Total of all active and inactive participants2013-01-01974
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01975
Number of participants with account balances2013-01-01513
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0115
2012: ALLEN SAMUELS ENTERPRISES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,478
Total number of active participants reported on line 7a of the Form 55002012-01-011,321
Number of retired or separated participants receiving benefits2012-01-014
Number of other retired or separated participants entitled to future benefits2012-01-01206
Total of all active and inactive participants2012-01-011,531
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-011,532
Number of participants with account balances2012-01-01558
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0110
2011: ALLEN SAMUELS ENTERPRISES, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,449
Total number of active participants reported on line 7a of the Form 55002011-01-011,252
Number of retired or separated participants receiving benefits2011-01-014
Number of other retired or separated participants entitled to future benefits2011-01-01221
Total of all active and inactive participants2011-01-011,477
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-011,478
Number of participants with account balances2011-01-01581
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0113
2010: ALLEN SAMUELS ENTERPRISES, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,124
Total number of active participants reported on line 7a of the Form 55002010-01-011,226
Number of retired or separated participants receiving benefits2010-01-014
Number of other retired or separated participants entitled to future benefits2010-01-01218
Total of all active and inactive participants2010-01-011,448
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-011
Total participants2010-01-011,449
Number of participants with account balances2010-01-01623
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0130
2009: ALLEN SAMUELS ENTERPRISES, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,776
Total number of active participants reported on line 7a of the Form 55002009-01-01980
Number of retired or separated participants receiving benefits2009-01-013
Number of other retired or separated participants entitled to future benefits2009-01-01140
Total of all active and inactive participants2009-01-011,123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-011
Total participants2009-01-011,124
Number of participants with account balances2009-01-01633
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0133

Financial Data on ALLEN SAMUELS ENTERPRISES, INC. 401(K) PLAN

Measure Date Value
2016 : ALLEN SAMUELS ENTERPRISES, INC. 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets2016-08-08$0
Unrealized appreciation/depreciation of other (non real estate) assets2016-08-08$0
Total unrealized appreciation/depreciation of assets2016-08-08$0
Total transfer of assets to this plan2016-08-08$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-08-08$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-08-08$0
Expenses. Interest paid2016-08-08$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022016-08-08$0
Total income from all sources (including contributions)2016-08-08$-551,434
Total loss/gain on sale of assets2016-08-08$0
Total of all expenses incurred2016-08-08$18,069,679
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-08-08$18,012,406
Expenses. Certain deemed distributions of participant loans2016-08-08$0
Value of total corrective distributions2016-08-08$50,395
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-08-08$164,616
Value of total assets at end of year2016-08-08$0
Value of total assets at beginning of year2016-08-08$18,621,113
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-08-08$6,878
Total income from rents2016-08-08$0
Total interest from all sources2016-08-08$2,435
Total dividends received (eg from common stock, registered investment company shares)2016-08-08$18,312
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-08-08Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-08-08$0
Total dividends received from registered investment company shares (eg mutual funds)2016-08-08$18,312
Assets. Real estate other than employer real property at end of year2016-08-08$0
Assets. Real estate other than employer real property at beginning of year2016-08-08$0
Administrative expenses professional fees incurred2016-08-08$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-08-08$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2016-08-08$0
Was this plan covered by a fidelity bond2016-08-08Yes
Value of fidelity bond cover2016-08-08$1,000,000
If this is an individual account plan, was there a blackout period2016-08-08No
Were there any nonexempt tranactions with any party-in-interest2016-08-08No
Contributions received from participants2016-08-08$164,616
Participant contributions at end of year2016-08-08$0
Participant contributions at beginning of year2016-08-08$543,469
Participant contributions at end of year2016-08-08$0
Participant contributions at beginning of year2016-08-08$109,657
Assets. Other investments not covered elsewhere at end of year2016-08-08$0
Assets. Other investments not covered elsewhere at beginning of year2016-08-08$0
Income. Received or receivable in cash from other sources (including rollovers)2016-08-08$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-08-08$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-08-08$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-08-08$0
Assets. Loans (other than to participants) at end of year2016-08-08$0
Assets. Loans (other than to participants) at beginning of year2016-08-08$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-08-08$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-08-08$0
Other income not declared elsewhere2016-08-08$0
Administrative expenses (other) incurred2016-08-08$6,878
Liabilities. Value of operating payables at end of year2016-08-08$0
Liabilities. Value of operating payables at beginning of year2016-08-08$0
Total non interest bearing cash at end of year2016-08-08$0
Total non interest bearing cash at beginning of year2016-08-08$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-08-08No
Income. Non cash contributions2016-08-08$0
Value of net income/loss2016-08-08$-18,621,113
Value of net assets at end of year (total assets less liabilities)2016-08-08$0
Value of net assets at beginning of year (total assets less liabilities)2016-08-08$18,621,113
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-08-08No
Were any loans by the plan or fixed income obligations due to the plan in default2016-08-08No
Were any leases to which the plan was party in default or uncollectible2016-08-08No
Assets. partnership/joint venture interests at end of year2016-08-08$0
Assets. partnership/joint venture interests at beginning of year2016-08-08$0
Investment advisory and management fees2016-08-08$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-08-08$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-08-08$15,444,514
Value of interest in pooled separate accounts at end of year2016-08-08$0
Value of interest in pooled separate accounts at beginning of year2016-08-08$0
Interest on participant loans2016-08-08$2,435
Income. Interest from loans (other than to participants)2016-08-08$0
Interest earned on other investments2016-08-08$0
Income. Interest from US Government securities2016-08-08$0
Income. Interest from corporate debt instruments2016-08-08$0
Value of interest in master investment trust accounts at end of year2016-08-08$0
Value of interest in master investment trust accounts at beginning of year2016-08-08$0
Value of interest in common/collective trusts at end of year2016-08-08$0
Value of interest in common/collective trusts at beginning of year2016-08-08$2,042,699
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-08-08$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-08-08$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-08-08$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-08-08$0
Assets. Value of investments in 103.12 investment entities at end of year2016-08-08$0
Assets. Value of investments in 103.12 investment entities at beginning of year2016-08-08$0
Expenses. Payments to insurance carriers foe the provision of benefits2016-08-08$0
Asset value of US Government securities at end of year2016-08-08$0
Asset value of US Government securities at beginning of year2016-08-08$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-08-08$-721,352
Net investment gain/loss from pooled separate accounts2016-08-08$0
Net investment gain or loss from common/collective trusts2016-08-08$-15,445
Net gain/loss from 103.12 investment entities2016-08-08$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-08-08No
Was there a failure to transmit to the plan any participant contributions2016-08-08No
Has the plan failed to provide any benefit when due under the plan2016-08-08No
Assets. Invements in employer securities at end of year2016-08-08$0
Assets. Invements in employer securities at beginning of year2016-08-08$0
Assets. Value of employer real property at end of year2016-08-08$0
Assets. Value of employer real property at beginning of year2016-08-08$0
Contributions received in cash from employer2016-08-08$0
Employer contributions (assets) at end of year2016-08-08$0
Employer contributions (assets) at beginning of year2016-08-08$480,774
Income. Dividends from preferred stock2016-08-08$0
Income. Dividends from common stock2016-08-08$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-08-08$18,012,406
Asset. Corporate debt instrument preferred debt at end of year2016-08-08$0
Asset. Corporate debt instrument preferred debt at beginning of year2016-08-08$0
Asset. Corporate debt instrument debt (other) at end of year2016-08-08$0
Asset. Corporate debt instrument debt (other) at beginning of year2016-08-08$0
Contract administrator fees2016-08-08$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-08-08No
Assets. Corporate common stocks other than exployer securities at end of year2016-08-08$0
Assets. Corporate common stocks other than exployer securities at beginning of year2016-08-08$0
Liabilities. Value of benefit claims payable at end of year2016-08-08$0
Liabilities. Value of benefit claims payable at beginning of year2016-08-08$0
Assets. Value of buildings and other operty used in plan operation at end of year2016-08-08$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2016-08-08$0
Did the plan have assets held for investment2016-08-08No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-08-08No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-08-08Yes
Aggregate proceeds on sale of assets2016-08-08$0
Aggregate carrying amount (costs) on sale of assets2016-08-08$0
Liabilities. Value of acquisition indebtedness at end of year2016-08-08$0
Liabilities. Value of acquisition indebtedness at beginning of year2016-08-08$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-08-08Yes
Opinion of an independent qualified public accountant for this plan2016-08-08Disclaimer
Accountancy firm name2016-08-08PATTILLO, BROWN & HILL, L.L.P.
Accountancy firm EIN2016-08-08741130599
2015 : ALLEN SAMUELS ENTERPRISES, INC. 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets2015-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$0
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Expenses. Interest paid2015-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,405,871
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,391,549
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,308,705
Expenses. Certain deemed distributions of participant loans2015-12-31$4,085
Value of total corrective distributions2015-12-31$71,984
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,142,881
Value of total assets at end of year2015-12-31$18,621,113
Value of total assets at beginning of year2015-12-31$18,606,791
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$6,775
Total income from rents2015-12-31$0
Total interest from all sources2015-12-31$7,459
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$669,804
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2015-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$669,804
Assets. Real estate other than employer real property at end of year2015-12-31$0
Assets. Real estate other than employer real property at beginning of year2015-12-31$0
Administrative expenses professional fees incurred2015-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,584,204
Participant contributions at end of year2015-12-31$543,469
Participant contributions at beginning of year2015-12-31$401,738
Participant contributions at end of year2015-12-31$109,657
Participant contributions at beginning of year2015-12-31$87,990
Assets. Other investments not covered elsewhere at end of year2015-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$77,903
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$0
Assets. Loans (other than to participants) at end of year2015-12-31$0
Assets. Loans (other than to participants) at beginning of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$0
Administrative expenses (other) incurred2015-12-31$6,775
Liabilities. Value of operating payables at end of year2015-12-31$0
Liabilities. Value of operating payables at beginning of year2015-12-31$0
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Income. Non cash contributions2015-12-31$0
Value of net income/loss2015-12-31$14,322
Value of net assets at end of year (total assets less liabilities)2015-12-31$18,621,113
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$18,606,791
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$0
Assets. partnership/joint venture interests at beginning of year2015-12-31$0
Investment advisory and management fees2015-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$15,444,514
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$15,692,937
Value of interest in pooled separate accounts at end of year2015-12-31$0
Value of interest in pooled separate accounts at beginning of year2015-12-31$0
Interest on participant loans2015-12-31$7,459
Income. Interest from loans (other than to participants)2015-12-31$0
Interest earned on other investments2015-12-31$0
Income. Interest from US Government securities2015-12-31$0
Income. Interest from corporate debt instruments2015-12-31$0
Value of interest in master investment trust accounts at end of year2015-12-31$0
Value of interest in master investment trust accounts at beginning of year2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$2,042,699
Value of interest in common/collective trusts at beginning of year2015-12-31$2,056,220
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2015-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2015-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Asset value of US Government securities at end of year2015-12-31$0
Asset value of US Government securities at beginning of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-417,533
Net investment gain/loss from pooled separate accounts2015-12-31$0
Net investment gain or loss from common/collective trusts2015-12-31$3,260
Net gain/loss from 103.12 investment entities2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$0
Assets. Invements in employer securities at beginning of year2015-12-31$0
Assets. Value of employer real property at end of year2015-12-31$0
Assets. Value of employer real property at beginning of year2015-12-31$0
Contributions received in cash from employer2015-12-31$480,774
Employer contributions (assets) at end of year2015-12-31$480,774
Employer contributions (assets) at beginning of year2015-12-31$367,906
Income. Dividends from preferred stock2015-12-31$0
Income. Dividends from common stock2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,308,705
Asset. Corporate debt instrument preferred debt at end of year2015-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$0
Contract administrator fees2015-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$0
Liabilities. Value of benefit claims payable at end of year2015-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2015-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$0
Aggregate carrying amount (costs) on sale of assets2015-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2015-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2015-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PATTILLO, BROWN & HILL, L.L.P.
Accountancy firm EIN2015-12-31741130599
2014 : ALLEN SAMUELS ENTERPRISES, INC. 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of real estate assets2014-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$0
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Expenses. Interest paid2014-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,713,857
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,803,800
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,732,448
Expenses. Certain deemed distributions of participant loans2014-12-31$43,458
Value of total corrective distributions2014-12-31$21,981
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,783,095
Value of total assets at end of year2014-12-31$18,606,791
Value of total assets at beginning of year2014-12-31$18,696,734
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$5,913
Total income from rents2014-12-31$0
Total interest from all sources2014-12-31$8,549
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$925,212
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$925,212
Assets. Real estate other than employer real property at end of year2014-12-31$0
Assets. Real estate other than employer real property at beginning of year2014-12-31$0
Administrative expenses professional fees incurred2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,404,384
Participant contributions at end of year2014-12-31$401,738
Participant contributions at beginning of year2014-12-31$499,889
Participant contributions at end of year2014-12-31$87,990
Participant contributions at beginning of year2014-12-31$86,009
Assets. Other investments not covered elsewhere at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$11,005
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Assets. Loans (other than to participants) at end of year2014-12-31$0
Assets. Loans (other than to participants) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$0
Administrative expenses (other) incurred2014-12-31$5,913
Liabilities. Value of operating payables at end of year2014-12-31$0
Liabilities. Value of operating payables at beginning of year2014-12-31$0
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$0
Value of net income/loss2014-12-31$-89,943
Value of net assets at end of year (total assets less liabilities)2014-12-31$18,606,791
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$18,696,734
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$0
Assets. partnership/joint venture interests at beginning of year2014-12-31$0
Investment advisory and management fees2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$15,692,937
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$15,596,764
Value of interest in pooled separate accounts at end of year2014-12-31$0
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Interest on participant loans2014-12-31$8,549
Income. Interest from loans (other than to participants)2014-12-31$0
Interest earned on other investments2014-12-31$0
Income. Interest from US Government securities2014-12-31$0
Income. Interest from corporate debt instruments2014-12-31$0
Value of interest in master investment trust accounts at end of year2014-12-31$0
Value of interest in master investment trust accounts at beginning of year2014-12-31$0
Value of interest in common/collective trusts at end of year2014-12-31$2,056,220
Value of interest in common/collective trusts at beginning of year2014-12-31$2,135,497
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2014-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2014-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Asset value of US Government securities at end of year2014-12-31$0
Asset value of US Government securities at beginning of year2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-17,005
Net investment gain/loss from pooled separate accounts2014-12-31$0
Net investment gain or loss from common/collective trusts2014-12-31$14,006
Net gain/loss from 103.12 investment entities2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$0
Assets. Invements in employer securities at beginning of year2014-12-31$0
Assets. Value of employer real property at end of year2014-12-31$0
Assets. Value of employer real property at beginning of year2014-12-31$0
Contributions received in cash from employer2014-12-31$367,706
Employer contributions (assets) at end of year2014-12-31$367,906
Employer contributions (assets) at beginning of year2014-12-31$378,575
Income. Dividends from preferred stock2014-12-31$0
Income. Dividends from common stock2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,732,448
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$0
Contract administrator fees2014-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$0
Liabilities. Value of benefit claims payable at end of year2014-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2014-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2014-12-31$0
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$0
Aggregate carrying amount (costs) on sale of assets2014-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2014-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PATTILLO, BROWN & HILL, L.L.P.
Accountancy firm EIN2014-12-31741130599
2013 : ALLEN SAMUELS ENTERPRISES, INC. 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$0
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$0
Total transfer of assets from this plan2013-12-31$89,116
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Expenses. Interest paid2013-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-12-31$0
Total income from all sources (including contributions)2013-12-31$5,043,341
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,024,723
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$987,554
Expenses. Certain deemed distributions of participant loans2013-12-31$8,419
Value of total corrective distributions2013-12-31$21,695
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,858,525
Value of total assets at end of year2013-12-31$18,696,734
Value of total assets at beginning of year2013-12-31$14,767,232
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$7,055
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$9,750
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$542,741
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$542,741
Assets. Real estate other than employer real property at end of year2013-12-31$0
Assets. Real estate other than employer real property at beginning of year2013-12-31$0
Administrative expenses professional fees incurred2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,349,398
Participant contributions at end of year2013-12-31$499,889
Participant contributions at beginning of year2013-12-31$477,281
Participant contributions at end of year2013-12-31$86,009
Participant contributions at beginning of year2013-12-31$74,550
Assets. Other investments not covered elsewhere at end of year2013-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$130,452
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Assets. Loans (other than to participants) at end of year2013-12-31$0
Assets. Loans (other than to participants) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$0
Administrative expenses (other) incurred2013-12-31$7,055
Liabilities. Value of operating payables at end of year2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$0
Value of net income/loss2013-12-31$4,018,618
Value of net assets at end of year (total assets less liabilities)2013-12-31$18,696,734
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$14,767,232
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$0
Assets. partnership/joint venture interests at beginning of year2013-12-31$0
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$15,596,764
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$11,705,189
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$9,750
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$0
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Value of interest in master investment trust accounts at end of year2013-12-31$0
Value of interest in master investment trust accounts at beginning of year2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$2,135,497
Value of interest in common/collective trusts at beginning of year2013-12-31$2,201,220
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2013-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2013-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Asset value of US Government securities at end of year2013-12-31$0
Asset value of US Government securities at beginning of year2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,646,623
Net investment gain/loss from pooled separate accounts2013-12-31$0
Net investment gain or loss from common/collective trusts2013-12-31$-14,298
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$0
Assets. Invements in employer securities at beginning of year2013-12-31$0
Assets. Value of employer real property at end of year2013-12-31$0
Assets. Value of employer real property at beginning of year2013-12-31$0
Contributions received in cash from employer2013-12-31$378,675
Employer contributions (assets) at end of year2013-12-31$378,575
Employer contributions (assets) at beginning of year2013-12-31$308,992
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$987,554
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$0
Contract administrator fees2013-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$0
Liabilities. Value of benefit claims payable at end of year2013-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$0
Aggregate carrying amount (costs) on sale of assets2013-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2013-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PATILLO BROWN & HILL
Accountancy firm EIN2013-12-31741130599
2012 : ALLEN SAMUELS ENTERPRISES, INC. 401(K) PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,873,075
Total of all expenses incurred2012-12-31$1,066,854
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,032,537
Expenses. Certain deemed distributions of participant loans2012-12-31$13,135
Value of total corrective distributions2012-12-31$14,619
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,344,944
Value of total assets at end of year2012-12-31$14,767,232
Value of total assets at beginning of year2012-12-31$12,961,011
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$6,563
Total interest from all sources2012-12-31$19,014
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$180,279
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$180,279
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,033,885
Participant contributions at end of year2012-12-31$477,281
Participant contributions at beginning of year2012-12-31$370,844
Participant contributions at end of year2012-12-31$74,550
Participant contributions at beginning of year2012-12-31$67,836
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$2,067
Administrative expenses (other) incurred2012-12-31$6,563
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,806,221
Value of net assets at end of year (total assets less liabilities)2012-12-31$14,767,232
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$12,961,011
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$11,705,189
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$10,541,272
Interest on participant loans2012-12-31$19,014
Value of interest in common/collective trusts at end of year2012-12-31$2,201,220
Value of interest in common/collective trusts at beginning of year2012-12-31$1,790,511
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,288,930
Net investment gain or loss from common/collective trusts2012-12-31$39,908
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$308,992
Employer contributions (assets) at end of year2012-12-31$308,992
Employer contributions (assets) at beginning of year2012-12-31$190,548
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,032,537
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PATILLO BROWN & HILL
Accountancy firm EIN2012-12-31741130599
2011 : ALLEN SAMUELS ENTERPRISES, INC. 401(K) PLAN 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$839,353
Total of all expenses incurred2011-12-31$1,819,288
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,762,260
Expenses. Certain deemed distributions of participant loans2011-12-31$32,098
Value of total corrective distributions2011-12-31$19,058
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,150,306
Value of total assets at end of year2011-12-31$12,961,011
Value of total assets at beginning of year2011-12-31$13,940,946
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$5,872
Total interest from all sources2011-12-31$37,131
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$279,423
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$279,423
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$937,803
Participant contributions at end of year2011-12-31$370,844
Participant contributions at beginning of year2011-12-31$471,524
Participant contributions at end of year2011-12-31$67,836
Participant contributions at beginning of year2011-12-31$80,391
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$21,955
Administrative expenses (other) incurred2011-12-31$5,872
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-979,935
Value of net assets at end of year (total assets less liabilities)2011-12-31$12,961,011
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$13,940,946
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$10,541,272
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$11,547,034
Interest on participant loans2011-12-31$37,131
Value of interest in common/collective trusts at end of year2011-12-31$1,790,511
Value of interest in common/collective trusts at beginning of year2011-12-31$1,749,822
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-672,601
Net investment gain or loss from common/collective trusts2011-12-31$45,094
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$190,548
Employer contributions (assets) at end of year2011-12-31$190,548
Employer contributions (assets) at beginning of year2011-12-31$92,175
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,762,260
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PATILLO BROWN & HILL
Accountancy firm EIN2011-12-31741130599
2010 : ALLEN SAMUELS ENTERPRISES, INC. 401(K) PLAN 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$9,300
Total income from all sources (including contributions)2010-12-31$2,704,341
Total of all expenses incurred2010-12-31$1,532,726
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,511,324
Expenses. Certain deemed distributions of participant loans2010-12-31$11,766
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,154,067
Value of total assets at end of year2010-12-31$13,940,946
Value of total assets at beginning of year2010-12-31$12,778,631
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$9,636
Total interest from all sources2010-12-31$40,994
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$203,737
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$203,737
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,048,479
Participant contributions at end of year2010-12-31$471,524
Participant contributions at beginning of year2010-12-31$523,480
Participant contributions at end of year2010-12-31$80,391
Participant contributions at beginning of year2010-12-31$83,544
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$9,300
Administrative expenses (other) incurred2010-12-31$9,636
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,171,615
Value of net assets at end of year (total assets less liabilities)2010-12-31$13,940,946
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$12,769,331
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$11,547,034
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$10,808,098
Interest on participant loans2010-12-31$40,994
Value of interest in common/collective trusts at end of year2010-12-31$1,749,822
Value of interest in common/collective trusts at beginning of year2010-12-31$1,363,509
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,250,045
Net investment gain or loss from common/collective trusts2010-12-31$55,498
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$105,588
Employer contributions (assets) at end of year2010-12-31$92,175
Employer contributions (assets) at beginning of year2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,511,324
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PATTILLO, BROWN & HILL
Accountancy firm EIN2010-12-31741130599
2009 : ALLEN SAMUELS ENTERPRISES, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ALLEN SAMUELS ENTERPRISES, INC. 401(K) PLAN

2016: ALLEN SAMUELS ENTERPRISES, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ALLEN SAMUELS ENTERPRISES, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ALLEN SAMUELS ENTERPRISES, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ALLEN SAMUELS ENTERPRISES, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ALLEN SAMUELS ENTERPRISES, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ALLEN SAMUELS ENTERPRISES, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: ALLEN SAMUELS ENTERPRISES, INC. 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: ALLEN SAMUELS ENTERPRISES, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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