401k Plan data: HENRY S. MILLER CAPITAL ACCUMULATION PLAN plan

HENRY S. MILLER CAPITAL ACCUMULATION PLAN 401k Plan overview

Plan Name	HENRY S. MILLER CAPITAL ACCUMULATION PLAN
Plan identification number	001

HENRY S. MILLER CAPITAL ACCUMULATION PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HENRY S. MILLER MANAGEMENT CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: HENRY S. MILLER MANAGEMENT CORPORATION

Employer identification number (EIN): 752277546

NAIC Classification: 531210
NAIC Description: Offices of Real Estate Agents and Brokers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HENRY S. MILLER CAPITAL ACCUMULATION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 ROBERT DUBOIS 2023-10-09
001 2021-01-01 ROBERT DUBOIS 2022-07-19
001 2020-01-01 ROBERT DUBOIS 2021-04-29
001 2019-01-01 ROBERT DUBOIS 2020-07-17
001 2018-01-01 ROBERT DUBOIS 2019-05-15 ROBERT DUBOIS 2019-05-15
001 2017-01-01 ROBERT DUBOIS 2018-07-25
001 2016-01-01 ROBERT DUBOIS 2017-07-18 ROBERT DUBOIS 2017-07-18
001 2015-01-01 ROBERT DUBOIS
001 2014-01-01 ROBERT DUBOIS
001 2014-01-01 ROBERT DUBOIS
001 2014-01-01 ROBERT DUBOIS
001 2013-01-01 ROBERT DUBOIS
001 2012-01-01 ROBERT DUBOIS ROBERT DUBOIS 2013-10-15
001 2011-01-01 ROBERT DUBOIS
001 2009-01-01 ROBERT DUBOIS

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2022-01-01	ROBERT DUBOIS	2023-10-09
001	2021-01-01	ROBERT DUBOIS	2022-07-19
001	2020-01-01	ROBERT DUBOIS	2021-04-29
001	2019-01-01	ROBERT DUBOIS	2020-07-17
001	2018-01-01	ROBERT DUBOIS	2019-05-15	ROBERT DUBOIS	2019-05-15
001	2017-01-01	ROBERT DUBOIS	2018-07-25
001	2016-01-01	ROBERT DUBOIS	2017-07-18	ROBERT DUBOIS	2017-07-18
001	2015-01-01	ROBERT DUBOIS
001	2014-01-01	ROBERT DUBOIS
001	2014-01-01	ROBERT DUBOIS
001	2014-01-01	ROBERT DUBOIS
001	2013-01-01	ROBERT DUBOIS
001	2012-01-01	ROBERT DUBOIS		ROBERT DUBOIS	2013-10-15
001	2011-01-01	ROBERT DUBOIS
001	2009-01-01	ROBERT DUBOIS

Plan Statistics for HENRY S. MILLER CAPITAL ACCUMULATION PLAN

401k plan membership statisitcs for HENRY S. MILLER CAPITAL ACCUMULATION PLAN

Measure Date Value
2015: HENRY S. MILLER CAPITAL ACCUMULATION PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 120
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 44
Number of other retired or separated participants entitled to future benefits 2015-01-01 27
Total of all active and inactive participants 2015-01-01 71
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 71
Number of participants with account balances 2015-01-01 45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: HENRY S. MILLER CAPITAL ACCUMULATION PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 352
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 40
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 75
Total of all active and inactive participants 2014-01-01 115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 115
Number of participants with account balances 2014-01-01 93
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 11
2013: HENRY S. MILLER CAPITAL ACCUMULATION PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 398
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 301
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 31
Total of all active and inactive participants 2013-01-01 332
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 332
Number of participants with account balances 2013-01-01 118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: HENRY S. MILLER CAPITAL ACCUMULATION PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 234
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 225
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 23
Total of all active and inactive participants 2012-01-01 248
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 248
Number of participants with account balances 2012-01-01 75
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: HENRY S. MILLER CAPITAL ACCUMULATION PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 369
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 171
Number of other retired or separated participants entitled to future benefits 2011-01-01 28
Total of all active and inactive participants 2011-01-01 199
Total participants 2011-01-01 199
Number of participants with account balances 2011-01-01 76
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1
2009: HENRY S. MILLER CAPITAL ACCUMULATION PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 488
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 328
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 37
Total of all active and inactive participants 2009-01-01 365
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 365
Number of participants with account balances 2009-01-01 103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 14

Measure	Date	Value
2015: HENRY S. MILLER CAPITAL ACCUMULATION PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	120
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	44
Number of other retired or separated participants entitled to future benefits	2015-01-01	27
Total of all active and inactive participants	2015-01-01	71
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	71
Number of participants with account balances	2015-01-01	45
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: HENRY S. MILLER CAPITAL ACCUMULATION PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	352
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	40
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	75
Total of all active and inactive participants	2014-01-01	115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	115
Number of participants with account balances	2014-01-01	93
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	11
2013: HENRY S. MILLER CAPITAL ACCUMULATION PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	398
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	301
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	31
Total of all active and inactive participants	2013-01-01	332
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	332
Number of participants with account balances	2013-01-01	118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: HENRY S. MILLER CAPITAL ACCUMULATION PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	234
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	225
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	23
Total of all active and inactive participants	2012-01-01	248
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	248
Number of participants with account balances	2012-01-01	75
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: HENRY S. MILLER CAPITAL ACCUMULATION PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	369
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	171
Number of other retired or separated participants entitled to future benefits	2011-01-01	28
Total of all active and inactive participants	2011-01-01	199
Total participants	2011-01-01	199
Number of participants with account balances	2011-01-01	76
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1
2009: HENRY S. MILLER CAPITAL ACCUMULATION PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	488
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	328
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	37
Total of all active and inactive participants	2009-01-01	365
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	365
Number of participants with account balances	2009-01-01	103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	14

Financial Data on HENRY S. MILLER CAPITAL ACCUMULATION PLAN

Measure	Date	Value
2015 : HENRY S. MILLER CAPITAL ACCUMULATION PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$173,492
Total of all expenses incurred	2015-12-31	$1,338,357
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,311,487
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$99,265
Value of total assets at end of year	2015-12-31	$2,516,686
Value of total assets at beginning of year	2015-12-31	$3,681,551
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$26,870
Total interest from all sources	2015-12-31	$23,815
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$99,265
Participant contributions at end of year	2015-12-31	$14,352
Participant contributions at beginning of year	2015-12-31	$80,080
Administrative expenses (other) incurred	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-1,164,865
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$2,516,686
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$3,681,551
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$26,870
Value of interest in pooled separate accounts at end of year	2015-12-31	$1,576,999
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$3,478,159
Interest on participant loans	2015-12-31	$707
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$3,031
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$105,554
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$105,554
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$23,108
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$922,304
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$17,758
Net investment gain/loss from pooled separate accounts	2015-12-31	$50,412
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,311,487
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	R.C. NEAL, P.C.
Accountancy firm EIN	2015-12-31	752618521
2014 : HENRY S. MILLER CAPITAL ACCUMULATION PLAN 2014 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$432,922
Total of all expenses incurred	2014-12-31	$1,379,727
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,349,062
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$204,544
Value of total assets at end of year	2014-12-31	$3,681,551
Value of total assets at beginning of year	2014-12-31	$4,628,356
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$30,665
Total interest from all sources	2014-12-31	$4,033
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$204,544
Participant contributions at end of year	2014-12-31	$80,080
Participant contributions at beginning of year	2014-12-31	$181,530
Other income not declared elsewhere	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-946,805
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$3,681,551
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$4,628,356
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$30,665
Value of interest in pooled separate accounts at end of year	2014-12-31	$3,478,159
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$4,314,614
Interest on participant loans	2014-12-31	$3,482
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$105,554
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$98,177
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$98,177
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$551
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$17,758
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$34,035
Net investment gain/loss from pooled separate accounts	2014-12-31	$224,345
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,349,062
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	R.C. NEAL, P.C.
Accountancy firm EIN	2014-12-31	752618521
2013 : HENRY S. MILLER CAPITAL ACCUMULATION PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$1,757,451
Total transfer of assets from this plan	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$991,438
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$528,997
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$497,172
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$277,161
Value of total assets at end of year	2013-12-31	$4,628,356
Value of total assets at beginning of year	2013-12-31	$2,408,464
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$31,825
Total interest from all sources	2013-12-31	$6,803
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$277,161
Participant contributions at end of year	2013-12-31	$181,530
Participant contributions at beginning of year	2013-12-31	$38,552
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$462,441
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$4,628,356
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$2,408,464
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$31,825
Value of interest in pooled separate accounts at end of year	2013-12-31	$4,314,614
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$2,175,803
Interest on participant loans	2013-12-31	$6,803
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$98,177
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$68,102
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$68,102
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$34,035
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$126,007
Net investment gain/loss from pooled separate accounts	2013-12-31	$707,474
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$497,172
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	R.C. NEAL, P.C.
Accountancy firm EIN	2013-12-31	752618521
2012 : HENRY S. MILLER CAPITAL ACCUMULATION PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$421,603
Total of all expenses incurred	2012-12-31	$320,605
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$292,524
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$143,827
Value of total assets at end of year	2012-12-31	$2,408,464
Value of total assets at beginning of year	2012-12-31	$2,307,466
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$28,081
Total interest from all sources	2012-12-31	$6,018
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$143,827
Participant contributions at end of year	2012-12-31	$38,552
Participant contributions at beginning of year	2012-12-31	$22,415
Administrative expenses (other) incurred	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$100,998
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$2,408,464
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$2,307,466
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$28,081
Value of interest in pooled separate accounts at end of year	2012-12-31	$2,175,803
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$2,081,261
Interest on participant loans	2012-12-31	$1,592
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$68,102
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$79,429
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$79,429
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$4,426
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$126,007
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$124,361
Net investment gain/loss from pooled separate accounts	2012-12-31	$271,758
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$292,524
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	R. C. NEAL, P.C.
Accountancy firm EIN	2012-12-31	752618521
2011 : HENRY S. MILLER CAPITAL ACCUMULATION PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$24,791
Total income from all sources (including contributions)	2011-12-31	$134,913
Total of all expenses incurred	2011-12-31	$236,402
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$234,818
Expenses. Certain deemed distributions of participant loans	2011-12-31	$1,584
Value of total corrective distributions	2011-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$170,570
Value of total assets at end of year	2011-12-31	$2,307,466
Value of total assets at beginning of year	2011-12-31	$2,433,746
Total interest from all sources	2011-12-31	$6,311
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$170,570
Participant contributions at end of year	2011-12-31	$22,415
Participant contributions at beginning of year	2011-12-31	$37,445
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$24,791
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-101,489
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$2,307,466
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$2,408,955
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in pooled separate accounts at end of year	2011-12-31	$2,081,261
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$2,150,579
Interest on participant loans	2011-12-31	$1,547
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$79,429
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$122,202
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$122,202
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$4,764
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$124,361
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$123,520
Net investment gain/loss from pooled separate accounts	2011-12-31	$-41,968
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$234,818
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	R. C. NEAL, P.C.
Accountancy firm EIN	2011-12-31	752618521
2010 : HENRY S. MILLER CAPITAL ACCUMULATION PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$24,791
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$37,867
Total income from all sources (including contributions)	2010-12-31	$407,173
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$547,862
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$521,943
Expenses. Certain deemed distributions of participant loans	2010-12-31	$1,128
Value of total corrective distributions	2010-12-31	$24,791
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$187,348
Value of total assets at end of year	2010-12-31	$2,433,746
Value of total assets at beginning of year	2010-12-31	$2,587,511
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$0
Total interest from all sources	2010-12-31	$3,603
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$187,348
Participant contributions at end of year	2010-12-31	$37,445
Participant contributions at beginning of year	2010-12-31	$51,324
Participant contributions at beginning of year	2010-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$24,791
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$37,867
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$-140,689
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$2,408,955
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$2,549,644
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in pooled separate accounts at end of year	2010-12-31	$2,150,579
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$2,268,420
Interest on participant loans	2010-12-31	$2,420
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$122,202
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$104,933
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$104,933
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$1,183
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$123,520
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$162,205
Net investment gain/loss from pooled separate accounts	2010-12-31	$216,222
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Employer contributions (assets) at beginning of year	2010-12-31	$629
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$521,943
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	R. C. NEAL, P.C.
Accountancy firm EIN	2010-12-31	752618521
2009 : HENRY S. MILLER CAPITAL ACCUMULATION PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for HENRY S. MILLER CAPITAL ACCUMULATION PLAN

2015: HENRY S. MILLER CAPITAL ACCUMULATION PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: HENRY S. MILLER CAPITAL ACCUMULATION PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	Yes
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: HENRY S. MILLER CAPITAL ACCUMULATION PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: HENRY S. MILLER CAPITAL ACCUMULATION PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: HENRY S. MILLER CAPITAL ACCUMULATION PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: HENRY S. MILLER CAPITAL ACCUMULATION PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-42-8009-010

Policy instance

Insurance contract or identification number	GAP-42-8009-010
Number of Individuals Covered	45
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $4,312
Total amount of fees paid to insurance company	USD $2,123
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $4,312
Amount paid for insurance broker fees	2123
Additional information about fees paid to insurance broker	ADMINISTRATIVE SERVICES
Insurance broker organization code?	3
Insurance broker name	ROBERT CECIL

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-7P-HU0W

Policy instance

Insurance contract or identification number	GAP-7P-HU0W
Number of Individuals Covered	45
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $160
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $160
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	ADMINISTRATIVE SERVICES
Insurance broker organization code?	3
Insurance broker name	ROBERT CECIL JR

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-42-8009-010

Policy instance

Insurance contract or identification number	GAP-42-8009-010
Number of Individuals Covered	93
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $6,959
Total amount of fees paid to insurance company	USD $3,423
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-42-8009-010

Policy instance

Insurance contract or identification number	GAP-42-8009-010
Number of Individuals Covered	118
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $6,854
Total amount of fees paid to insurance company	USD $3,226
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $6,854
Amount paid for insurance broker fees	3226
Additional information about fees paid to insurance broker	ADMINISTRATION SERVICES
Insurance broker organization code?	3
Insurance broker name	ROBERT CECIL

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-42-8009-010

Policy instance

Insurance contract or identification number	GAP-42-8009-010
Number of Individuals Covered	75
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $3,688
Total amount of fees paid to insurance company	USD $1,584
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Commission paid to Insurance Broker	USD $3,688
Amount paid for insurance broker fees	1584
Additional information about fees paid to insurance broker	ADMINISTRATION SERVICES
Insurance broker organization code?	3
Insurance broker name	ROBERT CECIL

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-42-8009-010

Policy instance

Insurance contract or identification number	GAP-42-8009-010
Number of Individuals Covered	199
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $3,787
Total amount of fees paid to insurance company	USD $1,613
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-42-8009-010

Policy instance

Insurance contract or identification number	GAP-42-8009-010
Number of Individuals Covered	83
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $3,831
Total amount of fees paid to insurance company	USD $1,593
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes

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Company Name:	HENRY S. MILLER MANAGEMENT CORPORATION
Employer identification number (EIN):	752277546
NAIC Classification:	531210
NAIC Description:	Offices of Real Estate Agents and Brokers