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HUMCO HOLDING GROUP, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameHUMCO HOLDING GROUP, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 001

HUMCO HOLDING GROUP, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HUMCO HOLDING GROUP, INC. has sponsored the creation of one or more 401k plans.

Company Name:HUMCO HOLDING GROUP, INC.
Employer identification number (EIN):752508469
NAIC Classification:325410

Additional information about HUMCO HOLDING GROUP, INC.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 1993-11-05
Company Identification Number: 0128996900
Legal Registered Office Address: 201 W 5TH ST STE 1250

AUSTIN
United States of Amercica (USA)
78701

More information about HUMCO HOLDING GROUP, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HUMCO HOLDING GROUP, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-04-01
0012019-04-01
0012018-04-01
0012017-04-01BRITTNEY YELDELL
0012016-04-01BRITTNEY YELDELL2017-11-29
0012015-04-01AUDRA RUSSELL2016-11-11
0012014-04-01SUSAN HICKEY2015-11-06
0012013-04-01SUSAN HICKEY
0012012-04-01SUSAN HICKEY
0012011-04-01SUSAN HICKEY
0012010-04-01SUSAN HICKEY
0012009-04-01SUSAN HICKEY

Plan Statistics for HUMCO HOLDING GROUP, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for HUMCO HOLDING GROUP, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2020: HUMCO HOLDING GROUP, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-04-01124
Total number of active participants reported on line 7a of the Form 55002020-04-010
Number of retired or separated participants receiving benefits2020-04-010
Number of other retired or separated participants entitled to future benefits2020-04-010
Total of all active and inactive participants2020-04-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-04-010
Total participants2020-04-010
Number of participants with account balances2020-04-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-04-010
2019: HUMCO HOLDING GROUP, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-04-01124
Total number of active participants reported on line 7a of the Form 55002019-04-0197
Number of retired or separated participants receiving benefits2019-04-010
Number of other retired or separated participants entitled to future benefits2019-04-0121
Total of all active and inactive participants2019-04-01118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-04-010
Total participants2019-04-01118
Number of participants with account balances2019-04-01101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-04-010
2018: HUMCO HOLDING GROUP, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-04-01119
Total number of active participants reported on line 7a of the Form 55002018-04-0195
Number of retired or separated participants receiving benefits2018-04-010
Number of other retired or separated participants entitled to future benefits2018-04-0124
Total of all active and inactive participants2018-04-01119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-04-011
Total participants2018-04-01120
Number of participants with account balances2018-04-01108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-04-010
2017: HUMCO HOLDING GROUP, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-04-01121
Total number of active participants reported on line 7a of the Form 55002017-04-01105
Number of retired or separated participants receiving benefits2017-04-010
Number of other retired or separated participants entitled to future benefits2017-04-0110
Total of all active and inactive participants2017-04-01115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-04-010
Total participants2017-04-01115
Number of participants with account balances2017-04-01105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-04-010
2013: HUMCO HOLDING GROUP, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-04-01110
Total number of active participants reported on line 7a of the Form 55002013-04-0181
Number of retired or separated participants receiving benefits2013-04-010
Number of other retired or separated participants entitled to future benefits2013-04-0114
Total of all active and inactive participants2013-04-0195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-04-010
Total participants2013-04-0195
Number of participants with account balances2013-04-0195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-04-010
2012: HUMCO HOLDING GROUP, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-04-01109
Total number of active participants reported on line 7a of the Form 55002012-04-0182
Number of retired or separated participants receiving benefits2012-04-010
Number of other retired or separated participants entitled to future benefits2012-04-0127
Total of all active and inactive participants2012-04-01109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-04-011
Total participants2012-04-01110
Number of participants with account balances2012-04-01104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-04-010
2011: HUMCO HOLDING GROUP, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-04-01108
Total number of active participants reported on line 7a of the Form 55002011-04-0188
Number of retired or separated participants receiving benefits2011-04-010
Number of other retired or separated participants entitled to future benefits2011-04-0123
Total of all active and inactive participants2011-04-01111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-04-010
Total participants2011-04-01111
Number of participants with account balances2011-04-01107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-04-010
2010: HUMCO HOLDING GROUP, INC. 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-04-01109
Total number of active participants reported on line 7a of the Form 55002010-04-0186
Number of retired or separated participants receiving benefits2010-04-010
Number of other retired or separated participants entitled to future benefits2010-04-0120
Total of all active and inactive participants2010-04-01106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-04-010
Total participants2010-04-01106
Number of participants with account balances2010-04-01102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-04-010
2009: HUMCO HOLDING GROUP, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-04-01103
Total number of active participants reported on line 7a of the Form 55002009-04-0187
Number of retired or separated participants receiving benefits2009-04-010
Number of other retired or separated participants entitled to future benefits2009-04-0117
Total of all active and inactive participants2009-04-01104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-04-010
Total participants2009-04-01104
Number of participants with account balances2009-04-01101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-04-013

Financial Data on HUMCO HOLDING GROUP, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2021 : HUMCO HOLDING GROUP, INC. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-01-04$0
Total transfer of assets from this plan2021-01-04$7,417,656
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-01-04$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-01-04$0
Total income from all sources (including contributions)2021-01-04$1,989,535
Total loss/gain on sale of assets2021-01-04$0
Total of all expenses incurred2021-01-04$93,538
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-01-04$68,587
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-01-04$345,027
Value of total assets at end of year2021-01-04$0
Value of total assets at beginning of year2021-01-04$5,521,659
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-01-04$24,951
Total interest from all sources2021-01-04$27,816
Total dividends received (eg from common stock, registered investment company shares)2021-01-04$166,159
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-01-04Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2021-01-04$0
Total dividends received from registered investment company shares (eg mutual funds)2021-01-04$166,159
Was this plan covered by a fidelity bond2021-01-04Yes
Value of fidelity bond cover2021-01-04$500,000
If this is an individual account plan, was there a blackout period2021-01-04No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-01-04$0
Were there any nonexempt tranactions with any party-in-interest2021-01-04No
Contributions received from participants2021-01-04$216,878
Participant contributions at end of year2021-01-04$0
Participant contributions at beginning of year2021-01-04$27,448
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-01-04No
Value of net income/loss2021-01-04$1,895,997
Value of net assets at end of year (total assets less liabilities)2021-01-04$0
Value of net assets at beginning of year (total assets less liabilities)2021-01-04$5,521,659
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-01-04No
Were any loans by the plan or fixed income obligations due to the plan in default2021-01-04No
Were any leases to which the plan was party in default or uncollectible2021-01-04No
Investment advisory and management fees2021-01-04$21,380
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-01-04$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-01-04$3,931,450
Interest on participant loans2021-01-04$1,072
Interest earned on other investments2021-01-04$26,744
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-01-04$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-01-04$1,562,761
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-01-04$1,450,533
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-01-04No
Was there a failure to transmit to the plan any participant contributions2021-01-04No
Has the plan failed to provide any benefit when due under the plan2021-01-04No
Contributions received in cash from employer2021-01-04$128,149
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-01-04$68,587
Contract administrator fees2021-01-04$3,571
Did the plan have assets held for investment2021-01-04No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-01-04No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-01-04Yes
Opinion of an independent qualified public accountant for this plan2021-01-04Disclaimer
Accountancy firm name2021-01-04THOMAS & THOMAS, LLP
Accountancy firm EIN2021-01-04831863068
2020 : HUMCO HOLDING GROUP, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-03-31$0
Total unrealized appreciation/depreciation of assets2020-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-03-31$0
Total income from all sources (including contributions)2020-03-31$126,131
Total income from all sources (including contributions)2020-03-31$126,131
Total loss/gain on sale of assets2020-03-31$0
Total loss/gain on sale of assets2020-03-31$0
Total of all expenses incurred2020-03-31$440,929
Total of all expenses incurred2020-03-31$440,929
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-03-31$439,904
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-03-31$439,904
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-03-31$430,811
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-03-31$430,811
Value of total assets at end of year2020-03-31$5,521,659
Value of total assets at end of year2020-03-31$5,521,659
Value of total assets at beginning of year2020-03-31$5,836,457
Value of total assets at beginning of year2020-03-31$5,836,457
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-03-31$1,025
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-03-31$1,025
Total interest from all sources2020-03-31$34,690
Total interest from all sources2020-03-31$34,690
Total dividends received (eg from common stock, registered investment company shares)2020-03-31$220,680
Total dividends received (eg from common stock, registered investment company shares)2020-03-31$220,680
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-03-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-03-31$220,680
Total dividends received from registered investment company shares (eg mutual funds)2020-03-31$220,680
Was this plan covered by a fidelity bond2020-03-31Yes
Was this plan covered by a fidelity bond2020-03-31Yes
Value of fidelity bond cover2020-03-31$500,000
Value of fidelity bond cover2020-03-31$500,000
If this is an individual account plan, was there a blackout period2020-03-31No
If this is an individual account plan, was there a blackout period2020-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-03-31$0
Were there any nonexempt tranactions with any party-in-interest2020-03-31No
Were there any nonexempt tranactions with any party-in-interest2020-03-31No
Contributions received from participants2020-03-31$266,871
Contributions received from participants2020-03-31$266,871
Participant contributions at end of year2020-03-31$27,448
Participant contributions at end of year2020-03-31$27,448
Participant contributions at beginning of year2020-03-31$24,973
Participant contributions at beginning of year2020-03-31$24,973
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-03-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-03-31No
Value of net income/loss2020-03-31$-314,798
Value of net income/loss2020-03-31$-314,798
Value of net assets at end of year (total assets less liabilities)2020-03-31$5,521,659
Value of net assets at end of year (total assets less liabilities)2020-03-31$5,521,659
Value of net assets at beginning of year (total assets less liabilities)2020-03-31$5,836,457
Value of net assets at beginning of year (total assets less liabilities)2020-03-31$5,836,457
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-03-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-03-31No
Were any leases to which the plan was party in default or uncollectible2020-03-31No
Were any leases to which the plan was party in default or uncollectible2020-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-03-31$3,931,450
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-03-31$3,931,450
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-03-31$4,355,271
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-03-31$4,355,271
Interest on participant loans2020-03-31$1,757
Interest on participant loans2020-03-31$1,757
Interest earned on other investments2020-03-31$32,933
Interest earned on other investments2020-03-31$32,933
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-03-31$1,562,761
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-03-31$1,562,761
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-03-31$1,456,213
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-03-31$1,456,213
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-03-31$-560,050
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-03-31$-560,050
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-03-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-03-31No
Was there a failure to transmit to the plan any participant contributions2020-03-31No
Was there a failure to transmit to the plan any participant contributions2020-03-31No
Has the plan failed to provide any benefit when due under the plan2020-03-31No
Has the plan failed to provide any benefit when due under the plan2020-03-31No
Contributions received in cash from employer2020-03-31$163,940
Contributions received in cash from employer2020-03-31$163,940
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-03-31$439,904
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-03-31$439,904
Contract administrator fees2020-03-31$1,025
Contract administrator fees2020-03-31$1,025
Did the plan have assets held for investment2020-03-31Yes
Did the plan have assets held for investment2020-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-03-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-03-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-03-31Yes
Opinion of an independent qualified public accountant for this plan2020-03-31Disclaimer
Opinion of an independent qualified public accountant for this plan2020-03-31Disclaimer
Accountancy firm name2020-03-31THOMAS & THOMAS, LLP
Accountancy firm name2020-03-31THOMAS & THOMAS, LLP
Accountancy firm EIN2020-03-31831863068
Accountancy firm EIN2020-03-31831863068
2019 : HUMCO HOLDING GROUP, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-03-31$0
2018 : HUMCO HOLDING GROUP, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-03-31$0
Total income from all sources (including contributions)2018-03-31$1,263,433
Total loss/gain on sale of assets2018-03-31$0
Total of all expenses incurred2018-03-31$999,388
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-03-31$998,938
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-03-31$586,368
Value of total assets at end of year2018-03-31$5,829,106
Value of total assets at beginning of year2018-03-31$5,565,061
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-03-31$450
Total interest from all sources2018-03-31$11,781
Total dividends received (eg from common stock, registered investment company shares)2018-03-31$248,508
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-03-31$248,508
Was this plan covered by a fidelity bond2018-03-31Yes
Value of fidelity bond cover2018-03-31$500,000
If this is an individual account plan, was there a blackout period2018-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-03-31$0
Were there any nonexempt tranactions with any party-in-interest2018-03-31No
Contributions received from participants2018-03-31$369,056
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-03-31No
Value of net income/loss2018-03-31$264,045
Value of net assets at end of year (total assets less liabilities)2018-03-31$5,829,106
Value of net assets at beginning of year (total assets less liabilities)2018-03-31$5,565,061
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-03-31No
Were any leases to which the plan was party in default or uncollectible2018-03-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-03-31$5,293,548
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-03-31$5,080,313
Interest earned on other investments2018-03-31$11,781
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-03-31$535,558
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-03-31$484,748
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-03-31$416,776
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-03-31No
Was there a failure to transmit to the plan any participant contributions2018-03-31No
Has the plan failed to provide any benefit when due under the plan2018-03-31No
Contributions received in cash from employer2018-03-31$217,312
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-03-31$998,938
Contract administrator fees2018-03-31$450
Did the plan have assets held for investment2018-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-03-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-03-31Yes
Opinion of an independent qualified public accountant for this plan2018-03-31Disclaimer
Accountancy firm name2018-03-31THOMAS & THOMAS, LLP
Accountancy firm EIN2018-03-31831863068
2014 : HUMCO HOLDING GROUP, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-03-31$0
Total income from all sources (including contributions)2014-03-31$1,001,237
Total loss/gain on sale of assets2014-03-31$74,028
Total of all expenses incurred2014-03-31$643,453
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-03-31$643,453
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-03-31$373,546
Value of total assets at end of year2014-03-31$4,390,094
Value of total assets at beginning of year2014-03-31$4,032,310
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-03-31$0
Total interest from all sources2014-03-31$66
Total dividends received (eg from common stock, registered investment company shares)2014-03-31$150,260
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-03-31$150,260
Assets. Real estate other than employer real property at end of year2014-03-31$0
Assets. Real estate other than employer real property at beginning of year2014-03-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-03-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-03-31$0
Was this plan covered by a fidelity bond2014-03-31Yes
Value of fidelity bond cover2014-03-31$500,000
If this is an individual account plan, was there a blackout period2014-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-03-31$0
Were there any nonexempt tranactions with any party-in-interest2014-03-31No
Contributions received from participants2014-03-31$233,994
Participant contributions at end of year2014-03-31$0
Participant contributions at beginning of year2014-03-31$0
Participant contributions at end of year2014-03-31$0
Participant contributions at beginning of year2014-03-31$8,135
Assets. Other investments not covered elsewhere at end of year2014-03-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-03-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-03-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-03-31$0
Assets. Loans (other than to participants) at end of year2014-03-31$0
Assets. Loans (other than to participants) at beginning of year2014-03-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-03-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-03-31$0
Liabilities. Value of operating payables at end of year2014-03-31$0
Liabilities. Value of operating payables at beginning of year2014-03-31$0
Total non interest bearing cash at end of year2014-03-31$0
Total non interest bearing cash at beginning of year2014-03-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-03-31No
Value of net income/loss2014-03-31$357,784
Value of net assets at end of year (total assets less liabilities)2014-03-31$4,390,094
Value of net assets at beginning of year (total assets less liabilities)2014-03-31$4,032,310
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-03-31No
Were any leases to which the plan was party in default or uncollectible2014-03-31No
Assets. partnership/joint venture interests at end of year2014-03-31$0
Assets. partnership/joint venture interests at beginning of year2014-03-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-03-31$4,390,094
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-03-31$4,019,401
Interest earned on other investments2014-03-31$66
Value of interest in master investment trust accounts at end of year2014-03-31$0
Value of interest in master investment trust accounts at beginning of year2014-03-31$0
Value of interest in common/collective trusts at end of year2014-03-31$0
Value of interest in common/collective trusts at beginning of year2014-03-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-03-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-03-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-03-31$0
Assets. Value of investments in 103.12 investment entities at end of year2014-03-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2014-03-31$0
Asset value of US Government securities at end of year2014-03-31$0
Asset value of US Government securities at beginning of year2014-03-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-03-31$403,337
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-03-31No
Was there a failure to transmit to the plan any participant contributions2014-03-31No
Has the plan failed to provide any benefit when due under the plan2014-03-31No
Assets. Invements in employer securities at end of year2014-03-31$0
Assets. Invements in employer securities at beginning of year2014-03-31$0
Assets. Value of employer real property at end of year2014-03-31$0
Assets. Value of employer real property at beginning of year2014-03-31$0
Contributions received in cash from employer2014-03-31$139,552
Employer contributions (assets) at end of year2014-03-31$0
Employer contributions (assets) at beginning of year2014-03-31$4,774
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-03-31$643,453
Asset. Corporate debt instrument preferred debt at end of year2014-03-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2014-03-31$0
Asset. Corporate debt instrument debt (other) at end of year2014-03-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2014-03-31$0
Assets. Corporate common stocks other than exployer securities at end of year2014-03-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2014-03-31$0
Liabilities. Value of benefit claims payable at end of year2014-03-31$0
Liabilities. Value of benefit claims payable at beginning of year2014-03-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2014-03-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2014-03-31$0
Did the plan have assets held for investment2014-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-03-31No
Aggregate proceeds on sale of assets2014-03-31$1,242,072
Aggregate carrying amount (costs) on sale of assets2014-03-31$1,168,044
Liabilities. Value of acquisition indebtedness at end of year2014-03-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2014-03-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-03-31Yes
Opinion of an independent qualified public accountant for this plan2014-03-31Disclaimer
Accountancy firm name2014-03-31THOMAS & THOMAS LLP
Accountancy firm EIN2014-03-31710271741
2013 : HUMCO HOLDING GROUP, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-03-31$0
Total income from all sources (including contributions)2013-03-31$705,552
Total loss/gain on sale of assets2013-03-31$6,495
Total of all expenses incurred2013-03-31$73,503
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-03-31$73,078
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-03-31$343,263
Value of total assets at end of year2013-03-31$4,032,310
Value of total assets at beginning of year2013-03-31$3,400,261
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-03-31$425
Total interest from all sources2013-03-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-03-31$79,166
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-03-31$79,166
Assets. Real estate other than employer real property at end of year2013-03-31$0
Assets. Real estate other than employer real property at beginning of year2013-03-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-03-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-03-31$0
Was this plan covered by a fidelity bond2013-03-31Yes
Value of fidelity bond cover2013-03-31$400,000
If this is an individual account plan, was there a blackout period2013-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-03-31$0
Were there any nonexempt tranactions with any party-in-interest2013-03-31No
Contributions received from participants2013-03-31$218,377
Participant contributions at end of year2013-03-31$0
Participant contributions at beginning of year2013-03-31$0
Participant contributions at end of year2013-03-31$8,135
Participant contributions at beginning of year2013-03-31$0
Assets. Other investments not covered elsewhere at end of year2013-03-31$0
Assets. Other investments not covered elsewhere at beginning of year2013-03-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-03-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-03-31$0
Assets. Loans (other than to participants) at end of year2013-03-31$0
Assets. Loans (other than to participants) at beginning of year2013-03-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-03-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-03-31$0
Liabilities. Value of operating payables at end of year2013-03-31$0
Liabilities. Value of operating payables at beginning of year2013-03-31$0
Total non interest bearing cash at end of year2013-03-31$0
Total non interest bearing cash at beginning of year2013-03-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-03-31No
Value of net income/loss2013-03-31$632,049
Value of net assets at end of year (total assets less liabilities)2013-03-31$4,032,310
Value of net assets at beginning of year (total assets less liabilities)2013-03-31$3,400,261
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-03-31No
Were any leases to which the plan was party in default or uncollectible2013-03-31No
Assets. partnership/joint venture interests at end of year2013-03-31$0
Assets. partnership/joint venture interests at beginning of year2013-03-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-03-31$4,019,401
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-03-31$3,400,261
Value of interest in master investment trust accounts at end of year2013-03-31$0
Value of interest in master investment trust accounts at beginning of year2013-03-31$0
Value of interest in common/collective trusts at end of year2013-03-31$0
Value of interest in common/collective trusts at beginning of year2013-03-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-03-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-03-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-03-31$0
Assets. Value of investments in 103.12 investment entities at end of year2013-03-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2013-03-31$0
Asset value of US Government securities at end of year2013-03-31$0
Asset value of US Government securities at beginning of year2013-03-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-03-31$276,628
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-03-31No
Was there a failure to transmit to the plan any participant contributions2013-03-31No
Has the plan failed to provide any benefit when due under the plan2013-03-31No
Assets. Invements in employer securities at end of year2013-03-31$0
Assets. Invements in employer securities at beginning of year2013-03-31$0
Assets. Value of employer real property at end of year2013-03-31$0
Assets. Value of employer real property at beginning of year2013-03-31$0
Contributions received in cash from employer2013-03-31$124,886
Employer contributions (assets) at end of year2013-03-31$4,774
Employer contributions (assets) at beginning of year2013-03-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-03-31$73,078
Asset. Corporate debt instrument preferred debt at end of year2013-03-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2013-03-31$0
Asset. Corporate debt instrument debt (other) at end of year2013-03-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2013-03-31$0
Contract administrator fees2013-03-31$425
Assets. Corporate common stocks other than exployer securities at end of year2013-03-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2013-03-31$0
Liabilities. Value of benefit claims payable at end of year2013-03-31$0
Liabilities. Value of benefit claims payable at beginning of year2013-03-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2013-03-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2013-03-31$0
Did the plan have assets held for investment2013-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-03-31No
Aggregate proceeds on sale of assets2013-03-31$359,566
Aggregate carrying amount (costs) on sale of assets2013-03-31$353,071
Liabilities. Value of acquisition indebtedness at end of year2013-03-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-03-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-03-31Yes
Opinion of an independent qualified public accountant for this plan2013-03-31Disclaimer
Accountancy firm name2013-03-31THOMAS & THOMAS LLP
Accountancy firm EIN2013-03-31710271741
2012 : HUMCO HOLDING GROUP, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-03-31$0
Total income from all sources (including contributions)2012-03-31$289,729
Total loss/gain on sale of assets2012-03-31$-154,120
Total of all expenses incurred2012-03-31$99,890
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-03-31$99,890
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-03-31$334,787
Value of total assets at end of year2012-03-31$3,400,261
Value of total assets at beginning of year2012-03-31$3,210,422
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-03-31$0
Total interest from all sources2012-03-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-03-31$53,892
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-03-31$53,892
Assets. Real estate other than employer real property at end of year2012-03-31$0
Assets. Real estate other than employer real property at beginning of year2012-03-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-03-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-03-31$0
Was this plan covered by a fidelity bond2012-03-31Yes
Value of fidelity bond cover2012-03-31$400,000
If this is an individual account plan, was there a blackout period2012-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-03-31$0
Were there any nonexempt tranactions with any party-in-interest2012-03-31No
Contributions received from participants2012-03-31$205,494
Participant contributions at end of year2012-03-31$0
Participant contributions at beginning of year2012-03-31$0
Participant contributions at end of year2012-03-31$0
Participant contributions at beginning of year2012-03-31$0
Assets. Other investments not covered elsewhere at end of year2012-03-31$0
Assets. Other investments not covered elsewhere at beginning of year2012-03-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-03-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-03-31$0
Assets. Loans (other than to participants) at end of year2012-03-31$0
Assets. Loans (other than to participants) at beginning of year2012-03-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-03-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-03-31$0
Liabilities. Value of operating payables at end of year2012-03-31$0
Liabilities. Value of operating payables at beginning of year2012-03-31$0
Total non interest bearing cash at end of year2012-03-31$0
Total non interest bearing cash at beginning of year2012-03-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-03-31No
Value of net income/loss2012-03-31$189,839
Value of net assets at end of year (total assets less liabilities)2012-03-31$3,400,261
Value of net assets at beginning of year (total assets less liabilities)2012-03-31$3,210,422
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-03-31No
Were any leases to which the plan was party in default or uncollectible2012-03-31No
Assets. partnership/joint venture interests at end of year2012-03-31$0
Assets. partnership/joint venture interests at beginning of year2012-03-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-03-31$3,400,261
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-03-31$3,210,422
Value of interest in master investment trust accounts at end of year2012-03-31$0
Value of interest in master investment trust accounts at beginning of year2012-03-31$0
Value of interest in common/collective trusts at end of year2012-03-31$0
Value of interest in common/collective trusts at beginning of year2012-03-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-03-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-03-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-03-31$0
Assets. Value of investments in 103.12 investment entities at end of year2012-03-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2012-03-31$0
Asset value of US Government securities at end of year2012-03-31$0
Asset value of US Government securities at beginning of year2012-03-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-03-31$55,170
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-03-31No
Was there a failure to transmit to the plan any participant contributions2012-03-31No
Has the plan failed to provide any benefit when due under the plan2012-03-31No
Assets. Invements in employer securities at end of year2012-03-31$0
Assets. Invements in employer securities at beginning of year2012-03-31$0
Assets. Value of employer real property at end of year2012-03-31$0
Assets. Value of employer real property at beginning of year2012-03-31$0
Contributions received in cash from employer2012-03-31$129,293
Employer contributions (assets) at end of year2012-03-31$0
Employer contributions (assets) at beginning of year2012-03-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-03-31$99,890
Asset. Corporate debt instrument preferred debt at end of year2012-03-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2012-03-31$0
Asset. Corporate debt instrument debt (other) at end of year2012-03-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2012-03-31$0
Assets. Corporate common stocks other than exployer securities at end of year2012-03-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2012-03-31$0
Liabilities. Value of benefit claims payable at end of year2012-03-31$0
Liabilities. Value of benefit claims payable at beginning of year2012-03-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2012-03-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2012-03-31$0
Did the plan have assets held for investment2012-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-03-31No
Aggregate proceeds on sale of assets2012-03-31$1,844,404
Aggregate carrying amount (costs) on sale of assets2012-03-31$1,998,524
Liabilities. Value of acquisition indebtedness at end of year2012-03-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2012-03-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-03-31Yes
Opinion of an independent qualified public accountant for this plan2012-03-31Disclaimer
Accountancy firm name2012-03-31THOMAS & THOMAS LLP
Accountancy firm EIN2012-03-31710271741
2011 : HUMCO HOLDING GROUP, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-03-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-03-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-03-31$78
Total income from all sources (including contributions)2011-03-31$595,105
Total loss/gain on sale of assets2011-03-31$13,381
Total of all expenses incurred2011-03-31$571,480
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-03-31$571,361
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-03-31$312,462
Value of total assets at end of year2011-03-31$3,210,422
Value of total assets at beginning of year2011-03-31$3,186,875
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-03-31$119
Total interest from all sources2011-03-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-03-31$60,388
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-03-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-03-31$60,388
Assets. Real estate other than employer real property at end of year2011-03-31$0
Assets. Real estate other than employer real property at beginning of year2011-03-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-03-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-03-31$0
Was this plan covered by a fidelity bond2011-03-31Yes
Value of fidelity bond cover2011-03-31$400,000
If this is an individual account plan, was there a blackout period2011-03-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-03-31$0
Were there any nonexempt tranactions with any party-in-interest2011-03-31No
Contributions received from participants2011-03-31$193,085
Participant contributions at end of year2011-03-31$0
Participant contributions at beginning of year2011-03-31$0
Participant contributions at end of year2011-03-31$0
Participant contributions at beginning of year2011-03-31$0
Assets. Other investments not covered elsewhere at end of year2011-03-31$0
Assets. Other investments not covered elsewhere at beginning of year2011-03-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-03-31$1,943
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-03-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-03-31$0
Assets. Loans (other than to participants) at end of year2011-03-31$0
Assets. Loans (other than to participants) at beginning of year2011-03-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-03-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-03-31$78
Liabilities. Value of operating payables at end of year2011-03-31$0
Liabilities. Value of operating payables at beginning of year2011-03-31$0
Total non interest bearing cash at end of year2011-03-31$0
Total non interest bearing cash at beginning of year2011-03-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-03-31No
Value of net income/loss2011-03-31$23,625
Value of net assets at end of year (total assets less liabilities)2011-03-31$3,210,422
Value of net assets at beginning of year (total assets less liabilities)2011-03-31$3,186,797
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-03-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-03-31No
Were any leases to which the plan was party in default or uncollectible2011-03-31No
Assets. partnership/joint venture interests at end of year2011-03-31$0
Assets. partnership/joint venture interests at beginning of year2011-03-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-03-31$3,210,422
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-03-31$3,186,875
Value of interest in master investment trust accounts at end of year2011-03-31$0
Value of interest in master investment trust accounts at beginning of year2011-03-31$0
Value of interest in common/collective trusts at end of year2011-03-31$0
Value of interest in common/collective trusts at beginning of year2011-03-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-03-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-03-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-03-31$0
Assets. Value of investments in 103.12 investment entities at end of year2011-03-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2011-03-31$0
Asset value of US Government securities at end of year2011-03-31$0
Asset value of US Government securities at beginning of year2011-03-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-03-31$208,874
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-03-31No
Was there a failure to transmit to the plan any participant contributions2011-03-31No
Has the plan failed to provide any benefit when due under the plan2011-03-31No
Assets. Invements in employer securities at end of year2011-03-31$0
Assets. Invements in employer securities at beginning of year2011-03-31$0
Assets. Value of employer real property at end of year2011-03-31$0
Assets. Value of employer real property at beginning of year2011-03-31$0
Contributions received in cash from employer2011-03-31$117,434
Employer contributions (assets) at end of year2011-03-31$0
Employer contributions (assets) at beginning of year2011-03-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-03-31$571,361
Asset. Corporate debt instrument preferred debt at end of year2011-03-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2011-03-31$0
Asset. Corporate debt instrument debt (other) at end of year2011-03-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2011-03-31$0
Contract administrator fees2011-03-31$119
Assets. Corporate common stocks other than exployer securities at end of year2011-03-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2011-03-31$0
Liabilities. Value of benefit claims payable at end of year2011-03-31$0
Liabilities. Value of benefit claims payable at beginning of year2011-03-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2011-03-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2011-03-31$0
Did the plan have assets held for investment2011-03-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-03-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-03-31No
Aggregate proceeds on sale of assets2011-03-31$2,902,347
Aggregate carrying amount (costs) on sale of assets2011-03-31$2,888,966
Liabilities. Value of acquisition indebtedness at end of year2011-03-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-03-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-03-31Yes
Opinion of an independent qualified public accountant for this plan2011-03-31Disclaimer
Accountancy firm name2011-03-31THOMAS & THOMAS LLP
Accountancy firm EIN2011-03-31710271741
2010 : HUMCO HOLDING GROUP, INC. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-03-31$0

Form 5500 Responses for HUMCO HOLDING GROUP, INC. 401(K) PROFIT SHARING PLAN

2020: HUMCO HOLDING GROUP, INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-04-01Type of plan entitySingle employer plan
2020-04-01Submission has been amendedNo
2020-04-01This submission is the final filingYes
2020-04-01This return/report is a short plan year return/report (less than 12 months)Yes
2020-04-01Plan is a collectively bargained planNo
2020-04-01Plan funding arrangement – InsuranceYes
2020-04-01Plan funding arrangement – TrustYes
2020-04-01Plan benefit arrangement – InsuranceYes
2020-04-01Plan benefit arrangement - TrustYes
2019: HUMCO HOLDING GROUP, INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-04-01Type of plan entitySingle employer plan
2019-04-01Submission has been amendedNo
2019-04-01This submission is the final filingNo
2019-04-01This return/report is a short plan year return/report (less than 12 months)No
2019-04-01Plan is a collectively bargained planNo
2019-04-01Plan funding arrangement – InsuranceYes
2019-04-01Plan funding arrangement – TrustYes
2019-04-01Plan benefit arrangement – InsuranceYes
2019-04-01Plan benefit arrangement - TrustYes
2018: HUMCO HOLDING GROUP, INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-04-01Type of plan entitySingle employer plan
2018-04-01Submission has been amendedNo
2018-04-01This submission is the final filingNo
2018-04-01This return/report is a short plan year return/report (less than 12 months)No
2018-04-01Plan is a collectively bargained planNo
2018-04-01Plan funding arrangement – InsuranceYes
2018-04-01Plan funding arrangement – TrustYes
2018-04-01Plan benefit arrangement – InsuranceYes
2018-04-01Plan benefit arrangement - TrustYes
2017: HUMCO HOLDING GROUP, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-04-01Type of plan entitySingle employer plan
2017-04-01Submission has been amendedNo
2017-04-01This submission is the final filingNo
2017-04-01This return/report is a short plan year return/report (less than 12 months)No
2017-04-01Plan is a collectively bargained planNo
2017-04-01Plan funding arrangement – InsuranceYes
2017-04-01Plan funding arrangement – TrustYes
2017-04-01Plan benefit arrangement – InsuranceYes
2017-04-01Plan benefit arrangement - TrustYes
2013: HUMCO HOLDING GROUP, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-04-01Type of plan entitySingle employer plan
2013-04-01Submission has been amendedNo
2013-04-01This submission is the final filingNo
2013-04-01This return/report is a short plan year return/report (less than 12 months)No
2013-04-01Plan is a collectively bargained planNo
2013-04-01Plan funding arrangement – TrustYes
2013-04-01Plan benefit arrangement - TrustYes
2012: HUMCO HOLDING GROUP, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-04-01Type of plan entitySingle employer plan
2012-04-01Submission has been amendedNo
2012-04-01This submission is the final filingNo
2012-04-01This return/report is a short plan year return/report (less than 12 months)No
2012-04-01Plan is a collectively bargained planNo
2012-04-01Plan funding arrangement – TrustYes
2012-04-01Plan benefit arrangement - TrustYes
2011: HUMCO HOLDING GROUP, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-04-01Type of plan entitySingle employer plan
2011-04-01Submission has been amendedNo
2011-04-01This submission is the final filingNo
2011-04-01This return/report is a short plan year return/report (less than 12 months)No
2011-04-01Plan is a collectively bargained planNo
2011-04-01Plan funding arrangement – TrustYes
2011-04-01Plan benefit arrangement - TrustYes
2010: HUMCO HOLDING GROUP, INC. 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-04-01Type of plan entitySingle employer plan
2010-04-01Submission has been amendedNo
2010-04-01This submission is the final filingNo
2010-04-01This return/report is a short plan year return/report (less than 12 months)No
2010-04-01Plan is a collectively bargained planNo
2010-04-01Plan funding arrangement – TrustYes
2010-04-01Plan benefit arrangement - TrustYes
2009: HUMCO HOLDING GROUP, INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-04-01Type of plan entitySingle employer plan
2009-04-01Submission has been amendedNo
2009-04-01This submission is the final filingNo
2009-04-01This return/report is a short plan year return/report (less than 12 months)No
2009-04-01Plan is a collectively bargained planNo
2009-04-01Plan funding arrangement – TrustYes
2009-04-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

CUNA MUTUAL GROUP (National Association of Insurance Commissioners NAIC id number: 62626 )
Policy contract number042-0888-2
Policy instance 1
Insurance contract or identification number042-0888-2
Number of Individuals Covered0
Insurance policy start date2020-04-01
Insurance policy end date2021-01-01
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
CUNA MUTUAL GROUP (National Association of Insurance Commissioners NAIC id number: 62626 )
Policy contract number042-0888-2
Policy instance 1
Insurance contract or identification number042-0888-2
Number of Individuals Covered118
Insurance policy start date2019-04-01
Insurance policy end date2020-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
CUNA MUTUAL GROUP (National Association of Insurance Commissioners NAIC id number: 62626 )
Policy contract number042-0888-2
Policy instance 1
Insurance contract or identification number042-0888-2
Number of Individuals Covered120
Insurance policy start date2018-04-01
Insurance policy end date2019-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
CUNA MUTUAL GROUP (National Association of Insurance Commissioners NAIC id number: 62626 )
Policy contract number042-0888-2
Policy instance 1
Insurance contract or identification number042-0888-2
Number of Individuals Covered115
Insurance policy start date2017-04-01
Insurance policy end date2018-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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