401k Plan data: ALA, LLC 401(K) PLAN plan

ALA, LLC 401(K) PLAN 401k Plan overview

Plan Name	ALA, LLC 401(K) PLAN
Plan identification number	001

ALA, LLC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ALA, INC. has sponsored the creation of one or more 401k plans.

Company Name: ALA, INC.

Employer identification number (EIN): 752534304

NAIC Classification: 423600

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ALA, LLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-01-01 NANCY MUSSELMAN
001 2015-01-01 NANCY MUSSELMAN
001 2014-01-01 NANCY MUSSELMAN
001 2013-01-01 NANCY MUSSELMAN 2014-02-27 NANCY MUSSELMAN 2014-02-27
001 2012-01-01 NANCY MUSSELMAN 2013-07-23 NANCY MUSSELMAN 2013-07-23
001 2011-01-01 NANCY MUSSELMAN 2013-08-20 NANCY MUSSELMAN 2013-08-20

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2016-01-01	NANCY MUSSELMAN
001	2015-01-01	NANCY MUSSELMAN
001	2014-01-01	NANCY MUSSELMAN
001	2013-01-01	NANCY MUSSELMAN	2014-02-27	NANCY MUSSELMAN	2014-02-27
001	2012-01-01	NANCY MUSSELMAN	2013-07-23	NANCY MUSSELMAN	2013-07-23
001	2011-01-01	NANCY MUSSELMAN	2013-08-20	NANCY MUSSELMAN	2013-08-20

Plan Statistics for ALA, LLC 401(K) PLAN

401k plan membership statisitcs for ALA, LLC 401(K) PLAN

Measure Date Value
2016: ALA, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 95
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 84
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 25
Total of all active and inactive participants 2016-01-01 109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 109
Number of participants with account balances 2016-01-01 109
2015: ALA, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 55
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 43
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 12
Total of all active and inactive participants 2015-01-01 55
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 55
Number of participants with account balances 2015-01-01 55
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: ALA, LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 47
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 44
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 7
Total of all active and inactive participants 2014-01-01 51
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 51
Number of participants with account balances 2014-01-01 49
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0

Measure	Date	Value
2016: ALA, LLC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	95
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	84
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	25
Total of all active and inactive participants	2016-01-01	109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	109
Number of participants with account balances	2016-01-01	109
2015: ALA, LLC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	55
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	43
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	12
Total of all active and inactive participants	2015-01-01	55
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	55
Number of participants with account balances	2015-01-01	55
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: ALA, LLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	47
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	44
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	7
Total of all active and inactive participants	2014-01-01	51
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	51
Number of participants with account balances	2014-01-01	49
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0

Financial Data on ALA, LLC 401(K) PLAN

Measure	Date	Value
2016 : ALA, LLC 401(K) PLAN 2016 401k financial data
Transfers to/from the plan	2016-12-31	$2,920,835
Total income from all sources	2016-12-31	$1,691,273
Expenses. Total of all expenses incurred	2016-12-31	$212,589
Benefits paid (including direct rollovers)	2016-12-31	$211,279
Total plan assets at end of year	2016-12-31	$8,076,321
Total plan assets at beginning of year	2016-12-31	$3,676,802
Value of fidelity bond covering the plan	2016-12-31	$500,000
Total contributions received or receivable from participants	2016-12-31	$586,899
Contributions received from other sources (not participants or employers)	2016-12-31	$99,311
Other income received	2016-12-31	$576,028
Net income (gross income less expenses)	2016-12-31	$1,478,684
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$8,076,321
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$3,676,802
Assets. Value of participant loans	2016-12-31	$24,278
Assets. Value of employer real property	2016-12-31	$420,250
Total contributions received or receivable from employer(s)	2016-12-31	$429,035
Value of corrective distributions	2016-12-31	$715
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$595
2015 : ALA, LLC 401(K) PLAN 2015 401k financial data
Total income from all sources	2015-12-31	$388,259
Expenses. Total of all expenses incurred	2015-12-31	$235,761
Benefits paid (including direct rollovers)	2015-12-31	$235,251
Total plan assets at end of year	2015-12-31	$3,676,802
Total plan assets at beginning of year	2015-12-31	$3,524,304
Value of fidelity bond covering the plan	2015-12-31	$500,000
Total contributions received or receivable from participants	2015-12-31	$313,168
Expenses. Other expenses not covered elsewhere	2015-12-31	$510
Contributions received from other sources (not participants or employers)	2015-12-31	$10,407
Other income received	2015-12-31	$-111,748
Net income (gross income less expenses)	2015-12-31	$152,498
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$3,676,802
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$3,524,304
Assets. Value of employer real property	2015-12-31	$290,250
Total contributions received or receivable from employer(s)	2015-12-31	$176,432
2014 : ALA, LLC 401(K) PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$598,901
Expenses. Total of all expenses incurred	2014-12-31	$30,012
Benefits paid (including direct rollovers)	2014-12-31	$29,732
Total plan assets at end of year	2014-12-31	$3,524,304
Total plan assets at beginning of year	2014-12-31	$2,955,415
Value of fidelity bond covering the plan	2014-12-31	$500,000
Total contributions received or receivable from participants	2014-12-31	$244,414
Other income received	2014-12-31	$193,687
Net income (gross income less expenses)	2014-12-31	$568,889
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$3,524,304
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$2,955,415
Assets. Value of employer real property	2014-12-31	$200,000
Total contributions received or receivable from employer(s)	2014-12-31	$160,800
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$280
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0

Form 5500 Responses for ALA, LLC 401(K) PLAN

2016: ALA, LLC 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ALA, LLC 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ALA, LLC 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

834765

Policy instance

Insurance contract or identification number	834765
Number of Individuals Covered	55
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $13,746
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $6,608
Insurance broker organization code?	3
Insurance broker name	HORNOR TOWNSEND AND KENT INC.

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

711671

Policy instance

Insurance contract or identification number	711671
Number of Individuals Covered	0
Insurance policy start date	2014-01-01
Insurance policy end date	2014-10-06
Total amount of commissions paid to insurance broker	USD $15,991
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $15,991
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	BROKER COMMISSION
Insurance broker organization code?	3
Insurance broker name	RAYMOND JAMES PLANNING CORPORATION

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )

Policy contract number

834765

Policy instance

Insurance contract or identification number	834765
Number of Individuals Covered	49
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $7,500
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $0
Amount paid for insurance broker fees	7500
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker organization code?	5
Insurance broker name	NOVA 401K ASSOCIATES

Potentially related plans

ALA, LLC 401(K) PLAN [EIN = 475278790]

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Company Name:	ALA, INC.
Employer identification number (EIN):	752534304
NAIC Classification:	423600