401k Plan data: TRINITY CLINIC 401(A) PLAN plan

TRINITY CLINIC 401(A) PLAN 401k Plan overview

Plan Name	TRINITY CLINIC 401(A) PLAN
Plan identification number	003

TRINITY CLINIC 401(A) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

TRINITY CLINIC has sponsored the creation of one or more 401k plans.

Company Name: TRINITY CLINIC

Employer identification number (EIN): 752616977

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Additional information about TRINITY CLINIC

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 1995-05-17

Company Identification Number: 0135608801

Legal Registered Office Address: 1315 DOCTORS DR

TYLER
United States of America (USA)
75701

More information about TRINITY CLINIC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TRINITY CLINIC 401(A) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2012-01-01 TOM WILKEN
003 2011-01-01 ORAN FERRELL
003 2009-01-01 ORAN FERRELL ORAN FERRELL 2010-09-30

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
003	2012-01-01	TOM WILKEN
003	2011-01-01	ORAN FERRELL
003	2009-01-01	ORAN FERRELL	ORAN FERRELL	2010-09-30

Plan Statistics for TRINITY CLINIC 401(A) PLAN

401k plan membership statisitcs for TRINITY CLINIC 401(A) PLAN

Measure Date Value
2012: TRINITY CLINIC 401(A) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 410
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 381
Number of retired or separated participants receiving benefits 2012-01-01 1
Number of other retired or separated participants entitled to future benefits 2012-01-01 68
Total of all active and inactive participants 2012-01-01 450
Total participants 2012-01-01 450
Number of participants with account balances 2012-01-01 445
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 6
2011: TRINITY CLINIC 401(A) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 361
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 362
Number of other retired or separated participants entitled to future benefits 2011-01-01 48
Total of all active and inactive participants 2011-01-01 410
Total participants 2011-01-01 410
Number of participants with account balances 2011-01-01 410
2009: TRINITY CLINIC 401(A) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 286
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 257
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 47
Total of all active and inactive participants 2009-01-01 304
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 304
Number of participants with account balances 2009-01-01 296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 3

Measure	Date	Value
2012: TRINITY CLINIC 401(A) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	410
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	381
Number of retired or separated participants receiving benefits	2012-01-01	1
Number of other retired or separated participants entitled to future benefits	2012-01-01	68
Total of all active and inactive participants	2012-01-01	450
Total participants	2012-01-01	450
Number of participants with account balances	2012-01-01	445
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	6
2011: TRINITY CLINIC 401(A) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	361
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	362
Number of other retired or separated participants entitled to future benefits	2011-01-01	48
Total of all active and inactive participants	2011-01-01	410
Total participants	2011-01-01	410
Number of participants with account balances	2011-01-01	410
2009: TRINITY CLINIC 401(A) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	286
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	257
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	47
Total of all active and inactive participants	2009-01-01	304
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	304
Number of participants with account balances	2009-01-01	296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	3

Financial Data on TRINITY CLINIC 401(A) PLAN

Measure	Date	Value
2012 : TRINITY CLINIC 401(A) PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$3,932,445
Total of all expenses incurred	2012-12-31	$236,838
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$124,568
Value of total corrective distributions	2012-12-31	$111,541
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$2,489,629
Value of total assets at end of year	2012-12-31	$14,992,662
Value of total assets at beginning of year	2012-12-31	$11,297,055
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$729
Total interest from all sources	2012-12-31	$1,821
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$344,305
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$343,567
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2012-12-31	0
Minimum employer required contribution for this plan year	2012-12-31	$0
Amount contributed by the employer to the plan for this plan year	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Participant contributions at end of year	2012-12-31	$94,134
Participant contributions at beginning of year	2012-12-31	$17,654
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$101,276
Administrative expenses (other) incurred	2012-12-31	$729
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$3,695,607
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$14,992,662
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$11,297,055
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$13,126,384
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$10,015,559
Interest on participant loans	2012-12-31	$1,522
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$1,703,494
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$1,240,504
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$1,240,504
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$299
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,096,690
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$2,388,353
Income. Dividends from common stock	2012-12-31	$738
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$124,568
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$68,650
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$23,338
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BKD, LLP
Accountancy firm EIN	2012-12-31	440160260
2011 : TRINITY CLINIC 401(A) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$1,746
Total unrealized appreciation/depreciation of assets	2011-12-31	$1,746
Total income from all sources (including contributions)	2011-12-31	$1,572,456
Total of all expenses incurred	2011-12-31	$627,697
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$515,365
Value of total corrective distributions	2011-12-31	$111,579
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$2,065,518
Value of total assets at end of year	2011-12-31	$11,297,055
Value of total assets at beginning of year	2011-12-31	$10,352,296
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$753
Total interest from all sources	2011-12-31	$984
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$287,692
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$286,823
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Minimum employer required contribution for this plan year	2011-12-31	$0
Amount contributed by the employer to the plan for this plan year	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Participant contributions at end of year	2011-12-31	$17,654
Participant contributions at beginning of year	2011-12-31	$20,323
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$20,470
Administrative expenses (other) incurred	2011-12-31	$753
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$944,759
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$11,297,055
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$10,352,296
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$10,015,559
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$9,535,245
Interest on participant loans	2011-12-31	$786
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$1,240,504
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$796,728
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$796,728
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$198
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-783,484
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$2,045,048
Income. Dividends from common stock	2011-12-31	$869
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$515,365
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$23,338
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BKD, LLP
Accountancy firm EIN	2011-12-31	440160260
2010 : TRINITY CLINIC 401(A) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$1,122,451
Total unrealized appreciation/depreciation of assets	2010-12-31	$1,122,451
Total income from all sources (including contributions)	2010-12-31	$3,170,506
Total of all expenses incurred	2010-12-31	$62,835
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$62,624
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,880,443
Value of total assets at end of year	2010-12-31	$10,352,296
Value of total assets at beginning of year	2010-12-31	$7,244,625
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$211
Total interest from all sources	2010-12-31	$8,285
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$159,327
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$159,327
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Participant contributions at end of year	2010-12-31	$20,323
Participant contributions at beginning of year	2010-12-31	$15,099
Administrative expenses (other) incurred	2010-12-31	$211
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$3,107,671
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$10,352,296
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$7,244,625
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$9,535,245
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$6,646,804
Interest on participant loans	2010-12-31	$983
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$796,728
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$582,722
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$582,722
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$7,302
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$1,880,443
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$62,624
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	BKD, LLP
Accountancy firm EIN	2010-12-31	440160260
2009 : TRINITY CLINIC 401(A) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for TRINITY CLINIC 401(A) PLAN

2012: TRINITY CLINIC 401(A) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: TRINITY CLINIC 401(A) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: TRINITY CLINIC 401(A) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

TRINITY CLINIC 403(B) RETIREMENT PLAN [EIN = 752754919]

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	TRINITY CLINIC
Employer identification number (EIN):	752616977
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	1995-05-17
Company Identification Number:	0135608801
Legal Registered Office Address:	1315 DOCTORS DR TYLER United States of America (USA) 75701