401k Plan data: ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN plan

ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 401k Plan overview

Plan Name	ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN
Plan identification number	001

ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ATRIUM WINDOWS AND DOORS, INC. has sponsored the creation of one or more 401k plans.

Company Name: ATRIUM WINDOWS AND DOORS, INC.

Employer identification number (EIN): 752642488

NAIC Classification: 321900

Additional information about ATRIUM WINDOWS AND DOORS, INC.

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 1996-11-18

Company Identification Number: 0011264606

Legal Registered Office Address: 300 WELCOME CENTER BLVD

WELCOME
United States of America (USA)
27374

More information about ATRIUM WINDOWS AND DOORS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01
001 2017-01-01 SANDY KNIGHT
001 2016-01-01 SANDY KNIGHT
001 2015-01-01 LESLIE SCHULMAN
001 2015-01-01
001 2014-01-01 LESLIE SCHULMAN
001 2013-01-01 LESLIE SCHULMAN
001 2012-01-01 LESLIE SCHULMAN
001 2011-01-01 CONNIE STAFFORD CONNIE STAFFORD 2012-10-12
001 2010-01-01 DAN BAUGH DAN BAUGH 2011-10-07
001 2009-01-01 DARVIN AGOSTINELLI DARVIN AGOSTINELLI 2010-10-12

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2018-01-01
001	2017-01-01	SANDY KNIGHT
001	2016-01-01	SANDY KNIGHT
001	2015-01-01	LESLIE SCHULMAN
001	2015-01-01
001	2014-01-01	LESLIE SCHULMAN
001	2013-01-01	LESLIE SCHULMAN
001	2012-01-01	LESLIE SCHULMAN
001	2011-01-01	CONNIE STAFFORD	CONNIE STAFFORD	2012-10-12
001	2010-01-01	DAN BAUGH	DAN BAUGH	2011-10-07
001	2009-01-01	DARVIN AGOSTINELLI	DARVIN AGOSTINELLI	2010-10-12

Plan Statistics for ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN

401k plan membership statisitcs for ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN

Measure Date Value
2018: ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 1,767
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 0
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 0
Number of participants with account balances 2018-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 302
2017: ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 1,849
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 1,371
Number of retired or separated participants receiving benefits 2017-01-01 5
Number of other retired or separated participants entitled to future benefits 2017-01-01 384
Total of all active and inactive participants 2017-01-01 1,760
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 7
Total participants 2017-01-01 1,767
Number of participants with account balances 2017-01-01 1,731
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 278
2016: ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 2,328
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 1,503
Number of retired or separated participants receiving benefits 2016-01-01 5
Number of other retired or separated participants entitled to future benefits 2016-01-01 335
Total of all active and inactive participants 2016-01-01 1,843
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 6
Total participants 2016-01-01 1,849
Number of participants with account balances 2016-01-01 1,807
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 492
2015: ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 2,688
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 1,804
Number of retired or separated participants receiving benefits 2015-01-01 4
Number of other retired or separated participants entitled to future benefits 2015-01-01 516
Total of all active and inactive participants 2015-01-01 2,324
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 4
Total participants 2015-01-01 2,328
Number of participants with account balances 2015-01-01 2,159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 30
2014: ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 2,623
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 1,970
Number of retired or separated participants receiving benefits 2014-01-01 13
Number of other retired or separated participants entitled to future benefits 2014-01-01 701
Total of all active and inactive participants 2014-01-01 2,684
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 4
Total participants 2014-01-01 2,688
Number of participants with account balances 2014-01-01 2,468
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 6
2013: ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 2,605
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 2,101
Number of retired or separated participants receiving benefits 2013-01-01 7
Number of other retired or separated participants entitled to future benefits 2013-01-01 474
Total of all active and inactive participants 2013-01-01 2,582
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 2,583
Number of participants with account balances 2013-01-01 2,553
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 23
2012: ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 2,653
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 2,047
Number of retired or separated participants receiving benefits 2012-01-01 1
Number of other retired or separated participants entitled to future benefits 2012-01-01 550
Total of all active and inactive participants 2012-01-01 2,598
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 2
Total participants 2012-01-01 2,600
Number of participants with account balances 2012-01-01 2,600
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 49
2011: ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 2,741
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 2,548
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 101
Total of all active and inactive participants 2011-01-01 2,649
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 2,649
Number of participants with account balances 2011-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 156
2010: ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 2,750
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 2,543
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 170
Total of all active and inactive participants 2010-01-01 2,713
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 2,713
Number of participants with account balances 2010-01-01 2,061
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 183
2009: ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 2,969
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 2,469
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 661
Total of all active and inactive participants 2009-01-01 3,130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 2
Total participants 2009-01-01 3,132
Number of participants with account balances 2009-01-01 2,070
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 267

Measure	Date	Value
2018: ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	1,767
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	0
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	0
Number of participants with account balances	2018-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	302
2017: ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	1,849
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	1,371
Number of retired or separated participants receiving benefits	2017-01-01	5
Number of other retired or separated participants entitled to future benefits	2017-01-01	384
Total of all active and inactive participants	2017-01-01	1,760
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	7
Total participants	2017-01-01	1,767
Number of participants with account balances	2017-01-01	1,731
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	278
2016: ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	2,328
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	1,503
Number of retired or separated participants receiving benefits	2016-01-01	5
Number of other retired or separated participants entitled to future benefits	2016-01-01	335
Total of all active and inactive participants	2016-01-01	1,843
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	6
Total participants	2016-01-01	1,849
Number of participants with account balances	2016-01-01	1,807
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	492
2015: ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	2,688
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	1,804
Number of retired or separated participants receiving benefits	2015-01-01	4
Number of other retired or separated participants entitled to future benefits	2015-01-01	516
Total of all active and inactive participants	2015-01-01	2,324
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	4
Total participants	2015-01-01	2,328
Number of participants with account balances	2015-01-01	2,159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	30
2014: ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	2,623
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	1,970
Number of retired or separated participants receiving benefits	2014-01-01	13
Number of other retired or separated participants entitled to future benefits	2014-01-01	701
Total of all active and inactive participants	2014-01-01	2,684
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	4
Total participants	2014-01-01	2,688
Number of participants with account balances	2014-01-01	2,468
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	6
2013: ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	2,605
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	2,101
Number of retired or separated participants receiving benefits	2013-01-01	7
Number of other retired or separated participants entitled to future benefits	2013-01-01	474
Total of all active and inactive participants	2013-01-01	2,582
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	2,583
Number of participants with account balances	2013-01-01	2,553
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	23
2012: ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	2,653
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	2,047
Number of retired or separated participants receiving benefits	2012-01-01	1
Number of other retired or separated participants entitled to future benefits	2012-01-01	550
Total of all active and inactive participants	2012-01-01	2,598
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	2
Total participants	2012-01-01	2,600
Number of participants with account balances	2012-01-01	2,600
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	49
2011: ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	2,741
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	2,548
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	101
Total of all active and inactive participants	2011-01-01	2,649
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	2,649
Number of participants with account balances	2011-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	156
2010: ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	2,750
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	2,543
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	170
Total of all active and inactive participants	2010-01-01	2,713
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	2,713
Number of participants with account balances	2010-01-01	2,061
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	183
2009: ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	2,969
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	2,469
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	661
Total of all active and inactive participants	2009-01-01	3,130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	2
Total participants	2009-01-01	3,132
Number of participants with account balances	2009-01-01	2,070
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	267

Financial Data on ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN

Measure	Date	Value
2018 : ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets	2018-12-18	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2018-12-18	$0
Total unrealized appreciation/depreciation of assets	2018-12-18	$0
Total transfer of assets to this plan	2018-12-18	$0
Total transfer of assets from this plan	2018-12-18	$26,123,459
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-18	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-18	$0
Expenses. Interest paid	2018-12-18	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2018-12-18	$0
Total income from all sources (including contributions)	2018-12-18	$2,012,243
Total loss/gain on sale of assets	2018-12-18	$0
Total of all expenses incurred	2018-12-18	$4,889,715
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-18	$4,756,368
Expenses. Certain deemed distributions of participant loans	2018-12-18	$-25,291
Value of total corrective distributions	2018-12-18	$16,674
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-18	$2,580,802
Value of total assets at end of year	2018-12-18	$0
Value of total assets at beginning of year	2018-12-18	$29,000,931
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-18	$141,964
Total income from rents	2018-12-18	$0
Total interest from all sources	2018-12-18	$44,821
Total dividends received (eg from common stock, registered investment company shares)	2018-12-18	$86,616
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-18	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-18	$86,616
Assets. Real estate other than employer real property at end of year	2018-12-18	$0
Assets. Real estate other than employer real property at beginning of year	2018-12-18	$0
Administrative expenses professional fees incurred	2018-12-18	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2018-12-18	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2018-12-18	$0
Was this plan covered by a fidelity bond	2018-12-18	Yes
Value of fidelity bond cover	2018-12-18	$5,000,000
If this is an individual account plan, was there a blackout period	2018-12-18	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-18	No
Contributions received from participants	2018-12-18	$2,245,134
Participant contributions at end of year	2018-12-18	$0
Participant contributions at beginning of year	2018-12-18	$815,554
Participant contributions at end of year	2018-12-18	$0
Participant contributions at beginning of year	2018-12-18	$0
Assets. Other investments not covered elsewhere at end of year	2018-12-18	$0
Assets. Other investments not covered elsewhere at beginning of year	2018-12-18	$0
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-18	$115,152
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2018-12-18	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2018-12-18	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2018-12-18	$0
Assets. Loans (other than to participants) at end of year	2018-12-18	$0
Assets. Loans (other than to participants) at beginning of year	2018-12-18	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2018-12-18	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2018-12-18	$0
Other income not declared elsewhere	2018-12-18	$0
Administrative expenses (other) incurred	2018-12-18	$141,964
Liabilities. Value of operating payables at end of year	2018-12-18	$0
Liabilities. Value of operating payables at beginning of year	2018-12-18	$0
Total non interest bearing cash at end of year	2018-12-18	$0
Total non interest bearing cash at beginning of year	2018-12-18	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-18	No
Income. Non cash contributions	2018-12-18	$0
Value of net income/loss	2018-12-18	$-2,877,472
Value of net assets at end of year (total assets less liabilities)	2018-12-18	$0
Value of net assets at beginning of year (total assets less liabilities)	2018-12-18	$29,000,931
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-18	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-18	No
Were any leases to which the plan was party in default or uncollectible	2018-12-18	No
Assets. partnership/joint venture interests at end of year	2018-12-18	$0
Assets. partnership/joint venture interests at beginning of year	2018-12-18	$0
Investment advisory and management fees	2018-12-18	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-18	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-18	$26,732,230
Value of interest in pooled separate accounts at end of year	2018-12-18	$0
Value of interest in pooled separate accounts at beginning of year	2018-12-18	$0
Interest on participant loans	2018-12-18	$43,095
Income. Interest from loans (other than to participants)	2018-12-18	$0
Interest earned on other investments	2018-12-18	$0
Income. Interest from US Government securities	2018-12-18	$0
Income. Interest from corporate debt instruments	2018-12-18	$0
Value of interest in master investment trust accounts at end of year	2018-12-18	$0
Value of interest in master investment trust accounts at beginning of year	2018-12-18	$0
Value of interest in common/collective trusts at end of year	2018-12-18	$0
Value of interest in common/collective trusts at beginning of year	2018-12-18	$1,438,067
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-18	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-18	$15,080
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-18	$15,080
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-18	$1,726
Assets. Value of investments in 103.12 investment entities at end of year	2018-12-18	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2018-12-18	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2018-12-18	$0
Asset value of US Government securities at end of year	2018-12-18	$0
Asset value of US Government securities at beginning of year	2018-12-18	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-18	$-724,794
Net investment gain/loss from pooled separate accounts	2018-12-18	$0
Net investment gain or loss from common/collective trusts	2018-12-18	$24,798
Net gain/loss from 103.12 investment entities	2018-12-18	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-18	No
Was there a failure to transmit to the plan any participant contributions	2018-12-18	No
Has the plan failed to provide any benefit when due under the plan	2018-12-18	No
Assets. Invements in employer securities at end of year	2018-12-18	$0
Assets. Invements in employer securities at beginning of year	2018-12-18	$0
Assets. Value of employer real property at end of year	2018-12-18	$0
Assets. Value of employer real property at beginning of year	2018-12-18	$0
Contributions received in cash from employer	2018-12-18	$220,516
Employer contributions (assets) at end of year	2018-12-18	$0
Employer contributions (assets) at beginning of year	2018-12-18	$0
Income. Dividends from preferred stock	2018-12-18	$0
Income. Dividends from common stock	2018-12-18	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-18	$4,756,368
Asset. Corporate debt instrument preferred debt at end of year	2018-12-18	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2018-12-18	$0
Asset. Corporate debt instrument debt (other) at end of year	2018-12-18	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2018-12-18	$0
Contract administrator fees	2018-12-18	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2018-12-18	No
Assets. Corporate common stocks other than exployer securities at end of year	2018-12-18	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2018-12-18	$0
Liabilities. Value of benefit claims payable at end of year	2018-12-18	$0
Liabilities. Value of benefit claims payable at beginning of year	2018-12-18	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2018-12-18	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2018-12-18	$0
Did the plan have assets held for investment	2018-12-18	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-18	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-18	Yes
Aggregate proceeds on sale of assets	2018-12-18	$0
Aggregate carrying amount (costs) on sale of assets	2018-12-18	$0
Liabilities. Value of acquisition indebtedness at end of year	2018-12-18	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2018-12-18	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-18	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-18	Disclaimer
Accountancy firm name	2018-12-18	CORNWELL JACKSON
Accountancy firm EIN	2018-12-18	751794855
2017 : ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets	2017-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2017-12-31	$0
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets to this plan	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Expenses. Interest paid	2017-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$6,828,036
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$3,610,559
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$3,430,757
Expenses. Certain deemed distributions of participant loans	2017-12-31	$7,975
Value of total corrective distributions	2017-12-31	$40,081
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$2,723,154
Value of total assets at end of year	2017-12-31	$29,000,931
Value of total assets at beginning of year	2017-12-31	$25,783,454
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$131,746
Total income from rents	2017-12-31	$0
Total interest from all sources	2017-12-31	$30,809
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$749,620
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$749,620
Assets. Real estate other than employer real property at end of year	2017-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2017-12-31	$0
Administrative expenses professional fees incurred	2017-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2017-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2017-12-31	$0
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$2,419,818
Participant contributions at end of year	2017-12-31	$815,554
Participant contributions at beginning of year	2017-12-31	$689,216
Participant contributions at end of year	2017-12-31	$0
Participant contributions at beginning of year	2017-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$5,236
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2017-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2017-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-12-31	$0
Assets. Loans (other than to participants) at end of year	2017-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2017-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-12-31	$0
Other income not declared elsewhere	2017-12-31	$0
Administrative expenses (other) incurred	2017-12-31	$131,746
Liabilities. Value of operating payables at end of year	2017-12-31	$0
Liabilities. Value of operating payables at beginning of year	2017-12-31	$0
Total non interest bearing cash at end of year	2017-12-31	$0
Total non interest bearing cash at beginning of year	2017-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Income. Non cash contributions	2017-12-31	$0
Value of net income/loss	2017-12-31	$3,217,477
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$29,000,931
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$25,783,454
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Assets. partnership/joint venture interests at end of year	2017-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2017-12-31	$0
Investment advisory and management fees	2017-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$26,732,230
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$22,943,031
Value of interest in pooled separate accounts at end of year	2017-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$0
Interest on participant loans	2017-12-31	$30,708
Income. Interest from loans (other than to participants)	2017-12-31	$0
Interest earned on other investments	2017-12-31	$0
Income. Interest from US Government securities	2017-12-31	$0
Income. Interest from corporate debt instruments	2017-12-31	$0
Value of interest in master investment trust accounts at end of year	2017-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2017-12-31	$0
Value of interest in common/collective trusts at end of year	2017-12-31	$1,438,067
Value of interest in common/collective trusts at beginning of year	2017-12-31	$1,747,468
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$15,080
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$403,739
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$403,739
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$101
Assets. Value of investments in 103.12 investment entities at end of year	2017-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2017-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2017-12-31	$0
Asset value of US Government securities at end of year	2017-12-31	$0
Asset value of US Government securities at beginning of year	2017-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$3,294,055
Net investment gain/loss from pooled separate accounts	2017-12-31	$0
Net investment gain or loss from common/collective trusts	2017-12-31	$30,398
Net gain/loss from 103.12 investment entities	2017-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Assets. Invements in employer securities at end of year	2017-12-31	$0
Assets. Invements in employer securities at beginning of year	2017-12-31	$0
Assets. Value of employer real property at end of year	2017-12-31	$0
Assets. Value of employer real property at beginning of year	2017-12-31	$0
Contributions received in cash from employer	2017-12-31	$298,100
Employer contributions (assets) at end of year	2017-12-31	$0
Employer contributions (assets) at beginning of year	2017-12-31	$0
Income. Dividends from preferred stock	2017-12-31	$0
Income. Dividends from common stock	2017-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$3,430,757
Asset. Corporate debt instrument preferred debt at end of year	2017-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2017-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2017-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2017-12-31	$0
Contract administrator fees	2017-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2017-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2017-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2017-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2017-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2017-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2017-12-31	$0
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Aggregate proceeds on sale of assets	2017-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2017-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2017-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2017-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	CORNWELL JACKSON
Accountancy firm EIN	2017-12-31	751794855
2016 : ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2016 401k financial data
Unrealized appreciation/depreciation of real estate assets	2016-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-31	$0
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets to this plan	2016-12-31	$7,582
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Expenses. Interest paid	2016-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$5,076,749
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$11,517,573
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$11,383,920
Expenses. Certain deemed distributions of participant loans	2016-12-31	$5,519
Value of total corrective distributions	2016-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$3,241,193
Value of total assets at end of year	2016-12-31	$25,783,454
Value of total assets at beginning of year	2016-12-31	$32,216,696
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$128,134
Total income from rents	2016-12-31	$0
Total interest from all sources	2016-12-31	$31,884
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$795,758
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$795,758
Assets. Real estate other than employer real property at end of year	2016-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2016-12-31	$0
Administrative expenses professional fees incurred	2016-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2016-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2016-12-31	$0
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$2,686,965
Participant contributions at end of year	2016-12-31	$689,216
Participant contributions at beginning of year	2016-12-31	$838,351
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$115,896
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$0
Assets. Loans (other than to participants) at end of year	2016-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$0
Other income not declared elsewhere	2016-12-31	$0
Administrative expenses (other) incurred	2016-12-31	$128,134
Liabilities. Value of operating payables at end of year	2016-12-31	$0
Liabilities. Value of operating payables at beginning of year	2016-12-31	$0
Total non interest bearing cash at end of year	2016-12-31	$0
Total non interest bearing cash at beginning of year	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Income. Non cash contributions	2016-12-31	$0
Value of net income/loss	2016-12-31	$-6,440,824
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$25,783,454
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$32,216,696
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Assets. partnership/joint venture interests at end of year	2016-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2016-12-31	$0
Investment advisory and management fees	2016-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$22,943,031
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$29,517,407
Value of interest in pooled separate accounts at end of year	2016-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$0
Interest on participant loans	2016-12-31	$31,796
Income. Interest from loans (other than to participants)	2016-12-31	$0
Interest earned on other investments	2016-12-31	$0
Income. Interest from US Government securities	2016-12-31	$0
Income. Interest from corporate debt instruments	2016-12-31	$0
Value of interest in master investment trust accounts at end of year	2016-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2016-12-31	$0
Value of interest in common/collective trusts at end of year	2016-12-31	$1,747,468
Value of interest in common/collective trusts at beginning of year	2016-12-31	$1,808,333
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$403,739
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$52,605
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$52,605
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$88
Assets. Value of investments in 103.12 investment entities at end of year	2016-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2016-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2016-12-31	$0
Asset value of US Government securities at end of year	2016-12-31	$0
Asset value of US Government securities at beginning of year	2016-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$980,471
Net investment gain/loss from pooled separate accounts	2016-12-31	$0
Net investment gain or loss from common/collective trusts	2016-12-31	$27,443
Net gain/loss from 103.12 investment entities	2016-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	Yes
Assets. Invements in employer securities at end of year	2016-12-31	$0
Assets. Invements in employer securities at beginning of year	2016-12-31	$0
Assets. Value of employer real property at end of year	2016-12-31	$0
Assets. Value of employer real property at beginning of year	2016-12-31	$0
Contributions received in cash from employer	2016-12-31	$438,332
Employer contributions (assets) at end of year	2016-12-31	$0
Employer contributions (assets) at beginning of year	2016-12-31	$0
Income. Dividends from preferred stock	2016-12-31	$0
Income. Dividends from common stock	2016-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$11,383,920
Asset. Corporate debt instrument preferred debt at end of year	2016-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2016-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2016-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2016-12-31	$0
Contract administrator fees	2016-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-31	Yes
Assets. Corporate common stocks other than exployer securities at end of year	2016-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2016-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2016-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2016-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2016-12-31	$0
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Aggregate proceeds on sale of assets	2016-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2016-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2016-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	CORNWELL JACKSON
Accountancy firm EIN	2016-12-31	751794855
2015 : ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of real estate assets	2015-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$0
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Expenses. Interest paid	2015-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$1,799,097
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$9,627,204
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$9,430,507
Expenses. Certain deemed distributions of participant loans	2015-12-31	$37,780
Value of total corrective distributions	2015-12-31	$2,743
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$3,484,737
Value of total assets at end of year	2015-12-31	$32,216,696
Value of total assets at beginning of year	2015-12-31	$40,044,803
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$156,174
Total income from rents	2015-12-31	$0
Total interest from all sources	2015-12-31	$36,998
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$1,775,693
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$1,775,693
Assets. Real estate other than employer real property at end of year	2015-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2015-12-31	$0
Administrative expenses professional fees incurred	2015-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2015-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2015-12-31	$0
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$2,942,761
Participant contributions at end of year	2015-12-31	$838,351
Participant contributions at beginning of year	2015-12-31	$967,352
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$336,694
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$1,370
Assets. Loans (other than to participants) at end of year	2015-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$0
Other income not declared elsewhere	2015-12-31	$-1,624
Administrative expenses (other) incurred	2015-12-31	$156,174
Liabilities. Value of operating payables at end of year	2015-12-31	$0
Liabilities. Value of operating payables at beginning of year	2015-12-31	$0
Total non interest bearing cash at end of year	2015-12-31	$0
Total non interest bearing cash at beginning of year	2015-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Income. Non cash contributions	2015-12-31	$0
Value of net income/loss	2015-12-31	$-7,828,107
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$32,216,696
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$40,044,803
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Assets. partnership/joint venture interests at end of year	2015-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2015-12-31	$0
Investment advisory and management fees	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$29,517,407
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$36,782,131
Value of interest in pooled separate accounts at end of year	2015-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$0
Interest on participant loans	2015-12-31	$36,992
Income. Interest from loans (other than to participants)	2015-12-31	$0
Interest earned on other investments	2015-12-31	$5
Income. Interest from US Government securities	2015-12-31	$0
Income. Interest from corporate debt instruments	2015-12-31	$0
Value of interest in master investment trust accounts at end of year	2015-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2015-12-31	$0
Value of interest in common/collective trusts at end of year	2015-12-31	$1,808,333
Value of interest in common/collective trusts at beginning of year	2015-12-31	$2,216,456
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$52,605
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$77,494
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$77,494
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$1
Assets. Value of investments in 103.12 investment entities at end of year	2015-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2015-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2015-12-31	$0
Asset value of US Government securities at end of year	2015-12-31	$0
Asset value of US Government securities at beginning of year	2015-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-3,525,885
Net investment gain/loss from pooled separate accounts	2015-12-31	$0
Net investment gain or loss from common/collective trusts	2015-12-31	$29,178
Net gain/loss from 103.12 investment entities	2015-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Assets. Invements in employer securities at end of year	2015-12-31	$0
Assets. Invements in employer securities at beginning of year	2015-12-31	$0
Assets. Value of employer real property at end of year	2015-12-31	$0
Assets. Value of employer real property at beginning of year	2015-12-31	$0
Contributions received in cash from employer	2015-12-31	$205,282
Employer contributions (assets) at end of year	2015-12-31	$0
Employer contributions (assets) at beginning of year	2015-12-31	$0
Income. Dividends from preferred stock	2015-12-31	$0
Income. Dividends from common stock	2015-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$9,430,507
Asset. Corporate debt instrument preferred debt at end of year	2015-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2015-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2015-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2015-12-31	$0
Contract administrator fees	2015-12-31	$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	Yes
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-12-31	$0
Liabilities. Value of benefit claims payable at end of year	2015-12-31	$0
Liabilities. Value of benefit claims payable at beginning of year	2015-12-31	$0
Assets. Value of buildings and other operty used in plan operation at end of year	2015-12-31	$0
Assets. Value of buildings and other operty used in plan operation at beginning of year	2015-12-31	$0
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$0
Liabilities. Value of acquisition indebtedness at end of year	2015-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2015-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	CORNWELL JACKSON
Accountancy firm EIN	2015-12-31	751794855
2014 : ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$5,685,418
Total of all expenses incurred	2014-12-31	$5,950,760
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$5,831,738
Expenses. Certain deemed distributions of participant loans	2014-12-31	$39,217
Value of total corrective distributions	2014-12-31	$37,087
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$3,240,755
Value of total assets at end of year	2014-12-31	$40,044,803
Value of total assets at beginning of year	2014-12-31	$40,310,145
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$42,718
Total interest from all sources	2014-12-31	$46,265
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$844,059
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$844,059
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$3,104,287
Participant contributions at end of year	2014-12-31	$967,352
Participant contributions at beginning of year	2014-12-31	$1,190,752
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$115,034
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$1,370
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$601
Administrative expenses (other) incurred	2014-12-31	$42,718
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-265,342
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$40,044,803
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$40,310,145
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$36,782,131
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$37,167,555
Interest on participant loans	2014-12-31	$46,256
Value of interest in common/collective trusts at end of year	2014-12-31	$2,216,456
Value of interest in common/collective trusts at beginning of year	2014-12-31	$1,845,174
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$77,494
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$106,063
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$106,063
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$9
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$1,529,116
Net investment gain or loss from common/collective trusts	2014-12-31	$25,223
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$21,434
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$5,831,738
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	CORNWELL JACKSON
Accountancy firm EIN	2014-12-31	751794855
2013 : ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$10,196,259
Total of all expenses incurred	2013-12-31	$8,683,304
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$8,603,652
Expenses. Certain deemed distributions of participant loans	2013-12-31	$5,813
Value of total corrective distributions	2013-12-31	$17,517
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$2,535,311
Value of total assets at end of year	2013-12-31	$40,310,145
Value of total assets at beginning of year	2013-12-31	$38,797,190
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$56,322
Total interest from all sources	2013-12-31	$54,821
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$647,510
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$647,510
Administrative expenses professional fees incurred	2013-12-31	$14,031
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$2,466,451
Participant contributions at end of year	2013-12-31	$1,190,752
Participant contributions at beginning of year	2013-12-31	$1,304,780
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$68,860
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$601
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$822
Administrative expenses (other) incurred	2013-12-31	$42,291
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,512,955
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$40,310,145
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$38,797,190
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$37,167,555
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$35,448,647
Interest on participant loans	2013-12-31	$54,808
Value of interest in common/collective trusts at end of year	2013-12-31	$1,845,174
Value of interest in common/collective trusts at beginning of year	2013-12-31	$1,896,869
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$106,063
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$146,072
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$146,072
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$13
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$6,939,282
Net investment gain or loss from common/collective trusts	2013-12-31	$19,335
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$8,603,652
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	CORNWELL JACKSON
Accountancy firm EIN	2013-12-31	751794855
2012 : ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$7,077,728
Total of all expenses incurred	2012-12-31	$5,543,341
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$5,481,156
Expenses. Certain deemed distributions of participant loans	2012-12-31	$5,720
Value of total corrective distributions	2012-12-31	$28,671
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$2,713,602
Value of total assets at end of year	2012-12-31	$38,797,190
Value of total assets at beginning of year	2012-12-31	$37,262,803
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$27,794
Total interest from all sources	2012-12-31	$74,735
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$761,994
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$761,994
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$2,616,927
Participant contributions at end of year	2012-12-31	$1,304,780
Participant contributions at beginning of year	2012-12-31	$1,610,926
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$96,675
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$822
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$0
Administrative expenses (other) incurred	2012-12-31	$27,794
Total non interest bearing cash at end of year	2012-12-31	$0
Total non interest bearing cash at beginning of year	2012-12-31	$35,651,877
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,534,387
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$38,797,190
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$37,262,803
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$35,448,647
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$0
Interest on participant loans	2012-12-31	$74,642
Value of interest in common/collective trusts at end of year	2012-12-31	$1,896,869
Value of interest in common/collective trusts at beginning of year	2012-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$146,072
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$93
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$3,511,301
Net investment gain or loss from common/collective trusts	2012-12-31	$16,096
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$5,481,156
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	Yes
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	CORNWELL JACKSON
Accountancy firm EIN	2012-12-31	751794855
2011 : ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets	2011-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$0
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total transfer of assets to this plan	2011-12-31	$0
Total transfer of assets from this plan	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Expenses. Interest paid	2011-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$2,600,528
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$5,955,873
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$5,856,139
Expenses. Certain deemed distributions of participant loans	2011-12-31	$0
Value of total corrective distributions	2011-12-31	$2,926
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$2,825,689
Value of total assets at end of year	2011-12-31	$37,262,803
Value of total assets at beginning of year	2011-12-31	$40,618,148
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$96,808
Total income from rents	2011-12-31	$0
Total interest from all sources	2011-12-31	$141,917
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$128,022
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$128,022
Administrative expenses professional fees incurred	2011-12-31	$0
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Amount of non-exempt transactions with any party-in-interest	2011-12-31	$0
Contributions received from participants	2011-12-31	$2,756,475
Participant contributions at end of year	2011-12-31	$1,610,926
Participant contributions at beginning of year	2011-12-31	$1,722,505
Participant contributions at end of year	2011-12-31	$0
Participant contributions at beginning of year	2011-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$69,214
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2011-12-31	$17,733
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$0
Other income not declared elsewhere	2011-12-31	$13,513
Administrative expenses (other) incurred	2011-12-31	$0
Liabilities. Value of operating payables at beginning of year	2011-12-31	$0
Total non interest bearing cash at end of year	2011-12-31	$35,651,877
Total non interest bearing cash at beginning of year	2011-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Income. Non cash contributions	2011-12-31	$0
Value of net income/loss	2011-12-31	$-3,355,345
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$37,262,803
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$40,618,148
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2011-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2011-12-31	$0
Investment advisory and management fees	2011-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$10,467,249
Value of interest in pooled separate accounts at end of year	2011-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$25,069,621
Interest on participant loans	2011-12-31	$87,192
Income. Interest from loans (other than to participants)	2011-12-31	$0
Interest earned on other investments	2011-12-31	$54,725
Income. Interest from US Government securities	2011-12-31	$0
Income. Interest from corporate debt instruments	2011-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$3,358,773
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-365,888
Net investment gain/loss from pooled separate accounts	2011-12-31	$-142,725
Net investment gain or loss from common/collective trusts	2011-12-31	$0
Net gain/loss from 103.12 investment entities	2011-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$0
Employer contributions (assets) at end of year	2011-12-31	$0
Employer contributions (assets) at beginning of year	2011-12-31	$0
Income. Dividends from preferred stock	2011-12-31	$0
Income. Dividends from common stock	2011-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$5,838,406
Contract administrator fees	2011-12-31	$96,808
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	Yes
Liabilities. Value of benefit claims payable at beginning of year	2011-12-31	$0
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2011-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	CORNWELL JACKSON
Accountancy firm EIN	2011-12-31	751794855
2010 : ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets	2010-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$0
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$0
Total transfer of assets from this plan	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$7,037,031
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$5,978,656
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$5,851,320
Expenses. Certain deemed distributions of participant loans	2010-12-31	$3,950
Value of total corrective distributions	2010-12-31	$2,901
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$2,893,748
Value of total assets at end of year	2010-12-31	$40,618,148
Value of total assets at beginning of year	2010-12-31	$39,559,773
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$120,485
Total income from rents	2010-12-31	$0
Total interest from all sources	2010-12-31	$178,951
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$120,066
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$120,066
Administrative expenses professional fees incurred	2010-12-31	$0
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Amount of non-exempt transactions with any party-in-interest	2010-12-31	$0
Contributions received from participants	2010-12-31	$2,852,949
Participant contributions at end of year	2010-12-31	$1,722,505
Participant contributions at beginning of year	2010-12-31	$1,643,644
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$40,800
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$0
Other income not declared elsewhere	2010-12-31	$10,149
Administrative expenses (other) incurred	2010-12-31	$0
Liabilities. Value of operating payables at beginning of year	2010-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,058,375
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$40,618,148
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$39,559,773
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2010-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2010-12-31	$0
Investment advisory and management fees	2010-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$10,467,249
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$9,164,083
Value of interest in pooled separate accounts at end of year	2010-12-31	$25,069,621
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$24,543,100
Interest on participant loans	2010-12-31	$100,292
Income. Interest from loans (other than to participants)	2010-12-31	$0
Interest earned on other investments	2010-12-31	$78,659
Income. Interest from US Government securities	2010-12-31	$0
Income. Interest from corporate debt instruments	2010-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$3,358,773
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$4,208,946
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,054,993
Net investment gain/loss from pooled separate accounts	2010-12-31	$2,779,124
Net investment gain or loss from common/collective trusts	2010-12-31	$0
Net gain/loss from 103.12 investment entities	2010-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$-1
Employer contributions (assets) at end of year	2010-12-31	$0
Employer contributions (assets) at beginning of year	2010-12-31	$0
Income. Dividends from preferred stock	2010-12-31	$0
Income. Dividends from common stock	2010-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$5,851,320
Contract administrator fees	2010-12-31	$120,485
Liabilities. Value of benefit claims payable at beginning of year	2010-12-31	$0
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2010-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	CORNWELL JACKSON
Accountancy firm EIN	2010-12-31	751794855
2009 : ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN

2018: ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	Yes
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	Yes
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: ATRIUM WINDOWS AND DOORS, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

422414

Policy instance

Insurance contract or identification number	422414
Number of Individuals Covered	0
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-30
Total amount of commissions paid to insurance broker	USD $10,278
Total amount of fees paid to insurance company	USD $34,245
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

422414

Policy instance

Insurance contract or identification number	422414
Number of Individuals Covered	2713
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $10,634
Total amount of fees paid to insurance company	USD $36,782
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $10,634
Amount paid for insurance broker fees	36782
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE AND PRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?	3
Insurance broker name	JANICE K STANFIELD CLU CHFC

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	ATRIUM WINDOWS AND DOORS, INC.
Employer identification number (EIN):	752642488
NAIC Classification:	321900

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	1996-11-18
Company Identification Number:	0011264606
Legal Registered Office Address:	300 WELCOME CENTER BLVD WELCOME United States of America (USA) 27374