EARTHBOUND TRADING COMPANY, LP has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan EARTHBOUND TRADING 401(K) PROFIT SHARING PLAN & TRUST
| Measure | Date | Value |
|---|
| 2016 : EARTHBOUND TRADING 401(K) PROFIT SHARING PLAN & TRUST 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total transfer of assets to this plan | 2016-12-31 | $0 |
| Total transfer of assets from this plan | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $730,435 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $109,588 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $106,253 |
| Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $1,358 |
| Value of total corrective distributions | 2016-12-31 | $2 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $430,674 |
| Value of total assets at end of year | 2016-12-31 | $3,285,337 |
| Value of total assets at beginning of year | 2016-12-31 | $2,664,490 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $1,975 |
| Total interest from all sources | 2016-12-31 | $4,418 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $72,364 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $72,364 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $267,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $262,769 |
| Participant contributions at end of year | 2016-12-31 | $82,307 |
| Participant contributions at beginning of year | 2016-12-31 | $73,239 |
| Administrative expenses (other) incurred | 2016-12-31 | $1,975 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $620,847 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $3,285,337 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $2,664,490 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $2,342,854 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $1,938,361 |
| Interest on participant loans | 2016-12-31 | $4,418 |
| Value of interest in common/collective trusts at end of year | 2016-12-31 | $860,176 |
| Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $652,890 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $111,589 |
| Net investment gain or loss from common/collective trusts | 2016-12-31 | $111,390 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $167,905 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $106,253 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | CLIFTONLARSONALLEN, LLP |
| Accountancy firm EIN | 2016-12-31 | 410746749 |
| 2015 : EARTHBOUND TRADING 401(K) PROFIT SHARING PLAN & TRUST 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total transfer of assets to this plan | 2015-12-31 | $0 |
| Total transfer of assets from this plan | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $358,445 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $262,489 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $259,139 |
| Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $1,225 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $426,015 |
| Value of total assets at end of year | 2015-12-31 | $2,664,490 |
| Value of total assets at beginning of year | 2015-12-31 | $2,568,534 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $2,125 |
| Total interest from all sources | 2015-12-31 | $3,534 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $145,457 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $145,457 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $257,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $244,316 |
| Participant contributions at end of year | 2015-12-31 | $73,239 |
| Participant contributions at beginning of year | 2015-12-31 | $67,089 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $25,524 |
| Administrative expenses (other) incurred | 2015-12-31 | $2,125 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $95,956 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $2,664,490 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $2,568,534 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $1,938,361 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $1,746,058 |
| Interest on participant loans | 2015-12-31 | $3,534 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $652,890 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $755,387 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-197,786 |
| Net investment gain or loss from common/collective trusts | 2015-12-31 | $-18,775 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $156,175 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $259,139 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | CLIFTONLARSONALLEN, LLP |
| Accountancy firm EIN | 2015-12-31 | 410746749 |
| 2014 : EARTHBOUND TRADING 401(K) PROFIT SHARING PLAN & TRUST 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total transfer of assets to this plan | 2014-12-31 | $0 |
| Total transfer of assets from this plan | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $440,795 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $82,082 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $79,500 |
| Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $1,282 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $298,764 |
| Value of total assets at end of year | 2014-12-31 | $2,568,534 |
| Value of total assets at beginning of year | 2014-12-31 | $2,209,821 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $1,300 |
| Total interest from all sources | 2014-12-31 | $3,973 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $172,064 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $172,064 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $221,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $180,473 |
| Participant contributions at end of year | 2014-12-31 | $67,089 |
| Participant contributions at beginning of year | 2014-12-31 | $56,468 |
| Administrative expenses (other) incurred | 2014-12-31 | $1,300 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $358,713 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $2,568,534 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $2,209,821 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $1,746,058 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $1,499,834 |
| Interest on participant loans | 2014-12-31 | $3,973 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $755,387 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $653,519 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $-84,569 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $50,563 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $118,291 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $79,500 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | COLBURN PETERSON WILLIAMS RAY |
| Accountancy firm EIN | 2014-12-31 | 203676004 |
| 2013 : EARTHBOUND TRADING 401(K) PROFIT SHARING PLAN & TRUST 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $677,050 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $215,016 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $200,374 |
| Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $13,367 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $207,165 |
| Value of total assets at end of year | 2013-12-31 | $2,209,821 |
| Value of total assets at beginning of year | 2013-12-31 | $1,747,787 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $1,275 |
| Total interest from all sources | 2013-12-31 | $3,982 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $105,007 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $105,007 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $175,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $123,462 |
| Participant contributions at end of year | 2013-12-31 | $56,468 |
| Participant contributions at beginning of year | 2013-12-31 | $92,529 |
| Administrative expenses (other) incurred | 2013-12-31 | $1,275 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $462,034 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $2,209,821 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $1,747,787 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $1,499,834 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $1,186,742 |
| Interest on participant loans | 2013-12-31 | $3,982 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $653,519 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $468,516 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $225,647 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $135,249 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $83,703 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $200,374 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | COLBURN PETERSON WILLIAMS RAY |
| Accountancy firm EIN | 2013-12-31 | 203676004 |
| 2012 : EARTHBOUND TRADING 401(K) PROFIT SHARING PLAN & TRUST 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $506,879 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $68,247 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $66,745 |
| Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $27 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $322,350 |
| Value of total assets at end of year | 2012-12-31 | $1,747,787 |
| Value of total assets at beginning of year | 2012-12-31 | $1,309,155 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $1,475 |
| Total interest from all sources | 2012-12-31 | $5,235 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $50,967 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $50,967 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $131,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $175,860 |
| Participant contributions at end of year | 2012-12-31 | $92,529 |
| Participant contributions at beginning of year | 2012-12-31 | $100,367 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $37,085 |
| Administrative expenses (other) incurred | 2012-12-31 | $1,475 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $438,632 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $1,747,787 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $1,309,155 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $1,186,742 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $834,081 |
| Interest on participant loans | 2012-12-31 | $5,235 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $468,516 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $374,707 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $75,914 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $52,413 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $109,405 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $66,745 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | COLBURN PETERSON WILLIAMS RAY |
| Accountancy firm EIN | 2012-12-31 | 203676004 |
| 2011 : EARTHBOUND TRADING 401(K) PROFIT SHARING PLAN & TRUST 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $185,478 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $6,212 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $4,461 |
| Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $726 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $264,501 |
| Value of total assets at end of year | 2011-12-31 | $1,309,155 |
| Value of total assets at beginning of year | 2011-12-31 | $1,129,889 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $1,025 |
| Total interest from all sources | 2011-12-31 | $4,631 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $41,190 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $41,190 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $113,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $161,507 |
| Participant contributions at end of year | 2011-12-31 | $100,367 |
| Participant contributions at beginning of year | 2011-12-31 | $103,201 |
| Administrative expenses (other) incurred | 2011-12-31 | $1,025 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $179,266 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $1,309,155 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $1,129,889 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $834,081 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $767,468 |
| Interest on participant loans | 2011-12-31 | $4,631 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $374,707 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $259,220 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-116,130 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $-8,714 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $102,994 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $4,461 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | COLBURN PETERSON WILLIAMS RAY |
| Accountancy firm EIN | 2011-12-31 | 203676004 |
| 2010 : EARTHBOUND TRADING 401(K) PROFIT SHARING PLAN & TRUST 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $398,713 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $56,594 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $55,519 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $207,699 |
| Value of total assets at end of year | 2010-12-31 | $1,129,889 |
| Value of total assets at beginning of year | 2010-12-31 | $787,770 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $1,075 |
| Total interest from all sources | 2010-12-31 | $4,085 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $16,983 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $16,983 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $79,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $129,019 |
| Participant contributions at end of year | 2010-12-31 | $103,201 |
| Participant contributions at beginning of year | 2010-12-31 | $42,205 |
| Administrative expenses (other) incurred | 2010-12-31 | $1,075 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $342,119 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $1,129,889 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $787,770 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $767,468 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $548,145 |
| Interest on participant loans | 2010-12-31 | $3,797 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $259,220 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $197,420 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $197,420 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $288 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $131,023 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $38,923 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $78,680 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $55,519 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | Yes |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | COLBURN PETERSON WILLIAMS RAY |
| Accountancy firm EIN | 2010-12-31 | 203676004 |
