401k Plan data: CONSTRUCTION AND SURVEY INSTRU 401(K) PROFIT SHARING PLAN & TRUST plan

CONSTRUCTION AND SURVEY INSTRU 401(K) PROFIT SHARING PLAN & TRUST 401k Plan overview

Plan Name	CONSTRUCTION AND SURVEY INSTRU 401(K) PROFIT SHARING PLAN & TRUST
Plan identification number	002

CONSTRUCTION AND SURVEY INSTRU 401(K) PROFIT SHARING PLAN & TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ULTARA HOLDINGS, INC. has sponsored the creation of one or more 401k plans.

Company Name: ULTARA HOLDINGS, INC.

Employer identification number (EIN): 752717931

NAIC Classification: 333310

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CONSTRUCTION AND SURVEY INSTRU 401(K) PROFIT SHARING PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2018-01-01
002 2017-01-01 JANA MERRILL
002 2016-01-01 JOHN GORDON
002 2015-01-01 JOHN GORDON 2017-10-26
002 2014-01-01 ROBERT MAKENAS 2015-07-02
002 2013-01-01 ROBERT MAKENAS 2014-07-10
002 2012-01-01 ROBERT MAKENAS 2013-07-19
002 2011-01-01 SHIRLEY KRUEGER 2012-07-27

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
002	2018-01-01
002	2017-01-01	JANA MERRILL
002	2016-01-01	JOHN GORDON
002	2015-01-01	JOHN GORDON	2017-10-26
002	2014-01-01	ROBERT MAKENAS	2015-07-02
002	2013-01-01	ROBERT MAKENAS	2014-07-10
002	2012-01-01	ROBERT MAKENAS	2013-07-19
002	2011-01-01	SHIRLEY KRUEGER	2012-07-27

Plan Statistics for CONSTRUCTION AND SURVEY INSTRU 401(K) PROFIT SHARING PLAN & TRUST

401k plan membership statisitcs for CONSTRUCTION AND SURVEY INSTRU 401(K) PROFIT SHARING PLAN & TRUST

Measure Date Value
2018: CONSTRUCTION AND SURVEY INSTRU 401(K) PROFIT SHARING PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year 2018-01-01 176
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 90
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 23
Total of all active and inactive participants 2018-01-01 113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 113
Number of participants with account balances 2018-01-01 103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 15
2017: CONSTRUCTION AND SURVEY INSTRU 401(K) PROFIT SHARING PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year 2017-01-01 159
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 106
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 70
Total of all active and inactive participants 2017-01-01 176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 176
Number of participants with account balances 2017-01-01 167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 16
2016: CONSTRUCTION AND SURVEY INSTRU 401(K) PROFIT SHARING PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year 2016-01-01 136
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 105
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 56
Total of all active and inactive participants 2016-01-01 161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 161
Number of participants with account balances 2016-01-01 150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 22

Measure	Date	Value
2018: CONSTRUCTION AND SURVEY INSTRU 401(K) PROFIT SHARING PLAN & TRUST 2018 401k membership
Total participants, beginning-of-year	2018-01-01	176
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	90
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	23
Total of all active and inactive participants	2018-01-01	113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	113
Number of participants with account balances	2018-01-01	103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	15
2017: CONSTRUCTION AND SURVEY INSTRU 401(K) PROFIT SHARING PLAN & TRUST 2017 401k membership
Total participants, beginning-of-year	2017-01-01	159
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	106
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	70
Total of all active and inactive participants	2017-01-01	176
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	176
Number of participants with account balances	2017-01-01	167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	16
2016: CONSTRUCTION AND SURVEY INSTRU 401(K) PROFIT SHARING PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year	2016-01-01	136
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	105
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	56
Total of all active and inactive participants	2016-01-01	161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	161
Number of participants with account balances	2016-01-01	150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	22

Financial Data on CONSTRUCTION AND SURVEY INSTRU 401(K) PROFIT SHARING PLAN & TRUST

Measure	Date	Value
2018 : CONSTRUCTION AND SURVEY INSTRU 401(K) PROFIT SHARING PLAN & TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total transfer of assets to this plan	2018-12-31	$0
Total transfer of assets from this plan	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$751,907
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$520,693
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$498,239
Value of total corrective distributions	2018-12-31	$12,261
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,005,429
Value of total assets at end of year	2018-12-31	$5,530,837
Value of total assets at beginning of year	2018-12-31	$5,299,623
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$10,193
Total interest from all sources	2018-12-31	$9,462
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$183,064
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$183,064
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$499,138
Participant contributions at end of year	2018-12-31	$196,909
Participant contributions at beginning of year	2018-12-31	$175,173
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$367,257
Other income not declared elsewhere	2018-12-31	$993
Administrative expenses (other) incurred	2018-12-31	$10,193
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$231,214
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$5,530,837
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$5,299,623
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$5,333,928
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$5,124,450
Interest on participant loans	2018-12-31	$9,462
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-447,041
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$139,034
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$498,239
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	PRICEKUBECKA, PLLC
Accountancy firm EIN	2018-12-31	752783674
2017 : CONSTRUCTION AND SURVEY INSTRU 401(K) PROFIT SHARING PLAN & TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets to this plan	2017-12-31	$0
Total transfer of assets from this plan	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$1,224,512
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$427,706
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$394,593
Value of total corrective distributions	2017-12-31	$31,848
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$623,066
Value of total assets at end of year	2017-12-31	$5,299,623
Value of total assets at beginning of year	2017-12-31	$4,502,817
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$1,265
Total interest from all sources	2017-12-31	$8,368
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$214,620
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$214,620
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$451,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$469,020
Participant contributions at end of year	2017-12-31	$175,173
Participant contributions at beginning of year	2017-12-31	$166,797
Other income not declared elsewhere	2017-12-31	$7
Administrative expenses (other) incurred	2017-12-31	$1,265
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$796,806
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$5,299,623
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$4,502,817
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$5,124,450
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$4,336,020
Interest on participant loans	2017-12-31	$8,368
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$378,451
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$154,046
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$394,593
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	MONTGOMERY COSCIA GREILICH LLP
Accountancy firm EIN	2017-12-31	752919818
2016 : CONSTRUCTION AND SURVEY INSTRU 401(K) PROFIT SHARING PLAN & TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets to this plan	2016-12-31	$0
Total transfer of assets from this plan	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$869,551
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$43,388
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$16,726
Value of total corrective distributions	2016-12-31	$25,549
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$610,758
Value of total assets at end of year	2016-12-31	$4,502,817
Value of total assets at beginning of year	2016-12-31	$3,676,654
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$1,113
Total interest from all sources	2016-12-31	$7,131
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$180,708
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$180,708
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$368,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$456,975
Participant contributions at end of year	2016-12-31	$166,797
Participant contributions at beginning of year	2016-12-31	$126,734
Other income not declared elsewhere	2016-12-31	$17
Administrative expenses (other) incurred	2016-12-31	$1,113
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$826,163
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$4,502,817
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$3,676,654
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$4,336,020
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$3,549,920
Interest on participant loans	2016-12-31	$7,131
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$70,937
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$153,783
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$16,726
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	MONTGOMERY COSCIA GREILICH LLP
Accountancy firm EIN	2016-12-31	752919818
2010 : CONSTRUCTION AND SURVEY INSTRU 401(K) PROFIT SHARING PLAN & TRUST 2010 401k financial data
Transfers to/from the plan	2010-12-31	$1,073,838
Total plan liabilities at end of year	2010-12-31	$0
Total income from all sources	2010-12-31	$375,449
Expenses. Total of all expenses incurred	2010-12-31	$62,716
Benefits paid (including direct rollovers)	2010-12-31	$62,596
Total plan assets at end of year	2010-12-31	$1,386,571
Value of fidelity bond covering the plan	2010-12-31	$100,000
Total contributions received or receivable from participants	2010-12-31	$148,863
Expenses. Other expenses not covered elsewhere	2010-12-31	$0
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$179,160
Net income (gross income less expenses)	2010-12-31	$312,733
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,386,571
Assets. Value of participant loans	2010-12-31	$43,262
Total contributions received or receivable from employer(s)	2010-12-31	$47,426
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$120
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Funding deficiency by the employer to the plan for this plan year	2010-12-31	$0
Minimum employer required contribution for this plan year	2010-12-31	$0
Amount contributed by the employer to the plan for this plan year	2010-12-31	$0

Form 5500 Responses for CONSTRUCTION AND SURVEY INSTRU 401(K) PROFIT SHARING PLAN & TRUST

2018: CONSTRUCTION AND SURVEY INSTRU 401(K) PROFIT SHARING PLAN & TRUST 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: CONSTRUCTION AND SURVEY INSTRU 401(K) PROFIT SHARING PLAN & TRUST 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: CONSTRUCTION AND SURVEY INSTRU 401(K) PROFIT SHARING PLAN & TRUST 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ULTARA HOLDINGS, INC.
Employer identification number (EIN):	752717931
NAIC Classification:	333310