ROACH HOWARD SMITH & BARTON, INC. has sponsored the creation of one or more 401k plans.
Additional information about ROACH HOWARD SMITH & BARTON, INC.
Submission information for form 5500 for 401k plan ROACH HOWARD SMITH & BARTON, INC. 401(K) PROFIT SHARING PLAN
| Measure | Date | Value |
|---|
| 2023 : ROACH HOWARD SMITH & BARTON, INC. 401(K) PROFIT SHARING PLAN 2023 401k financial data |
|---|
| Transfers to/from the plan | 2023-12-31 | $0 |
| Total plan liabilities at end of year | 2023-12-31 | $0 |
| Total plan liabilities at beginning of year | 2023-12-31 | $0 |
| Total income from all sources | 2023-12-31 | $2,586,494 |
| Expenses. Total of all expenses incurred | 2023-12-31 | $3,111,860 |
| Benefits paid (including direct rollovers) | 2023-12-31 | $3,086,662 |
| Total plan assets at end of year | 2023-12-31 | $13,327,642 |
| Total plan assets at beginning of year | 2023-12-31 | $13,853,008 |
| Value of fidelity bond covering the plan | 2023-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2023-12-31 | $532,782 |
| Expenses. Other expenses not covered elsewhere | 2023-12-31 | $0 |
| Contributions received from other sources (not participants or employers) | 2023-12-31 | $0 |
| Other income received | 2023-12-31 | $1,923,340 |
| Noncash contributions received | 2023-12-31 | $0 |
| Net income (gross income less expenses) | 2023-12-31 | $-525,366 |
| Net plan assets at end of year (total assets less liabilities) | 2023-12-31 | $13,327,642 |
| Net plan assets at beginning of year (total assets less liabilities) | 2023-12-31 | $13,853,008 |
| Assets. Value of participant loans | 2023-12-31 | $59,285 |
| Total contributions received or receivable from employer(s) | 2023-12-31 | $130,372 |
| Value of certain deemed distributions of participant loans | 2023-12-31 | $5,754 |
| Value of corrective distributions | 2023-12-31 | $2,164 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2023-12-31 | $17,280 |
| 2022 : ROACH HOWARD SMITH & BARTON, INC. 401(K) PROFIT SHARING PLAN 2022 401k financial data |
|---|
| Transfers to/from the plan | 2022-12-31 | $0 |
| Total plan liabilities at end of year | 2022-12-31 | $0 |
| Total plan liabilities at beginning of year | 2022-12-31 | $0 |
| Total income from all sources | 2022-12-31 | $-2,027,630 |
| Expenses. Total of all expenses incurred | 2022-12-31 | $2,833,206 |
| Benefits paid (including direct rollovers) | 2022-12-31 | $2,818,078 |
| Total plan assets at end of year | 2022-12-31 | $13,853,008 |
| Total plan assets at beginning of year | 2022-12-31 | $18,713,844 |
| Value of fidelity bond covering the plan | 2022-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2022-12-31 | $493,005 |
| Expenses. Other expenses not covered elsewhere | 2022-12-31 | $0 |
| Contributions received from other sources (not participants or employers) | 2022-12-31 | $2,907 |
| Other income received | 2022-12-31 | $-2,622,163 |
| Noncash contributions received | 2022-12-31 | $0 |
| Net income (gross income less expenses) | 2022-12-31 | $-4,860,836 |
| Net plan assets at end of year (total assets less liabilities) | 2022-12-31 | $13,853,008 |
| Net plan assets at beginning of year (total assets less liabilities) | 2022-12-31 | $18,713,844 |
| Assets. Value of participant loans | 2022-12-31 | $42,470 |
| Total contributions received or receivable from employer(s) | 2022-12-31 | $98,621 |
| Value of certain deemed distributions of participant loans | 2022-12-31 | $0 |
| Value of corrective distributions | 2022-12-31 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2022-12-31 | $15,128 |
| 2015 : ROACH HOWARD SMITH & BARTON, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $720,211 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $772,784 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $771,734 |
| Total plan assets at end of year | 2015-12-31 | $9,987,259 |
| Total plan assets at beginning of year | 2015-12-31 | $10,039,832 |
| Value of fidelity bond covering the plan | 2015-12-31 | $1,000,000 |
| Total contributions received or receivable from participants | 2015-12-31 | $469,641 |
| Contributions received from other sources (not participants or employers) | 2015-12-31 | $88,005 |
| Other income received | 2015-12-31 | $86,808 |
| Net income (gross income less expenses) | 2015-12-31 | $-52,573 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $9,987,259 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $10,039,832 |
| Assets. Value of participant loans | 2015-12-31 | $116,636 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $75,757 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $1,050 |
| 2014 : ROACH HOWARD SMITH & BARTON, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $1,091,646 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $532,887 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $531,837 |
| Total plan assets at end of year | 2014-12-31 | $10,039,832 |
| Total plan assets at beginning of year | 2014-12-31 | $9,481,073 |
| Value of fidelity bond covering the plan | 2014-12-31 | $1,000,000 |
| Total contributions received or receivable from participants | 2014-12-31 | $432,502 |
| Other income received | 2014-12-31 | $588,758 |
| Net income (gross income less expenses) | 2014-12-31 | $558,759 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $10,039,832 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $9,481,073 |
| Assets. Value of participant loans | 2014-12-31 | $154,155 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $70,386 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $1,050 |
| 2013 : ROACH HOWARD SMITH & BARTON, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $2,187,011 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $304,354 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $298,092 |
| Total plan assets at end of year | 2013-12-31 | $9,481,073 |
| Total plan assets at beginning of year | 2013-12-31 | $7,598,416 |
| Value of fidelity bond covering the plan | 2013-12-31 | $1,000,000 |
| Total contributions received or receivable from participants | 2013-12-31 | $430,318 |
| Contributions received from other sources (not participants or employers) | 2013-12-31 | $100,898 |
| Other income received | 2013-12-31 | $1,582,762 |
| Net income (gross income less expenses) | 2013-12-31 | $1,882,657 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $9,481,073 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $7,598,416 |
| Assets. Value of participant loans | 2013-12-31 | $148,581 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $73,033 |
| Value of corrective distributions | 2013-12-31 | $5,387 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $875 |
| 2012 : ROACH HOWARD SMITH & BARTON, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $1,243,322 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $226,828 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $226,728 |
| Total plan assets at end of year | 2012-12-31 | $7,598,416 |
| Total plan assets at beginning of year | 2012-12-31 | $6,581,922 |
| Value of fidelity bond covering the plan | 2012-12-31 | $1,000,000 |
| Total contributions received or receivable from participants | 2012-12-31 | $382,320 |
| Other income received | 2012-12-31 | $795,251 |
| Net income (gross income less expenses) | 2012-12-31 | $1,016,494 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $7,598,416 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $6,581,922 |
| Assets. Value of participant loans | 2012-12-31 | $73,868 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $65,751 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2012-12-31 | $100 |
| 2011 : ROACH HOWARD SMITH & BARTON, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $362,894 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $228,911 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $228,361 |
| Total plan assets at end of year | 2011-12-31 | $6,581,922 |
| Total plan assets at beginning of year | 2011-12-31 | $6,447,939 |
| Value of fidelity bond covering the plan | 2011-12-31 | $1,000,000 |
| Total contributions received or receivable from participants | 2011-12-31 | $376,496 |
| Contributions received from other sources (not participants or employers) | 2011-12-31 | $16,780 |
| Other income received | 2011-12-31 | $-102,376 |
| Net income (gross income less expenses) | 2011-12-31 | $133,983 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $6,581,922 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $6,447,939 |
| Assets. Value of participant loans | 2011-12-31 | $80,921 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $71,994 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $550 |
| 2010 : ROACH HOWARD SMITH & BARTON, INC. 401(K) PROFIT SHARING PLAN 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $1,292,658 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $422,942 |
| Benefits paid (including direct rollovers) | 2010-12-31 | $422,542 |
| Total plan assets at end of year | 2010-12-31 | $6,447,939 |
| Total plan assets at beginning of year | 2010-12-31 | $5,578,223 |
| Value of fidelity bond covering the plan | 2010-12-31 | $1,000,000 |
| Total contributions received or receivable from participants | 2010-12-31 | $367,671 |
| Contributions received from other sources (not participants or employers) | 2010-12-31 | $86,196 |
| Other income received | 2010-12-31 | $768,521 |
| Net income (gross income less expenses) | 2010-12-31 | $869,716 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $6,447,939 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $5,578,223 |
| Assets. Value of participant loans | 2010-12-31 | $98,899 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $70,270 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2010-12-31 | $400 |
| 2009 : ROACH HOWARD SMITH & BARTON, INC. 401(K) PROFIT SHARING PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
| 2023: ROACH HOWARD SMITH & BARTON, INC. 401(K) PROFIT SHARING PLAN 2023 form 5500 responses |
|---|
| 2023-01-01 | Type of plan entity | Single employer plan |
| 2023-01-01 | Submission has been amended | No |
| 2023-01-01 | This submission is the final filing | No |
| 2023-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2023-01-01 | Plan is a collectively bargained plan | No |
| 2023-01-01 | Plan funding arrangement – Trust | Yes |
| 2023-01-01 | Plan benefit arrangement - Trust | Yes |
| 2022: ROACH HOWARD SMITH & BARTON, INC. 401(K) PROFIT SHARING PLAN 2022 form 5500 responses |
|---|
| 2022-01-01 | Type of plan entity | Single employer plan |
| 2022-01-01 | Submission has been amended | No |
| 2022-01-01 | This submission is the final filing | No |
| 2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2022-01-01 | Plan is a collectively bargained plan | No |
| 2022-01-01 | Plan funding arrangement – Trust | Yes |
| 2022-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: ROACH HOWARD SMITH & BARTON, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Submission has been amended | No |
| 2015-01-01 | This submission is the final filing | No |
| 2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-01-01 | Plan is a collectively bargained plan | No |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: ROACH HOWARD SMITH & BARTON, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Submission has been amended | No |
| 2014-01-01 | This submission is the final filing | No |
| 2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-01-01 | Plan is a collectively bargained plan | No |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: ROACH HOWARD SMITH & BARTON, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Submission has been amended | No |
| 2013-01-01 | This submission is the final filing | No |
| 2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-01-01 | Plan is a collectively bargained plan | No |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: ROACH HOWARD SMITH & BARTON, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Submission has been amended | No |
| 2012-01-01 | This submission is the final filing | No |
| 2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-01-01 | Plan is a collectively bargained plan | No |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: ROACH HOWARD SMITH & BARTON, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Submission has been amended | No |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan is a collectively bargained plan | No |
| 2011-01-01 | Plan funding arrangement – Insurance | Yes |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: ROACH HOWARD SMITH & BARTON, INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses |
|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | No |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-01-01 | Plan is a collectively bargained plan | No |
| 2009-01-01 | Plan funding arrangement – Insurance | Yes |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |
