WATERS & KRAUS, L.L.P. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan WATERS & KRAUS, L.L.P. RETIREMENT PLAN
401k plan membership statisitcs for WATERS & KRAUS, L.L.P. RETIREMENT PLAN
Measure | Date | Value |
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2022 : WATERS & KRAUS, L.L.P. RETIREMENT PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-4,309,088 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $2,384,169 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $2,317,682 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $1,175,454 |
Value of total assets at end of year | 2022-12-31 | $19,380,434 |
Value of total assets at beginning of year | 2022-12-31 | $26,073,691 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $66,487 |
Total interest from all sources | 2022-12-31 | $12,570 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $449,840 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $449,840 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $798,804 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $1,617,707 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-6,693,257 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $19,380,434 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $26,073,691 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $16,711,084 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $25,703,558 |
Interest earned on other investments | 2022-12-31 | $10,400 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $2,170 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $667,479 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-5,946,952 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $376,650 |
Employer contributions (assets) at end of year | 2022-12-31 | $384,164 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $370,133 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $2,317,682 |
Contract administrator fees | 2022-12-31 | $66,487 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-12-31 | Yes |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | MCBEE & CO., PC |
Accountancy firm EIN | 2022-12-31 | 030494890 |
2021 : WATERS & KRAUS, L.L.P. RETIREMENT PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $4,887,340 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $1,895,351 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $1,791,109 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $1,085,406 |
Value of total assets at end of year | 2021-12-31 | $26,073,691 |
Value of total assets at beginning of year | 2021-12-31 | $23,081,702 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $104,242 |
Total interest from all sources | 2021-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Administrative expenses professional fees incurred | 2021-12-31 | $17,222 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $715,273 |
Participant contributions at beginning of year | 2021-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $2,991,989 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $26,073,691 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $23,081,702 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $85,751 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $25,703,558 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $22,702,214 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $3,801,934 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $370,133 |
Employer contributions (assets) at end of year | 2021-12-31 | $370,133 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $379,488 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $1,791,109 |
Contract administrator fees | 2021-12-31 | $1,269 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | MCBEE & CO., PC |
Accountancy firm EIN | 2021-12-31 | 030494890 |
2020 : WATERS & KRAUS, L.L.P. RETIREMENT PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $4,674,788 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $786,704 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $717,686 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $1,160,994 |
Value of total assets at end of year | 2020-12-31 | $23,081,702 |
Value of total assets at beginning of year | 2020-12-31 | $19,193,618 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $69,018 |
Total interest from all sources | 2020-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $769,973 |
Participant contributions at end of year | 2020-12-31 | $0 |
Participant contributions at beginning of year | 2020-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $11,533 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $3,888,084 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $23,081,702 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $19,193,618 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $67,485 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $22,702,214 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $18,796,888 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $3,513,794 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $379,488 |
Employer contributions (assets) at end of year | 2020-12-31 | $379,488 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $396,730 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $717,686 |
Contract administrator fees | 2020-12-31 | $1,533 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | MCBEE & CO., PC |
Accountancy firm EIN | 2020-12-31 | 030494890 |
2019 : WATERS & KRAUS, L.L.P. RETIREMENT PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $5,360,844 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $1,387,016 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $1,285,521 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,326,067 |
Value of total assets at end of year | 2019-12-31 | $19,193,618 |
Value of total assets at beginning of year | 2019-12-31 | $15,219,790 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $101,495 |
Total interest from all sources | 2019-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $807,660 |
Participant contributions at end of year | 2019-12-31 | $0 |
Participant contributions at beginning of year | 2019-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $121,677 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $3,973,828 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $19,193,618 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $15,219,790 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $99,477 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $18,796,888 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $14,821,067 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $4,034,777 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $396,730 |
Employer contributions (assets) at end of year | 2019-12-31 | $396,730 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $398,723 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $1,285,521 |
Contract administrator fees | 2019-12-31 | $2,018 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | MCBEE & CO., PC |
Accountancy firm EIN | 2019-12-31 | 030494890 |
2018 : WATERS & KRAUS, L.L.P. RETIREMENT PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $1,176 |
Total income from all sources (including contributions) | 2018-12-31 | $341,584 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $317,071 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $217,490 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $1,377,927 |
Value of total assets at end of year | 2018-12-31 | $15,219,790 |
Value of total assets at beginning of year | 2018-12-31 | $15,196,453 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $99,581 |
Total interest from all sources | 2018-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $600,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $781,693 |
Participant contributions at end of year | 2018-12-31 | $0 |
Participant contributions at beginning of year | 2018-12-31 | $20,170 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $197,511 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $1,176 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $24,513 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $15,219,790 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $15,195,277 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $98,782 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $14,821,067 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $14,817,290 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-1,036,343 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $398,723 |
Employer contributions (assets) at end of year | 2018-12-31 | $398,723 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $358,993 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $217,490 |
Contract administrator fees | 2018-12-31 | $799 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | MCBEE & CO., PC |
Accountancy firm EIN | 2018-12-31 | 030494890 |
2017 : WATERS & KRAUS, L.L.P. RETIREMENT PLAN 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $1,176 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $3,491,948 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $955,901 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $877,787 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $1,094,315 |
Value of total assets at end of year | 2017-12-31 | $15,196,453 |
Value of total assets at beginning of year | 2017-12-31 | $12,659,230 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $78,114 |
Total interest from all sources | 2017-12-31 | $1,571 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $661,514 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $661,514 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $600,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $735,322 |
Participant contributions at end of year | 2017-12-31 | $20,170 |
Participant contributions at beginning of year | 2017-12-31 | $15,021 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $1,176 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $2,536,047 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $15,195,277 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $12,659,230 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $67,666 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $14,817,290 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $11,730,480 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $138,753 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $138,753 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $1,571 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $1,734,548 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $358,993 |
Employer contributions (assets) at end of year | 2017-12-31 | $358,993 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $774,976 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $877,787 |
Contract administrator fees | 2017-12-31 | $10,448 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | MCBEE & CO., PC |
Accountancy firm EIN | 2017-12-31 | 030494890 |
2016 : WATERS & KRAUS, L.L.P. RETIREMENT PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $2,239,105 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $2,300,957 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $2,259,475 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $1,347,973 |
Value of total assets at end of year | 2016-12-31 | $12,659,230 |
Value of total assets at beginning of year | 2016-12-31 | $12,721,082 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $41,482 |
Total interest from all sources | 2016-12-31 | $92 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $470,417 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $470,417 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $600,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $572,997 |
Participant contributions at end of year | 2016-12-31 | $15,021 |
Participant contributions at beginning of year | 2016-12-31 | $16,631 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $-61,852 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $12,659,230 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $12,721,082 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $39,203 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $11,730,480 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $12,148,855 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $138,753 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $182,727 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $182,727 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $92 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $420,623 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $774,976 |
Employer contributions (assets) at end of year | 2016-12-31 | $774,976 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $372,869 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $2,259,475 |
Contract administrator fees | 2016-12-31 | $2,279 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | BONNIE SIFF CPA, PC |
Accountancy firm EIN | 2016-12-31 | 271297371 |
2015 : WATERS & KRAUS, L.L.P. RETIREMENT PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $1,220,110 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $2,897,523 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $2,802,525 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,066,151 |
Value of total assets at end of year | 2015-12-31 | $12,721,082 |
Value of total assets at beginning of year | 2015-12-31 | $14,398,495 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $94,998 |
Total interest from all sources | 2015-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $600,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $693,282 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-1,677,413 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $12,721,082 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $14,398,495 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $81,973 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $12,165,486 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $13,659,505 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $182,727 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $329,847 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $329,847 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $153,959 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $372,869 |
Employer contributions (assets) at end of year | 2015-12-31 | $372,869 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $409,143 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $2,802,525 |
Contract administrator fees | 2015-12-31 | $13,025 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | BONNIE SIFF CPA, PC |
Accountancy firm EIN | 2015-12-31 | 271297371 |
2014 : WATERS & KRAUS, L.L.P. RETIREMENT PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $1,846,981 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $408,008 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $364,707 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,141,721 |
Value of total assets at end of year | 2014-12-31 | $14,398,495 |
Value of total assets at beginning of year | 2014-12-31 | $12,959,522 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $43,301 |
Total interest from all sources | 2014-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $600,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $728,528 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $1,438,973 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $14,398,495 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $12,959,522 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $41,843 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $13,659,505 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $12,077,754 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $329,847 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $492,276 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $492,276 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $705,260 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $413,193 |
Employer contributions (assets) at end of year | 2014-12-31 | $409,143 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $389,492 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $364,707 |
Contract administrator fees | 2014-12-31 | $1,458 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | BONNIE SIFF CPA, PC |
Accountancy firm EIN | 2014-12-31 | 271297371 |
2013 : WATERS & KRAUS, L.L.P. RETIREMENT PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $3,660,799 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $502,535 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $462,674 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,134,791 |
Value of total assets at end of year | 2013-12-31 | $12,959,522 |
Value of total assets at beginning of year | 2013-12-31 | $9,801,258 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $39,861 |
Total interest from all sources | 2013-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $600,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $744,632 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $667 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $3,158,264 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $12,959,522 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $9,801,258 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $38,113 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $12,077,754 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $8,961,227 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $492,276 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $446,048 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $446,048 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $2,526,008 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $389,492 |
Employer contributions (assets) at end of year | 2013-12-31 | $389,492 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $393,983 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $462,674 |
Contract administrator fees | 2013-12-31 | $1,748 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | BONNIE SIFF CPA, PC |
Accountancy firm EIN | 2013-12-31 | 271297371 |
2012 : WATERS & KRAUS, L.L.P. RETIREMENT PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $2,044,828 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $428,548 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $404,683 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,096,340 |
Value of total assets at end of year | 2012-12-31 | $9,801,257 |
Value of total assets at beginning of year | 2012-12-31 | $8,184,977 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $23,865 |
Total interest from all sources | 2012-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $600,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $702,358 |
Participant contributions at beginning of year | 2012-12-31 | $16,986 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $1,616,280 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $9,801,257 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $8,184,977 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $22,703 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $8,961,227 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $7,103,746 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $446,048 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $711,391 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $711,391 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $948,488 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $393,982 |
Employer contributions (assets) at end of year | 2012-12-31 | $393,982 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $352,854 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $404,683 |
Contract administrator fees | 2012-12-31 | $1,162 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | BONNIE SIFF CPA, PC |
Accountancy firm EIN | 2012-12-31 | 271297371 |
2011 : WATERS & KRAUS, L.L.P. RETIREMENT PLAN 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $722,585 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $866,351 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $821,577 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $990,003 |
Value of total assets at end of year | 2011-12-31 | $8,184,977 |
Value of total assets at beginning of year | 2011-12-31 | $8,328,743 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $44,774 |
Total interest from all sources | 2011-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $600,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $635,519 |
Participant contributions at end of year | 2011-12-31 | $16,986 |
Participant contributions at beginning of year | 2011-12-31 | $24,567 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $1,630 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-143,766 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $8,184,977 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $8,328,743 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $43,477 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $7,103,746 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $7,388,373 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $711,391 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $505,144 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $505,144 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-267,418 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $352,854 |
Employer contributions (assets) at end of year | 2011-12-31 | $352,854 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $410,659 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $821,577 |
Contract administrator fees | 2011-12-31 | $1,297 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | BONNIE SIFF CPA, PC |
Accountancy firm EIN | 2011-12-31 | 271297371 |
2010 : WATERS & KRAUS, L.L.P. RETIREMENT PLAN 2010 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $1,967,197 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $165,736 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $116,283 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $1,096,731 |
Value of total assets at end of year | 2010-12-31 | $8,328,743 |
Value of total assets at beginning of year | 2010-12-31 | $6,527,282 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $49,453 |
Total interest from all sources | 2010-12-31 | $268 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $600,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $684,015 |
Participant contributions at end of year | 2010-12-31 | $24,567 |
Participant contributions at beginning of year | 2010-12-31 | $15,369 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $2,057 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $1,801,461 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $8,328,743 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $6,527,282 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Investment advisory and management fees | 2010-12-31 | $48,246 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $7,388,373 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $5,642,915 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $505,144 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $509,429 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $509,429 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $268 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $870,198 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $410,659 |
Employer contributions (assets) at end of year | 2010-12-31 | $410,659 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $359,569 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $116,283 |
Contract administrator fees | 2010-12-31 | $1,207 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | BONNIE SIFF CPA, PC |
Accountancy firm EIN | 2010-12-31 | 271297371 |