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COMPOUND PHOTONICS US CORP. 401(K) PLAN 401k Plan overview

Plan NameCOMPOUND PHOTONICS US CORP. 401(K) PLAN
Plan identification number 001

COMPOUND PHOTONICS US CORP. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

COMPOUND PHOTONICS US CORPORATIO has sponsored the creation of one or more 401k plans.

Company Name:COMPOUND PHOTONICS US CORPORATIO
Employer identification number (EIN):753259443
NAIC Classification:334410

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COMPOUND PHOTONICS US CORP. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012022-01-01GRACE COLTON
0012021-01-01
0012021-01-01GRACE COLTON
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01GRACE COLTON
0012016-01-01GRACE COLTON GRACE COLTON2017-10-10
0012015-01-01GRACE COLTON GRACE COLTON2016-08-01
0012014-01-01GRACE COLTON GRACE COLTON2015-10-13
0012013-01-01ELIZABETH ESPARZA2014-07-15
0012012-01-01WILLIAM COSTIGAN2013-07-30
0012011-01-01WILLIAM COSTIGAN2012-07-27
0012010-01-01WILLIAM COSTIGAN2011-07-11
0012009-01-01WILLIAM H COSTIGAN

Financial Data on COMPOUND PHOTONICS US CORP. 401(K) PLAN

Measure Date Value
2022 : COMPOUND PHOTONICS US CORP. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$0
Total transfer of assets from this plan2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-978,538
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$7,224,580
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$7,218,137
Expenses. Certain deemed distributions of participant loans2022-12-31$713
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$94,378
Value of total assets at end of year2022-12-31$0
Value of total assets at beginning of year2022-12-31$8,203,118
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$5,730
Total interest from all sources2022-12-31$715
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$28,692
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2022-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$28,692
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$57,771
Participant contributions at beginning of year2022-12-31$1,500
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$36,607
Administrative expenses (other) incurred2022-12-31$5,730
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-8,203,118
Value of net assets at end of year (total assets less liabilities)2022-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$8,203,118
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$7,743,950
Interest on participant loans2022-12-31$715
Value of interest in common/collective trusts at beginning of year2022-12-31$457,668
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,103,805
Net investment gain or loss from common/collective trusts2022-12-31$1,482
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$7,218,137
Did the plan have assets held for investment2022-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31Yes
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PERKINS & CO
Accountancy firm EIN2022-12-31930928924
Total unrealized appreciation/depreciation of assets2022-01-01$0
Total transfer of assets to this plan2022-01-01$0
Total transfer of assets from this plan2022-01-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-01$0
Total income from all sources (including contributions)2022-01-01$-978,538
Total loss/gain on sale of assets2022-01-01$0
Total of all expenses incurred2022-01-01$7,224,580
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-01-01$7,218,137
Expenses. Certain deemed distributions of participant loans2022-01-01$713
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-01-01$94,378
Value of total assets at end of year2022-01-01$0
Value of total assets at beginning of year2022-01-01$8,203,118
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-01-01$5,730
Total interest from all sources2022-01-01$715
Total dividends received (eg from common stock, registered investment company shares)2022-01-01$28,692
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-01-01Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2022-01-01$0
Total dividends received from registered investment company shares (eg mutual funds)2022-01-01$28,692
Was this plan covered by a fidelity bond2022-01-01Yes
Value of fidelity bond cover2022-01-01$500,000
If this is an individual account plan, was there a blackout period2022-01-01No
Were there any nonexempt tranactions with any party-in-interest2022-01-01No
Contributions received from participants2022-01-01$57,771
Participant contributions at beginning of year2022-01-01$1,500
Income. Received or receivable in cash from other sources (including rollovers)2022-01-01$36,607
Administrative expenses (other) incurred2022-01-01$5,730
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Value of net income/loss2022-01-01$-8,203,118
Value of net assets at end of year (total assets less liabilities)2022-01-01$0
Value of net assets at beginning of year (total assets less liabilities)2022-01-01$8,203,118
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2022-01-01No
Were any leases to which the plan was party in default or uncollectible2022-01-01No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-01-01$7,743,950
Interest on participant loans2022-01-01$715
Value of interest in common/collective trusts at beginning of year2022-01-01$457,668
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-01-01$-1,103,805
Net investment gain or loss from common/collective trusts2022-01-01$1,482
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-01-01No
Was there a failure to transmit to the plan any participant contributions2022-01-01Yes
Has the plan failed to provide any benefit when due under the plan2022-01-01No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-01-01$7,218,137
Did the plan have assets held for investment2022-01-01No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-01-01Yes
Opinion of an independent qualified public accountant for this plan2022-01-011
Accountancy firm name2022-01-01PERKINS & CO
Accountancy firm EIN2022-01-01930928924
2021 : COMPOUND PHOTONICS US CORP. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$0
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$1,665,891
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$168,807
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$167,005
Expenses. Certain deemed distributions of participant loans2021-12-31$1,152
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$704,087
Value of total assets at end of year2021-12-31$8,203,118
Value of total assets at beginning of year2021-12-31$6,706,034
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$650
Total interest from all sources2021-12-31$1,256
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,029,696
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,029,696
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$704,087
Participant contributions at end of year2021-12-31$1,500
Participant contributions at beginning of year2021-12-31$4,270
Participant contributions at beginning of year2021-12-31$18,758
Administrative expenses (other) incurred2021-12-31$650
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,497,084
Value of net assets at end of year (total assets less liabilities)2021-12-31$8,203,118
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$6,706,034
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$7,743,950
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$6,224,909
Interest on participant loans2021-12-31$1,256
Value of interest in common/collective trusts at end of year2021-12-31$457,668
Value of interest in common/collective trusts at beginning of year2021-12-31$458,097
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$-78,251
Net investment gain or loss from common/collective trusts2021-12-31$9,103
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$167,005
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31PERKINS & CO
Accountancy firm EIN2021-12-31930928924
2020 : COMPOUND PHOTONICS US CORP. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$0
Total transfer of assets from this plan2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$1,618,179
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$895,029
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$881,184
Expenses. Certain deemed distributions of participant loans2020-12-31$11,870
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$732,127
Value of total assets at end of year2020-12-31$6,706,034
Value of total assets at beginning of year2020-12-31$5,982,884
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$1,975
Total interest from all sources2020-12-31$595
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$284,082
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$284,082
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$721,178
Participant contributions at end of year2020-12-31$4,270
Participant contributions at beginning of year2020-12-31$10,764
Participant contributions at end of year2020-12-31$18,758
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$10,949
Other income not declared elsewhere2020-12-31$726
Administrative expenses (other) incurred2020-12-31$1,975
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$723,150
Value of net assets at end of year (total assets less liabilities)2020-12-31$6,706,034
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$5,982,884
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$6,224,909
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$5,759,833
Interest on participant loans2020-12-31$595
Value of interest in common/collective trusts at end of year2020-12-31$458,097
Value of interest in common/collective trusts at beginning of year2020-12-31$212,287
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$590,111
Net investment gain or loss from common/collective trusts2020-12-31$10,538
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$881,184
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31PERKINS & CO
Accountancy firm EIN2020-12-31930928924
2019 : COMPOUND PHOTONICS US CORP. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets from this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$2,101,405
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$957,876
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$956,519
Expenses. Certain deemed distributions of participant loans2019-12-31$332
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$947,652
Value of total assets at end of year2019-12-31$5,982,884
Value of total assets at beginning of year2019-12-31$4,839,355
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,025
Total interest from all sources2019-12-31$970
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$216,868
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$216,868
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$484,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$947,652
Participant contributions at end of year2019-12-31$10,764
Participant contributions at beginning of year2019-12-31$14,500
Administrative expenses (other) incurred2019-12-31$1,025
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,143,529
Value of net assets at end of year (total assets less liabilities)2019-12-31$5,982,884
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$4,839,355
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$5,759,833
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$4,733,250
Interest on participant loans2019-12-31$970
Value of interest in common/collective trusts at end of year2019-12-31$212,287
Value of interest in common/collective trusts at beginning of year2019-12-31$91,605
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$930,151
Net investment gain or loss from common/collective trusts2019-12-31$5,764
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$956,519
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PERKINS & CO
Accountancy firm EIN2019-12-31930928924
2018 : COMPOUND PHOTONICS US CORP. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$0
Total transfer of assets from this plan2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$567,754
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$405,052
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$403,952
Expenses. Certain deemed distributions of participant loans2018-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$884,034
Value of total assets at end of year2018-12-31$4,839,355
Value of total assets at beginning of year2018-12-31$4,676,653
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$1,100
Total interest from all sources2018-12-31$737
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$233,012
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$233,012
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$468,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$884,034
Participant contributions at end of year2018-12-31$14,500
Participant contributions at beginning of year2018-12-31$10,622
Other income not declared elsewhere2018-12-31$0
Administrative expenses (other) incurred2018-12-31$1,100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$162,702
Value of net assets at end of year (total assets less liabilities)2018-12-31$4,839,355
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$4,676,653
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$4,733,250
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$4,550,054
Interest on participant loans2018-12-31$737
Value of interest in common/collective trusts at end of year2018-12-31$91,605
Value of interest in common/collective trusts at beginning of year2018-12-31$115,977
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-551,893
Net investment gain or loss from common/collective trusts2018-12-31$1,864
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$403,952
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PERKINS & CO
Accountancy firm EIN2018-12-31930928924
2017 : COMPOUND PHOTONICS US CORP. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$0
Total transfer of assets from this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,685,950
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$791,199
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$777,234
Expenses. Certain deemed distributions of participant loans2017-12-31$11,072
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,006,269
Value of total assets at end of year2017-12-31$4,676,653
Value of total assets at beginning of year2017-12-31$3,781,902
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$2,893
Total interest from all sources2017-12-31$1,094
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$183,431
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$183,431
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$379,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$884,484
Participant contributions at end of year2017-12-31$10,622
Participant contributions at beginning of year2017-12-31$23,256
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$121,785
Administrative expenses (other) incurred2017-12-31$2,893
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$894,751
Value of net assets at end of year (total assets less liabilities)2017-12-31$4,676,653
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$3,781,902
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$4,550,054
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$3,623,235
Interest on participant loans2017-12-31$1,094
Value of interest in common/collective trusts at end of year2017-12-31$115,977
Value of interest in common/collective trusts at beginning of year2017-12-31$135,411
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$491,535
Net investment gain or loss from common/collective trusts2017-12-31$3,621
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$777,234
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PERKINS & CO
Accountancy firm EIN2017-12-31930928924
2016 : COMPOUND PHOTONICS US CORP. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets from this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,292,632
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$364,264
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$360,673
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,044,071
Value of total assets at end of year2016-12-31$3,781,902
Value of total assets at beginning of year2016-12-31$2,853,534
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$3,591
Total interest from all sources2016-12-31$1,335
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$108,402
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$108,402
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$286,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$925,721
Participant contributions at end of year2016-12-31$23,256
Participant contributions at beginning of year2016-12-31$22,133
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$118,350
Administrative expenses (other) incurred2016-12-31$3,591
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$928,368
Value of net assets at end of year (total assets less liabilities)2016-12-31$3,781,902
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,853,534
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$3,623,235
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$2,750,342
Interest on participant loans2016-12-31$1,335
Value of interest in common/collective trusts at end of year2016-12-31$135,411
Value of interest in common/collective trusts at beginning of year2016-12-31$81,059
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$137,968
Net investment gain or loss from common/collective trusts2016-12-31$856
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$360,673
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PERKINS & COMPANY, P.C.
Accountancy firm EIN2016-12-31930928924
2015 : COMPOUND PHOTONICS US CORP. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$934,303
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$335,902
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$334,274
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$981,820
Value of total assets at end of year2015-12-31$2,853,534
Value of total assets at beginning of year2015-12-31$2,255,133
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,628
Total interest from all sources2015-12-31$200
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$49,566
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$49,566
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$225,514
If this is an individual account plan, was there a blackout period2015-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$826,757
Participant contributions at end of year2015-12-31$22,133
Participant contributions at beginning of year2015-12-31$785
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$154,665
Administrative expenses (other) incurred2015-12-31$575
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$598,401
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,853,534
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,255,133
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$2,750,342
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,756,459
Interest on participant loans2015-12-31$200
Income. Interest from loans (other than to participants)2015-12-31$0
Value of interest in common/collective trusts at end of year2015-12-31$81,059
Value of interest in common/collective trusts at beginning of year2015-12-31$497,889
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-106,798
Net investment gain or loss from common/collective trusts2015-12-31$9,515
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$398
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$334,274
Contract administrator fees2015-12-31$1,053
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PERKINS & COMPANY, P.C.
Accountancy firm EIN2015-12-31930928924
2014 : COMPOUND PHOTONICS US CORP. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total transfer of assets from this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$794,849
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$175,129
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$174,416
Expenses. Certain deemed distributions of participant loans2014-12-31$38
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$677,815
Value of total assets at end of year2014-12-31$2,255,133
Value of total assets at beginning of year2014-12-31$1,635,413
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$675
Total interest from all sources2014-12-31$72
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$130,435
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$130,435
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$164,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$590,403
Participant contributions at end of year2014-12-31$785
Participant contributions at beginning of year2014-12-31$108
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$87,412
Administrative expenses (other) incurred2014-12-31$675
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$619,720
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,255,133
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,635,413
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,756,459
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,282,364
Interest on participant loans2014-12-31$72
Value of interest in common/collective trusts at end of year2014-12-31$497,889
Value of interest in common/collective trusts at beginning of year2014-12-31$352,941
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-38,823
Net investment gain or loss from common/collective trusts2014-12-31$25,350
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$174,416
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PERKINS & COMPANY, P.C.
Accountancy firm EIN2014-12-31930928924
2009 : COMPOUND PHOTONICS US CORP. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for COMPOUND PHOTONICS US CORP. 401(K) PLAN

2022: COMPOUND PHOTONICS US CORP. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingYes
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: COMPOUND PHOTONICS US CORP. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: COMPOUND PHOTONICS US CORP. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: COMPOUND PHOTONICS US CORP. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: COMPOUND PHOTONICS US CORP. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: COMPOUND PHOTONICS US CORP. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: COMPOUND PHOTONICS US CORP. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: COMPOUND PHOTONICS US CORP. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: COMPOUND PHOTONICS US CORP. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2009: COMPOUND PHOTONICS US CORP. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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