401k Plan data: VISUAL COMFORT CORPORATION SAFE HABOR 401K PLAN plan

VISUAL COMFORT CORPORATION SAFE HABOR 401K PLAN 401k Plan overview

Plan Name	VISUAL COMFORT CORPORATION SAFE HABOR 401K PLAN
Plan identification number	003

VISUAL COMFORT CORPORATION SAFE HABOR 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

VISUAL COMFORT CORPORATION OF AMERICA has sponsored the creation of one or more 401k plans.

Company Name: VISUAL COMFORT CORPORATION OF AMERICA

Employer identification number (EIN): 760040335

NAIC Classification: 423600

Form 5500 Filing Information

Submission information for form 5500 for 401k plan VISUAL COMFORT CORPORATION SAFE HABOR 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2015-01-01 ABBY SUBLET
003 2014-01-01 RUTH STEVELMAN
003 2013-01-01 RUTH STEVELMAN
003 2012-01-01 JAMES PERKINS
003 2011-01-01 JAMES PERKINS
003 2010-01-01 ANDY SINGER VISUAL COMFORT CORPORATION OF AMERI 2011-09-02
003 2009-01-01 ANDREW SINGER

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
003	2015-01-01	ABBY SUBLET
003	2014-01-01	RUTH STEVELMAN
003	2013-01-01	RUTH STEVELMAN
003	2012-01-01	JAMES PERKINS
003	2011-01-01	JAMES PERKINS
003	2010-01-01	ANDY SINGER	VISUAL COMFORT CORPORATION OF AMERI	2011-09-02
003	2009-01-01	ANDREW SINGER

Plan Statistics for VISUAL COMFORT CORPORATION SAFE HABOR 401K PLAN

401k plan membership statisitcs for VISUAL COMFORT CORPORATION SAFE HABOR 401K PLAN

Measure Date Value
2015: VISUAL COMFORT CORPORATION SAFE HABOR 401K PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 183
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 171
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 14
Total of all active and inactive participants 2015-01-01 185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 185
Number of participants with account balances 2015-01-01 111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 3
2014: VISUAL COMFORT CORPORATION SAFE HABOR 401K PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 142
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 131
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 52
Total of all active and inactive participants 2014-01-01 183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 183
Number of participants with account balances 2014-01-01 129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 10
2013: VISUAL COMFORT CORPORATION SAFE HABOR 401K PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 145
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 118
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 24
Total of all active and inactive participants 2013-01-01 142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 142
Number of participants with account balances 2013-01-01 110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 6
2012: VISUAL COMFORT CORPORATION SAFE HABOR 401K PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 71
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 78
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 24
Total of all active and inactive participants 2012-01-01 102
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 102
Number of participants with account balances 2012-01-01 104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 5
2011: VISUAL COMFORT CORPORATION SAFE HABOR 401K PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 59
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 51
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 20
Total of all active and inactive participants 2011-01-01 71
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 71
Number of participants with account balances 2011-01-01 71
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1
2010: VISUAL COMFORT CORPORATION SAFE HABOR 401K PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 61
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 42
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 17
Total of all active and inactive participants 2010-01-01 59
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 59
Number of participants with account balances 2010-01-01 59
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 1
2009: VISUAL COMFORT CORPORATION SAFE HABOR 401K PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 60
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 41
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 20
Total of all active and inactive participants 2009-01-01 61
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 61
Number of participants with account balances 2009-01-01 61
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 1

Measure	Date	Value
2015: VISUAL COMFORT CORPORATION SAFE HABOR 401K PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	183
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	171
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	14
Total of all active and inactive participants	2015-01-01	185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	185
Number of participants with account balances	2015-01-01	111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	3
2014: VISUAL COMFORT CORPORATION SAFE HABOR 401K PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	142
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	131
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	52
Total of all active and inactive participants	2014-01-01	183
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	183
Number of participants with account balances	2014-01-01	129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	10
2013: VISUAL COMFORT CORPORATION SAFE HABOR 401K PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	145
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	118
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	24
Total of all active and inactive participants	2013-01-01	142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	142
Number of participants with account balances	2013-01-01	110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	6
2012: VISUAL COMFORT CORPORATION SAFE HABOR 401K PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	71
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	78
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	24
Total of all active and inactive participants	2012-01-01	102
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	102
Number of participants with account balances	2012-01-01	104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	5
2011: VISUAL COMFORT CORPORATION SAFE HABOR 401K PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	59
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	51
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	20
Total of all active and inactive participants	2011-01-01	71
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	71
Number of participants with account balances	2011-01-01	71
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1
2010: VISUAL COMFORT CORPORATION SAFE HABOR 401K PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	61
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	42
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	17
Total of all active and inactive participants	2010-01-01	59
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	59
Number of participants with account balances	2010-01-01	59
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	1
2009: VISUAL COMFORT CORPORATION SAFE HABOR 401K PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	60
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	41
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	20
Total of all active and inactive participants	2009-01-01	61
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	61
Number of participants with account balances	2009-01-01	61
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	1

Financial Data on VISUAL COMFORT CORPORATION SAFE HABOR 401K PLAN

Measure	Date	Value
2015 : VISUAL COMFORT CORPORATION SAFE HABOR 401K PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$647,955
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$370,576
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$368,626
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$596,434
Value of total assets at end of year	2015-12-31	$4,028,961
Value of total assets at beginning of year	2015-12-31	$3,751,582
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$1,950
Total interest from all sources	2015-12-31	$9,606
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$129,621
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$129,621
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$397,483
Participant contributions at end of year	2015-12-31	$159,201
Participant contributions at beginning of year	2015-12-31	$157,101
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$895,553
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$792,494
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$1,350
Other income not declared elsewhere	2015-12-31	$103,058
Administrative expenses (other) incurred	2015-12-31	$1,950
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$277,379
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$4,028,961
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$3,751,582
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$2,715,771
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$2,579,653
Interest on participant loans	2015-12-31	$7,303
Interest earned on other investments	2015-12-31	$2,303
Value of interest in common/collective trusts at end of year	2015-12-31	$258,436
Value of interest in common/collective trusts at beginning of year	2015-12-31	$222,334
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-190,764
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$197,601
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$368,626
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	ROBERTSON & ROBERTSON, P.L.L.C.
Accountancy firm EIN	2015-12-31	261631123
2014 : VISUAL COMFORT CORPORATION SAFE HABOR 401K PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$723,001
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$89,205
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$87,205
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$503,422
Value of total assets at end of year	2014-12-31	$3,751,582
Value of total assets at beginning of year	2014-12-31	$3,117,786
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$2,000
Total interest from all sources	2014-12-31	$9,117
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$154,083
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$154,083
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$328,403
Participant contributions at end of year	2014-12-31	$157,101
Participant contributions at beginning of year	2014-12-31	$150,030
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$792,494
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$728,178
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$9,080
Other income not declared elsewhere	2014-12-31	$64,316
Administrative expenses (other) incurred	2014-12-31	$2,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$633,796
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$3,751,582
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$3,117,786
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$2,579,653
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$2,053,574
Interest on participant loans	2014-12-31	$9,117
Value of interest in common/collective trusts at end of year	2014-12-31	$222,334
Value of interest in common/collective trusts at beginning of year	2014-12-31	$186,004
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-9,300
Net investment gain or loss from common/collective trusts	2014-12-31	$1,363
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$165,939
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$87,205
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	ROBERTSON & ROBERTSON, P.L.L.C
Accountancy firm EIN	2014-12-31	261631123
2013 : VISUAL COMFORT CORPORATION SAFE HABOR 401K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$997,375
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$238,109
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$236,284
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$436,870
Value of total assets at end of year	2013-12-31	$3,117,786
Value of total assets at beginning of year	2013-12-31	$2,358,520
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$1,825
Total interest from all sources	2013-12-31	$7,397
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$102,709
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$250,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$290,004
Participant contributions at end of year	2013-12-31	$150,030
Participant contributions at beginning of year	2013-12-31	$119,883
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$728,178
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$561,609
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$83
Other income not declared elsewhere	2013-12-31	$166,534
Administrative expenses (other) incurred	2013-12-31	$1,825
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$759,266
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$3,117,786
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$2,358,520
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$2,053,574
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$1,436,488
Interest on participant loans	2013-12-31	$7,397
Value of interest in common/collective trusts at end of year	2013-12-31	$186,004
Value of interest in common/collective trusts at beginning of year	2013-12-31	$240,540
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$385,261
Net investment gain or loss from common/collective trusts	2013-12-31	$1,313
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$146,783
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$236,284
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	ROBERTSON & ROBERTSON, P.L.L.C
Accountancy firm EIN	2013-12-31	061631123
2012 : VISUAL COMFORT CORPORATION SAFE HABOR 401K PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$658,683
Expenses. Total of all expenses incurred	2012-12-31	$44,025
Benefits paid (including direct rollovers)	2012-12-31	$42,600
Total plan assets at end of year	2012-12-31	$2,358,520
Total plan assets at beginning of year	2012-12-31	$1,743,862
Value of fidelity bond covering the plan	2012-12-31	$250,000
Total contributions received or receivable from participants	2012-12-31	$279,446
Contributions received from other sources (not participants or employers)	2012-12-31	$25,192
Other income received	2012-12-31	$231,410
Net income (gross income less expenses)	2012-12-31	$614,658
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$2,358,520
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,743,862
Assets. Value of participant loans	2012-12-31	$119,883
Total contributions received or receivable from employer(s)	2012-12-31	$122,635
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$1,425
2011 : VISUAL COMFORT CORPORATION SAFE HABOR 401K PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$288,702
Expenses. Total of all expenses incurred	2011-12-31	$32,463
Benefits paid (including direct rollovers)	2011-12-31	$31,138
Total plan assets at end of year	2011-12-31	$1,866,497
Total plan assets at beginning of year	2011-12-31	$1,610,258
Value of fidelity bond covering the plan	2011-12-31	$250,000
Total contributions received or receivable from participants	2011-12-31	$178,681
Expenses. Other expenses not covered elsewhere	2011-12-31	$1,325
Other income received	2011-12-31	$-12,614
Net income (gross income less expenses)	2011-12-31	$256,239
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,866,497
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,610,258
Assets. Value of participant loans	2011-12-31	$55,429
Total contributions received or receivable from employer(s)	2011-12-31	$122,635
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
2010 : VISUAL COMFORT CORPORATION SAFE HABOR 401K PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$406,345
Expenses. Total of all expenses incurred	2010-12-31	$69,216
Benefits paid (including direct rollovers)	2010-12-31	$68,116
Total plan assets at end of year	2010-12-31	$1,610,258
Total plan assets at beginning of year	2010-12-31	$1,273,129
Total contributions received or receivable from participants	2010-12-31	$159,040
Other income received	2010-12-31	$149,734
Net income (gross income less expenses)	2010-12-31	$337,129
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,610,258
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,273,129
Assets. Value of participant loans	2010-12-31	$57,906
Total contributions received or receivable from employer(s)	2010-12-31	$97,571
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$1,100
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : VISUAL COMFORT CORPORATION SAFE HABOR 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for VISUAL COMFORT CORPORATION SAFE HABOR 401K PLAN

2015: VISUAL COMFORT CORPORATION SAFE HABOR 401K PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: VISUAL COMFORT CORPORATION SAFE HABOR 401K PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: VISUAL COMFORT CORPORATION SAFE HABOR 401K PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: VISUAL COMFORT CORPORATION SAFE HABOR 401K PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: VISUAL COMFORT CORPORATION SAFE HABOR 401K PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: VISUAL COMFORT CORPORATION SAFE HABOR 401K PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: VISUAL COMFORT CORPORATION SAFE HABOR 401K PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

VISUAL COMFORT & CO. 401(K) PLAN [EIN = 208831825]

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Company Name:	VISUAL COMFORT CORPORATION OF AMERICA
Employer identification number (EIN):	760040335
NAIC Classification:	423600