401k Plan data: FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN plan

FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN 401k Plan overview

Plan Name	FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN
Plan identification number	001

FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

FIRSTCITY FINANCIAL CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: FIRSTCITY FINANCIAL CORPORATION

Employer identification number (EIN): 760243729

NAIC Classification: 551112
NAIC Description: Offices of Other Holding Companies

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-01-01 JAMES C. HOLMES
001 2015-01-01 JAMES C. HOLMES JAMES C. HOLMES 2016-06-21
001 2014-01-01 JAMES C. HOLMES JAMES C. HOLMES 2015-08-11
001 2013-01-01 JAMES C. HOLMES
001 2012-01-01 JAMES HOLMES
001 2011-01-01 JOE S GREAK JOE S GREAK 2012-07-31
001 2010-01-01 JOE S GREAK
001 2009-01-01 JOE S GREAK
001 2009-01-01 JOE S GREAK
001 2009-01-01 JOE S GREAK JOE S GREAK 2010-07-29
001 2009-01-01 JOE S GREAK

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2016-01-01	JAMES C. HOLMES
001	2015-01-01	JAMES C. HOLMES	JAMES C. HOLMES	2016-06-21
001	2014-01-01	JAMES C. HOLMES	JAMES C. HOLMES	2015-08-11
001	2013-01-01	JAMES C. HOLMES
001	2012-01-01	JAMES HOLMES
001	2011-01-01	JOE S GREAK	JOE S GREAK	2012-07-31
001	2010-01-01	JOE S GREAK
001	2009-01-01	JOE S GREAK
001	2009-01-01	JOE S GREAK
001	2009-01-01	JOE S GREAK	JOE S GREAK	2010-07-29
001	2009-01-01	JOE S GREAK

Plan Statistics for FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN

401k plan membership statisitcs for FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN

Measure Date Value
2016: FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 146
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 0
Number of participants with account balances 2016-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 167
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 105
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 41
Total of all active and inactive participants 2015-01-01 146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 146
Number of participants with account balances 2015-01-01 130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 7
2014: FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 155
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 108
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 38
Total of all active and inactive participants 2014-01-01 146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 146
Number of participants with account balances 2014-01-01 136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 2
2013: FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 171
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 113
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 34
Total of all active and inactive participants 2013-01-01 147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 147
Number of participants with account balances 2013-01-01 131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 2
2012: FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 159
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 119
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 35
Total of all active and inactive participants 2012-01-01 154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 154
Number of participants with account balances 2012-01-01 139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 3
2011: FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 148
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 113
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 38
Total of all active and inactive participants 2011-01-01 151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 151
Number of participants with account balances 2011-01-01 138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 4
2010: FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 161
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 100
Number of other retired or separated participants entitled to future benefits 2010-01-01 43
Total of all active and inactive participants 2010-01-01 143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 143
Number of participants with account balances 2010-01-01 135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 3
2009: FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 153
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 105
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 49
Total of all active and inactive participants 2009-01-01 154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 154
Number of participants with account balances 2009-01-01 139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 6

Measure	Date	Value
2016: FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	146
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	0
Number of participants with account balances	2016-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	167
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	105
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	41
Total of all active and inactive participants	2015-01-01	146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	146
Number of participants with account balances	2015-01-01	130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	7
2014: FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	155
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	108
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	38
Total of all active and inactive participants	2014-01-01	146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	146
Number of participants with account balances	2014-01-01	136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	2
2013: FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	171
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	113
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	34
Total of all active and inactive participants	2013-01-01	147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	147
Number of participants with account balances	2013-01-01	131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	2
2012: FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	159
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	119
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	35
Total of all active and inactive participants	2012-01-01	154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	154
Number of participants with account balances	2012-01-01	139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	3
2011: FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	148
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	113
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	38
Total of all active and inactive participants	2011-01-01	151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	151
Number of participants with account balances	2011-01-01	138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	4
2010: FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	161
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	100
Number of other retired or separated participants entitled to future benefits	2010-01-01	43
Total of all active and inactive participants	2010-01-01	143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	143
Number of participants with account balances	2010-01-01	135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	3
2009: FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	153
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	105
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	49
Total of all active and inactive participants	2009-01-01	154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	154
Number of participants with account balances	2009-01-01	139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	6

Financial Data on FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN

Measure	Date	Value
2016 : FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-04-30	$0
Total transfer of assets from this plan	2016-04-30	$8,977,515
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-04-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-04-30	$0
Total income from all sources (including contributions)	2016-04-30	$38,808
Total loss/gain on sale of assets	2016-04-30	$0
Total of all expenses incurred	2016-04-30	$2,255,949
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-04-30	$2,216,299
Value of total corrective distributions	2016-04-30	$22,125
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-04-30	$0
Value of total assets at end of year	2016-04-30	$0
Value of total assets at beginning of year	2016-04-30	$11,194,656
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-04-30	$17,525
Total interest from all sources	2016-04-30	$10
Total dividends received (eg from common stock, registered investment company shares)	2016-04-30	$6,613
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-04-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-04-30	$6,613
Was this plan covered by a fidelity bond	2016-04-30	Yes
Value of fidelity bond cover	2016-04-30	$500,000
If this is an individual account plan, was there a blackout period	2016-04-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-04-30	$0
Were there any nonexempt tranactions with any party-in-interest	2016-04-30	No
Contributions received from participants	2016-04-30	$0
Participant contributions at end of year	2016-04-30	$0
Participant contributions at beginning of year	2016-04-30	$246,382
Income. Received or receivable in cash from other sources (including rollovers)	2016-04-30	$0
Other income not declared elsewhere	2016-04-30	$1
Administrative expenses (other) incurred	2016-04-30	$17,525
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-04-30	No
Value of net income/loss	2016-04-30	$-2,217,141
Value of net assets at end of year (total assets less liabilities)	2016-04-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2016-04-30	$11,194,656
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-04-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-04-30	No
Were any leases to which the plan was party in default or uncollectible	2016-04-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-04-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-04-30	$7,836,236
Interest on participant loans	2016-04-30	$10
Value of interest in common/collective trusts at end of year	2016-04-30	$0
Value of interest in common/collective trusts at beginning of year	2016-04-30	$3,112,038
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-04-30	$17,570
Net investment gain or loss from common/collective trusts	2016-04-30	$14,614
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-04-30	No
Was there a failure to transmit to the plan any participant contributions	2016-04-30	No
Has the plan failed to provide any benefit when due under the plan	2016-04-30	No
Contributions received in cash from employer	2016-04-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-04-30	$2,216,299
Did the plan have assets held for investment	2016-04-30	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-04-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-04-30	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-04-30	Yes
Opinion of an independent qualified public accountant for this plan	2016-04-30	Disclaimer
Accountancy firm name	2016-04-30	PATILLO, BROWN AND HILL, LLP
Accountancy firm EIN	2016-04-30	741130599
2015 : FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$1,221,429
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$2,714,963
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$2,625,846
Value of total corrective distributions	2015-12-31	$39,191
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,075,926
Value of total assets at end of year	2015-12-31	$11,194,656
Value of total assets at beginning of year	2015-12-31	$12,688,190
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$49,926
Total interest from all sources	2015-12-31	$11,225
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$75,711
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$75,711
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$837,642
Participant contributions at end of year	2015-12-31	$246,382
Participant contributions at beginning of year	2015-12-31	$278,919
Administrative expenses (other) incurred	2015-12-31	$49,926
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-1,493,534
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$11,194,656
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$12,688,190
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$7,836,236
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$9,111,710
Interest on participant loans	2015-12-31	$11,225
Value of interest in common/collective trusts at end of year	2015-12-31	$3,112,038
Value of interest in common/collective trusts at beginning of year	2015-12-31	$3,297,561
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$11,910
Net investment gain or loss from common/collective trusts	2015-12-31	$46,657
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$238,284
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$2,625,846
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	PATILLO, BROWN AND HILL, LLP
Accountancy firm EIN	2015-12-31	741130599
2014 : FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,715,003
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,099,119
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,066,701
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,101,758
Value of total assets at end of year	2014-12-31	$12,688,190
Value of total assets at beginning of year	2014-12-31	$12,072,306
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$32,418
Total interest from all sources	2014-12-31	$10,720
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$643,839
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$643,839
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$781,571
Participant contributions at end of year	2014-12-31	$278,919
Participant contributions at beginning of year	2014-12-31	$213,794
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$90,797
Other income not declared elsewhere	2014-12-31	$2
Administrative expenses (other) incurred	2014-12-31	$32,418
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$615,884
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$12,688,190
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$12,072,306
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$9,111,710
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$8,835,769
Interest on participant loans	2014-12-31	$10,720
Value of interest in common/collective trusts at end of year	2014-12-31	$3,297,561
Value of interest in common/collective trusts at beginning of year	2014-12-31	$3,022,743
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-66,925
Net investment gain or loss from common/collective trusts	2014-12-31	$25,609
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$229,390
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,066,701
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	PATILLO, BROWN AND HILL LLP
Accountancy firm EIN	2014-12-31	741130599
2013 : FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$3,256,072
Total loss/gain on sale of assets	2013-12-31	$2,759
Total of all expenses incurred	2013-12-31	$2,136,288
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,106,271
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,161,414
Value of total assets at end of year	2013-12-31	$12,072,306
Value of total assets at beginning of year	2013-12-31	$10,952,522
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$30,017
Total interest from all sources	2013-12-31	$11,186
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$391,153
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$391,153
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$885,248
Participant contributions at end of year	2013-12-31	$213,794
Participant contributions at beginning of year	2013-12-31	$285,583
Other income not declared elsewhere	2013-12-31	$19
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,119,784
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$12,072,306
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$10,952,522
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$8,835,769
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$6,940,282
Interest on participant loans	2013-12-31	$11,186
Value of interest in common/collective trusts at end of year	2013-12-31	$3,022,743
Value of interest in common/collective trusts at beginning of year	2013-12-31	$3,227,177
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,655,135
Net investment gain or loss from common/collective trusts	2013-12-31	$34,406
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$276,166
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,106,271
Contract administrator fees	2013-12-31	$30,017
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$499,480
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$501,375
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$498,616
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	PATTILLO, BROWN, AND HILL, LLP
Accountancy firm EIN	2013-12-31	741130599
2012 : FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$84,524
Total unrealized appreciation/depreciation of assets	2012-12-31	$84,524
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$2,127,869
Total loss/gain on sale of assets	2012-12-31	$35
Total of all expenses incurred	2012-12-31	$177,507
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$154,589
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,060,066
Value of total assets at end of year	2012-12-31	$10,952,522
Value of total assets at beginning of year	2012-12-31	$9,002,160
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$22,918
Total interest from all sources	2012-12-31	$11,770
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$234,620
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$234,620
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$812,534
Participant contributions at end of year	2012-12-31	$285,583
Participant contributions at beginning of year	2012-12-31	$225,110
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$3,971
Other income not declared elsewhere	2012-12-31	$980
Administrative expenses (other) incurred	2012-12-31	$22,918
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,950,362
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$10,952,522
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$9,002,160
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$6,940,282
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$5,532,843
Interest on participant loans	2012-12-31	$11,770
Value of interest in common/collective trusts at end of year	2012-12-31	$3,227,177
Value of interest in common/collective trusts at beginning of year	2012-12-31	$2,828,720
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$693,213
Net investment gain or loss from common/collective trusts	2012-12-31	$42,661
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$243,561
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$154,589
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$499,480
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$415,487
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$566
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$531
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	PATTILLO, BROWN, AND HILL, LLP
Accountancy firm EIN	2012-12-31	741130599
2011 : FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$968,985
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$1,095,912
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,078,996
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,009,264
Value of total assets at end of year	2011-12-31	$9,002,160
Value of total assets at beginning of year	2011-12-31	$9,129,087
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$16,916
Total interest from all sources	2011-12-31	$8,541
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$55,187
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$55,187
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$756,958
Participant contributions at end of year	2011-12-31	$225,110
Participant contributions at beginning of year	2011-12-31	$190,322
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$22,206
Other income not declared elsewhere	2011-12-31	$15,811
Administrative expenses (other) incurred	2011-12-31	$16,916
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$-126,927
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$9,002,160
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$9,129,087
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$5,532,843
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$5,722,863
Interest on participant loans	2011-12-31	$8,541
Value of interest in common/collective trusts at end of year	2011-12-31	$2,828,720
Value of interest in common/collective trusts at beginning of year	2011-12-31	$2,799,076
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$13,900
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$13,900
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-169,619
Net investment gain or loss from common/collective trusts	2011-12-31	$49,801
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$230,100
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,078,996
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$415,487
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$402,926
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	PATTILLO, BROWN, AND HILL, LLP
Accountancy firm EIN	2011-12-31	741130599
2010 : FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets	2010-12-31	$32,668
Total unrealized appreciation/depreciation of assets	2010-12-31	$32,668
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,803,375
Total loss/gain on sale of assets	2010-12-31	$47
Total of all expenses incurred	2010-12-31	$533,189
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$532,314
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$972,390
Value of total assets at end of year	2010-12-31	$9,129,087
Value of total assets at beginning of year	2010-12-31	$7,858,901
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$875
Total interest from all sources	2010-12-31	$11,355
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$68,346
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$68,346
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$727,998
Participant contributions at end of year	2010-12-31	$190,322
Participant contributions at beginning of year	2010-12-31	$234,206
Participant contributions at beginning of year	2010-12-31	$35,543
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$31,321
Administrative expenses (other) incurred	2010-12-31	$875
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,270,186
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$9,129,087
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$7,858,901
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$5,722,863
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$4,523,913
Interest on participant loans	2010-12-31	$11,355
Value of interest in common/collective trusts at end of year	2010-12-31	$2,799,076
Value of interest in common/collective trusts at beginning of year	2010-12-31	$2,666,563
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$13,900
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$14,253
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$14,253
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$653,568
Net investment gain or loss from common/collective trusts	2010-12-31	$65,001
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$213,071
Employer contributions (assets) at beginning of year	2010-12-31	$12,054
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$532,314
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$402,926
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$372,369
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$15,150
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$15,103
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	PATTILLO, BROWN & HILL, LLP
Accountancy firm EIN	2010-12-31	741130599
2009 : FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN

2016: FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	Yes
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: FIRSTCITY FINANCIAL CORPORATION 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	FIRSTCITY FINANCIAL CORPORATION
Employer identification number (EIN):	760243729
NAIC Classification:	551112
NAIC Description:	Offices of Other Holding Companies