401k Plan data: CARRIAGE SERVICES, INC. 401(K) PLAN plan

CARRIAGE SERVICES, INC. 401(K) PLAN 401k Plan overview

Plan Name	CARRIAGE SERVICES, INC. 401(K) PLAN
Plan identification number	001

CARRIAGE SERVICES, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CARRIAGE FUNERAL HOLDINGS, INC. has sponsored the creation of one or more 401k plans.

Company Name: CARRIAGE FUNERAL HOLDINGS, INC.

Employer identification number (EIN): 760423828

NAIC Classification: 812210
NAIC Description: Funeral Homes and Funeral Services

Additional information about CARRIAGE FUNERAL HOLDINGS, INC.

Jurisdiction of Incorporation: Florida Department of State Division of Corporations

Incorporation Date: 1971-03-23

Company Identification Number: 379238

Legal Registered Office Address: 10721 SW 102 AVENUE

MIAMI

33176

More information about CARRIAGE FUNERAL HOLDINGS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CARRIAGE SERVICES, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-01-01 CYNTHIA D. SNOW CYNTHIA D. SNOW 2014-10-15
001 2012-01-01 CYNTHIA D. SNOW CYNTHIA D. SNOW 2013-10-15
001 2011-01-01 CYNTHIA D. SNOW CYNTHIA D. SNOW 2012-10-15
001 2010-01-01 TERRY SANFORD TERRY SANFORD 2011-10-12
001 2009-01-01 TERRY SANFORD TERRY SANFORD 2010-10-08

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2013-01-01	CYNTHIA D. SNOW	CYNTHIA D. SNOW	2014-10-15
001	2012-01-01	CYNTHIA D. SNOW	CYNTHIA D. SNOW	2013-10-15
001	2011-01-01	CYNTHIA D. SNOW	CYNTHIA D. SNOW	2012-10-15
001	2010-01-01	TERRY SANFORD	TERRY SANFORD	2011-10-12
001	2009-01-01	TERRY SANFORD	TERRY SANFORD	2010-10-08

Plan Statistics for CARRIAGE SERVICES, INC. 401(K) PLAN

401k plan membership statisitcs for CARRIAGE SERVICES, INC. 401(K) PLAN

Measure Date Value
2013: CARRIAGE SERVICES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,992
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1,859
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 195
Total of all active and inactive participants 2013-01-01 2,054
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 2,054
Number of participants with account balances 2013-01-01 1,497
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 117
2012: CARRIAGE SERVICES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,921
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,822
Number of retired or separated participants receiving benefits 2012-01-01 4
Number of other retired or separated participants entitled to future benefits 2012-01-01 165
Total of all active and inactive participants 2012-01-01 1,991
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 1,992
Number of participants with account balances 2012-01-01 1,478
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 89
2011: CARRIAGE SERVICES, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 2,152
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1,732
Number of other retired or separated participants entitled to future benefits 2011-01-01 186
Total of all active and inactive participants 2011-01-01 1,918
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 3
Total participants 2011-01-01 1,921
Number of participants with account balances 2011-01-01 1,443
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 100
2010: CARRIAGE SERVICES, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 2,119
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 1,709
Number of other retired or separated participants entitled to future benefits 2010-01-01 442
Total of all active and inactive participants 2010-01-01 2,151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 1
Total participants 2010-01-01 2,152
Number of participants with account balances 2010-01-01 1,649
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 107
2009: CARRIAGE SERVICES, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,573
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 1,670
Number of other retired or separated participants entitled to future benefits 2009-01-01 446
Total of all active and inactive participants 2009-01-01 2,116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 3
Total participants 2009-01-01 2,119
Number of participants with account balances 2009-01-01 1,649
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 109

Measure	Date	Value
2013: CARRIAGE SERVICES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,992
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1,859
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	195
Total of all active and inactive participants	2013-01-01	2,054
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	2,054
Number of participants with account balances	2013-01-01	1,497
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	117
2012: CARRIAGE SERVICES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,921
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,822
Number of retired or separated participants receiving benefits	2012-01-01	4
Number of other retired or separated participants entitled to future benefits	2012-01-01	165
Total of all active and inactive participants	2012-01-01	1,991
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	1,992
Number of participants with account balances	2012-01-01	1,478
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	89
2011: CARRIAGE SERVICES, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	2,152
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1,732
Number of other retired or separated participants entitled to future benefits	2011-01-01	186
Total of all active and inactive participants	2011-01-01	1,918
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	3
Total participants	2011-01-01	1,921
Number of participants with account balances	2011-01-01	1,443
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	100
2010: CARRIAGE SERVICES, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	2,119
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	1,709
Number of other retired or separated participants entitled to future benefits	2010-01-01	442
Total of all active and inactive participants	2010-01-01	2,151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	1
Total participants	2010-01-01	2,152
Number of participants with account balances	2010-01-01	1,649
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	107
2009: CARRIAGE SERVICES, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,573
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1,670
Number of other retired or separated participants entitled to future benefits	2009-01-01	446
Total of all active and inactive participants	2009-01-01	2,116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	3
Total participants	2009-01-01	2,119
Number of participants with account balances	2009-01-01	1,649
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	109

Financial Data on CARRIAGE SERVICES, INC. 401(K) PLAN

Measure	Date	Value
2013 : CARRIAGE SERVICES, INC. 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$10,032,367
Total of all expenses incurred	2013-12-31	$4,529,656
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$4,493,918
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$5,777,407
Value of total assets at end of year	2013-12-31	$32,244,916
Value of total assets at beginning of year	2013-12-31	$26,742,205
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$35,738
Total interest from all sources	2013-12-31	$21,831
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$329,107
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$326,288
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$2,908,536
Participant contributions at end of year	2013-12-31	$717,049
Participant contributions at beginning of year	2013-12-31	$615,880
Participant contributions at end of year	2013-12-31	$82,213
Participant contributions at beginning of year	2013-12-31	$57,561
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$1,500,326
Other income not declared elsewhere	2013-12-31	$210,737
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$5,502,711
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$32,244,916
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$26,742,205
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$35,738
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$13,328,235
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$10,828,955
Interest on participant loans	2013-12-31	$20,972
Value of interest in common/collective trusts at end of year	2013-12-31	$17,584,238
Value of interest in common/collective trusts at beginning of year	2013-12-31	$14,876,405
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$859
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$2,314,995
Net investment gain or loss from common/collective trusts	2013-12-31	$1,378,290
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Assets. Invements in employer securities at end of year	2013-12-31	$491,545
Assets. Invements in employer securities at beginning of year	2013-12-31	$336,095
Contributions received in cash from employer	2013-12-31	$1,368,545
Employer contributions (assets) at end of year	2013-12-31	$41,636
Employer contributions (assets) at beginning of year	2013-12-31	$27,309
Income. Dividends from common stock	2013-12-31	$2,819
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$4,493,918
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	HAM, LANGSTON & BREZINA LLP
Accountancy firm EIN	2013-12-31	760498495
2012 : CARRIAGE SERVICES, INC. 401(K) PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$60,641
Total unrealized appreciation/depreciation of assets	2012-12-31	$60,641
Total income from all sources (including contributions)	2012-12-31	$6,791,847
Total of all expenses incurred	2012-12-31	$3,745,337
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$3,704,766
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$4,237,007
Value of total assets at end of year	2012-12-31	$26,742,205
Value of total assets at beginning of year	2012-12-31	$23,695,695
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$40,571
Total interest from all sources	2012-12-31	$17,390
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$374,263
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$371,367
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$2,685,403
Participant contributions at end of year	2012-12-31	$615,880
Participant contributions at beginning of year	2012-12-31	$509,926
Participant contributions at end of year	2012-12-31	$57,561
Participant contributions at beginning of year	2012-12-31	$118,463
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$285,228
Other income not declared elsewhere	2012-12-31	$181,514
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$3,046,510
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$26,742,205
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$23,695,695
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$40,571
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$10,828,955
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$9,704,920
Interest on participant loans	2012-12-31	$17,390
Value of interest in common/collective trusts at end of year	2012-12-31	$14,876,405
Value of interest in common/collective trusts at beginning of year	2012-12-31	$13,139,118
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,134,692
Net investment gain or loss from common/collective trusts	2012-12-31	$786,340
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Assets. Invements in employer securities at end of year	2012-12-31	$336,095
Assets. Invements in employer securities at beginning of year	2012-12-31	$167,446
Contributions received in cash from employer	2012-12-31	$1,266,376
Employer contributions (assets) at end of year	2012-12-31	$27,309
Employer contributions (assets) at beginning of year	2012-12-31	$55,822
Income. Dividends from common stock	2012-12-31	$2,896
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$3,704,766
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	HAM, LANGSTON & BREZINA LLP
Accountancy firm EIN	2012-12-31	760448495
2011 : CARRIAGE SERVICES, INC. 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-1,038,491
Total unrealized appreciation/depreciation of assets	2011-12-31	$-1,038,491
Total income from all sources (including contributions)	2011-12-31	$3,828,275
Total of all expenses incurred	2011-12-31	$3,464,356
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$3,428,827
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$3,936,109
Value of total assets at end of year	2011-12-31	$23,695,695
Value of total assets at beginning of year	2011-12-31	$23,257,482
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$35,529
Total interest from all sources	2011-12-31	$24,628
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$205,480
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$203,189
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$2,649,939
Participant contributions at end of year	2011-12-31	$509,926
Participant contributions at beginning of year	2011-12-31	$560,222
Participant contributions at end of year	2011-12-31	$118,463
Participant contributions at beginning of year	2011-12-31	$121,541
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$118,060
Other income not declared elsewhere	2011-12-31	$17,502
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$363,919
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$23,695,695
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$23,257,482
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$35,529
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$9,704,920
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$10,486,169
Interest on participant loans	2011-12-31	$24,628
Value of interest in common/collective trusts at end of year	2011-12-31	$13,139,118
Value of interest in common/collective trusts at beginning of year	2011-12-31	$11,825,013
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$459,436
Net investment gain or loss from common/collective trusts	2011-12-31	$223,611
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$167,446
Assets. Invements in employer securities at beginning of year	2011-12-31	$207,378
Contributions received in cash from employer	2011-12-31	$1,168,110
Employer contributions (assets) at end of year	2011-12-31	$55,822
Employer contributions (assets) at beginning of year	2011-12-31	$57,159
Income. Dividends from common stock	2011-12-31	$2,291
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$3,428,827
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	HAM, LANGSTON & BREZINA, LLP
Accountancy firm EIN	2011-12-31	760448495
2010 : CARRIAGE SERVICES, INC. 401(K) PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$5,940,026
Total of all expenses incurred	2010-12-31	$1,940,946
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,930,291
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$3,651,516
Value of total assets at end of year	2010-12-31	$23,257,482
Value of total assets at beginning of year	2010-12-31	$19,258,402
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$10,655
Total interest from all sources	2010-12-31	$23,367
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$287,707
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$996,938
Participant contributions at end of year	2010-12-31	$560,222
Participant contributions at beginning of year	2010-12-31	$427,923
Participant contributions at end of year	2010-12-31	$121,541
Participant contributions at beginning of year	2010-12-31	$106,371
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$140,754
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$3,999,080
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$23,257,482
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$19,258,402
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$10,655
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$10,486,169
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$8,813,815
Interest on participant loans	2010-12-31	$23,367
Value of interest in common/collective trusts at end of year	2010-12-31	$11,825,013
Value of interest in common/collective trusts at beginning of year	2010-12-31	$9,620,518
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,977,436
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Assets. Invements in employer securities at end of year	2010-12-31	$207,378
Assets. Invements in employer securities at beginning of year	2010-12-31	$239,038
Contributions received in cash from employer	2010-12-31	$2,513,824
Employer contributions (assets) at end of year	2010-12-31	$57,159
Employer contributions (assets) at beginning of year	2010-12-31	$50,737
Income. Dividends from common stock	2010-12-31	$287,707
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,930,291
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	HAM, LANGSTON & BREZINA, LLP
Accountancy firm EIN	2010-12-31	760448495

Form 5500 Responses for CARRIAGE SERVICES, INC. 401(K) PLAN

2013: CARRIAGE SERVICES, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: CARRIAGE SERVICES, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: CARRIAGE SERVICES, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: CARRIAGE SERVICES, INC. 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: CARRIAGE SERVICES, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	This submission is the final filing	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	CARRIAGE FUNERAL HOLDINGS, INC.
Employer identification number (EIN):	760423828
NAIC Classification:	812210
NAIC Description:	Funeral Homes and Funeral Services

Jurisdiction of Incorporation:	Florida Department of State Division of Corporations
Incorporation Date:	1971-03-23
Company Identification Number:	379238
Legal Registered Office Address:	10721 SW 102 AVENUE MIAMI 33176