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TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameTEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN
Plan identification number 001

TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

TEXAS EAR, NOSE AND THROAT SPECIALISTS, P.A. has sponsored the creation of one or more 401k plans.

Company Name:TEXAS EAR, NOSE AND THROAT SPECIALISTS, P.A.
Employer identification number (EIN):760522391
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Additional information about TEXAS EAR, NOSE AND THROAT SPECIALISTS, P.A.

Jurisdiction of Incorporation: Texas Secretary of State
Incorporation Date: 1996-12-17
Company Identification Number: 0081756503
Legal Registered Office Address: 10740 N GESSNER RD STE 310

HOUSTON
United States of America (USA)
77064

More information about TEXAS EAR, NOSE AND THROAT SPECIALISTS, P.A.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01ELLEN CHARLETON2023-01-26 JAMES POLFREMAN2023-01-26
0012021-01-01ELLEN CHARLETON2023-01-19 JAMES POLFREMAN2023-01-19
0012020-01-01JAMES POLFREMAN2021-10-06 JAMES POLFREMAN2021-10-06
0012020-01-01ELLEN CHARLETON2022-02-10 ELLEN CHARLETON2022-02-10
0012019-01-01J. CARY MOORHEAD, M.D.2020-10-09 J. CARY MOORHEAD, M.D.2020-10-09
0012018-01-01J. CARY MOORHEAD, M.D.2019-10-15 J. CARY MOORHEAD, M.D.2019-10-15
0012017-01-01
0012016-01-01KEVIN J. DONOVAN KEVIN J. DONOVAN2017-11-27
0012015-01-01KEVIN J. DONOVAN KEVIN J. DONOVAN2016-10-13
0012014-01-01KEVIN J. DONOVAN KEVIN J. DONOVAN2015-10-15
0012013-01-01KEVIN J. DONOVAN KEVIN J. DONOVAN2014-10-08
0012012-01-01KEVIN J. DONOVAN KEVIN J. DONOVAN2013-10-14
0012011-01-01KENNETH POWELL
0012009-01-01JIMMY W.C. LEE

Plan Statistics for TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01282
Total number of active participants reported on line 7a of the Form 55002022-01-010
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-010
Total of all active and inactive participants2022-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-010
Number of participants with account balances2022-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01284
Total number of active participants reported on line 7a of the Form 55002021-01-01164
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01102
Total of all active and inactive participants2021-01-01266
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01267
Number of participants with account balances2021-01-01267
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0142
2020: TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01273
Total number of active participants reported on line 7a of the Form 55002020-01-01187
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0179
Total of all active and inactive participants2020-01-01266
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01266
Number of participants with account balances2020-01-01266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0120
2019: TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01269
Total number of active participants reported on line 7a of the Form 55002019-01-01181
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0168
Total of all active and inactive participants2019-01-01249
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01249
Number of participants with account balances2019-01-01249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0128
2018: TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01239
Total number of active participants reported on line 7a of the Form 55002018-01-01179
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0171
Total of all active and inactive participants2018-01-01250
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01250
Number of participants with account balances2018-01-01250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0133
2017: TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01223
Total number of active participants reported on line 7a of the Form 55002017-01-01172
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0139
Total of all active and inactive participants2017-01-01211
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01211
Number of participants with account balances2017-01-01211
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0117
2016: TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01218
Total number of active participants reported on line 7a of the Form 55002016-01-01130
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0136
Total of all active and inactive participants2016-01-01166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01166
Number of participants with account balances2016-01-01166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0120
2015: TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01210
Total number of active participants reported on line 7a of the Form 55002015-01-01128
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0175
Total of all active and inactive participants2015-01-01203
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01203
Number of participants with account balances2015-01-01203
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0117
2014: TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01189
Total number of active participants reported on line 7a of the Form 55002014-01-01115
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0169
Total of all active and inactive participants2014-01-01184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01184
Number of participants with account balances2014-01-01184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0125
2013: TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01182
Total number of active participants reported on line 7a of the Form 55002013-01-01131
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0150
Total of all active and inactive participants2013-01-01181
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01181
Number of participants with account balances2013-01-01181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0118
2012: TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01197
Total number of active participants reported on line 7a of the Form 55002012-01-01134
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0138
Total of all active and inactive participants2012-01-01172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01172
Number of participants with account balances2012-01-01172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0112
2011: TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01183
Total number of active participants reported on line 7a of the Form 55002011-01-01122
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0162
Total of all active and inactive participants2011-01-01184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01184
Number of participants with account balances2011-01-01165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0113
2009: TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01164
Total number of active participants reported on line 7a of the Form 55002009-01-01112
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0154
Total of all active and inactive participants2009-01-01166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01166
Number of participants with account balances2009-01-01158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0110

Financial Data on TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-01-03$0
Total transfer of assets from this plan2022-01-03$43,277,270
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-03$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-01-03$58,975
Total income from all sources (including contributions)2022-01-03$42,263
Total loss/gain on sale of assets2022-01-03$-27,516
Total of all expenses incurred2022-01-03$286
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-01-03$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-01-03$0
Value of total assets at end of year2022-01-03$0
Value of total assets at beginning of year2022-01-03$43,294,268
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-01-03$286
Total interest from all sources2022-01-03$0
Total dividends received (eg from common stock, registered investment company shares)2022-01-03$371
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-01-03No
Total dividends received from registered investment company shares (eg mutual funds)2022-01-03$371
Was this plan covered by a fidelity bond2022-01-03Yes
Value of fidelity bond cover2022-01-03$2,500,000
If this is an individual account plan, was there a blackout period2022-01-03No
Were there any nonexempt tranactions with any party-in-interest2022-01-03No
Participant contributions at end of year2022-01-03$0
Participant contributions at beginning of year2022-01-03$201,200
Participant contributions at end of year2022-01-03$0
Participant contributions at beginning of year2022-01-03$17,732
Assets. Other investments not covered elsewhere at end of year2022-01-03$0
Assets. Other investments not covered elsewhere at beginning of year2022-01-03$4,456,058
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-01-03$1,440
Liabilities. Value of operating payables at beginning of year2022-01-03$3,160
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-03No
Value of net income/loss2022-01-03$41,977
Value of net assets at end of year (total assets less liabilities)2022-01-03$0
Value of net assets at beginning of year (total assets less liabilities)2022-01-03$43,235,293
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-01-03No
Were any loans by the plan or fixed income obligations due to the plan in default2022-01-03No
Were any leases to which the plan was party in default or uncollectible2022-01-03No
Investment advisory and management fees2022-01-03$286
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-01-03$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-01-03$36,645,298
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-01-03$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-01-03$490,523
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-01-03$490,523
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-01-03$69,408
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-01-03No
Was there a failure to transmit to the plan any participant contributions2022-01-03No
Has the plan failed to provide any benefit when due under the plan2022-01-03No
Employer contributions (assets) at end of year2022-01-03$0
Employer contributions (assets) at beginning of year2022-01-03$1,483,457
Liabilities. Value of benefit claims payable at beginning of year2022-01-03$54,375
Did the plan have assets held for investment2022-01-03No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-03No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-01-03Yes
Aggregate proceeds on sale of assets2022-01-03$2,774,616
Aggregate carrying amount (costs) on sale of assets2022-01-03$2,802,132
Opinion of an independent qualified public accountant for this plan2022-01-03Unqualified
Accountancy firm name2022-01-03KPMG LLP
Accountancy firm EIN2022-01-03135565207
2021 : TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$-45
Total unrealized appreciation/depreciation of assets2021-12-31$-45
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$58,975
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$49,762
Total income from all sources (including contributions)2021-12-31$10,221,280
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,097,516
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,014,656
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$5,504,696
Value of total assets at end of year2021-12-31$43,294,205
Value of total assets at beginning of year2021-12-31$35,161,228
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$82,860
Total interest from all sources2021-12-31$5,628
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,707,415
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,707,415
Administrative expenses professional fees incurred2021-12-31$43,362
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$2,500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$869,722
Participant contributions at end of year2021-12-31$201,200
Participant contributions at beginning of year2021-12-31$141,848
Participant contributions at end of year2021-12-31$17,732
Participant contributions at beginning of year2021-12-31$0
Assets. Other investments not covered elsewhere at end of year2021-12-31$4,455,995
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$3,350,705
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$3,151,517
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$1,440
Other income not declared elsewhere2021-12-31$719,822
Administrative expenses (other) incurred2021-12-31$6,665
Liabilities. Value of operating payables at end of year2021-12-31$3,160
Liabilities. Value of operating payables at beginning of year2021-12-31$3,160
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$8,123,764
Value of net assets at end of year (total assets less liabilities)2021-12-31$43,235,230
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$35,111,466
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$32,833
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$36,645,298
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$29,651,008
Interest on participant loans2021-12-31$5,538
Income. Interest from corporate debt instruments2021-12-31$6,560
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$490,523
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$1,005,031
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$1,005,031
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$90
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,283,764
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,483,457
Employer contributions (assets) at end of year2021-12-31$1,483,457
Employer contributions (assets) at beginning of year2021-12-31$1,012,636
Income. Dividends from preferred stock2021-12-31$1,300
Income. Dividends from common stock2021-12-31$25,843
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,014,656
Liabilities. Value of benefit claims payable at end of year2021-12-31$54,375
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$46,602
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$1,277,169
Aggregate carrying amount (costs) on sale of assets2021-12-31$1,275,825
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31KPMG LLP
Accountancy firm EIN2021-12-31135565207
2020 : TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$-67
Total unrealized appreciation/depreciation of assets2020-12-31$-67
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$49,762
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$49,762
Total income from all sources (including contributions)2020-12-31$5,906,073
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,620,091
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,522,916
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,040,747
Value of total assets at end of year2020-12-31$35,161,228
Value of total assets at beginning of year2020-12-31$30,875,246
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$97,175
Total interest from all sources2020-12-31$11,649
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$861,153
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$861,153
Administrative expenses professional fees incurred2020-12-31$46,060
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$2,500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,022,964
Participant contributions at end of year2020-12-31$141,848
Participant contributions at beginning of year2020-12-31$123,741
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$53,645
Assets. Other investments not covered elsewhere at end of year2020-12-31$3,350,705
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$2,745,479
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$4,395
Other income not declared elsewhere2020-12-31$440,564
Liabilities. Value of operating payables at end of year2020-12-31$3,160
Liabilities. Value of operating payables at beginning of year2020-12-31$3,160
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$4,285,982
Value of net assets at end of year (total assets less liabilities)2020-12-31$35,111,466
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$30,825,484
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$51,115
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$29,651,008
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$24,802,028
Interest on participant loans2020-12-31$8,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$1,005,031
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$1,547,974
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$1,547,974
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$3,649
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,552,027
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,013,388
Employer contributions (assets) at end of year2020-12-31$1,012,636
Employer contributions (assets) at beginning of year2020-12-31$1,602,379
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,522,916
Liabilities. Value of benefit claims payable at end of year2020-12-31$46,602
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$46,602
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31KPMG LLP
Accountancy firm EIN2020-12-31135565207
2019 : TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$-80
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$-80
Total unrealized appreciation/depreciation of assets2019-12-31$-80
Total unrealized appreciation/depreciation of assets2019-12-31$-80
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$49,762
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$49,762
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$52,602
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$52,602
Total income from all sources (including contributions)2019-12-31$7,035,933
Total income from all sources (including contributions)2019-12-31$7,035,933
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$783,638
Total of all expenses incurred2019-12-31$783,638
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$711,084
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$711,084
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,611,516
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,611,516
Value of total assets at end of year2019-12-31$30,875,246
Value of total assets at end of year2019-12-31$30,875,246
Value of total assets at beginning of year2019-12-31$24,625,791
Value of total assets at beginning of year2019-12-31$24,625,791
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$72,554
Total interest from all sources2019-12-31$33,366
Total interest from all sources2019-12-31$33,366
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$882,427
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$882,427
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$882,427
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$882,427
Administrative expenses professional fees incurred2019-12-31$27,936
Administrative expenses professional fees incurred2019-12-31$27,936
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$2,500,000
Value of fidelity bond cover2019-12-31$2,500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,048,482
Contributions received from participants2019-12-31$1,048,482
Participant contributions at end of year2019-12-31$123,741
Participant contributions at end of year2019-12-31$123,741
Participant contributions at beginning of year2019-12-31$160,178
Participant contributions at beginning of year2019-12-31$160,178
Participant contributions at end of year2019-12-31$53,645
Participant contributions at end of year2019-12-31$53,645
Participant contributions at beginning of year2019-12-31$47,342
Participant contributions at beginning of year2019-12-31$47,342
Assets. Other investments not covered elsewhere at end of year2019-12-31$2,745,479
Assets. Other investments not covered elsewhere at end of year2019-12-31$2,745,479
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$2,030,039
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$2,030,039
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$0
Other income not declared elsewhere2019-12-31$335,024
Other income not declared elsewhere2019-12-31$335,024
Liabilities. Value of operating payables at end of year2019-12-31$3,160
Liabilities. Value of operating payables at end of year2019-12-31$3,160
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$6,252,295
Value of net income/loss2019-12-31$6,252,295
Value of net assets at end of year (total assets less liabilities)2019-12-31$30,825,484
Value of net assets at end of year (total assets less liabilities)2019-12-31$30,825,484
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$24,573,189
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$24,573,189
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$44,618
Investment advisory and management fees2019-12-31$44,618
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$24,802,028
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$24,802,028
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$19,405,080
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$19,405,080
Interest on participant loans2019-12-31$6,398
Interest on participant loans2019-12-31$6,398
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$1,547,974
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$1,547,974
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,410,221
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,410,221
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,410,221
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,410,221
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$26,968
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$26,968
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,173,680
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,173,680
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,563,034
Contributions received in cash from employer2019-12-31$1,563,034
Employer contributions (assets) at end of year2019-12-31$1,602,379
Employer contributions (assets) at end of year2019-12-31$1,602,379
Employer contributions (assets) at beginning of year2019-12-31$1,572,931
Employer contributions (assets) at beginning of year2019-12-31$1,572,931
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$711,084
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$711,084
Liabilities. Value of benefit claims payable at end of year2019-12-31$46,602
Liabilities. Value of benefit claims payable at end of year2019-12-31$46,602
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$52,602
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$52,602
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BENTLEY, BRATCHER & ASSOCIATES PC
Accountancy firm name2019-12-31BENTLEY, BRATCHER & ASSOCIATES PC
Accountancy firm EIN2019-12-31202733640
Accountancy firm EIN2019-12-31202733640
2018 : TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$3,136
Total unrealized appreciation/depreciation of assets2018-12-31$3,136
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$52,602
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$16,092
Total income from all sources (including contributions)2018-12-31$1,069,991
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,438,214
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,186,661
Expenses. Certain deemed distributions of participant loans2018-12-31$967
Value of total corrective distributions2018-12-31$162,871
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,459,302
Value of total assets at end of year2018-12-31$24,625,791
Value of total assets at beginning of year2018-12-31$24,957,504
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$87,715
Total interest from all sources2018-12-31$30,560
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$962,586
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$962,586
Administrative expenses professional fees incurred2018-12-31$35,066
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$2,500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$985,716
Participant contributions at end of year2018-12-31$160,178
Participant contributions at beginning of year2018-12-31$205,597
Participant contributions at end of year2018-12-31$47,342
Participant contributions at beginning of year2018-12-31$52,024
Assets. Other investments not covered elsewhere at end of year2018-12-31$2,030,039
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$2,893,238
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$0
Other income not declared elsewhere2018-12-31$-142,219
Administrative expenses (other) incurred2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-368,223
Value of net assets at end of year (total assets less liabilities)2018-12-31$24,573,189
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$24,941,412
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$52,649
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$19,405,080
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$18,940,657
Interest on participant loans2018-12-31$8,969
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$1,410,221
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$1,459,116
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$1,459,116
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$21,591
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,243,374
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,473,586
Employer contributions (assets) at end of year2018-12-31$1,572,931
Employer contributions (assets) at beginning of year2018-12-31$1,406,872
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,186,661
Liabilities. Value of benefit claims payable at end of year2018-12-31$52,602
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$16,092
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BENTLEY, BRATCHER & ASSOCIATES PC
Accountancy firm EIN2018-12-31202733640
2017 : TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$16,092
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$5,656,214
Total of all expenses incurred2017-12-31$945,600
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$735,709
Expenses. Certain deemed distributions of participant loans2017-12-31$2,170
Value of total corrective distributions2017-12-31$153,382
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,780,209
Value of total assets at end of year2017-12-31$24,957,504
Value of total assets at beginning of year2017-12-31$20,230,798
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$54,339
Total interest from all sources2017-12-31$17,023
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$662,260
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$662,260
Administrative expenses professional fees incurred2017-12-31$17,432
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$2,500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$827,139
Participant contributions at end of year2017-12-31$205,597
Participant contributions at beginning of year2017-12-31$235,911
Participant contributions at end of year2017-12-31$52,024
Participant contributions at beginning of year2017-12-31$44,527
Assets. Other investments not covered elsewhere at end of year2017-12-31$2,893,238
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$2,397,474
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$546,198
Other income not declared elsewhere2017-12-31$618,516
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,710,614
Value of net assets at end of year (total assets less liabilities)2017-12-31$24,941,412
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$20,230,798
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$36,907
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$18,940,657
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$15,195,966
Interest on participant loans2017-12-31$10,630
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$1,459,116
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$1,229,630
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$1,229,630
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$6,393
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,578,206
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,406,872
Employer contributions (assets) at end of year2017-12-31$1,406,872
Employer contributions (assets) at beginning of year2017-12-31$1,127,290
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$735,709
Liabilities. Value of benefit claims payable at end of year2017-12-31$16,092
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BENTLEY, BRATCHER & ASSOCIATES PC
Accountancy firm EIN2017-12-31202733640
2016 : TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$3,092,487
Total loss/gain on sale of assets2016-12-31$-12,003
Total of all expenses incurred2016-12-31$2,202,462
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,018,740
Expenses. Certain deemed distributions of participant loans2016-12-31$2,085
Value of total corrective distributions2016-12-31$106,520
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,818,134
Value of total assets at end of year2016-12-31$20,230,798
Value of total assets at beginning of year2016-12-31$19,340,773
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$75,117
Total interest from all sources2016-12-31$13,128
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$571,879
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$571,879
Administrative expenses professional fees incurred2016-12-31$32,914
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,500,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$690,744
Participant contributions at end of year2016-12-31$235,911
Participant contributions at beginning of year2016-12-31$230,021
Participant contributions at end of year2016-12-31$44,527
Participant contributions at beginning of year2016-12-31$58,107
Assets. Other investments not covered elsewhere at end of year2016-12-31$2,397,474
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$3,855,126
Other income not declared elsewhere2016-12-31$91,956
Administrative expenses (other) incurred2016-12-31$55
Total non interest bearing cash at beginning of year2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$890,025
Value of net assets at end of year (total assets less liabilities)2016-12-31$20,230,798
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$19,340,773
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$42,148
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$15,195,966
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$13,263,619
Interest on participant loans2016-12-31$10,445
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$1,229,630
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$891,208
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$891,208
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$2,683
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$609,393
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,127,390
Employer contributions (assets) at end of year2016-12-31$1,127,290
Employer contributions (assets) at beginning of year2016-12-31$1,042,692
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,018,740
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$9,997,111
Aggregate carrying amount (costs) on sale of assets2016-12-31$10,009,114
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BENTLEY, BRATCHER & ASSOCIATES P.C.
Accountancy firm EIN2016-12-31202733640
2015 : TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$14,265
Total income from all sources (including contributions)2015-12-31$1,447,257
Total loss/gain on sale of assets2015-12-31$220,340
Total of all expenses incurred2015-12-31$700,883
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$584,376
Value of total corrective distributions2015-12-31$24,186
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,708,350
Value of total assets at end of year2015-12-31$19,340,773
Value of total assets at beginning of year2015-12-31$18,608,664
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$92,321
Total interest from all sources2015-12-31$8,358
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$540,634
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$540,634
Administrative expenses professional fees incurred2015-12-31$49,108
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$649,063
Participant contributions at end of year2015-12-31$230,021
Participant contributions at beginning of year2015-12-31$215,492
Participant contributions at end of year2015-12-31$58,107
Participant contributions at beginning of year2015-12-31$37,840
Assets. Other investments not covered elsewhere at end of year2015-12-31$3,855,126
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$3,878,232
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$16,595
Other income not declared elsewhere2015-12-31$-56,034
Administrative expenses (other) incurred2015-12-31$202
Liabilities. Value of operating payables at beginning of year2015-12-31$9,168
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$22,377
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$746,374
Value of net assets at end of year (total assets less liabilities)2015-12-31$19,340,773
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$18,594,399
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$43,011
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$13,263,619
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$12,882,351
Interest on participant loans2015-12-31$8,358
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$891,208
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$557,341
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$557,341
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-974,391
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,042,692
Employer contributions (assets) at end of year2015-12-31$1,042,692
Employer contributions (assets) at beginning of year2015-12-31$1,015,031
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$584,376
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$5,097
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$8,229,948
Aggregate carrying amount (costs) on sale of assets2015-12-31$8,009,608
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BENTLEY, BRATCHER & ASSOCIATES P.C.
Accountancy firm EIN2015-12-31202733640
2014 : TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$14,265
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$18,502
Total income from all sources (including contributions)2014-12-31$2,396,017
Total loss/gain on sale of assets2014-12-31$169,203
Total of all expenses incurred2014-12-31$5,074,646
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$4,928,768
Value of total corrective distributions2014-12-31$39,712
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,651,426
Value of total assets at end of year2014-12-31$18,608,664
Value of total assets at beginning of year2014-12-31$21,291,530
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$106,166
Total interest from all sources2014-12-31$7,090
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$676,404
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$676,404
Administrative expenses professional fees incurred2014-12-31$36,404
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$629,408
Participant contributions at end of year2014-12-31$215,492
Participant contributions at beginning of year2014-12-31$198,839
Participant contributions at end of year2014-12-31$37,840
Participant contributions at beginning of year2014-12-31$32,800
Assets. Other investments not covered elsewhere at end of year2014-12-31$3,878,232
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$7,333,316
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$8,386
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$5,000
Other income not declared elsewhere2014-12-31$143,104
Administrative expenses (other) incurred2014-12-31$17
Liabilities. Value of operating payables at end of year2014-12-31$9,168
Liabilities. Value of operating payables at beginning of year2014-12-31$13,502
Total non interest bearing cash at end of year2014-12-31$22,377
Total non interest bearing cash at beginning of year2014-12-31$27,062
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-2,678,629
Value of net assets at end of year (total assets less liabilities)2014-12-31$18,594,399
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$21,273,028
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$69,745
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$12,882,351
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$11,773,336
Interest on participant loans2014-12-31$7,090
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$557,341
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$829,245
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$829,245
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-251,210
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,013,632
Employer contributions (assets) at end of year2014-12-31$1,015,031
Employer contributions (assets) at beginning of year2014-12-31$1,096,932
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$4,928,768
Liabilities. Value of benefit claims payable at end of year2014-12-31$5,097
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$2,238,087
Aggregate carrying amount (costs) on sale of assets2014-12-31$2,068,884
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BENTLEY, BRATCHER & ASSOCIATES P.C.
Accountancy firm EIN2014-12-31202733640
2013 : TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$18,502
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$26,454
Total income from all sources (including contributions)2013-12-31$3,299,192
Total loss/gain on sale of assets2013-12-31$388,140
Total of all expenses incurred2013-12-31$1,161,134
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,003,201
Expenses. Certain deemed distributions of participant loans2013-12-31$19,068
Value of total corrective distributions2013-12-31$51,189
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,730,645
Value of total assets at end of year2013-12-31$21,291,530
Value of total assets at beginning of year2013-12-31$19,161,424
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$87,676
Total interest from all sources2013-12-31$10,665
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$407,730
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$407,730
Administrative expenses professional fees incurred2013-12-31$30,811
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$2,500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$628,704
Participant contributions at end of year2013-12-31$198,839
Participant contributions at beginning of year2013-12-31$278,539
Participant contributions at end of year2013-12-31$32,800
Participant contributions at beginning of year2013-12-31$246
Assets. Other investments not covered elsewhere at end of year2013-12-31$7,333,316
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$7,151,583
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$5,009
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$5,000
Other income not declared elsewhere2013-12-31$135,724
Administrative expenses (other) incurred2013-12-31$28
Liabilities. Value of operating payables at end of year2013-12-31$13,502
Liabilities. Value of operating payables at beginning of year2013-12-31$26,454
Total non interest bearing cash at end of year2013-12-31$27,062
Total non interest bearing cash at beginning of year2013-12-31$26,454
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,138,058
Value of net assets at end of year (total assets less liabilities)2013-12-31$21,273,028
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$19,134,970
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$56,837
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$11,773,336
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$9,561,185
Interest on participant loans2013-12-31$10,665
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$829,245
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$1,086,319
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$1,086,319
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$626,288
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,096,932
Employer contributions (assets) at end of year2013-12-31$1,096,932
Employer contributions (assets) at beginning of year2013-12-31$1,057,098
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,003,201
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$4,870,662
Aggregate carrying amount (costs) on sale of assets2013-12-31$4,482,522
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BENTLEY, BRATCHER & ASSOCIATES P.C.
Accountancy firm EIN2013-12-31202733640
2012 : TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$0
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$26,454
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,070
Total income from all sources (including contributions)2012-12-31$4,006,260
Total loss/gain on sale of assets2012-12-31$201,715
Total of all expenses incurred2012-12-31$739,956
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$593,027
Value of total corrective distributions2012-12-31$18,058
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,816,632
Value of total assets at end of year2012-12-31$19,161,424
Value of total assets at beginning of year2012-12-31$15,869,736
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$128,871
Total interest from all sources2012-12-31$10,831
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$248,411
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$248,411
Administrative expenses professional fees incurred2012-12-31$100,076
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,500,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$605,284
Participant contributions at end of year2012-12-31$278,539
Participant contributions at beginning of year2012-12-31$284,588
Participant contributions at end of year2012-12-31$246
Participant contributions at beginning of year2012-12-31$32,062
Assets. Other investments not covered elsewhere at end of year2012-12-31$7,151,583
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$6,102,305
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$154,250
Other income not declared elsewhere2012-12-31$1,728,671
Administrative expenses (other) incurred2012-12-31$28
Liabilities. Value of operating payables at end of year2012-12-31$26,454
Liabilities. Value of operating payables at beginning of year2012-12-31$1,070
Total non interest bearing cash at end of year2012-12-31$26,454
Total non interest bearing cash at beginning of year2012-12-31$1,070
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,266,304
Value of net assets at end of year (total assets less liabilities)2012-12-31$19,134,970
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$15,868,666
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$28,767
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$9,561,185
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$7,356,504
Interest on participant loans2012-12-31$10,831
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$1,086,319
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$1,115,193
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$1,115,193
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,057,098
Employer contributions (assets) at end of year2012-12-31$1,057,098
Employer contributions (assets) at beginning of year2012-12-31$978,014
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$593,027
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$2,779,547
Aggregate carrying amount (costs) on sale of assets2012-12-31$2,577,832
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BENTLEY, BRATCHER & ASSOCIATES P.C.
Accountancy firm EIN2012-12-31202733640
2011 : TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$1,070
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$1,142
Total income from all sources (including contributions)2011-12-31$959,839
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$405,640
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$323,284
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,615,309
Value of total assets at end of year2011-12-31$15,869,736
Value of total assets at beginning of year2011-12-31$15,315,609
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$82,356
Total interest from all sources2011-12-31$10,477
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$582,266
Participant contributions at end of year2011-12-31$284,588
Participant contributions at beginning of year2011-12-31$267,084
Participant contributions at end of year2011-12-31$32,062
Participant contributions at beginning of year2011-12-31$26,666
Assets. Other investments not covered elsewhere at end of year2011-12-31$6,102,305
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$6,430,968
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$55,029
Administrative expenses (other) incurred2011-12-31$757
Liabilities. Value of operating payables at end of year2011-12-31$1,070
Liabilities. Value of operating payables at beginning of year2011-12-31$1,142
Total non interest bearing cash at end of year2011-12-31$1,070
Total non interest bearing cash at beginning of year2011-12-31$1,142
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$554,199
Value of net assets at end of year (total assets less liabilities)2011-12-31$15,868,666
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$15,314,467
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$63,709
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$7,356,504
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$6,674,669
Interest on participant loans2011-12-31$10,477
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$1,115,193
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$973,856
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$973,856
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-665,947
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$978,014
Employer contributions (assets) at end of year2011-12-31$978,014
Employer contributions (assets) at beginning of year2011-12-31$941,224
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$323,284
Contract administrator fees2011-12-31$17,890
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BENTLEY, BRATCHER & ASSOCIATES P.C
Accountancy firm EIN2011-12-31202733640
2010 : TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$1,142
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$1,670
Total income from all sources (including contributions)2010-12-31$2,480,828
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$616,229
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$567,744
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,532,102
Value of total assets at end of year2010-12-31$15,315,609
Value of total assets at beginning of year2010-12-31$13,451,538
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$48,485
Total interest from all sources2010-12-31$19,422
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$11,196
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$570,216
Participant contributions at end of year2010-12-31$267,084
Participant contributions at beginning of year2010-12-31$254,884
Participant contributions at end of year2010-12-31$26,666
Participant contributions at beginning of year2010-12-31$44,650
Assets. Other investments not covered elsewhere at end of year2010-12-31$6,430,968
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$6,404,400
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$19,619
Liabilities. Value of operating payables at end of year2010-12-31$1,142
Liabilities. Value of operating payables at beginning of year2010-12-31$1,670
Total non interest bearing cash at end of year2010-12-31$1,142
Total non interest bearing cash at beginning of year2010-12-31$1,670
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,864,599
Value of net assets at end of year (total assets less liabilities)2010-12-31$15,314,467
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$13,449,868
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$6,674,669
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$4,879,062
Interest on participant loans2010-12-31$19,309
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$973,856
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$989,357
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$989,357
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$113
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$929,304
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$942,267
Employer contributions (assets) at end of year2010-12-31$941,224
Employer contributions (assets) at beginning of year2010-12-31$877,515
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$567,744
Contract administrator fees2010-12-31$37,289
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BENTLEY, BRATHER & ASSOCIATES, P.C.
Accountancy firm EIN2010-12-31202733640

Form 5500 Responses for TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN

2022: TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingYes
2022-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: TEXAS E.N.T. SPECIALISTS, P.A. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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