401k Plan data: ASE U.S. INC. 401(K) RETIREMENT PLAN plan

ASE U.S. INC. 401(K) RETIREMENT PLAN 401k Plan overview

Plan Name	ASE U.S. INC. 401(K) RETIREMENT PLAN
Plan identification number	001

ASE U.S. INC. 401(K) RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ASE U.S. INC. has sponsored the creation of one or more 401k plans.

Company Name: ASE U.S. INC.

Employer identification number (EIN): 770018244

NAIC Classification: 425120
NAIC Description: Wholesale Trade Agents and Brokers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASE U.S. INC. 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 JON HOWARD 2023-08-15
001 2021-01-01 JON HOWARD 2022-07-24
001 2020-01-01 JON HOWARD 2021-08-01
001 2019-01-01 JON HOWARD 2020-07-21
001 2018-01-01
001 2017-01-01 JON HOWARD
001 2016-01-01 JON HOWARD
001 2015-01-01 JON HOWARD
001 2014-01-01 JON HOWARD
001 2013-01-01 JON HOWARD
001 2012-01-01 JON HOWARD
001 2011-01-01 JON HOWARD
001 2009-01-01 RACHEL PEDERSEN

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01	JON HOWARD	2023-08-15
001	2021-01-01	JON HOWARD	2022-07-24
001	2020-01-01	JON HOWARD	2021-08-01
001	2019-01-01	JON HOWARD	2020-07-21
001	2018-01-01
001	2017-01-01	JON HOWARD
001	2016-01-01	JON HOWARD
001	2015-01-01	JON HOWARD
001	2014-01-01	JON HOWARD
001	2013-01-01	JON HOWARD
001	2012-01-01	JON HOWARD
001	2011-01-01	JON HOWARD
001	2009-01-01	RACHEL PEDERSEN

Plan Statistics for ASE U.S. INC. 401(K) RETIREMENT PLAN

401k plan membership statisitcs for ASE U.S. INC. 401(K) RETIREMENT PLAN

Measure Date Value
2022: ASE U.S. INC. 401(K) RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 196
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 134
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 67
Total of all active and inactive participants 2022-01-01 201
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 201
Number of participants with account balances 2022-01-01 183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 4
2021: ASE U.S. INC. 401(K) RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 195
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 149
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 47
Total of all active and inactive participants 2021-01-01 196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 196
Number of participants with account balances 2021-01-01 179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 3
2020: ASE U.S. INC. 401(K) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 197
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 154
Number of retired or separated participants receiving benefits 2020-01-01 1
Number of other retired or separated participants entitled to future benefits 2020-01-01 40
Total of all active and inactive participants 2020-01-01 195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 195
Number of participants with account balances 2020-01-01 177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 6
2019: ASE U.S. INC. 401(K) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 193
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 160
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 37
Total of all active and inactive participants 2019-01-01 197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 197
Number of participants with account balances 2019-01-01 170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 3
2018: ASE U.S. INC. 401(K) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 188
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 159
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 34
Total of all active and inactive participants 2018-01-01 193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 193
Number of participants with account balances 2018-01-01 159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 3
2017: ASE U.S. INC. 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 188
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 159
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 29
Total of all active and inactive participants 2017-01-01 188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 188
Number of participants with account balances 2017-01-01 157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 1
2016: ASE U.S. INC. 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 184
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 158
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 30
Total of all active and inactive participants 2016-01-01 188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 188
Number of participants with account balances 2016-01-01 150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 2
2015: ASE U.S. INC. 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 171
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 153
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 31
Total of all active and inactive participants 2015-01-01 184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 184
Number of participants with account balances 2015-01-01 143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 4
2014: ASE U.S. INC. 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 170
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 145
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 25
Total of all active and inactive participants 2014-01-01 170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 170
Number of participants with account balances 2014-01-01 130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 4
2013: ASE U.S. INC. 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 162
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 148
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 22
Total of all active and inactive participants 2013-01-01 170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 170
Number of participants with account balances 2013-01-01 124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 5
2012: ASE U.S. INC. 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 150
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 142
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 19
Total of all active and inactive participants 2012-01-01 161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 161
Number of participants with account balances 2012-01-01 127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 2
2011: ASE U.S. INC. 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 148
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 129
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 21
Total of all active and inactive participants 2011-01-01 150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 150
Number of participants with account balances 2011-01-01 113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: ASE U.S. INC. 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 155
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 121
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 20
Total of all active and inactive participants 2009-01-01 141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 141
Number of participants with account balances 2009-01-01 108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 3

Measure	Date	Value
2022: ASE U.S. INC. 401(K) RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	196
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	134
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	67
Total of all active and inactive participants	2022-01-01	201
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	201
Number of participants with account balances	2022-01-01	183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	4
2021: ASE U.S. INC. 401(K) RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	195
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	149
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	47
Total of all active and inactive participants	2021-01-01	196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	196
Number of participants with account balances	2021-01-01	179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	3
2020: ASE U.S. INC. 401(K) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	197
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	154
Number of retired or separated participants receiving benefits	2020-01-01	1
Number of other retired or separated participants entitled to future benefits	2020-01-01	40
Total of all active and inactive participants	2020-01-01	195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	195
Number of participants with account balances	2020-01-01	177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	6
2019: ASE U.S. INC. 401(K) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	193
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	160
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	37
Total of all active and inactive participants	2019-01-01	197
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	197
Number of participants with account balances	2019-01-01	170
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	3
2018: ASE U.S. INC. 401(K) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	188
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	159
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	34
Total of all active and inactive participants	2018-01-01	193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	193
Number of participants with account balances	2018-01-01	159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	3
2017: ASE U.S. INC. 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	188
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	159
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	29
Total of all active and inactive participants	2017-01-01	188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	188
Number of participants with account balances	2017-01-01	157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	1
2016: ASE U.S. INC. 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	184
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	158
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	30
Total of all active and inactive participants	2016-01-01	188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	188
Number of participants with account balances	2016-01-01	150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	2
2015: ASE U.S. INC. 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	171
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	153
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	31
Total of all active and inactive participants	2015-01-01	184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	184
Number of participants with account balances	2015-01-01	143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	4
2014: ASE U.S. INC. 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	170
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	145
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	25
Total of all active and inactive participants	2014-01-01	170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	170
Number of participants with account balances	2014-01-01	130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	4
2013: ASE U.S. INC. 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	162
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	148
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	22
Total of all active and inactive participants	2013-01-01	170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	170
Number of participants with account balances	2013-01-01	124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	5
2012: ASE U.S. INC. 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	150
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	142
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	19
Total of all active and inactive participants	2012-01-01	161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	161
Number of participants with account balances	2012-01-01	127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	2
2011: ASE U.S. INC. 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	148
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	129
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	21
Total of all active and inactive participants	2011-01-01	150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	150
Number of participants with account balances	2011-01-01	113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: ASE U.S. INC. 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	155
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	121
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	20
Total of all active and inactive participants	2009-01-01	141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	141
Number of participants with account balances	2009-01-01	108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	3

Financial Data on ASE U.S. INC. 401(K) RETIREMENT PLAN

Measure	Date	Value
2022 : ASE U.S. INC. 401(K) RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-7,333,275
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$3,007,006
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$2,929,455
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$3,151,763
Value of total assets at end of year	2022-12-31	$42,894,884
Value of total assets at beginning of year	2022-12-31	$53,235,165
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$77,551
Total interest from all sources	2022-12-31	$41,442
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$500,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$2,536,742
Participant contributions at end of year	2022-12-31	$234,908
Participant contributions at beginning of year	2022-12-31	$341,824
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$5,409,115
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$8,576,650
Other income not declared elsewhere	2022-12-31	$-3,051,249
Total non interest bearing cash at end of year	2022-12-31	$8
Total non interest bearing cash at beginning of year	2022-12-31	$8
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-10,340,281
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$42,894,884
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$53,235,165
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$34,439,499
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$40,442,360
Interest on participant loans	2022-12-31	$17,143
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2022-12-31	$2,811,354
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2022-12-31	$3,874,323
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2022-12-31	$3,874,323
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-12-31	$24,299
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-7,475,231
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$615,021
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$2,929,455
Contract administrator fees	2022-12-31	$77,551
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	AUDIT AND TAX SOLUTIONS CPAS, INC.
Accountancy firm EIN	2022-12-31	943211753
2021 : ASE U.S. INC. 401(K) RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$10,902,245
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$1,201,617
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$1,127,021
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$3,319,189
Value of total assets at end of year	2021-12-31	$53,235,165
Value of total assets at beginning of year	2021-12-31	$43,534,537
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$74,596
Total interest from all sources	2021-12-31	$20,815
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$500,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$2,479,916
Participant contributions at end of year	2021-12-31	$341,824
Participant contributions at beginning of year	2021-12-31	$286,635
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$8,576,650
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$6,882,229
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$258,369
Other income not declared elsewhere	2021-12-31	$1,458,975
Total non interest bearing cash at end of year	2021-12-31	$8
Total non interest bearing cash at beginning of year	2021-12-31	$14,197
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$9,700,628
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$53,235,165
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$43,534,537
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$40,442,360
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$32,996,383
Interest on participant loans	2021-12-31	$20,325
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2021-12-31	$3,874,323
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2021-12-31	$3,355,093
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2021-12-31	$3,355,093
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-12-31	$490
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$6,103,266
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$580,904
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$1,127,021
Contract administrator fees	2021-12-31	$74,596
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	AUDIT AND TAX SOLUTIONS CPAS, INC.
Accountancy firm EIN	2021-12-31	943211753
2020 : ASE U.S. INC. 401(K) RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$10,714,528
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$1,682,245
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$1,613,152
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$3,625,826
Value of total assets at end of year	2020-12-31	$43,534,537
Value of total assets at beginning of year	2020-12-31	$34,502,254
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$69,093
Total interest from all sources	2020-12-31	$22,514
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$500,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$2,348,383
Participant contributions at end of year	2020-12-31	$286,635
Participant contributions at beginning of year	2020-12-31	$120,695
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$6,882,229
Assets. Other investments not covered elsewhere at beginning of year	2020-12-31	$4,466,146
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$693,550
Other income not declared elsewhere	2020-12-31	$-5,581
Total non interest bearing cash at end of year	2020-12-31	$14,197
Total non interest bearing cash at beginning of year	2020-12-31	$15
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$9,032,283
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$43,534,537
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$34,502,254
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$32,996,383
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$27,487,591
Interest on participant loans	2020-12-31	$12,294
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-12-31	$3,355,093
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-12-31	$2,427,807
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-12-31	$2,427,807
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-12-31	$10,220
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$7,071,769
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$583,893
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$1,613,152
Contract administrator fees	2020-12-31	$69,093
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	AUDIT AND TAX SOLUTIONS CPAS, INC.
Accountancy firm EIN	2020-12-31	943211753
2019 : ASE U.S. INC. 401(K) RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$9,361,724
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$1,204,548
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$1,149,933
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$2,822,707
Value of total assets at end of year	2019-12-31	$34,502,254
Value of total assets at beginning of year	2019-12-31	$26,345,078
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$54,615
Total interest from all sources	2019-12-31	$52,932
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$2,187,828
Participant contributions at end of year	2019-12-31	$120,695
Participant contributions at beginning of year	2019-12-31	$153,953
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$4,466,146
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$3,040,468
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$107,594
Other income not declared elsewhere	2019-12-31	$4,888
Total non interest bearing cash at end of year	2019-12-31	$15
Total non interest bearing cash at beginning of year	2019-12-31	$102,747
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$8,157,176
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$34,502,254
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$26,345,078
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$27,487,591
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$20,769,804
Interest on participant loans	2019-12-31	$7,906
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-12-31	$2,427,807
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-12-31	$2,278,106
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-12-31	$2,278,106
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-12-31	$45,026
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$6,481,197
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$527,285
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$1,149,933
Contract administrator fees	2019-12-31	$54,615
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	AUDIT AND TAX SOLUTIONS CPAS, INC.
Accountancy firm EIN	2019-12-31	943211753
2018 : ASE U.S. INC. 401(K) RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$1,640,964
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$1,325,210
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,279,969
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$2,896,876
Value of total assets at end of year	2018-12-31	$26,345,078
Value of total assets at beginning of year	2018-12-31	$26,029,324
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$45,241
Total interest from all sources	2018-12-31	$28,207
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$2,129,421
Participant contributions at end of year	2018-12-31	$153,953
Participant contributions at beginning of year	2018-12-31	$117,307
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$3,040,468
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$2,696,343
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$235,098
Other income not declared elsewhere	2018-12-31	$22,985
Total non interest bearing cash at end of year	2018-12-31	$102,747
Total non interest bearing cash at beginning of year	2018-12-31	$11
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$315,754
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$26,345,078
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$26,029,324
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$20,769,804
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$22,094,061
Interest on participant loans	2018-12-31	$8,651
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-12-31	$2,278,106
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-12-31	$1,121,602
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-12-31	$1,121,602
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-12-31	$19,556
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-1,307,104
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$532,357
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,279,969
Contract administrator fees	2018-12-31	$45,241
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	AUDIT AND TAX SOLUTIONS CPAS, INC.
Accountancy firm EIN	2018-12-31	943211753
2017 : ASE U.S. INC. 401(K) RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$6,356,852
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$2,119,530
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$2,076,013
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$2,481,964
Value of total assets at end of year	2017-12-31	$26,029,324
Value of total assets at beginning of year	2017-12-31	$21,792,002
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$43,517
Total interest from all sources	2017-12-31	$13,687
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,986,763
Participant contributions at end of year	2017-12-31	$117,307
Participant contributions at beginning of year	2017-12-31	$88,935
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$2,696,343
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$2,026,258
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$15,580
Other income not declared elsewhere	2017-12-31	$279,371
Total non interest bearing cash at end of year	2017-12-31	$11
Total non interest bearing cash at beginning of year	2017-12-31	$2
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$4,237,322
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$26,029,324
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$21,792,002
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$22,094,061
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$18,619,304
Interest on participant loans	2017-12-31	$6,200
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$1,121,602
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$1,057,503
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$1,057,503
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$7,487
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$3,581,830
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$479,621
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$2,076,013
Contract administrator fees	2017-12-31	$43,517
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	AUDIT AND TAX SOLUTIONS CPAS, INC.
Accountancy firm EIN	2017-12-31	943211753
2016 : ASE U.S. INC. 401(K) RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$3,464,664
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$746,642
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$707,402
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$2,295,726
Value of total assets at end of year	2016-12-31	$21,792,002
Value of total assets at beginning of year	2016-12-31	$19,073,980
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$39,240
Total interest from all sources	2016-12-31	$5,049
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,778,666
Participant contributions at end of year	2016-12-31	$88,935
Participant contributions at beginning of year	2016-12-31	$84,584
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$2,026,258
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$2,053,122
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$72,392
Other income not declared elsewhere	2016-12-31	$104,998
Total non interest bearing cash at end of year	2016-12-31	$2
Total non interest bearing cash at beginning of year	2016-12-31	$77,557
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$2,718,022
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$21,792,002
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$19,073,980
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$18,619,304
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$15,895,145
Interest on participant loans	2016-12-31	$4,380
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$1,057,503
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$963,572
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$963,572
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$669
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$1,058,891
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$444,668
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$707,402
Contract administrator fees	2016-12-31	$39,240
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	AUDIT AND TAX SOLUTIONS CPAS, INC.
Accountancy firm EIN	2016-12-31	943211753
2015 : ASE U.S. INC. 401(K) RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$1,954,159
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,010,359
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$930,536
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,990,654
Value of total assets at end of year	2015-12-31	$19,073,980
Value of total assets at beginning of year	2015-12-31	$18,130,180
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$79,823
Total interest from all sources	2015-12-31	$4,637
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,525,329
Participant contributions at end of year	2015-12-31	$84,584
Participant contributions at beginning of year	2015-12-31	$93,227
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$2,053,122
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$2,044,964
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$83,992
Other income not declared elsewhere	2015-12-31	$-53,906
Total non interest bearing cash at end of year	2015-12-31	$77,557
Total non interest bearing cash at beginning of year	2015-12-31	$8,449
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$943,800
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$19,073,980
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$18,130,180
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$15,895,145
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$15,080,367
Interest on participant loans	2015-12-31	$4,474
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$963,572
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$903,173
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$903,173
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$163
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$12,774
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$381,333
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$930,536
Contract administrator fees	2015-12-31	$79,823
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	AUDIT AND TAX SOLUTIONS CPAS, INC.
Accountancy firm EIN	2015-12-31	943211753
2014 : ASE U.S. INC. 401(K) RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$3,153,076
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$433,224
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$365,051
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,871,491
Value of total assets at end of year	2014-12-31	$18,130,180
Value of total assets at beginning of year	2014-12-31	$15,410,328
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$68,173
Total interest from all sources	2014-12-31	$5,859
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,414,298
Participant contributions at end of year	2014-12-31	$93,227
Participant contributions at beginning of year	2014-12-31	$118,047
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$2,044,964
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$1,547,048
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$134,231
Other income not declared elsewhere	2014-12-31	$83,847
Total non interest bearing cash at end of year	2014-12-31	$8,449
Total non interest bearing cash at beginning of year	2014-12-31	$70,140
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$2,719,852
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$18,130,180
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$15,410,328
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$15,080,367
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$12,777,178
Interest on participant loans	2014-12-31	$5,780
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$903,173
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$897,915
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$897,915
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$79
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$1,191,879
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$322,962
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$365,051
Contract administrator fees	2014-12-31	$68,173
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	AUDIT AND TAX SOLUTIONS CPAS, INC.
Accountancy firm EIN	2014-12-31	943211753
2013 : ASE U.S. INC. 401(K) RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$4,417,650
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$1,702,712
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$1,698,788
Value of total corrective distributions	2013-12-31	$1,694
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,646,110
Value of total assets at end of year	2013-12-31	$15,410,328
Value of total assets at beginning of year	2013-12-31	$12,695,390
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$2,230
Total interest from all sources	2013-12-31	$5,266
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,320,942
Participant contributions at end of year	2013-12-31	$118,047
Participant contributions at beginning of year	2013-12-31	$114,653
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$1,547,048
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$1,277,872
Other income not declared elsewhere	2013-12-31	$231,074
Total non interest bearing cash at end of year	2013-12-31	$70,140
Total non interest bearing cash at beginning of year	2013-12-31	$2
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,714,938
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$15,410,328
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$12,695,390
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$12,777,178
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$10,332,847
Interest on participant loans	2013-12-31	$5,266
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$897,915
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$970,016
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$970,016
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$2,535,200
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$325,168
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$1,698,788
Contract administrator fees	2013-12-31	$2,230
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	AUDIT AND TAX SOLUTIONS CPAS, INC.
Accountancy firm EIN	2013-12-31	943211753
2012 : ASE U.S. INC. 401(K) RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$2,938,473
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$282,917
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$239,150
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,622,889
Value of total assets at end of year	2012-12-31	$12,695,390
Value of total assets at beginning of year	2012-12-31	$10,039,834
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$43,767
Total interest from all sources	2012-12-31	$3,142
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,232,351
Participant contributions at end of year	2012-12-31	$114,653
Participant contributions at beginning of year	2012-12-31	$59,167
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$1,277,872
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$1,103,718
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$153,672
Total non interest bearing cash at end of year	2012-12-31	$2
Total non interest bearing cash at beginning of year	2012-12-31	$47,335
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$2,655,556
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$12,695,390
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$10,039,834
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$10,332,847
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$7,966,623
Interest on participant loans	2012-12-31	$3,053
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$970,016
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$862,991
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$862,991
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$89
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,312,442
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$236,866
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$239,150
Contract administrator fees	2012-12-31	$43,767
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	AUDIT AND TAX SOLUTIONS CPAS, INC.
Accountancy firm EIN	2012-12-31	943211753
2011 : ASE U.S. INC. 401(K) RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$1,078,602
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$423,777
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$369,133
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,427,801
Value of total assets at end of year	2011-12-31	$10,039,834
Value of total assets at beginning of year	2011-12-31	$9,385,009
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$54,644
Total interest from all sources	2011-12-31	$3,056
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$1,078,974
Participant contributions at end of year	2011-12-31	$59,167
Participant contributions at beginning of year	2011-12-31	$53,641
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$1,103,718
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$1,062,231
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$79,083
Other income not declared elsewhere	2011-12-31	$-118,855
Total non interest bearing cash at end of year	2011-12-31	$47,335
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$654,825
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$10,039,834
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$9,385,009
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$7,966,623
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$7,573,332
Interest on participant loans	2011-12-31	$2,980
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$862,991
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$695,805
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$695,805
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$76
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-233,400
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$269,744
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$369,133
Contract administrator fees	2011-12-31	$54,644
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	AUDIT AND TAX SOLUTIONS CPAS, INC.
Accountancy firm EIN	2011-12-31	943211753
2010 : ASE U.S. INC. 401(K) RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$2,224,358
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$272,470
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$271,115
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,280,432
Value of total assets at end of year	2010-12-31	$9,385,009
Value of total assets at beginning of year	2010-12-31	$7,433,121
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,355
Total interest from all sources	2010-12-31	$-1,847
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,016,292
Participant contributions at end of year	2010-12-31	$53,641
Participant contributions at beginning of year	2010-12-31	$37,950
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$1,062,231
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$572,496
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$10,066
Other income not declared elsewhere	2010-12-31	$5,772
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,951,888
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$9,385,009
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$7,433,121
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$7,573,332
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$5,895,388
Interest on participant loans	2010-12-31	$3,212
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$695,805
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$927,287
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$927,287
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$-5,059
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$940,001
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$254,074
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$271,115
Contract administrator fees	2010-12-31	$1,355
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	AUDIT AND TAX SOLUTIONS CPAS, INC
Accountancy firm EIN	2010-12-31	943211753
2009 : ASE U.S. INC. 401(K) RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for ASE U.S. INC. 401(K) RETIREMENT PLAN

2022: ASE U.S. INC. 401(K) RETIREMENT PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: ASE U.S. INC. 401(K) RETIREMENT PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: ASE U.S. INC. 401(K) RETIREMENT PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: ASE U.S. INC. 401(K) RETIREMENT PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: ASE U.S. INC. 401(K) RETIREMENT PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: ASE U.S. INC. 401(K) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: ASE U.S. INC. 401(K) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: ASE U.S. INC. 401(K) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: ASE U.S. INC. 401(K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: ASE U.S. INC. 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: ASE U.S. INC. 401(K) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: ASE U.S. INC. 401(K) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: ASE U.S. INC. 401(K) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	ASE U.S. INC.
Employer identification number (EIN):	770018244
NAIC Classification:	425120
NAIC Description:	Wholesale Trade Agents and Brokers