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NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameNASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN
Plan identification number 001

NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NASIF, HICKS, HARRIS & CO., LLP has sponsored the creation of one or more 401k plans.

Company Name:NASIF, HICKS, HARRIS & CO., LLP
Employer identification number (EIN):770181453
NAIC Classification:541211
NAIC Description:Offices of Certified Public Accountants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012019-01-01
0012018-01-01
0012017-01-01DAVID A. PECKHAM, FOR SBPC, INC.
0012017-01-01
0012016-01-01DAVID A. PECKHAM, FOR SBPC, INC.
0012016-01-01
0012015-01-01DAVID A. PECKHAM, FOR SBPC, INC.
0012015-01-01DAVID A. PECKHAM, FOR SBPC, INC.2017-03-20
0012014-01-01DAVID A. PECKHAM, FOR SBPC, INC.
0012014-01-01DAVID A. PECKHAM, FOR SBPC, INC.
0012013-01-01DAVID A. PECKHAM, FOR SBPC, INC.
0012012-01-01DAVID A. PECKHAM, FOR SBPC, INC.
0012011-01-01DAVID PECKHAM
0012010-01-01DAVID PECKHAM
0012009-01-01DAVID PECKHAM

Plan Statistics for NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0156
Total number of active participants reported on line 7a of the Form 55002022-01-0166
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-016
Total of all active and inactive participants2022-01-0172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-0172
Number of participants with account balances2022-01-0172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0156
Total number of active participants reported on line 7a of the Form 55002021-01-0154
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-012
Total of all active and inactive participants2021-01-0156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-0156
Number of participants with account balances2021-01-0155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0149
Total number of active participants reported on line 7a of the Form 55002020-01-0155
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-011
Total of all active and inactive participants2020-01-0156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0156
Number of participants with account balances2020-01-0151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0153
Total number of active participants reported on line 7a of the Form 55002019-01-0148
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-011
Total of all active and inactive participants2019-01-0149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0149
Number of participants with account balances2019-01-0144
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0158
Total number of active participants reported on line 7a of the Form 55002018-01-0145
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-018
Total of all active and inactive participants2018-01-0153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0153
Number of participants with account balances2018-01-0153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0154
Total number of active participants reported on line 7a of the Form 55002017-01-0142
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0116
Total of all active and inactive participants2017-01-0158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0158
Number of participants with account balances2017-01-0158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0148
Total number of active participants reported on line 7a of the Form 55002016-01-0139
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-0139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0139
Number of participants with account balances2016-01-0139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0140
Total number of active participants reported on line 7a of the Form 55002015-01-0132
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-018
Total of all active and inactive participants2015-01-0140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0140
Number of participants with account balances2015-01-0140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0145
Total number of active participants reported on line 7a of the Form 55002014-01-0132
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-018
Total of all active and inactive participants2014-01-0140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0140
Number of participants with account balances2014-01-0140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0138
Total number of active participants reported on line 7a of the Form 55002013-01-0132
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-017
Total of all active and inactive participants2013-01-0139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0139
Number of participants with account balances2013-01-0139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0134
Total number of active participants reported on line 7a of the Form 55002012-01-0129
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-014
Total of all active and inactive participants2012-01-0133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0133
Number of participants with account balances2012-01-0133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0134
Total number of active participants reported on line 7a of the Form 55002011-01-0130
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-012
Total of all active and inactive participants2011-01-0132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0132
Number of participants with account balances2011-01-0132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0131
Total number of active participants reported on line 7a of the Form 55002010-01-0129
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-012
Total of all active and inactive participants2010-01-0131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0131
Number of participants with account balances2010-01-0131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0131
Total number of active participants reported on line 7a of the Form 55002009-01-0129
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-011
Total of all active and inactive participants2009-01-0130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0130
Number of participants with account balances2009-01-0130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Transfers to/from the plan2022-12-31$0
Total plan liabilities at end of year2022-12-31$0
Total plan liabilities at beginning of year2022-12-31$0
Total income from all sources2022-12-31$-1,433,625
Expenses. Total of all expenses incurred2022-12-31$173,112
Benefits paid (including direct rollovers)2022-12-31$172,717
Total plan assets at end of year2022-12-31$19,028,506
Total plan assets at beginning of year2022-12-31$20,635,243
Value of fidelity bond covering the plan2022-12-31$500,000
Assets. Value of tangible personal property2022-12-31$0
Total contributions received or receivable from participants2022-12-31$966,093
Assets. Value of loans (other than to participants)2022-12-31$0
Expenses. Other expenses not covered elsewhere2022-12-31$0
Contributions received from other sources (not participants or employers)2022-12-31$111,647
Other income received2022-12-31$-3,179,491
Noncash contributions received2022-12-31$0
Net income (gross income less expenses)2022-12-31$-1,606,737
Net plan assets at end of year (total assets less liabilities)2022-12-31$19,028,506
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$20,635,243
Assets. Value of participant loans2022-12-31$127,478
Assets. Value of assets in partnership/joint-venture interests2022-12-31$0
Assets. Value of real-estate (other than employer real property)2022-12-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022022-12-31$0
Assets. Value of employer securities2022-12-31$0
Assets. Value of employer real property2022-12-31$0
Total contributions received or receivable from employer(s)2022-12-31$668,126
Value of certain deemed distributions of participant loans2022-12-31$0
Value of corrective distributions2022-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$395
2021 : NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Transfers to/from the plan2021-12-31$0
Total plan liabilities at end of year2021-12-31$0
Total plan liabilities at beginning of year2021-12-31$0
Total income from all sources2021-12-31$4,143,971
Expenses. Total of all expenses incurred2021-12-31$79,071
Benefits paid (including direct rollovers)2021-12-31$78,842
Total plan assets at end of year2021-12-31$20,635,243
Total plan assets at beginning of year2021-12-31$16,570,343
Value of fidelity bond covering the plan2021-12-31$500,000
Total contributions received or receivable from participants2021-12-31$794,222
Expenses. Other expenses not covered elsewhere2021-12-31$0
Contributions received from other sources (not participants or employers)2021-12-31$0
Other income received2021-12-31$2,737,148
Noncash contributions received2021-12-31$0
Net income (gross income less expenses)2021-12-31$4,064,900
Net plan assets at end of year (total assets less liabilities)2021-12-31$20,635,243
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$16,570,343
Assets. Value of participant loans2021-12-31$114,188
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022021-12-31$0
Total contributions received or receivable from employer(s)2021-12-31$612,601
Value of certain deemed distributions of participant loans2021-12-31$0
Value of corrective distributions2021-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$229
2020 : NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Transfers to/from the plan2020-12-31$0
Total plan liabilities at end of year2020-12-31$0
Total plan liabilities at beginning of year2020-12-31$0
Total income from all sources2020-12-31$3,678,659
Expenses. Total of all expenses incurred2020-12-31$29,081
Benefits paid (including direct rollovers)2020-12-31$27,864
Total plan assets at end of year2020-12-31$16,570,343
Total plan assets at beginning of year2020-12-31$12,920,765
Value of fidelity bond covering the plan2020-12-31$500,000
Total contributions received or receivable from participants2020-12-31$628,023
Expenses. Other expenses not covered elsewhere2020-12-31$0
Contributions received from other sources (not participants or employers)2020-12-31$1,576
Other income received2020-12-31$2,469,771
Noncash contributions received2020-12-31$0
Net income (gross income less expenses)2020-12-31$3,649,578
Net plan assets at end of year (total assets less liabilities)2020-12-31$16,570,343
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$12,920,765
Assets. Value of participant loans2020-12-31$130,715
Total contributions received or receivable from employer(s)2020-12-31$579,289
Value of certain deemed distributions of participant loans2020-12-31$0
Value of corrective distributions2020-12-31$1,042
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$175
2019 : NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Transfers to/from the plan2019-12-31$0
Total plan liabilities at end of year2019-12-31$92
Total plan liabilities at beginning of year2019-12-31$0
Total income from all sources2019-12-31$4,860,628
Expenses. Total of all expenses incurred2019-12-31$10,988,426
Benefits paid (including direct rollovers)2019-12-31$10,986,409
Total plan assets at end of year2019-12-31$12,948,914
Total plan assets at beginning of year2019-12-31$19,076,620
Value of fidelity bond covering the plan2019-12-31$500,000
Assets. Value of tangible personal property2019-12-31$0
Total contributions received or receivable from participants2019-12-31$487,310
Assets. Value of loans (other than to participants)2019-12-31$0
Expenses. Other expenses not covered elsewhere2019-12-31$0
Contributions received from other sources (not participants or employers)2019-12-31$0
Other income received2019-12-31$3,824,300
Noncash contributions received2019-12-31$0
Net income (gross income less expenses)2019-12-31$-6,127,798
Net plan assets at end of year (total assets less liabilities)2019-12-31$12,948,822
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$19,076,620
Assets. Value of participant loans2019-12-31$145,750
Value of loans by the plan or fixed income obligations due to the plan which were in default or classified as uncollectible at the close of the plan year2019-12-31$0
Value of leases to which the plan was a party in default or classified as uncollectible during the plan year2019-12-31$0
Assets. Value of assets in partnership/joint-venture interests2019-12-31$0
Assets. Value of real-estate (other than employer real property)2019-12-31$0
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022019-12-31$0
Assets. Value of employer securities2019-12-31$0
Assets. Value of employer real property2019-12-31$0
Total contributions received or receivable from employer(s)2019-12-31$549,018
Value of certain deemed distributions of participant loans2019-12-31$0
Value of corrective distributions2019-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$2,017
2018 : NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total plan liabilities at end of year2018-12-31$0
Total plan liabilities at beginning of year2018-12-31$0
Total income from all sources2018-12-31$-86,324
Expenses. Total of all expenses incurred2018-12-31$546,596
Benefits paid (including direct rollovers)2018-12-31$527,198
Total plan assets at end of year2018-12-31$19,076,620
Total plan assets at beginning of year2018-12-31$19,709,540
Value of fidelity bond covering the plan2018-12-31$500,000
Total contributions received or receivable from participants2018-12-31$451,896
Expenses. Other expenses not covered elsewhere2018-12-31$2,135
Other income received2018-12-31$-1,010,220
Net income (gross income less expenses)2018-12-31$-632,920
Net plan assets at end of year (total assets less liabilities)2018-12-31$19,076,620
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$19,709,540
Assets. Value of participant loans2018-12-31$226,019
Total contributions received or receivable from employer(s)2018-12-31$472,000
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$17,263
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
2017 : NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total plan liabilities at end of year2017-12-31$10,000
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$3,326,564
Expenses. Total of all expenses incurred2017-12-31$427,927
Benefits paid (including direct rollovers)2017-12-31$411,573
Total plan assets at end of year2017-12-31$19,718,601
Total plan assets at beginning of year2017-12-31$16,809,964
Value of fidelity bond covering the plan2017-12-31$5,000,000
Total contributions received or receivable from participants2017-12-31$383,114
Expenses. Other expenses not covered elsewhere2017-12-31$110
Other income received2017-12-31$2,501,450
Net income (gross income less expenses)2017-12-31$2,898,637
Net plan assets at end of year (total assets less liabilities)2017-12-31$19,708,601
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$16,809,964
Assets. Value of participant loans2017-12-31$168,760
Total contributions received or receivable from employer(s)2017-12-31$442,000
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$16,244
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
2016 : NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$300
Total income from all sources2016-12-31$1,366,298
Total plan assets at end of year2016-12-31$16,809,964
Total plan assets at beginning of year2016-12-31$15,443,966
Value of fidelity bond covering the plan2016-12-31$5,000,000
Total contributions received or receivable from participants2016-12-31$365,272
Other income received2016-12-31$611,026
Net income (gross income less expenses)2016-12-31$1,366,298
Net plan assets at end of year (total assets less liabilities)2016-12-31$16,809,964
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$15,443,666
Total contributions received or receivable from employer(s)2016-12-31$390,000
2015 : NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total plan liabilities at end of year2015-12-31$300
Total plan liabilities at beginning of year2015-12-31$300
Total income from all sources2015-12-31$310,973
Expenses. Total of all expenses incurred2015-12-31$80,304
Benefits paid (including direct rollovers)2015-12-31$67,182
Total plan assets at end of year2015-12-31$15,443,966
Total plan assets at beginning of year2015-12-31$15,213,297
Value of fidelity bond covering the plan2015-12-31$5,000,000
Total contributions received or receivable from participants2015-12-31$331,115
Expenses. Other expenses not covered elsewhere2015-12-31$717
Other income received2015-12-31$-410,142
Net income (gross income less expenses)2015-12-31$230,669
Net plan assets at end of year (total assets less liabilities)2015-12-31$15,443,666
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$15,212,997
Assets. Value of participant loans2015-12-31$154,784
Total contributions received or receivable from employer(s)2015-12-31$390,000
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$12,405
2014 : NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total plan liabilities at end of year2014-12-31$300
Total plan liabilities at beginning of year2014-12-31$300
Total income from all sources2014-12-31$1,429,394
Expenses. Total of all expenses incurred2014-12-31$442,851
Benefits paid (including direct rollovers)2014-12-31$432,640
Total plan assets at end of year2014-12-31$15,212,497
Total plan assets at beginning of year2014-12-31$14,225,954
Value of fidelity bond covering the plan2014-12-31$5,000,000
Total contributions received or receivable from participants2014-12-31$332,686
Expenses. Other expenses not covered elsewhere2014-12-31$702
Other income received2014-12-31$768,208
Net income (gross income less expenses)2014-12-31$986,543
Net plan assets at end of year (total assets less liabilities)2014-12-31$15,212,197
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$14,225,654
Assets. Value of participant loans2014-12-31$131,008
Total contributions received or receivable from employer(s)2014-12-31$328,500
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$9,509
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total plan liabilities at end of year2013-12-31$300
Total plan liabilities at beginning of year2013-12-31$300
Total income from all sources2013-12-31$3,065,422
Expenses. Total of all expenses incurred2013-12-31$128,780
Benefits paid (including direct rollovers)2013-12-31$117,798
Total plan assets at end of year2013-12-31$14,225,954
Total plan assets at beginning of year2013-12-31$11,289,312
Value of fidelity bond covering the plan2013-12-31$5,000,000
Total contributions received or receivable from participants2013-12-31$340,915
Expenses. Other expenses not covered elsewhere2013-12-31$1,498
Contributions received from other sources (not participants or employers)2013-12-31$4,488
Other income received2013-12-31$2,483,631
Net income (gross income less expenses)2013-12-31$2,936,642
Net plan assets at end of year (total assets less liabilities)2013-12-31$14,225,654
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$11,289,012
Assets. Value of participant loans2013-12-31$139,700
Total contributions received or receivable from employer(s)2013-12-31$236,388
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$9,484
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total plan liabilities at end of year2012-12-31$300
Total plan liabilities at beginning of year2012-12-31$48
Total income from all sources2012-12-31$1,737,698
Expenses. Total of all expenses incurred2012-12-31$140,147
Benefits paid (including direct rollovers)2012-12-31$131,750
Total plan assets at end of year2012-12-31$11,289,312
Total plan assets at beginning of year2012-12-31$9,691,509
Value of fidelity bond covering the plan2012-12-31$5,000,000
Total contributions received or receivable from participants2012-12-31$272,362
Expenses. Other expenses not covered elsewhere2012-12-31$790
Other income received2012-12-31$1,231,545
Net income (gross income less expenses)2012-12-31$1,597,551
Net plan assets at end of year (total assets less liabilities)2012-12-31$11,289,012
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$9,691,461
Assets. Value of participant loans2012-12-31$132,874
Total contributions received or receivable from employer(s)2012-12-31$233,791
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$7,607
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Transfers to/from the plan2011-12-31$0
Total plan liabilities at end of year2011-12-31$48
Total plan liabilities at beginning of year2011-12-31$99
Total income from all sources2011-12-31$454,624
Expenses. Total of all expenses incurred2011-12-31$68,802
Benefits paid (including direct rollovers)2011-12-31$63,599
Total plan assets at end of year2011-12-31$9,687,834
Total plan assets at beginning of year2011-12-31$9,302,063
Value of fidelity bond covering the plan2011-12-31$500,000
Total contributions received or receivable from participants2011-12-31$257,933
Expenses. Other expenses not covered elsewhere2011-12-31$985
Other income received2011-12-31$-74,967
Net income (gross income less expenses)2011-12-31$385,822
Net plan assets at end of year (total assets less liabilities)2011-12-31$9,687,786
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$9,301,964
Assets. Value of participant loans2011-12-31$147,644
Total contributions received or receivable from employer(s)2011-12-31$271,658
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$4,218
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total plan liabilities at end of year2010-12-31$99
Total plan liabilities at beginning of year2010-12-31$62
Total income from all sources2010-12-31$1,458,861
Expenses. Total of all expenses incurred2010-12-31$1,461
Benefits paid (including direct rollovers)2010-12-31$1,082
Total plan assets at end of year2010-12-31$9,302,063
Total plan assets at beginning of year2010-12-31$7,844,626
Value of fidelity bond covering the plan2010-12-31$500,000
Total contributions received or receivable from participants2010-12-31$235,145
Assets. Value of loans (other than to participants)2010-12-31$210,500
Expenses. Other expenses not covered elsewhere2010-12-31$379
Other income received2010-12-31$1,009,739
Net income (gross income less expenses)2010-12-31$1,457,400
Net plan assets at end of year (total assets less liabilities)2010-12-31$9,301,964
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$7,844,564
Assets. Value of participant loans2010-12-31$54,721
Total contributions received or receivable from employer(s)2010-12-31$213,977
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN

2022: NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01This submission is the final filingNo
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01This submission is the final filingNo
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: NASIF, HICKS & HARRIS & CO. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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