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HOT TOPIC 401(K) PLAN 401k Plan overview

Plan NameHOT TOPIC 401(K) PLAN
Plan identification number 001

HOT TOPIC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HOT TOPIC, INC. has sponsored the creation of one or more 401k plans.

Company Name:HOT TOPIC, INC.
Employer identification number (EIN):770198182
NAIC Classification:448150
NAIC Description:Clothing Accessories Stores

Additional information about HOT TOPIC, INC.

Jurisdiction of Incorporation: California Department of State
Incorporation Date: 1988-09-15
Company Identification Number: C1623940
Legal Registered Office Address: 2710 Gateway Oaks Dr Ste 150N

Sacramento
United States of America (USA)
95833

More information about HOT TOPIC, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HOT TOPIC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01ERIC UENO
0012016-01-01ERIC UENO
0012015-01-01GEORGE WEHLITZ
0012014-01-01GEORGE WEHLITZ
0012013-01-01GEORGE WEHLITZ
0012012-01-01GEORGE WEHLITZ
0012011-01-01GEORGE WEHLITZ
0012010-01-01GEORGE WEHLITZ
0012009-01-01GEORGE WEHLITZ

Plan Statistics for HOT TOPIC 401(K) PLAN

401k plan membership statisitcs for HOT TOPIC 401(K) PLAN

Measure Date Value
2022: HOT TOPIC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-015,346
Total number of active participants reported on line 7a of the Form 55002022-01-015,658
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01248
Total of all active and inactive participants2022-01-015,906
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-015,907
Number of participants with account balances2022-01-011,057
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: HOT TOPIC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-015,400
Total number of active participants reported on line 7a of the Form 55002021-01-015,104
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01241
Total of all active and inactive participants2021-01-015,345
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-015,346
Number of participants with account balances2021-01-01976
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0121
2020: HOT TOPIC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-016,004
Total number of active participants reported on line 7a of the Form 55002020-01-015,187
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01212
Total of all active and inactive participants2020-01-015,399
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-015,400
Number of participants with account balances2020-01-01889
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-012
2019: HOT TOPIC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-015,873
Total number of active participants reported on line 7a of the Form 55002019-01-015,281
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01216
Total of all active and inactive participants2019-01-015,497
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-015,498
Number of participants with account balances2019-01-01883
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-012,211
2018: HOT TOPIC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-015,341
Total number of active participants reported on line 7a of the Form 55002018-01-015,135
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01213
Total of all active and inactive participants2018-01-015,348
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-015,349
Number of participants with account balances2018-01-01818
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-012,269
2017: HOT TOPIC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-015,000
Total number of active participants reported on line 7a of the Form 55002017-01-014,879
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01185
Total of all active and inactive participants2017-01-015,064
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-015,065
Number of participants with account balances2017-01-01751
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-011,820
2016: HOT TOPIC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-014,534
Total number of active participants reported on line 7a of the Form 55002016-01-014,576
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01151
Total of all active and inactive participants2016-01-014,727
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-012
Total participants2016-01-014,729
Number of participants with account balances2016-01-01684
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011,691
2015: HOT TOPIC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-017,667
Total number of active participants reported on line 7a of the Form 55002015-01-014,053
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01153
Total of all active and inactive participants2015-01-014,206
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-014,207
Number of participants with account balances2015-01-01636
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-012,439
2014: HOT TOPIC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-015,668
Total number of active participants reported on line 7a of the Form 55002014-01-017,500
Number of other retired or separated participants entitled to future benefits2014-01-01167
Total of all active and inactive participants2014-01-017,667
Total participants2014-01-017,667
Number of participants with account balances2014-01-01754
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-019
2013: HOT TOPIC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-013,923
Total number of active participants reported on line 7a of the Form 55002013-01-015,202
Number of other retired or separated participants entitled to future benefits2013-01-01154
Total of all active and inactive participants2013-01-015,356
Total participants2013-01-015,356
Number of participants with account balances2013-01-01636
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-014
2012: HOT TOPIC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-014,202
Total number of active participants reported on line 7a of the Form 55002012-01-013,646
Number of other retired or separated participants entitled to future benefits2012-01-01277
Total of all active and inactive participants2012-01-013,923
Total participants2012-01-013,923
Number of participants with account balances2012-01-01716
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0149
2011: HOT TOPIC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-015,173
Total number of active participants reported on line 7a of the Form 55002011-01-013,934
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01268
Total of all active and inactive participants2011-01-014,202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-014,202
Number of participants with account balances2011-01-01764
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0110
2010: HOT TOPIC 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-015,121
Total number of active participants reported on line 7a of the Form 55002010-01-014,550
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01229
Total of all active and inactive participants2010-01-014,779
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-014,779
Number of participants with account balances2010-01-01757
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0119
2009: HOT TOPIC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-014,811
Total number of active participants reported on line 7a of the Form 55002009-01-014,941
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01180
Total of all active and inactive participants2009-01-015,121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-015,121
Number of participants with account balances2009-01-01667
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-013

Financial Data on HOT TOPIC 401(K) PLAN

Measure Date Value
2022 : HOT TOPIC 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$106,061
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-478,522
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,967,051
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,650,925
Value of total corrective distributions2022-12-31$191,636
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$5,046,313
Value of total assets at end of year2022-12-31$27,319,093
Value of total assets at beginning of year2022-12-31$30,658,605
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$124,490
Total interest from all sources2022-12-31$32,333
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$242,771
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$242,771
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,658,694
Participant contributions at end of year2022-12-31$670,782
Participant contributions at beginning of year2022-12-31$599,295
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$463,322
Other income not declared elsewhere2022-12-31$13,361
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-3,445,573
Value of net assets at end of year (total assets less liabilities)2022-12-31$27,319,093
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$30,658,605
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$16,959
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$25,900,587
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$29,456,304
Interest on participant loans2022-12-31$32,333
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$747,724
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$603,006
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-5,813,300
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$924,297
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,650,925
Contract administrator fees2022-12-31$107,531
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31HOLTHOUSE CARLIN & VAN TRIGT LLP
Accountancy firm EIN2022-12-31954345526
2021 : HOT TOPIC 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets from this plan2021-12-31$440,221
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$8,831,456
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,433,327
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,046,774
Value of total corrective distributions2021-12-31$218,576
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$4,752,639
Value of total assets at end of year2021-12-31$30,658,605
Value of total assets at beginning of year2021-12-31$24,700,697
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$167,977
Total interest from all sources2021-12-31$41,767
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$195,575
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$195,575
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$2,787,708
Participant contributions at end of year2021-12-31$599,295
Participant contributions at beginning of year2021-12-31$706,322
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,190,784
Other income not declared elsewhere2021-12-31$11,603
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$6,398,129
Value of net assets at end of year (total assets less liabilities)2021-12-31$30,658,605
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$24,700,697
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$39,331
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$29,456,304
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$23,264,854
Interest on participant loans2021-12-31$41,767
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$603,006
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$729,521
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$3,829,872
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$774,147
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,046,774
Contract administrator fees2021-12-31$128,646
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31WRIGHT FORD YOUNG & CO
Accountancy firm EIN2021-12-31953288054
2020 : HOT TOPIC 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$13,673
Total transfer of assets from this plan2020-12-31$31,604
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$5,719,025
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$3,748,014
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$3,371,174
Value of total corrective distributions2020-12-31$196,838
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,087,861
Value of total assets at end of year2020-12-31$24,700,697
Value of total assets at beginning of year2020-12-31$22,747,617
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$180,002
Total interest from all sources2020-12-31$35,319
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$189,686
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$189,686
Administrative expenses professional fees incurred2020-12-31$10,705
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,818,679
Participant contributions at end of year2020-12-31$706,322
Participant contributions at beginning of year2020-12-31$653,549
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$88,052
Other income not declared elsewhere2020-12-31$14,039
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,971,011
Value of net assets at end of year (total assets less liabilities)2020-12-31$24,700,697
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$22,747,617
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$25,559
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$23,264,854
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$21,234,273
Interest on participant loans2020-12-31$35,319
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$729,521
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$859,795
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$3,392,120
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$181,130
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$3,371,174
Contract administrator fees2020-12-31$143,738
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31WRIGHT FORD YOUNG & CO
Accountancy firm EIN2020-12-31953288054
2019 : HOT TOPIC 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets from this plan2019-12-31$1,174,430
Total transfer of assets from this plan2019-12-31$1,174,430
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$7,394,820
Total income from all sources (including contributions)2019-12-31$7,394,820
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,079,334
Total of all expenses incurred2019-12-31$2,079,334
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,749,536
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,749,536
Value of total corrective distributions2019-12-31$256,302
Value of total corrective distributions2019-12-31$256,302
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,271,890
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,271,890
Value of total assets at end of year2019-12-31$22,747,617
Value of total assets at end of year2019-12-31$22,747,617
Value of total assets at beginning of year2019-12-31$18,606,561
Value of total assets at beginning of year2019-12-31$18,606,561
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$73,496
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$73,496
Total interest from all sources2019-12-31$39,515
Total interest from all sources2019-12-31$39,515
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$207,483
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$207,483
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$207,483
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$207,483
Administrative expenses professional fees incurred2019-12-31$9,500
Administrative expenses professional fees incurred2019-12-31$9,500
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,252,303
Contributions received from participants2019-12-31$2,252,303
Participant contributions at end of year2019-12-31$653,549
Participant contributions at end of year2019-12-31$653,549
Participant contributions at beginning of year2019-12-31$565,578
Participant contributions at beginning of year2019-12-31$565,578
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$481,896
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$481,896
Other income not declared elsewhere2019-12-31$21,396
Other income not declared elsewhere2019-12-31$21,396
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$5,315,486
Value of net income/loss2019-12-31$5,315,486
Value of net assets at end of year (total assets less liabilities)2019-12-31$22,747,617
Value of net assets at end of year (total assets less liabilities)2019-12-31$22,747,617
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$18,606,561
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$18,606,561
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$25,000
Investment advisory and management fees2019-12-31$25,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$21,234,273
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$21,234,273
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$17,030,678
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$17,030,678
Interest on participant loans2019-12-31$39,515
Interest on participant loans2019-12-31$39,515
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$859,795
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$859,795
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,010,305
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,010,305
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,854,536
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,854,536
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$537,691
Contributions received in cash from employer2019-12-31$537,691
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,749,536
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,749,536
Contract administrator fees2019-12-31$38,996
Contract administrator fees2019-12-31$38,996
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31WRIGHT FORD YOUNG & CO
Accountancy firm name2019-12-31WRIGHT FORD YOUNG & CO
Accountancy firm EIN2019-12-31953288054
Accountancy firm EIN2019-12-31953288054
2018 : HOT TOPIC 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$196,477
Total transfer of assets from this plan2018-12-31$1,398,685
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,802,691
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,945,242
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,517,671
Value of total corrective distributions2018-12-31$350,864
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,748,650
Value of total assets at end of year2018-12-31$18,606,561
Value of total assets at beginning of year2018-12-31$19,951,320
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$76,707
Total interest from all sources2018-12-31$25,632
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$175,531
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$175,531
Administrative expenses professional fees incurred2018-12-31$9,250
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,996,814
Participant contributions at end of year2018-12-31$565,578
Participant contributions at beginning of year2018-12-31$415,291
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$160,846
Other income not declared elsewhere2018-12-31$18,089
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-142,551
Value of net assets at end of year (total assets less liabilities)2018-12-31$18,606,561
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$19,951,320
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$23,750
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$17,030,678
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$18,374,901
Interest on participant loans2018-12-31$25,632
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$1,010,305
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$1,161,128
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$1,517,671
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,165,211
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$590,990
Contract administrator fees2018-12-31$43,707
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31WRIGHT FORD YOUNG & CO
Accountancy firm EIN2018-12-31953288054
2017 : HOT TOPIC 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$70,197
Total transfer of assets from this plan2017-12-31$613,355
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$6,465,012
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,538,956
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,235,848
Value of total corrective distributions2017-12-31$252,539
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,480,510
Value of total assets at end of year2017-12-31$19,951,320
Value of total assets at beginning of year2017-12-31$15,568,422
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$50,569
Total interest from all sources2017-12-31$19,859
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$142,738
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$142,738
Administrative expenses professional fees incurred2017-12-31$9,250
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,025,265
Participant contributions at end of year2017-12-31$415,291
Participant contributions at beginning of year2017-12-31$413,862
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$882,673
Other income not declared elsewhere2017-12-31$16,531
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,926,056
Value of net assets at end of year (total assets less liabilities)2017-12-31$19,951,320
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$15,568,422
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$12,083
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$18,374,901
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$14,405,834
Interest on participant loans2017-12-31$19,859
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,161,128
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$748,726
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,805,374
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$572,572
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,235,848
Contract administrator fees2017-12-31$29,236
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WRIGHT FORD YOUNG & CO
Accountancy firm EIN2017-12-31953288054
2016 : HOT TOPIC 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$18,281
Total transfer of assets from this plan2016-12-31$77,769
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,555,030
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,633,659
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,407,084
Value of total corrective distributions2016-12-31$205,928
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,474,527
Value of total assets at end of year2016-12-31$15,568,422
Value of total assets at beginning of year2016-12-31$13,706,539
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$20,647
Total interest from all sources2016-12-31$20,445
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$131,163
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$131,163
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,701,968
Participant contributions at end of year2016-12-31$413,862
Participant contributions at beginning of year2016-12-31$469,339
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$287,565
Other income not declared elsewhere2016-12-31$11,323
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,921,371
Value of net assets at end of year (total assets less liabilities)2016-12-31$15,568,422
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$13,706,539
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$3,676
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$14,405,834
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$12,673,541
Interest on participant loans2016-12-31$20,445
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$748,726
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$563,659
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$917,572
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$484,994
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,407,084
Contract administrator fees2016-12-31$16,971
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31WRIGHT FORD YOUNG & CO
Accountancy firm EIN2016-12-31953288054
2015 : HOT TOPIC 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$1,874
Total transfer of assets from this plan2015-12-31$1,593,859
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,696,770
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,646,931
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,423,118
Expenses. Certain deemed distributions of participant loans2015-12-31$38,715
Value of total corrective distributions2015-12-31$156,771
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,611,301
Value of total assets at end of year2015-12-31$13,706,539
Value of total assets at beginning of year2015-12-31$14,248,685
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$28,327
Total interest from all sources2015-12-31$20,352
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$82,728
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$82,728
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,944,111
Participant contributions at end of year2015-12-31$469,339
Participant contributions at beginning of year2015-12-31$501,361
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$101,061
Other income not declared elsewhere2015-12-31$8,778
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$1,001
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,049,839
Value of net assets at end of year (total assets less liabilities)2015-12-31$13,706,539
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$14,248,685
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$12,673,541
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$13,746,323
Interest on participant loans2015-12-31$20,352
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$563,659
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-349,886
Net investment gain/loss from pooled separate accounts2015-12-31$323,497
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$566,129
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,423,118
Contract administrator fees2015-12-31$28,327
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31WRIGHT FORD YOUNG & CO
Accountancy firm EIN2015-12-31953288054
2014 : HOT TOPIC 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$3,051,463
Total of all expenses incurred2014-12-31$1,705,660
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,638,727
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,358,134
Value of total assets at end of year2014-12-31$14,248,685
Value of total assets at beginning of year2014-12-31$12,902,882
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$66,933
Total interest from all sources2014-12-31$18,960
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$15,020
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,463,335
Participant contributions at end of year2014-12-31$501,361
Participant contributions at beginning of year2014-12-31$430,841
Participant contributions at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$471,218
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Administrative expenses (other) incurred2014-12-31$396
Total non interest bearing cash at end of year2014-12-31$1,001
Total non interest bearing cash at beginning of year2014-12-31$713
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,345,803
Value of net assets at end of year (total assets less liabilities)2014-12-31$14,248,685
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$12,902,882
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$13,746,323
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$12,470,415
Interest on participant loans2014-12-31$18,960
Net investment gain/loss from pooled separate accounts2014-12-31$674,369
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$423,581
Employer contributions (assets) at beginning of year2014-12-31$913
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,638,727
Contract administrator fees2014-12-31$51,517
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WRIGHT FORD YOUNG & CO
Accountancy firm EIN2014-12-31953288054
2013 : HOT TOPIC 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$4,050,875
Total of all expenses incurred2013-12-31$1,231,593
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,147,078
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,037,438
Value of total assets at end of year2013-12-31$12,902,882
Value of total assets at beginning of year2013-12-31$10,083,600
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$84,515
Total interest from all sources2013-12-31$13,669
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$18,719
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,275,275
Participant contributions at end of year2013-12-31$430,841
Participant contributions at beginning of year2013-12-31$293,464
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$357
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$369,838
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$58
Total non interest bearing cash at end of year2013-12-31$713
Total non interest bearing cash at beginning of year2013-12-31$814
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,819,282
Value of net assets at end of year (total assets less liabilities)2013-12-31$12,902,882
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$10,083,600
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$12,470,415
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$9,788,752
Interest on participant loans2013-12-31$13,669
Net investment gain/loss from pooled separate accounts2013-12-31$1,999,768
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$392,325
Employer contributions (assets) at end of year2013-12-31$913
Employer contributions (assets) at beginning of year2013-12-31$155
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,147,078
Contract administrator fees2013-12-31$65,796
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31WRIGHT FORD YOUNG & CO
Accountancy firm EIN2013-12-31953288054
2012 : HOT TOPIC 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$2,669,980
Total of all expenses incurred2012-12-31$1,039,129
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$955,048
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,526,241
Value of total assets at end of year2012-12-31$10,083,600
Value of total assets at beginning of year2012-12-31$8,452,749
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$84,081
Total interest from all sources2012-12-31$11,893
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$20,400
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,054,131
Participant contributions at end of year2012-12-31$293,464
Participant contributions at beginning of year2012-12-31$270,655
Participant contributions at end of year2012-12-31$357
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$118,012
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$58
Total non interest bearing cash at end of year2012-12-31$814
Total non interest bearing cash at beginning of year2012-12-31$655
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,630,851
Value of net assets at end of year (total assets less liabilities)2012-12-31$10,083,600
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$8,452,749
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$9,788,752
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$8,181,439
Interest on participant loans2012-12-31$11,874
Interest earned on other investments2012-12-31$19
Net investment gain/loss from pooled separate accounts2012-12-31$1,131,846
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$354,098
Employer contributions (assets) at end of year2012-12-31$155
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$955,048
Contract administrator fees2012-12-31$63,681
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31WRIGHT FORD YOUNG & CO.
Accountancy firm EIN2012-12-31953288054
2011 : HOT TOPIC 401(K) PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$1,157
Total income from all sources (including contributions)2011-12-31$1,586,515
Total of all expenses incurred2011-12-31$812,000
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$698,600
Expenses. Certain deemed distributions of participant loans2011-12-31$33,575
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,815,056
Value of total assets at end of year2011-12-31$8,452,749
Value of total assets at beginning of year2011-12-31$7,679,391
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$79,825
Total interest from all sources2011-12-31$11,943
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$16,420
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,133,612
Participant contributions at end of year2011-12-31$270,655
Participant contributions at beginning of year2011-12-31$262,443
Participant contributions at beginning of year2011-12-31$121
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$287,421
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$1,157
Administrative expenses (other) incurred2011-12-31$63,405
Total non interest bearing cash at end of year2011-12-31$655
Total non interest bearing cash at beginning of year2011-12-31$1,217
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$774,515
Value of net assets at end of year (total assets less liabilities)2011-12-31$8,452,749
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$7,678,234
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$8,181,439
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$7,415,610
Income. Interest from loans (other than to participants)2011-12-31$11,943
Net investment gain/loss from pooled separate accounts2011-12-31$-240,484
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$394,023
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$698,600
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31WRIGHT FORD YOUNG & CO.
Accountancy firm EIN2011-12-31953288054
2010 : HOT TOPIC 401(K) PLAN 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$1,157
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$11,766
Total income from all sources (including contributions)2010-12-31$2,418,838
Total of all expenses incurred2010-12-31$522,473
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$444,087
Value of total corrective distributions2010-12-31$8,270
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,618,729
Value of total assets at end of year2010-12-31$7,679,391
Value of total assets at beginning of year2010-12-31$5,793,635
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$70,116
Total interest from all sources2010-12-31$8,933
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$19,250
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,158,500
Participant contributions at end of year2010-12-31$262,443
Participant contributions at beginning of year2010-12-31$176,450
Participant contributions at end of year2010-12-31$121
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$77,103
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$1,157
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$11,766
Administrative expenses (other) incurred2010-12-31$50,866
Total non interest bearing cash at end of year2010-12-31$1,217
Total non interest bearing cash at beginning of year2010-12-31$1,217
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,896,365
Value of net assets at end of year (total assets less liabilities)2010-12-31$7,678,234
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$5,781,869
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$7,415,610
Value of interest in pooled separate accounts at beginning of year2010-12-31$5,615,968
Interest on participant loans2010-12-31$8,933
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$791,176
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$383,126
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$444,087
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31WRIGHT FORD YOUNG & CO.
Accountancy firm EIN2010-12-31953288054
2009 : HOT TOPIC 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for HOT TOPIC 401(K) PLAN

2022: HOT TOPIC 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: HOT TOPIC 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: HOT TOPIC 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: HOT TOPIC 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: HOT TOPIC 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HOT TOPIC 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HOT TOPIC 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HOT TOPIC 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HOT TOPIC 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HOT TOPIC 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HOT TOPIC 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HOT TOPIC 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: HOT TOPIC 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: HOT TOPIC 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28242
Policy instance 1
Insurance contract or identification numberGA28242
Number of Individuals Covered1057
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28242
Policy instance 1
Insurance contract or identification numberGA28242
Number of Individuals Covered976
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28242
Policy instance 1
Insurance contract or identification numberGA28242
Number of Individuals Covered889
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28242
Policy instance 1
Insurance contract or identification numberGA28242
Number of Individuals Covered883
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28242
Policy instance 1
Insurance contract or identification numberGA28242
Number of Individuals Covered818
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28242
Policy instance 1
Insurance contract or identification numberGA28242
Number of Individuals Covered751
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number62031
Policy instance 1
Insurance contract or identification number62031
Number of Individuals Covered0
Insurance policy start date2015-01-01
Insurance policy end date2015-02-17
Total amount of commissions paid to insurance brokerUSD $8,298
Total amount of fees paid to insurance companyUSD $2,034
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,298
Insurance broker organization code?4
Amount paid for insurance broker fees1440
Additional information about fees paid to insurance brokerFEES PAID
Insurance broker namePOLYCOMP ADMINISTRATIVE SERVICES
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )
Policy contract numberGA28242
Policy instance 2
Insurance contract or identification numberGA28242
Number of Individuals Covered636
Insurance policy start date2015-02-24
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number62031
Policy instance 1
Insurance contract or identification number62031
Number of Individuals Covered754
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $47,735
Total amount of fees paid to insurance companyUSD $21,895
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $47,735
Insurance broker organization code?4
Amount paid for insurance broker fees15020
Insurance broker namePOLYCOMP ADMINISTRATIVE SERVICES
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number62031
Policy instance 1
Insurance contract or identification number62031
Number of Individuals Covered636
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $53,958
Total amount of fees paid to insurance companyUSD $24,364
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $45,185
Amount paid for insurance broker fees83
Insurance broker organization code?4
Insurance broker nameMMC SECURITIES CORP
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number62031
Policy instance 1
Insurance contract or identification number62031
Number of Individuals Covered716
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $46,525
Total amount of fees paid to insurance companyUSD $25,128
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $46,412
Insurance broker organization code?4
Amount paid for insurance broker fees20470
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameMORGAN STANLEY SMITH BARNEY
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number62031
Policy instance 1
Insurance contract or identification number62031
Number of Individuals Covered773
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $40,580
Total amount of fees paid to insurance companyUSD $20,636
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number62031
Policy instance 1
Insurance contract or identification number62031
Number of Individuals Covered759
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $32,203
Total amount of fees paid to insurance companyUSD $22,558
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $32,203
Insurance broker organization code?4
Amount paid for insurance broker fees22558
Additional information about fees paid to insurance brokerTPA FEES AND COMPENSATION
Insurance broker namePOLYCOMP ADMINISTRATIVE SERVICES

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