401k Plan data: WALPOLE & CO., LLP 401(K) PLAN plan

WALPOLE & CO., LLP 401(K) PLAN 401k Plan overview

Plan Name	WALPOLE & CO., LLP 401(K) PLAN
Plan identification number	001

WALPOLE & CO., LLP 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

WALPOLE & CO., LLP has sponsored the creation of one or more 401k plans.

Company Name: WALPOLE & CO., LLP

Employer identification number (EIN): 770384152

NAIC Classification: 541211
NAIC Description: Offices of Certified Public Accountants

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WALPOLE & CO., LLP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01 DAVID A. PECKHAM, FOR SBPC, INC. 2022-10-11
001 2020-01-01
001 2019-01-01
001 2018-01-01

Plan Statistics for WALPOLE & CO., LLP 401(K) PLAN

401k plan membership statisitcs for WALPOLE & CO., LLP 401(K) PLAN

Measure Date Value
2022: WALPOLE & CO., LLP 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 52
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 58
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 18
Total of all active and inactive participants 2022-01-01 76
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 76
Number of participants with account balances 2022-01-01 76
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2020: WALPOLE & CO., LLP 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 61
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 49
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 4
Total of all active and inactive participants 2020-01-01 53
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 53
Number of participants with account balances 2020-01-01 53
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 7
2019: WALPOLE & CO., LLP 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 48
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 49
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 12
Total of all active and inactive participants 2019-01-01 61
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 61
Number of participants with account balances 2019-01-01 61
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 7
2018: WALPOLE & CO., LLP 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 48
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 48
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 0
Total of all active and inactive participants 2018-01-01 48
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 48
Number of participants with account balances 2018-01-01 48
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 5

Measure	Date	Value
2022: WALPOLE & CO., LLP 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	52
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	58
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	18
Total of all active and inactive participants	2022-01-01	76
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	76
Number of participants with account balances	2022-01-01	76
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2020: WALPOLE & CO., LLP 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	61
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	49
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	4
Total of all active and inactive participants	2020-01-01	53
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	53
Number of participants with account balances	2020-01-01	53
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	7
2019: WALPOLE & CO., LLP 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	48
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	49
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	12
Total of all active and inactive participants	2019-01-01	61
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	61
Number of participants with account balances	2019-01-01	61
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	7
2018: WALPOLE & CO., LLP 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	48
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	48
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	0
Total of all active and inactive participants	2018-01-01	48
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	48
Number of participants with account balances	2018-01-01	48
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	5

Financial Data on WALPOLE & CO., LLP 401(K) PLAN

Measure	Date	Value
2022 : WALPOLE & CO., LLP 401(K) PLAN 2022 401k financial data
Total income from all sources	2022-12-31	$415,654
Expenses. Total of all expenses incurred	2022-12-31	$576,324
Benefits paid (including direct rollovers)	2022-12-31	$574,646
Total plan assets at end of year	2022-12-31	$4,270,046
Total plan assets at beginning of year	2022-12-31	$4,430,716
Value of fidelity bond covering the plan	2022-12-31	$427,005
Total contributions received or receivable from participants	2022-12-31	$429,742
Contributions received from other sources (not participants or employers)	2022-12-31	$27,152
Other income received	2022-12-31	$-419,800
Net income (gross income less expenses)	2022-12-31	$-160,670
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$4,270,046
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$4,430,716
Assets. Value of participant loans	2022-12-31	$50,457
Total contributions received or receivable from employer(s)	2022-12-31	$378,560
Value of corrective distributions	2022-12-31	$1,203
Expenses. Administrative service providers (salaries,fees and commissions)	2022-12-31	$475
2020 : WALPOLE & CO., LLP 401(K) PLAN 2020 401k financial data
Total plan liabilities at end of year	2020-12-31	$0
Total plan liabilities at beginning of year	2020-12-31	$0
Total income from all sources	2020-12-31	$971,080
Expenses. Total of all expenses incurred	2020-12-31	$15,000
Benefits paid (including direct rollovers)	2020-12-31	$14,462
Total plan assets at end of year	2020-12-31	$3,250,266
Total plan assets at beginning of year	2020-12-31	$2,294,186
Value of fidelity bond covering the plan	2020-12-31	$325,027
Total contributions received or receivable from participants	2020-12-31	$389,204
Contributions received from other sources (not participants or employers)	2020-12-31	$138,577
Other income received	2020-12-31	$241,347
Net income (gross income less expenses)	2020-12-31	$956,080
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$3,250,266
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$2,294,186
Total contributions received or receivable from employer(s)	2020-12-31	$201,952
Expenses. Administrative service providers (salaries,fees and commissions)	2020-12-31	$538
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-12-31	$0
2019 : WALPOLE & CO., LLP 401(K) PLAN 2019 401k financial data
Total plan liabilities at end of year	2019-12-31	$0
Total plan liabilities at beginning of year	2019-12-31	$0
Total income from all sources	2019-12-31	$858,912
Expenses. Total of all expenses incurred	2019-12-31	$8,327
Benefits paid (including direct rollovers)	2019-12-31	$8,327
Total plan assets at end of year	2019-12-31	$2,294,186
Total plan assets at beginning of year	2019-12-31	$1,443,601
Value of fidelity bond covering the plan	2019-12-31	$229,419
Total contributions received or receivable from participants	2019-12-31	$366,734
Contributions received from other sources (not participants or employers)	2019-12-31	$40,431
Other income received	2019-12-31	$252,890
Net income (gross income less expenses)	2019-12-31	$850,585
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$2,294,186
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$1,443,601
Total contributions received or receivable from employer(s)	2019-12-31	$198,857
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
2018 : WALPOLE & CO., LLP 401(K) PLAN 2018 401k financial data
Total plan liabilities at end of year	2018-12-31	$0
Total plan liabilities at beginning of year	2018-12-31	$0
Total income from all sources	2018-12-31	$1,443,601
Total plan assets at end of year	2018-12-31	$1,443,601
Total plan assets at beginning of year	2018-12-31	$0
Value of fidelity bond covering the plan	2018-12-31	$144,360
Total contributions received or receivable from participants	2018-12-31	$345,262
Contributions received from other sources (not participants or employers)	2018-12-31	$1,021,873
Other income received	2018-12-31	$-107,312
Net income (gross income less expenses)	2018-12-31	$1,443,601
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$1,443,601
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$0
Total contributions received or receivable from employer(s)	2018-12-31	$183,778

Form 5500 Responses for WALPOLE & CO., LLP 401(K) PLAN

2022: WALPOLE & CO., LLP 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2020: WALPOLE & CO., LLP 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: WALPOLE & CO., LLP 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: WALPOLE & CO., LLP 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	First time form 5500 has been submitted	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	WALPOLE & CO., LLP
Employer identification number (EIN):	770384152
NAIC Classification:	541211
NAIC Description:	Offices of Certified Public Accountants

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01
001	2021-01-01	DAVID A. PECKHAM, FOR SBPC, INC.	2022-10-11
001	2020-01-01
001	2019-01-01
001	2018-01-01