401k Plan data: OPLINK 401K PLAN plan

OPLINK 401K PLAN 401k Plan overview

Plan Name	OPLINK 401K PLAN
Plan identification number	001

OPLINK 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

OPLINK COMMUNICATIONS, INC. has sponsored the creation of one or more 401k plans.

Company Name: OPLINK COMMUNICATIONS, INC.

Employer identification number (EIN): 770411346

NAIC Classification: 334200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OPLINK 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01 TRINA LONG
001 2016-01-01 TRINA LONG
001 2015-01-01 TRINA LONG
001 2014-01-01 TRINA LONG
001 2013-01-01 SHIRLEY YIN
001 2012-01-01 SHIRLEY YIN
001 2011-01-01 SHIRLEY YIN
001 2009-01-01 SHIRLEY YIN

Plan id#	Filing Submission Date	Name of Administrator
001	2017-01-01	TRINA LONG
001	2016-01-01	TRINA LONG
001	2015-01-01	TRINA LONG
001	2014-01-01	TRINA LONG
001	2013-01-01	SHIRLEY YIN
001	2012-01-01	SHIRLEY YIN
001	2011-01-01	SHIRLEY YIN
001	2009-01-01	SHIRLEY YIN

Plan Statistics for OPLINK 401K PLAN

401k plan membership statisitcs for OPLINK 401K PLAN

Measure Date Value
2017: OPLINK 401K PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 127
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 0
Number of participants with account balances 2017-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: OPLINK 401K PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 170
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 69
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 56
Total of all active and inactive participants 2016-01-01 125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 125
Number of participants with account balances 2016-01-01 127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: OPLINK 401K PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 196
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 109
Number of other retired or separated participants entitled to future benefits 2015-01-01 61
Total of all active and inactive participants 2015-01-01 170
Total participants 2015-01-01 170
Number of participants with account balances 2015-01-01 144
2014: OPLINK 401K PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 203
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 140
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 53
Total of all active and inactive participants 2014-01-01 193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 193
Number of participants with account balances 2014-01-01 156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: OPLINK 401K PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 194
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 150
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 57
Total of all active and inactive participants 2013-01-01 207
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 207
Number of participants with account balances 2013-01-01 157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: OPLINK 401K PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 175
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 128
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 61
Total of all active and inactive participants 2012-01-01 189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 189
Number of participants with account balances 2012-01-01 154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: OPLINK 401K PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 187
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 121
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 54
Total of all active and inactive participants 2011-01-01 175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 175
Number of participants with account balances 2011-01-01 143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: OPLINK 401K PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 125
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 81
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 44
Total of all active and inactive participants 2009-01-01 125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 125
Number of participants with account balances 2009-01-01 106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2017: OPLINK 401K PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	127
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	0
Number of participants with account balances	2017-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: OPLINK 401K PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	170
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	69
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	56
Total of all active and inactive participants	2016-01-01	125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	125
Number of participants with account balances	2016-01-01	127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: OPLINK 401K PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	196
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	109
Number of other retired or separated participants entitled to future benefits	2015-01-01	61
Total of all active and inactive participants	2015-01-01	170
Total participants	2015-01-01	170
Number of participants with account balances	2015-01-01	144
2014: OPLINK 401K PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	203
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	140
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	53
Total of all active and inactive participants	2014-01-01	193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	193
Number of participants with account balances	2014-01-01	156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: OPLINK 401K PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	194
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	150
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	57
Total of all active and inactive participants	2013-01-01	207
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	207
Number of participants with account balances	2013-01-01	157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: OPLINK 401K PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	175
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	128
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	61
Total of all active and inactive participants	2012-01-01	189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	189
Number of participants with account balances	2012-01-01	154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: OPLINK 401K PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	187
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	121
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	54
Total of all active and inactive participants	2011-01-01	175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	175
Number of participants with account balances	2011-01-01	143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: OPLINK 401K PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	125
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	81
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	44
Total of all active and inactive participants	2009-01-01	125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	125
Number of participants with account balances	2009-01-01	106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on OPLINK 401K PLAN

Measure	Date	Value
2017 : OPLINK 401K PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-08-14	$949,484
Total of all expenses incurred	2017-08-14	$13,528,442
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-08-14	$13,519,768
Value of total assets at end of year	2017-08-14	$0
Value of total assets at beginning of year	2017-08-14	$12,578,958
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-08-14	$8,674
Total interest from all sources	2017-08-14	$26,376
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-08-14	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-08-14	$0
Was this plan covered by a fidelity bond	2017-08-14	Yes
Value of fidelity bond cover	2017-08-14	$1,249,947
If this is an individual account plan, was there a blackout period	2017-08-14	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-08-14	$0
Were there any nonexempt tranactions with any party-in-interest	2017-08-14	No
Participant contributions at end of year	2017-08-14	$0
Participant contributions at beginning of year	2017-08-14	$144,573
Administrative expenses (other) incurred	2017-08-14	$8,674
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-08-14	No
Value of net income/loss	2017-08-14	$-12,578,958
Value of net assets at end of year (total assets less liabilities)	2017-08-14	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-08-14	$12,578,958
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-08-14	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-08-14	No
Were any leases to which the plan was party in default or uncollectible	2017-08-14	No
Value of interest in pooled separate accounts at end of year	2017-08-14	$0
Value of interest in pooled separate accounts at beginning of year	2017-08-14	$9,549,004
Interest on participant loans	2017-08-14	$3,634
Interest earned on other investments	2017-08-14	$22,742
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-08-14	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-08-14	$2,885,381
Net investment gain/loss from pooled separate accounts	2017-08-14	$923,108
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-08-14	No
Was there a failure to transmit to the plan any participant contributions	2017-08-14	No
Has the plan failed to provide any benefit when due under the plan	2017-08-14	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-08-14	$13,519,768
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2017-08-14	Yes
Did the plan have assets held for investment	2017-08-14	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-08-14	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-08-14	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-08-14	Yes
Opinion of an independent qualified public accountant for this plan	2017-08-14	Disclaimer
Accountancy firm name	2017-08-14	JOHANSON & YAU ACCOUNTANCY CORP
Accountancy firm EIN	2017-08-14	942702860
2016 : OPLINK 401K PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$828,130
Total of all expenses incurred	2016-12-31	$824,622
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$806,647
Value of total corrective distributions	2016-12-31	$4,671
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$11,640
Value of total assets at end of year	2016-12-31	$12,578,958
Value of total assets at beginning of year	2016-12-31	$12,575,450
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$13,304
Total interest from all sources	2016-12-31	$6,876
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,249,947
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$11,640
Participant contributions at end of year	2016-12-31	$144,573
Participant contributions at beginning of year	2016-12-31	$193,944
Other income not declared elsewhere	2016-12-31	$33,945
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$3,508
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$12,578,958
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$12,575,450
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in pooled separate accounts at end of year	2016-12-31	$9,549,004
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$10,236,274
Interest on participant loans	2016-12-31	$6,876
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$2,885,381
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$2,145,232
Net investment gain/loss from pooled separate accounts	2016-12-31	$775,669
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$806,647
Contract administrator fees	2016-12-31	$13,304
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	JOHANSON AND YAU ACCOUNTANCY CORP
Accountancy firm EIN	2016-12-31	942702860
2015 : OPLINK 401K PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$1,200,200
Total of all expenses incurred	2015-12-31	$1,076,219
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,061,712
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,487,267
Value of total assets at end of year	2015-12-31	$12,575,450
Value of total assets at beginning of year	2015-12-31	$12,451,469
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$14,507
Total interest from all sources	2015-12-31	$5,634
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Administrative expenses professional fees incurred	2015-12-31	$1,750
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,414,337
Participant contributions at end of year	2015-12-31	$193,944
Participant contributions at beginning of year	2015-12-31	$66,339
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$72,930
Other income not declared elsewhere	2015-12-31	$31,651
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$123,981
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$12,575,450
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$12,451,469
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$12,757
Value of interest in pooled separate accounts at end of year	2015-12-31	$10,236,274
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$10,393,215
Interest on participant loans	2015-12-31	$5,634
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$2,145,232
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$1,991,915
Net investment gain/loss from pooled separate accounts	2015-12-31	$-324,352
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,061,712
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	JOHANSON AND YAU ACCOUNTANCY CORP
Accountancy firm EIN	2015-12-31	942702860
2014 : OPLINK 401K PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$2,181,472
Total of all expenses incurred	2014-12-31	$325,917
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$308,702
Value of total corrective distributions	2014-12-31	$4,520
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,768,114
Value of total assets at end of year	2014-12-31	$12,451,469
Value of total assets at beginning of year	2014-12-31	$10,595,914
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$12,695
Total interest from all sources	2014-12-31	$3,246
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$1,500
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,721,012
Participant contributions at end of year	2014-12-31	$66,339
Participant contributions at beginning of year	2014-12-31	$69,312
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$47,102
Other income not declared elsewhere	2014-12-31	$26,577
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,855,555
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$12,451,469
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$10,595,914
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$11,195
Value of interest in pooled separate accounts at end of year	2014-12-31	$10,393,215
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$8,892,316
Interest on participant loans	2014-12-31	$3,246
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$36,113
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$36,113
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$1,991,915
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$1,598,173
Net investment gain/loss from pooled separate accounts	2014-12-31	$383,535
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$308,702
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	JOHANSON AND YAU ACCOUNTANCY CORP
Accountancy firm EIN	2014-12-31	942702860
2013 : OPLINK 401K PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$2,743,064
Total of all expenses incurred	2013-12-31	$142,134
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$124,133
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,327,114
Value of total assets at end of year	2013-12-31	$10,595,914
Value of total assets at beginning of year	2013-12-31	$7,994,984
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$18,001
Total interest from all sources	2013-12-31	$1,488
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Administrative expenses professional fees incurred	2013-12-31	$1,338
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,193,033
Participant contributions at end of year	2013-12-31	$69,312
Participant contributions at beginning of year	2013-12-31	$34,778
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$134,081
Other income not declared elsewhere	2013-12-31	$27,711
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,600,930
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$10,595,914
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$7,994,984
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$16,663
Value of interest in pooled separate accounts at end of year	2013-12-31	$8,892,316
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$6,271,617
Interest on participant loans	2013-12-31	$1,488
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$36,113
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$1,598,173
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$1,688,589
Net investment gain/loss from pooled separate accounts	2013-12-31	$1,386,751
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$124,133
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	JOHANSON AND YAU ACCOUNTANCY CORP
Accountancy firm EIN	2013-12-31	942702860
2012 : OPLINK 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,743,369
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$204,481
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$176,553
Value of total corrective distributions	2012-12-31	$5,669
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,025,514
Value of total assets at end of year	2012-12-31	$7,994,984
Value of total assets at beginning of year	2012-12-31	$6,456,096
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$22,259
Total interest from all sources	2012-12-31	$1,711
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Administrative expenses professional fees incurred	2012-12-31	$650
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,024,915
Participant contributions at end of year	2012-12-31	$34,778
Participant contributions at beginning of year	2012-12-31	$46,253
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$599
Other income not declared elsewhere	2012-12-31	$29,954
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,538,888
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$7,994,984
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$6,456,096
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$21,609
Value of interest in pooled separate accounts at end of year	2012-12-31	$6,271,617
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$5,168,555
Interest on participant loans	2012-12-31	$1,711
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$1,688,589
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$1,241,288
Net investment gain/loss from pooled separate accounts	2012-12-31	$686,190
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$176,553
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	JOHANSON AND YAU ACCOUNTANCY CORP
Accountancy firm EIN	2012-12-31	942702860
2011 : OPLINK 401K PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$719,821
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$256,226
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$236,026
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,028,052
Value of total assets at end of year	2011-12-31	$6,456,096
Value of total assets at beginning of year	2011-12-31	$5,992,501
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$20,200
Total interest from all sources	2011-12-31	$2,272
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$850
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$989,208
Participant contributions at end of year	2011-12-31	$46,253
Participant contributions at beginning of year	2011-12-31	$58,497
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$38,844
Other income not declared elsewhere	2011-12-31	$29,483
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$463,595
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$6,456,096
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$5,992,501
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$19,350
Value of interest in pooled separate accounts at end of year	2011-12-31	$5,168,555
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$4,977,543
Interest on participant loans	2011-12-31	$2,272
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$1,241,288
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$956,461
Net investment gain/loss from pooled separate accounts	2011-12-31	$-339,986
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$236,026
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	JOHANSON AND YAU ACCOUNTANCY CORP
Accountancy firm EIN	2011-12-31	942702860
2010 : OPLINK 401K PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,493,455
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$161,211
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$115,213
Value of total corrective distributions	2010-12-31	$25,092
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$821,898
Value of total assets at end of year	2010-12-31	$5,992,501
Value of total assets at beginning of year	2010-12-31	$4,660,257
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$20,906
Total interest from all sources	2010-12-31	$10,362
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$650
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$821,898
Participant contributions at end of year	2010-12-31	$58,497
Participant contributions at beginning of year	2010-12-31	$3,087
Participant contributions at beginning of year	2010-12-31	$103,724
Other income not declared elsewhere	2010-12-31	$19,916
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,332,244
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$5,992,501
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$4,660,257
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$20,256
Value of interest in pooled separate accounts at end of year	2010-12-31	$4,977,543
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$3,987,989
Interest on participant loans	2010-12-31	$761
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$32,142
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$32,142
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$9,601
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$956,461
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$533,315
Net investment gain/loss from pooled separate accounts	2010-12-31	$641,279
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$115,213
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	JOHANSON AND YAU ACCOUNTANCY CORP
Accountancy firm EIN	2010-12-31	942702860
2009 : OPLINK 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for OPLINK 401K PLAN

2017: OPLINK 401K PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	This submission is the final filing	Yes
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: OPLINK 401K PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: OPLINK 401K PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: OPLINK 401K PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: OPLINK 401K PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: OPLINK 401K PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: OPLINK 401K PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: OPLINK 401K PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

600296

Policy instance

Insurance contract or identification number	600296
Number of Individuals Covered	0
Insurance policy start date	2017-01-01
Insurance policy end date	2017-08-14
Total amount of commissions paid to insurance broker	USD $33,732
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $33,732
Insurance broker organization code?	3
Insurance broker name	MERRILL LYNCH LIFE AGENCY INC

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

600296-000

Policy instance

Insurance contract or identification number	600296-000
Number of Individuals Covered	144
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $51,137
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $51,137
Insurance broker organization code?	3
Insurance broker name	MERRILL LYNCH LIFE AGENCY INC

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

600296-000

Policy instance

Insurance contract or identification number	600296-000
Number of Individuals Covered	156
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $45,155
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $45,155
Insurance broker organization code?	3
Insurance broker name	MERRILL LYNCH LIFE AGENCY INC

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

600296-000

Policy instance

Insurance contract or identification number	600296-000
Number of Individuals Covered	157
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $36,321
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $36,321
Insurance broker organization code?	3
Insurance broker name	MERRILL LYNCH LIFE AGENCY INC

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

600296-000

Policy instance

Insurance contract or identification number	600296-000
Number of Individuals Covered	154
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $28,721
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $28,721
Insurance broker organization code?	3
Insurance broker name	MERRILL LYNCH LIFE AGENCY INC

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

600296-000

Policy instance

Insurance contract or identification number	600296-000
Number of Individuals Covered	143
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $25,133
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )

Policy contract number

600296-000

Policy instance

Insurance contract or identification number	600296-000
Number of Individuals Covered	145
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $20,077
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	OPLINK COMMUNICATIONS, INC.
Employer identification number (EIN):	770411346
NAIC Classification:	334200