401k Plan data: OCLARO, INC 401(K) RETIREMENT PLAN plan

OCLARO, INC 401(K) RETIREMENT PLAN 401k Plan overview

Plan Name	OCLARO, INC 401(K) RETIREMENT PLAN
Plan identification number	001

OCLARO, INC 401(K) RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

OCLARO, INC. has sponsored the creation of one or more 401k plans.

Company Name: OCLARO, INC.

Employer identification number (EIN): 770449649

NAIC Classification: 334410

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OCLARO, INC 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-01-01 MIKE FERNICOLA
001 2013-01-01 CHRISTINE REID MIKE FERNICOLA 2014-10-08
001 2012-01-01 CHRISTINE REID JERRY TURIN 2013-09-09
001 2011-01-01 MARY LOU STRONG JERRY TURIN 2012-08-06
001 2009-01-01 YVONNE WAGNER JERRY TURIN 2010-09-20
001 2009-01-01 YVONNE WAGNER JERRY TURIN 2010-09-17

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2014-01-01	MIKE FERNICOLA
001	2013-01-01	CHRISTINE REID	MIKE FERNICOLA	2014-10-08
001	2012-01-01	CHRISTINE REID	JERRY TURIN	2013-09-09
001	2011-01-01	MARY LOU STRONG	JERRY TURIN	2012-08-06
001	2009-01-01	YVONNE WAGNER	JERRY TURIN	2010-09-20
001	2009-01-01	YVONNE WAGNER	JERRY TURIN	2010-09-17

Plan Statistics for OCLARO, INC 401(K) RETIREMENT PLAN

401k plan membership statisitcs for OCLARO, INC 401(K) RETIREMENT PLAN

Measure Date Value
2014: OCLARO, INC 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 618
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 100
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 433
Total of all active and inactive participants 2014-01-01 533
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 534
Number of participants with account balances 2014-01-01 523
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: OCLARO, INC 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 697
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 160
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 457
Total of all active and inactive participants 2013-01-01 617
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 618
Number of participants with account balances 2013-01-01 589
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: OCLARO, INC 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 640
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 298
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 399
Total of all active and inactive participants 2012-01-01 697
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 697
Number of participants with account balances 2012-01-01 634
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: OCLARO, INC 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 665
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 272
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 368
Total of all active and inactive participants 2011-01-01 640
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 640
Number of participants with account balances 2011-01-01 597
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: OCLARO, INC 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 419
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 239
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 395
Total of all active and inactive participants 2009-01-01 634
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 634
Number of participants with account balances 2009-01-01 557
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2014: OCLARO, INC 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	618
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	100
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	433
Total of all active and inactive participants	2014-01-01	533
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	534
Number of participants with account balances	2014-01-01	523
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: OCLARO, INC 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	697
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	160
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	457
Total of all active and inactive participants	2013-01-01	617
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	618
Number of participants with account balances	2013-01-01	589
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: OCLARO, INC 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	640
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	298
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	399
Total of all active and inactive participants	2012-01-01	697
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	697
Number of participants with account balances	2012-01-01	634
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: OCLARO, INC 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	665
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	272
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	368
Total of all active and inactive participants	2011-01-01	640
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	640
Number of participants with account balances	2011-01-01	597
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: OCLARO, INC 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	419
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	239
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	395
Total of all active and inactive participants	2009-01-01	634
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	634
Number of participants with account balances	2009-01-01	557
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on OCLARO, INC 401(K) RETIREMENT PLAN

Measure	Date	Value
2014 : OCLARO, INC 401(K) RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$4,679,060
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$10,433,991
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$10,403,371
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$2,141,764
Value of total assets at end of year	2014-12-31	$41,655,775
Value of total assets at beginning of year	2014-12-31	$47,410,706
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$30,620
Total interest from all sources	2014-12-31	$3,564
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$2,125,717
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$2,125,717
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,556,339
Participant contributions at end of year	2014-12-31	$137,285
Participant contributions at beginning of year	2014-12-31	$198,011
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$394
Administrative expenses (other) incurred	2014-12-31	$800
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-5,754,931
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$41,655,775
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$47,410,706
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$29,820
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$30,556,802
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$33,216,041
Interest on participant loans	2014-12-31	$3,564
Value of interest in common/collective trusts at end of year	2014-12-31	$10,896,455
Value of interest in common/collective trusts at beginning of year	2014-12-31	$13,928,893
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$4,446
Net investment gain or loss from common/collective trusts	2014-12-31	$403,569
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$585,425
Employer contributions (assets) at end of year	2014-12-31	$65,233
Employer contributions (assets) at beginning of year	2014-12-31	$67,367
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$10,403,371
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	WRIGHT FORD YOUNG & CO
Accountancy firm EIN	2014-12-31	953288054
2013 : OCLARO, INC 401(K) RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets to this plan	2013-12-31	$12,178,340
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$12,604,034
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$11,458,378
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$11,420,231
Value of total corrective distributions	2013-12-31	$332
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$4,138,595
Value of total assets at end of year	2013-12-31	$47,410,706
Value of total assets at beginning of year	2013-12-31	$34,086,710
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$37,815
Total interest from all sources	2013-12-31	$10,702
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$1,649,324
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$1,649,324
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$2,852,249
Participant contributions at end of year	2013-12-31	$198,011
Participant contributions at beginning of year	2013-12-31	$188,048
Participant contributions at end of year	2013-12-31	$394
Participant contributions at beginning of year	2013-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$168,281
Administrative expenses (other) incurred	2013-12-31	$4,700
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,145,656
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$47,410,706
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$34,086,710
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$33,115
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$33,216,041
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$23,679,394
Interest on participant loans	2013-12-31	$10,702
Value of interest in common/collective trusts at end of year	2013-12-31	$13,928,893
Value of interest in common/collective trusts at beginning of year	2013-12-31	$10,143,329
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$5,586,561
Net investment gain or loss from common/collective trusts	2013-12-31	$1,218,852
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$1,118,065
Employer contributions (assets) at end of year	2013-12-31	$67,367
Employer contributions (assets) at beginning of year	2013-12-31	$75,939
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$11,420,231
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	Yes
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	WRIGHT FORD YOUNG & CO
Accountancy firm EIN	2013-12-31	953288054
2012 : OCLARO, INC 401(K) RETIREMENT PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$8,533,941
Total of all expenses incurred	2012-12-31	$5,095,475
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$5,063,105
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$4,641,697
Value of total assets at end of year	2012-12-31	$34,086,710
Value of total assets at beginning of year	2012-12-31	$30,648,244
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$32,370
Total interest from all sources	2012-12-31	$12,294
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$700,693
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$700,693
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$2,891,871
Participant contributions at end of year	2012-12-31	$188,048
Participant contributions at beginning of year	2012-12-31	$285,229
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$588,353
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$7,860
Administrative expenses (other) incurred	2012-12-31	$2,390
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$3,438,466
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$34,086,710
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$30,648,244
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$29,980
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$23,679,394
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$21,838,127
Interest on participant loans	2012-12-31	$12,294
Value of interest in common/collective trusts at end of year	2012-12-31	$10,143,329
Value of interest in common/collective trusts at beginning of year	2012-12-31	$8,472,765
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$2,541,234
Net investment gain or loss from common/collective trusts	2012-12-31	$638,023
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$1,161,473
Employer contributions (assets) at end of year	2012-12-31	$75,939
Employer contributions (assets) at beginning of year	2012-12-31	$44,263
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$5,063,105
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	WRIGHT FORD YOUNG & CO
Accountancy firm EIN	2012-12-31	953288054
2011 : OCLARO, INC 401(K) RETIREMENT PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$2,805,898
Total of all expenses incurred	2011-12-31	$2,728,825
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$2,683,469
Expenses. Certain deemed distributions of participant loans	2011-12-31	$16,038
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$3,551,445
Value of total assets at end of year	2011-12-31	$30,648,244
Value of total assets at beginning of year	2011-12-31	$30,571,171
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$29,318
Total interest from all sources	2011-12-31	$15,442
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$418,119
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$418,119
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$2,538,587
Participant contributions at end of year	2011-12-31	$285,229
Participant contributions at beginning of year	2011-12-31	$286,428
Participant contributions at end of year	2011-12-31	$0
Participant contributions at beginning of year	2011-12-31	$1,030
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$75,000
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$7,860
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$10,321
Other income not declared elsewhere	2011-12-31	$0
Administrative expenses (other) incurred	2011-12-31	$1,630
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$77,073
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$30,648,244
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$30,571,171
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$27,688
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$21,838,127
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$22,364,829
Interest on participant loans	2011-12-31	$15,442
Income. Interest from US Government securities	2011-12-31	$0
Income. Interest from corporate debt instruments	2011-12-31	$0
Value of interest in common/collective trusts at end of year	2011-12-31	$8,472,765
Value of interest in common/collective trusts at beginning of year	2011-12-31	$7,799,463
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$62,648
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$62,648
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$0
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-1,143,441
Net investment gain or loss from common/collective trusts	2011-12-31	$-35,667
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$937,858
Employer contributions (assets) at end of year	2011-12-31	$44,263
Employer contributions (assets) at beginning of year	2011-12-31	$46,452
Income. Dividends from preferred stock	2011-12-31	$0
Income. Dividends from common stock	2011-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$2,683,469
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	WRIGHT FORD YOUNG & CO
Accountancy firm EIN	2011-12-31	953288054
2010 : OCLARO, INC 401(K) RETIREMENT PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$6,221,182
Total of all expenses incurred	2010-12-31	$2,827,848
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$2,791,007
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$2,959,898
Value of total assets at end of year	2010-12-31	$30,571,171
Value of total assets at beginning of year	2010-12-31	$23,579,132
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$36,841
Total interest from all sources	2010-12-31	$14,497
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$352,912
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$352,912
Administrative expenses professional fees incurred	2010-12-31	$5,560
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,991,323
Participant contributions at end of year	2010-12-31	$286,428
Participant contributions at beginning of year	2010-12-31	$220,237
Participant contributions at end of year	2010-12-31	$1,030
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$226,907
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$10,321
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$6,934
Administrative expenses (other) incurred	2010-12-31	$1,190
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$3,393,334
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$30,571,171
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$23,579,132
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$30,091
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$22,364,829
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$17,804,604
Interest on participant loans	2010-12-31	$14,497
Value of interest in common/collective trusts at end of year	2010-12-31	$7,799,463
Value of interest in common/collective trusts at beginning of year	2010-12-31	$5,539,873
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$62,648
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$2,389,771
Net investment gain or loss from common/collective trusts	2010-12-31	$504,104
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$741,668
Employer contributions (assets) at end of year	2010-12-31	$46,452
Employer contributions (assets) at beginning of year	2010-12-31	$7,484
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$2,791,007
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	WRIGHT FORD YOUNG & CO
Accountancy firm EIN	2010-12-31	953288054
2009 : OCLARO, INC 401(K) RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for OCLARO, INC 401(K) RETIREMENT PLAN

2014: OCLARO, INC 401(K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: OCLARO, INC 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: OCLARO, INC 401(K) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: OCLARO, INC 401(K) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: OCLARO, INC 401(K) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	OCLARO, INC.
Employer identification number (EIN):	770449649
NAIC Classification:	334410