401k Plan data: TIVO 401(K) PLAN plan

TIVO 401(K) PLAN 401k Plan overview

Plan Name	TIVO 401(K) PLAN
Plan identification number	001

TIVO 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

TIVO INC. has sponsored the creation of one or more 401k plans.

Company Name: TIVO INC.

Employer identification number (EIN): 770463167

NAIC Classification: 541700

Additional information about TIVO INC.

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 2005-11-14

Company Identification Number: 0800571547

Legal Registered Office Address: 3025 ORCHARD PKWY

SAN JOSE
United States of America (USA)
95134

More information about TIVO INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TIVO 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-01-01 LORETTA BERG
001 2015-01-01 LORETTA BERG
001 2014-01-01 LORETTA BERG
001 2013-01-01 LORETTA BERG LORETTA BERG 2014-10-15
001 2012-01-01 LORETTA BERG LORETTA BERG 2013-10-14
001 2011-01-01 LORETTA BERG LORETTA BERG 2012-10-11
001 2010-01-01 LORETTA BERG LORETTA BERG 2011-10-14
001 2009-01-01 MICHELLE ALVARADO MICHELLE ALVARADO 2010-10-12

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2016-01-01	LORETTA BERG
001	2015-01-01	LORETTA BERG
001	2014-01-01	LORETTA BERG
001	2013-01-01	LORETTA BERG	LORETTA BERG	2014-10-15
001	2012-01-01	LORETTA BERG	LORETTA BERG	2013-10-14
001	2011-01-01	LORETTA BERG	LORETTA BERG	2012-10-11
001	2010-01-01	LORETTA BERG	LORETTA BERG	2011-10-14
001	2009-01-01	MICHELLE ALVARADO	MICHELLE ALVARADO	2010-10-12

Plan Statistics for TIVO 401(K) PLAN

401k plan membership statisitcs for TIVO 401(K) PLAN

Measure Date Value
2016: TIVO 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 752
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 0
Number of participants with account balances 2016-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: TIVO 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 696
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 545
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 207
Total of all active and inactive participants 2015-01-01 752
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 752
Number of participants with account balances 2015-01-01 737
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: TIVO 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 569
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 506
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 188
Total of all active and inactive participants 2014-01-01 694
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 2
Total participants 2014-01-01 696
Number of participants with account balances 2014-01-01 679
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: TIVO 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 731
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 587
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 140
Total of all active and inactive participants 2013-01-01 727
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 727
Number of participants with account balances 2013-01-01 569
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: TIVO 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 846
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 598
Number of other retired or separated participants entitled to future benefits 2012-01-01 133
Total of all active and inactive participants 2012-01-01 731
Total participants 2012-01-01 731
Number of participants with account balances 2012-01-01 554
2011: TIVO 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 564
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 698
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 142
Total of all active and inactive participants 2011-01-01 840
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 840
Number of participants with account balances 2011-01-01 530
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: TIVO 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 613
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 564
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 123
Total of all active and inactive participants 2010-01-01 687
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 687
Number of participants with account balances 2010-01-01 478
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: TIVO 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 488
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 479
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 112
Total of all active and inactive participants 2009-01-01 591
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 591
Number of participants with account balances 2009-01-01 417
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2016: TIVO 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	752
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	0
Number of participants with account balances	2016-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: TIVO 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	696
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	545
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	207
Total of all active and inactive participants	2015-01-01	752
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	752
Number of participants with account balances	2015-01-01	737
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: TIVO 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	569
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	506
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	188
Total of all active and inactive participants	2014-01-01	694
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	2
Total participants	2014-01-01	696
Number of participants with account balances	2014-01-01	679
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: TIVO 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	731
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	587
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	140
Total of all active and inactive participants	2013-01-01	727
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	727
Number of participants with account balances	2013-01-01	569
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: TIVO 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	846
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	598
Number of other retired or separated participants entitled to future benefits	2012-01-01	133
Total of all active and inactive participants	2012-01-01	731
Total participants	2012-01-01	731
Number of participants with account balances	2012-01-01	554
2011: TIVO 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	564
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	698
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	142
Total of all active and inactive participants	2011-01-01	840
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	840
Number of participants with account balances	2011-01-01	530
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: TIVO 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	613
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	564
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	123
Total of all active and inactive participants	2010-01-01	687
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	687
Number of participants with account balances	2010-01-01	478
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: TIVO 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	488
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	479
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	112
Total of all active and inactive participants	2009-01-01	591
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	591
Number of participants with account balances	2009-01-01	417
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on TIVO 401(K) PLAN

Measure	Date	Value
2016 : TIVO 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-28	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-28	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-28	$0
Total income from all sources (including contributions)	2016-12-28	$13,174,024
Total loss/gain on sale of assets	2016-12-28	$0
Total of all expenses incurred	2016-12-28	$76,740,224
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-28	$76,714,641
Value of total corrective distributions	2016-12-28	$186
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-28	$7,602,196
Value of total assets at end of year	2016-12-28	$0
Value of total assets at beginning of year	2016-12-28	$63,566,200
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-28	$25,397
Total interest from all sources	2016-12-28	$9,035
Total dividends received (eg from common stock, registered investment company shares)	2016-12-28	$809,016
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-28	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2016-12-28	$0
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-28	$809,016
Was this plan covered by a fidelity bond	2016-12-28	Yes
Value of fidelity bond cover	2016-12-28	$500,000
If this is an individual account plan, was there a blackout period	2016-12-28	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-28	No
Contributions received from participants	2016-12-28	$6,020,931
Participant contributions at end of year	2016-12-28	$0
Participant contributions at beginning of year	2016-12-28	$305,951
Assets. Other investments not covered elsewhere at end of year	2016-12-28	$0
Assets. Other investments not covered elsewhere at beginning of year	2016-12-28	$1,025,820
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-28	$279,104
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2016-12-28	$177,978
Other income not declared elsewhere	2016-12-28	$90,338
Administrative expenses (other) incurred	2016-12-28	$25,397
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-28	No
Value of net income/loss	2016-12-28	$-63,566,200
Value of net assets at end of year (total assets less liabilities)	2016-12-28	$0
Value of net assets at beginning of year (total assets less liabilities)	2016-12-28	$63,566,200
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-28	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-28	No
Were any leases to which the plan was party in default or uncollectible	2016-12-28	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-28	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-28	$60,850,882
Interest on participant loans	2016-12-28	$9,035
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-28	$4,663,439
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-28	No
Was there a failure to transmit to the plan any participant contributions	2016-12-28	No
Has the plan failed to provide any benefit when due under the plan	2016-12-28	No
Contributions received in cash from employer	2016-12-28	$1,302,161
Employer contributions (assets) at beginning of year	2016-12-28	$1,383,547
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-28	$76,536,663
Did the plan have assets held for investment	2016-12-28	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-28	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-28	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-28	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-28	Disclaimer
Accountancy firm name	2016-12-28	MOSS ADAMS, LLP
Accountancy firm EIN	2016-12-28	910189318
2015 : TIVO 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$9,089,505
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$3,174,938
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$3,152,950
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$9,437,742
Value of total assets at end of year	2015-12-31	$63,566,200
Value of total assets at beginning of year	2015-12-31	$57,651,633
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$21,988
Total interest from all sources	2015-12-31	$6,348
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$2,062,281
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$2,062,281
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$7,080,199
Participant contributions at end of year	2015-12-31	$305,951
Participant contributions at beginning of year	2015-12-31	$241,220
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$1,025,820
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$996,951
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$971,294
Other income not declared elsewhere	2015-12-31	$-28,511
Administrative expenses (other) incurred	2015-12-31	$21,988
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$5,914,567
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$63,566,200
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$57,651,633
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$60,850,882
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$55,143,716
Interest on participant loans	2015-12-31	$6,348
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-2,388,355
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$1,386,249
Employer contributions (assets) at end of year	2015-12-31	$1,383,547
Employer contributions (assets) at beginning of year	2015-12-31	$1,269,746
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$3,152,950
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	MOSS ADAMS, LLP
Accountancy firm EIN	2015-12-31	910189318
2014 : TIVO 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$12,827,863
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$5,884,270
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$5,859,422
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$8,832,563
Value of total assets at end of year	2014-12-31	$57,651,633
Value of total assets at beginning of year	2014-12-31	$50,708,040
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$24,848
Total interest from all sources	2014-12-31	$2,053
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$2,034,492
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$2,034,492
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$6,496,796
Participant contributions at end of year	2014-12-31	$241,220
Participant contributions at beginning of year	2014-12-31	$265,222
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$180
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$996,951
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$1,009,328
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$1,066,021
Administrative expenses (other) incurred	2014-12-31	$24,848
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$6,943,593
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$57,651,633
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$50,708,040
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$55,143,716
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$49,433,125
Interest on participant loans	2014-12-31	$2,053
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$185
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$185
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$1,958,755
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$1,269,746
Employer contributions (assets) at end of year	2014-12-31	$1,269,746
Employer contributions (assets) at beginning of year	2014-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$5,859,422
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MOSS ADAMS, LLP
Accountancy firm EIN	2014-12-31	910189318
2013 : TIVO 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$14,887,418
Total of all expenses incurred	2013-12-31	$3,557,360
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$3,536,379
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$5,838,301
Value of total assets at end of year	2013-12-31	$50,708,040
Value of total assets at beginning of year	2013-12-31	$39,377,982
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$20,981
Total interest from all sources	2013-12-31	$19,598
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$767,985
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$767,985
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$5,358,242
Participant contributions at end of year	2013-12-31	$265,222
Participant contributions at beginning of year	2013-12-31	$408,304
Participant contributions at end of year	2013-12-31	$180
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$1,009,328
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$830,890
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$480,059
Administrative expenses (other) incurred	2013-12-31	$34
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$11,330,058
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$50,708,040
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$39,377,982
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$49,433,125
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$37,979,708
Interest on participant loans	2013-12-31	$19,598
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$185
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$159,080
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$159,080
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$8,261,534
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$3,536,379
Contract administrator fees	2013-12-31	$20,947
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MOSS ADAMS, LLP.
Accountancy firm EIN	2013-12-31	910189318
2012 : TIVO 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$10,997,569
Total of all expenses incurred	2012-12-31	$3,407,206
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$3,383,805
Expenses. Certain deemed distributions of participant loans	2012-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$6,754,683
Value of total assets at end of year	2012-12-31	$39,377,982
Value of total assets at beginning of year	2012-12-31	$31,787,619
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$23,401
Total interest from all sources	2012-12-31	$29,705
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$720,656
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$720,656
Administrative expenses professional fees incurred	2012-12-31	$23,260
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$5,337,877
Participant contributions at end of year	2012-12-31	$408,304
Participant contributions at beginning of year	2012-12-31	$452,148
Participant contributions at beginning of year	2012-12-31	$134,003
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$830,890
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$672,608
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$1,416,806
Administrative expenses (other) incurred	2012-12-31	$141
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$7,590,363
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$39,377,982
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$31,787,619
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$37,979,708
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$30,528,860
Interest on participant loans	2012-12-31	$29,705
Income. Interest from loans (other than to participants)	2012-12-31	$0
Interest earned on other investments	2012-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$159,080
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$3,492,525
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Income. Dividends from common stock	2012-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$3,383,805
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MOSS ADAMS, LLP.
Accountancy firm EIN	2012-12-31	910189318
2011 : TIVO 401(K) PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$4,984
Total income from all sources (including contributions)	2011-12-31	$5,310,924
Total of all expenses incurred	2011-12-31	$1,801,643
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,786,110
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$5,296,004
Value of total assets at end of year	2011-12-31	$31,787,619
Value of total assets at beginning of year	2011-12-31	$28,283,322
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$15,533
Total interest from all sources	2011-12-31	$16,781
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$577,288
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$577,288
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$4,962,027
Participant contributions at end of year	2011-12-31	$452,148
Participant contributions at beginning of year	2011-12-31	$295,791
Participant contributions at end of year	2011-12-31	$134,003
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$672,608
Assets. Other investments not covered elsewhere at beginning of year	2011-12-31	$678,305
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$333,977
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2011-12-31	$933
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$4,984
Other income not declared elsewhere	2011-12-31	$-22,098
Administrative expenses (other) incurred	2011-12-31	$660
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$3,509,281
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$31,787,619
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$28,278,338
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$30,528,860
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$27,309,226
Interest on participant loans	2011-12-31	$16,781
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-557,051
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,785,177
Contract administrator fees	2011-12-31	$14,873
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MOHLER, NIXON & WILLIAMS
Accountancy firm EIN	2011-12-31	770106234
2010 : TIVO 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$4,984
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$7,921,697
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,050,730
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,036,897
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$4,627,372
Value of total assets at end of year	2010-12-31	$28,283,322
Value of total assets at beginning of year	2010-12-31	$21,407,371
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$13,833
Total interest from all sources	2010-12-31	$11,860
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$491,586
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$491,586
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$4,173,118
Participant contributions at end of year	2010-12-31	$295,791
Participant contributions at beginning of year	2010-12-31	$178,173
Participant contributions at beginning of year	2010-12-31	$1,063
Assets. Other investments not covered elsewhere at end of year	2010-12-31	$678,305
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$572,355
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$454,254
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$4,984
Other income not declared elsewhere	2010-12-31	$49,613
Administrative expenses (other) incurred	2010-12-31	$89
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$6,870,967
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$28,278,338
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$21,407,371
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$535
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$27,309,226
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$20,655,561
Interest on participant loans	2010-12-31	$11,860
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$219
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$219
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$2,741,266
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,036,897
Contract administrator fees	2010-12-31	$13,209
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MOHLER, NIXON & WILLIAMS
Accountancy firm EIN	2010-12-31	770106234

Form 5500 Responses for TIVO 401(K) PLAN

2016: TIVO 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	Yes
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: TIVO 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: TIVO 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: TIVO 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: TIVO 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: TIVO 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: TIVO 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: TIVO 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	TIVO INC.
Employer identification number (EIN):	770463167
NAIC Classification:	541700

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	2005-11-14
Company Identification Number:	0800571547
Legal Registered Office Address:	3025 ORCHARD PKWY SAN JOSE United States of America (USA) 95134