401k Plan data: SEQUOIA 401(K) PLAN plan

SEQUOIA 401(K) PLAN 401k Plan overview

Plan Name	SEQUOIA 401(K) PLAN
Plan identification number	002

SEQUOIA 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SEQUOIA CAPITAL OPERATIONS, LLC has sponsored the creation of one or more 401k plans.

Company Name: SEQUOIA CAPITAL OPERATIONS, LLC

Employer identification number (EIN): 770533605

NAIC Classification: 523110
NAIC Description: Investment Banking and Securities Dealing

Additional information about SEQUOIA CAPITAL OPERATIONS, LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 3172411

More information about SEQUOIA CAPITAL OPERATIONS, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SEQUOIA 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01
002 2021-01-01
002 2020-01-01
002 2019-01-01
002 2018-01-01 MARIE KLEMCHUK
002 2017-01-01 CHRIS COOPER
002 2016-01-01 CHRIS COOPER
002 2015-01-01 MELINDA DUNN
002 2014-01-01 MELINDA DUNN 2015-08-07
002 2013-01-01 MELINDA DUNN 2014-05-27
002 2012-01-01 MELINDA DUNN 2013-06-17
002 2011-01-01 MELINDA DUNN 2012-07-19
002 2010-01-01 MELINDA DUNN 2011-07-29

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
002	2022-01-01
002	2021-01-01
002	2020-01-01
002	2019-01-01
002	2018-01-01	MARIE KLEMCHUK
002	2017-01-01	CHRIS COOPER
002	2016-01-01	CHRIS COOPER
002	2015-01-01	MELINDA DUNN
002	2014-01-01	MELINDA DUNN	2015-08-07
002	2013-01-01	MELINDA DUNN	2014-05-27
002	2012-01-01	MELINDA DUNN	2013-06-17
002	2011-01-01	MELINDA DUNN	2012-07-19
002	2010-01-01	MELINDA DUNN	2011-07-29

Plan Statistics for SEQUOIA 401(K) PLAN

401k plan membership statisitcs for SEQUOIA 401(K) PLAN

Measure Date Value
2022: SEQUOIA 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 295
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 206
Number of retired or separated participants receiving benefits 2022-01-01 1
Number of other retired or separated participants entitled to future benefits 2022-01-01 124
Total of all active and inactive participants 2022-01-01 331
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 1
Total participants 2022-01-01 332
Number of participants with account balances 2022-01-01 331
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 13
2021: SEQUOIA 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 268
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 187
Number of retired or separated participants receiving benefits 2021-01-01 1
Number of other retired or separated participants entitled to future benefits 2021-01-01 106
Total of all active and inactive participants 2021-01-01 294
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 1
Total participants 2021-01-01 295
Number of participants with account balances 2021-01-01 289
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 16
2020: SEQUOIA 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 222
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 175
Number of retired or separated participants receiving benefits 2020-01-01 1
Number of other retired or separated participants entitled to future benefits 2020-01-01 91
Total of all active and inactive participants 2020-01-01 267
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 1
Total participants 2020-01-01 268
Number of participants with account balances 2020-01-01 263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 7
2019: SEQUOIA 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 209
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 147
Number of retired or separated participants receiving benefits 2019-01-01 1
Number of other retired or separated participants entitled to future benefits 2019-01-01 74
Total of all active and inactive participants 2019-01-01 222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 222
Number of participants with account balances 2019-01-01 220
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 5
2018: SEQUOIA 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 196
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 133
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 76
Total of all active and inactive participants 2018-01-01 209
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 209
Number of participants with account balances 2018-01-01 209
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 9
2017: SEQUOIA 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 174
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 128
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 63
Total of all active and inactive participants 2017-01-01 191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 192
Number of participants with account balances 2017-01-01 186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 19
2016: SEQUOIA 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 151
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 110
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 60
Total of all active and inactive participants 2016-01-01 170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 170
Number of participants with account balances 2016-01-01 165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 8
2015: SEQUOIA 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 138
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 99
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 49
Total of all active and inactive participants 2015-01-01 148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 148
Number of participants with account balances 2015-01-01 145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 14

Measure	Date	Value
2022: SEQUOIA 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	295
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	206
Number of retired or separated participants receiving benefits	2022-01-01	1
Number of other retired or separated participants entitled to future benefits	2022-01-01	124
Total of all active and inactive participants	2022-01-01	331
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	1
Total participants	2022-01-01	332
Number of participants with account balances	2022-01-01	331
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	13
2021: SEQUOIA 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	268
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	187
Number of retired or separated participants receiving benefits	2021-01-01	1
Number of other retired or separated participants entitled to future benefits	2021-01-01	106
Total of all active and inactive participants	2021-01-01	294
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	1
Total participants	2021-01-01	295
Number of participants with account balances	2021-01-01	289
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	16
2020: SEQUOIA 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	222
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	175
Number of retired or separated participants receiving benefits	2020-01-01	1
Number of other retired or separated participants entitled to future benefits	2020-01-01	91
Total of all active and inactive participants	2020-01-01	267
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	1
Total participants	2020-01-01	268
Number of participants with account balances	2020-01-01	263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	7
2019: SEQUOIA 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	209
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	147
Number of retired or separated participants receiving benefits	2019-01-01	1
Number of other retired or separated participants entitled to future benefits	2019-01-01	74
Total of all active and inactive participants	2019-01-01	222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	222
Number of participants with account balances	2019-01-01	220
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	5
2018: SEQUOIA 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	196
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	133
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	76
Total of all active and inactive participants	2018-01-01	209
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	209
Number of participants with account balances	2018-01-01	209
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	9
2017: SEQUOIA 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	174
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	128
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	63
Total of all active and inactive participants	2017-01-01	191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	192
Number of participants with account balances	2017-01-01	186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	19
2016: SEQUOIA 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	151
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	110
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	60
Total of all active and inactive participants	2016-01-01	170
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	170
Number of participants with account balances	2016-01-01	165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	8
2015: SEQUOIA 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	138
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	99
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	49
Total of all active and inactive participants	2015-01-01	148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	148
Number of participants with account balances	2015-01-01	145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	14

Financial Data on SEQUOIA 401(K) PLAN

Measure	Date	Value
2022 : SEQUOIA 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$-4,851,134
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$1,569,144
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$1,344,629
Value of total corrective distributions	2022-12-31	$219,430
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$9,839,918
Value of total assets at end of year	2022-12-31	$71,964,837
Value of total assets at beginning of year	2022-12-31	$78,385,115
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$5,085
Total interest from all sources	2022-12-31	$104,793
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$2,028,385
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$2,028,385
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$2,708,798
Participant contributions at end of year	2022-12-31	$197,110
Participant contributions at beginning of year	2022-12-31	$117,206
Assets. Other investments not covered elsewhere at end of year	2022-12-31	$575,557
Assets. Other investments not covered elsewhere at beginning of year	2022-12-31	$711,365
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$900,038
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2022-12-31	$6,165
Other income not declared elsewhere	2022-12-31	$-118,074
Administrative expenses (other) incurred	2022-12-31	$5,085
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-6,420,278
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$71,964,837
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$78,385,115
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$66,864,960
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$73,971,492
Interest on participant loans	2022-12-31	$9,189
Interest earned on other investments	2022-12-31	$95,604
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$4,327,210
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$3,585,052
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-16,706,156
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$6,231,082
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$1,338,464
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	SILICON VALLEY ACCOUNTANCY CORP
Accountancy firm EIN	2022-12-31	770573994
2021 : SEQUOIA 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total income from all sources (including contributions)	2021-12-31	$19,570,926
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$2,952,315
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$2,755,747
Value of total corrective distributions	2021-12-31	$193,395
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$8,875,092
Value of total assets at end of year	2021-12-31	$78,385,115
Value of total assets at beginning of year	2021-12-31	$61,766,504
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$3,173
Total interest from all sources	2021-12-31	$91,007
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$2,378,751
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$2,378,751
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$2,373,969
Participant contributions at end of year	2021-12-31	$117,206
Participant contributions at beginning of year	2021-12-31	$35,093
Assets. Other investments not covered elsewhere at end of year	2021-12-31	$711,365
Assets. Other investments not covered elsewhere at beginning of year	2021-12-31	$314,405
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$758,235
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2021-12-31	$19,842
Other income not declared elsewhere	2021-12-31	$128,050
Administrative expenses (other) incurred	2021-12-31	$3,173
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$16,618,611
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$78,385,115
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$61,766,504
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$73,971,492
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$57,552,717
Interest on participant loans	2021-12-31	$5,291
Interest earned on other investments	2021-12-31	$85,716
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$3,585,052
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$3,864,289
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$8,098,026
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$5,742,888
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$2,735,905
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	SILICON VALLEY ACCOUNTANCY CORP
Accountancy firm EIN	2021-12-31	770573994
2020 : SEQUOIA 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$15,679,024
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$3,256,090
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$3,120,836
Value of total corrective distributions	2020-12-31	$133,060
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$7,546,013
Value of total assets at end of year	2020-12-31	$61,766,504
Value of total assets at beginning of year	2020-12-31	$49,343,570
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$2,194
Total interest from all sources	2020-12-31	$94,871
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$1,988,926
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$1,988,926
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$2,062,634
Participant contributions at end of year	2020-12-31	$35,093
Participant contributions at beginning of year	2020-12-31	$50,180
Assets. Other investments not covered elsewhere at end of year	2020-12-31	$314,405
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$831,412
Other income not declared elsewhere	2020-12-31	$544
Administrative expenses (other) incurred	2020-12-31	$2,194
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$12,422,934
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$61,766,504
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$49,343,570
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$57,552,717
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$45,708,094
Interest on participant loans	2020-12-31	$3,157
Interest earned on other investments	2020-12-31	$91,714
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$3,864,289
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$3,585,296
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$6,048,670
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$4,651,967
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$3,120,836
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	SILICON VALLEY ACCOUNTANCY CORP
Accountancy firm EIN	2020-12-31	770573994
2019 : SEQUOIA 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$14,770,477
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$2,544,050
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$2,488,284
Value of total corrective distributions	2019-12-31	$55,366
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$5,898,942
Value of total assets at end of year	2019-12-31	$49,343,570
Value of total assets at beginning of year	2019-12-31	$37,117,143
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$400
Total interest from all sources	2019-12-31	$98,394
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$1,116,456
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$1,116,456
Administrative expenses professional fees incurred	2019-12-31	$400
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$1,662,243
Participant contributions at end of year	2019-12-31	$50,180
Participant contributions at beginning of year	2019-12-31	$13,655
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$24,995
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$493,560
Other income not declared elsewhere	2019-12-31	$34,797
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$12,226,427
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$49,343,570
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$37,117,143
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$45,708,094
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$33,233,353
Interest on participant loans	2019-12-31	$2,151
Interest earned on other investments	2019-12-31	$96,243
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$3,585,296
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$3,845,140
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$7,621,888
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$3,743,139
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$2,488,284
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	SILICON VALLEY ACCOUNTANCY CORP
Accountancy firm EIN	2019-12-31	770573994
2018 : SEQUOIA 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$2,121,939
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$442,724
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$378,790
Value of total corrective distributions	2018-12-31	$39,968
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$4,723,544
Value of total assets at end of year	2018-12-31	$37,117,143
Value of total assets at beginning of year	2018-12-31	$35,437,928
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$23,966
Total interest from all sources	2018-12-31	$1,554
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$686,381
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$686,381
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$1,479,297
Participant contributions at end of year	2018-12-31	$13,655
Participant contributions at beginning of year	2018-12-31	$59,338
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$24,995
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$246,871
Other income not declared elsewhere	2018-12-31	$88,486
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$1,679,215
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$37,117,143
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$35,437,928
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$33,233,353
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$31,627,089
Interest on participant loans	2018-12-31	$1,554
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$3,845,140
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$3,751,501
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-3,378,026
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$2,997,376
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$378,790
Contract administrator fees	2018-12-31	$23,966
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	SILICON VALLEY ACCOUNTANCY CORP
Accountancy firm EIN	2018-12-31	770573994
2017 : SEQUOIA 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$9,417,764
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$2,540,104
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$2,483,449
Value of total corrective distributions	2017-12-31	$9,064
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$4,378,876
Value of total assets at end of year	2017-12-31	$35,437,928
Value of total assets at beginning of year	2017-12-31	$28,560,268
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$47,591
Total interest from all sources	2017-12-31	$3,333
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$519,669
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$519,669
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$1,234,365
Participant contributions at end of year	2017-12-31	$59,338
Participant contributions at beginning of year	2017-12-31	$73,227
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$371,180
Other income not declared elsewhere	2017-12-31	$100,628
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$6,877,660
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$35,437,928
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$28,560,268
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$31,627,089
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$24,291,850
Interest on participant loans	2017-12-31	$3,333
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$3,751,501
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$4,195,191
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$4,415,258
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$2,773,331
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$2,483,449
Contract administrator fees	2017-12-31	$47,591
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	SILICON VALLEY ACCOUNTANCY CORP
Accountancy firm EIN	2017-12-31	770573994
2016 : SEQUOIA 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$7,252,888
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,681,260
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,680,110
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$4,899,708
Value of total assets at end of year	2016-12-31	$28,560,268
Value of total assets at beginning of year	2016-12-31	$22,988,640
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$1,150
Total interest from all sources	2016-12-31	$90,035
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$405,260
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$405,260
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,041,079
Participant contributions at end of year	2016-12-31	$73,227
Participant contributions at beginning of year	2016-12-31	$14,346
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$1,179,147
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$5,571,628
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$28,560,268
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$22,988,640
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$24,291,850
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$19,435,013
Interest on participant loans	2016-12-31	$1,123
Interest earned on other investments	2016-12-31	$88,912
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$4,195,191
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$3,539,281
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$1,857,885
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$2,679,482
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,680,110
Contract administrator fees	2016-12-31	$1,150
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	SILICON VALLEY ACCOUNTANCY CORP
Accountancy firm EIN	2016-12-31	770573994
2015 : SEQUOIA 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$3,781,219
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$429,286
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$429,142
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$4,102,113
Value of total assets at end of year	2015-12-31	$22,988,640
Value of total assets at beginning of year	2015-12-31	$19,636,707
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$144
Total interest from all sources	2015-12-31	$914
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$263,182
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$263,182
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$1,079,774
Participant contributions at end of year	2015-12-31	$14,346
Participant contributions at beginning of year	2015-12-31	$29,476
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$184,803
Other income not declared elsewhere	2015-12-31	$73,537
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$3,351,933
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$22,988,640
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$19,636,707
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$144
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$19,435,013
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$16,386,278
Interest on participant loans	2015-12-31	$914
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$3,539,281
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$3,220,953
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-658,527
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$2,837,536
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$429,142
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	SILICON VALLEY ACCOUNTANCY CORP
Accountancy firm EIN	2015-12-31	770573994

Form 5500 Responses for SEQUOIA 401(K) PLAN

2022: SEQUOIA 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: SEQUOIA 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: SEQUOIA 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: SEQUOIA 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: SEQUOIA 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: SEQUOIA 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SEQUOIA 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SEQUOIA 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

GA28150

Policy instance

Insurance contract or identification number	GA28150
Number of Individuals Covered	43
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

GA28150

Policy instance

Insurance contract or identification number	GA28150
Number of Individuals Covered	38
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

GA28150

Policy instance

Insurance contract or identification number	GA28150
Number of Individuals Covered	43
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

GA28150

Policy instance

Insurance contract or identification number	GA28150
Number of Individuals Covered	54
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

GA28150

Policy instance

Insurance contract or identification number	GA28150
Number of Individuals Covered	209
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

GA28150

Policy instance

Insurance contract or identification number	GA28150
Number of Individuals Covered	186
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

GA28150

Policy instance

Insurance contract or identification number	GA28150
Number of Individuals Covered	145
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Potentially related plans

SEQUOIA 401(K) PLAN [EIN = 822780812]

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Company Name:	SEQUOIA CAPITAL OPERATIONS, LLC
Employer identification number (EIN):	770533605
NAIC Classification:	523110
NAIC Description:	Investment Banking and Securities Dealing

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	3172411