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BUTTONWILLOW WAREHOUSE COMPANY, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameBUTTONWILLOW WAREHOUSE COMPANY, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 001

BUTTONWILLOW WAREHOUSE COMPANY, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

BUTTONWILLOW WAREHOUSE COMPANY has sponsored the creation of one or more 401k plans.

Company Name:BUTTONWILLOW WAREHOUSE COMPANY
Employer identification number (EIN):770547238
NAIC Classification:115110

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BUTTONWILLOW WAREHOUSE COMPANY, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01CLAYTON HOUCHIN2023-10-10 CLAYTON HOUCHIN2023-10-10
0012021-01-01CLAYTON HOUCHIN2022-10-11 DONALD HOUCHIN2022-10-11
0012020-01-01BRAD CROWDER2021-10-11
0012019-01-01BRAD CROWDER2020-10-12 DONALD HOUCHIN2020-10-12

Plan Statistics for BUTTONWILLOW WAREHOUSE COMPANY, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for BUTTONWILLOW WAREHOUSE COMPANY, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022: BUTTONWILLOW WAREHOUSE COMPANY, INC. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01243
Total number of active participants reported on line 7a of the Form 55002022-01-01222
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0133
Total of all active and inactive participants2022-01-01255
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01255
Number of participants with account balances2022-01-01134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-012
2021: BUTTONWILLOW WAREHOUSE COMPANY, INC. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01230
Total number of active participants reported on line 7a of the Form 55002021-01-01164
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0126
Total of all active and inactive participants2021-01-01190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01190
Number of participants with account balances2021-01-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-013
2020: BUTTONWILLOW WAREHOUSE COMPANY, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01231
Total number of active participants reported on line 7a of the Form 55002020-01-01203
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0122
Total of all active and inactive participants2020-01-01225
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01225
Number of participants with account balances2020-01-01110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-015
2019: BUTTONWILLOW WAREHOUSE COMPANY, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01218
Total number of active participants reported on line 7a of the Form 55002019-01-01208
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0118
Total of all active and inactive participants2019-01-01226
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01226
Number of participants with account balances2019-01-01110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-015

Financial Data on BUTTONWILLOW WAREHOUSE COMPANY, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : BUTTONWILLOW WAREHOUSE COMPANY, INC. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-557,447
Total of all expenses incurred2022-12-31$669,924
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$598,370
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,496,400
Value of total assets at end of year2022-12-31$13,281,321
Value of total assets at beginning of year2022-12-31$14,508,692
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$71,554
Total interest from all sources2022-12-31$3,162
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$992,084
Participant contributions at end of year2022-12-31$52,061
Participant contributions at beginning of year2022-12-31$82,949
Participant contributions at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,227,371
Value of net assets at end of year (total assets less liabilities)2022-12-31$13,281,321
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$14,508,692
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$10,826,876
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$12,179,696
Interest on participant loans2022-12-31$3,162
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$1,898,068
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$1,858,843
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$1,858,843
Net investment gain or loss from common/collective trusts2022-12-31$-2,057,009
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$504,316
Employer contributions (assets) at end of year2022-12-31$504,316
Employer contributions (assets) at beginning of year2022-12-31$387,204
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$598,370
Contract administrator fees2022-12-31$71,554
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BARBICH HOOPER KING DILL HOFFMAN AC
Accountancy firm EIN2022-12-31953705481
2021 : BUTTONWILLOW WAREHOUSE COMPANY, INC. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$2,936,250
Total of all expenses incurred2021-12-31$1,259,235
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,236,521
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$974,032
Value of total assets at end of year2021-12-31$14,508,692
Value of total assets at beginning of year2021-12-31$12,831,677
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$22,714
Total interest from all sources2021-12-31$6,088
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$22,714
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$586,828
Participant contributions at end of year2021-12-31$82,949
Participant contributions at beginning of year2021-12-31$132,610
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$5,250
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,677,015
Value of net assets at end of year (total assets less liabilities)2021-12-31$14,508,692
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$12,831,677
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$12,179,696
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$10,448,189
Interest on participant loans2021-12-31$0
Income. Interest from loans (other than to participants)2021-12-31$6,088
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$1,858,843
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$1,890,355
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$1,890,355
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,956,130
Net investment gain or loss from common/collective trusts2021-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$387,204
Employer contributions (assets) at end of year2021-12-31$387,204
Employer contributions (assets) at beginning of year2021-12-31$355,273
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,236,521
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BARBICH HOOPER KING DILL HOFFMAN AC
Accountancy firm EIN2021-12-31953705481
2020 : BUTTONWILLOW WAREHOUSE COMPANY, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$3,013,911
Total of all expenses incurred2020-12-31$1,309,515
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,273,002
Value of total corrective distributions2020-12-31$34,685
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,577,289
Value of total assets at end of year2020-12-31$12,831,677
Value of total assets at beginning of year2020-12-31$11,127,281
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$1,828
Total interest from all sources2020-12-31$20,322
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$641,873
Participant contributions at end of year2020-12-31$132,610
Participant contributions at beginning of year2020-12-31$110,123
Participant contributions at end of year2020-12-31$5,250
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$413,383
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,704,396
Value of net assets at end of year (total assets less liabilities)2020-12-31$12,831,677
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$11,127,281
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$10,448,189
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$9,339,459
Income. Interest from loans (other than to participants)2020-12-31$7,084
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$1,890,355
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$1,677,699
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$1,677,699
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$13,238
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,416,300
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$522,033
Employer contributions (assets) at end of year2020-12-31$355,273
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,273,002
Contract administrator fees2020-12-31$1,828
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BARBICH HOOPER KING DILL HOFFMAN AC
Accountancy firm EIN2020-12-31953705481
2019 : BUTTONWILLOW WAREHOUSE COMPANY, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets from this plan2019-12-31$0
Expenses. Interest paid2019-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022019-12-31$0
Total income from all sources (including contributions)2019-12-31$3,222,513
Total of all expenses incurred2019-12-31$1,771,259
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,737,813
Expenses. Certain deemed distributions of participant loans2019-12-31$0
Value of total corrective distributions2019-12-31$24,578
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,239,639
Value of total assets at end of year2019-12-31$11,127,281
Value of total assets at beginning of year2019-12-31$9,676,027
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$8,868
Total interest from all sources2019-12-31$21,849
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$597,657
Participant contributions at end of year2019-12-31$110,123
Participant contributions at beginning of year2019-12-31$116,175
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$451,605
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$0
Administrative expenses (other) incurred2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Income. Non cash contributions2019-12-31$0
Value of net income/loss2019-12-31$1,451,254
Value of net assets at end of year (total assets less liabilities)2019-12-31$11,127,281
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$9,676,027
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$9,339,459
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$8,047,299
Income. Interest from loans (other than to participants)2019-12-31$7,150
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$1,677,699
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,512,553
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,512,553
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$14,699
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,961,025
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$190,377
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,737,813
Contract administrator fees2019-12-31$8,868
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BARBICH HOOPER KING DILL HOFFMAN AC
Accountancy firm EIN2019-12-31953705481

Form 5500 Responses for BUTTONWILLOW WAREHOUSE COMPANY, INC. 401(K) PROFIT SHARING PLAN

2022: BUTTONWILLOW WAREHOUSE COMPANY, INC. 401(K) PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: BUTTONWILLOW WAREHOUSE COMPANY, INC. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: BUTTONWILLOW WAREHOUSE COMPANY, INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: BUTTONWILLOW WAREHOUSE COMPANY, INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number602128
Policy instance 1
Insurance contract or identification number602128
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $6,396
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees0
Insurance broker organization code?3
Additional information about fees paid to insurance brokerFEES
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number602128
Policy instance 1
Insurance contract or identification number602128
Number of Individuals Covered121
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $9,039
Total amount of fees paid to insurance companyUSD $6,538
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,039
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSIONS PAID
Insurance broker organization code?3
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number602128
Policy instance 1
Insurance contract or identification number602128
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $32,100
Total amount of fees paid to insurance companyUSD $5,365
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $32,100
Insurance broker organization code?3
Amount paid for insurance broker fees5365
Additional information about fees paid to insurance brokerTPA REVENUE SHARING
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70688 )
Policy contract number602128
Policy instance 1
Insurance contract or identification number602128
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Insurance broker organization code?3

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