401k Plan data: ARBORWORKS, INC. 401(K) PLAN plan

ARBORWORKS, INC. 401(K) PLAN 401k Plan overview

Plan Name	ARBORWORKS, INC. 401(K) PLAN
Plan identification number	001

ARBORWORKS, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ARBORWORKS, INC. has sponsored the creation of one or more 401k plans.

Company Name: ARBORWORKS, INC.

Employer identification number (EIN): 770615692

NAIC Classification: 561900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ARBORWORKS, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01 REBECCA LEE 2021-10-01 REBECCA LEE 2021-10-01
001 2019-01-01
001 2019-01-01
001 2019-01-01

Plan Statistics for ARBORWORKS, INC. 401(K) PLAN

401k plan membership statisitcs for ARBORWORKS, INC. 401(K) PLAN

Measure Date Value
2022: ARBORWORKS, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 241
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 219
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 49
Total of all active and inactive participants 2022-01-01 268
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 268
Number of participants with account balances 2022-01-01 145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 0
2021: ARBORWORKS, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 275
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 240
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 32
Total of all active and inactive participants 2021-01-01 272
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 272
Number of participants with account balances 2021-01-01 107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: ARBORWORKS, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 131
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 165
Number of other retired or separated participants entitled to future benefits 2020-01-01 20
Total of all active and inactive participants 2020-01-01 185
Total participants 2020-01-01 185
Number of participants with account balances 2020-01-01 62
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0

Measure	Date	Value
2022: ARBORWORKS, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	241
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	219
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	49
Total of all active and inactive participants	2022-01-01	268
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	268
Number of participants with account balances	2022-01-01	145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	0
2021: ARBORWORKS, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	275
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	240
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	32
Total of all active and inactive participants	2021-01-01	272
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	272
Number of participants with account balances	2021-01-01	107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: ARBORWORKS, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	131
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	165
Number of other retired or separated participants entitled to future benefits	2020-01-01	20
Total of all active and inactive participants	2020-01-01	185
Total participants	2020-01-01	185
Number of participants with account balances	2020-01-01	62
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0

Financial Data on ARBORWORKS, INC. 401(K) PLAN

Measure	Date	Value
2022 : ARBORWORKS, INC. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-12-31	$0
Total transfer of assets to this plan	2022-12-31	$0
Total transfer of assets from this plan	2022-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-12-31	$0
Total income from all sources (including contributions)	2022-12-31	$838,943
Total loss/gain on sale of assets	2022-12-31	$0
Total of all expenses incurred	2022-12-31	$270,868
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$249,882
Value of total corrective distributions	2022-12-31	$35
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$1,074,461
Value of total assets at end of year	2022-12-31	$1,748,720
Value of total assets at beginning of year	2022-12-31	$1,180,645
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$20,951
Total interest from all sources	2022-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$94,793
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$94,793
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$119,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$656,980
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$189,072
Administrative expenses (other) incurred	2022-12-31	$20,951
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$568,075
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$1,748,720
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$1,180,645
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$1,698,023
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$1,179,704
Value of interest in common/collective trusts at end of year	2022-12-31	$50,697
Value of interest in common/collective trusts at beginning of year	2022-12-31	$941
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-330,674
Net investment gain or loss from common/collective trusts	2022-12-31	$363
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$228,409
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$249,882
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	JASON UNDERWOOD CPA PLLC
Accountancy firm EIN	2022-12-31	453976013
2021 : ARBORWORKS, INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-12-31	$0
Total transfer of assets from this plan	2021-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-12-31	$3,468
Total income from all sources (including contributions)	2021-12-31	$607,120
Total loss/gain on sale of assets	2021-12-31	$0
Total of all expenses incurred	2021-12-31	$168,015
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$158,499
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$538,701
Value of total assets at end of year	2021-12-31	$1,180,645
Value of total assets at beginning of year	2021-12-31	$745,008
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$9,516
Total interest from all sources	2021-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$19,920
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$19,920
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$75,000
If this is an individual account plan, was there a blackout period	2021-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2021-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$374,736
Participant contributions at beginning of year	2021-12-31	$41,951
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2021-12-31	$3,468
Administrative expenses (other) incurred	2021-12-31	$9,516
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$439,105
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$1,180,645
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$741,540
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$1,179,704
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$684,166
Value of interest in common/collective trusts at end of year	2021-12-31	$941
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$48,470
Net investment gain or loss from common/collective trusts	2021-12-31	$29
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$163,965
Employer contributions (assets) at beginning of year	2021-12-31	$18,891
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$158,499
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	Yes
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	JASON UNDERWOOD CPA PLLC
Accountancy firm EIN	2021-12-31	453976013
2020 : ARBORWORKS, INC. 401(K) PLAN 2020 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$3,468
Total income from all sources (including contributions)	2020-12-31	$562,131
Total of all expenses incurred	2020-12-31	$9,229
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$1,924
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$457,322
Value of total assets at end of year	2020-12-31	$745,008
Value of total assets at beginning of year	2020-12-31	$188,638
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$7,305
Total interest from all sources	2020-12-31	$400
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$75,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$270,778
Participant contributions at end of year	2020-12-31	$41,951
Participant contributions at beginning of year	2020-12-31	$1,889
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$62,551
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-12-31	$3,468
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$552,902
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$741,540
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$188,638
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$684,166
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$185,737
Interest earned on other investments	2020-12-31	$400
Value of interest in master investment trust accounts at end of year	2020-12-31	$0
Net investment gain/loss from pooled separate accounts	2020-12-31	$104,409
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$123,993
Employer contributions (assets) at end of year	2020-12-31	$18,891
Employer contributions (assets) at beginning of year	2020-12-31	$1,012
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$1,924
Contract administrator fees	2020-12-31	$7,305
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	JASON UNDERWOOD, CPA, PLLC
Accountancy firm EIN	2020-12-31	453976013

Form 5500 Responses for ARBORWORKS, INC. 401(K) PLAN

2022: ARBORWORKS, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Submission has been amended	No
2022-01-01	This submission is the final filing	No
2022-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2022-01-01	Plan is a collectively bargained plan	No
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: ARBORWORKS, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	Yes
2021-01-01	This submission is the final filing	No
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: ARBORWORKS, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

140514

Policy instance

Insurance contract or identification number	140514
Number of Individuals Covered	64
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $1,900
Total amount of fees paid to insurance company	USD $2,526
Amount paid for insurance broker fees	2526
Insurance broker organization code?	5
Commission paid to Insurance Broker	USD $1,900

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Company Name:	ARBORWORKS, INC.
Employer identification number (EIN):	770615692
NAIC Classification:	561900